HomeMy WebLinkAbout06.(Handout 2) SB 937 Veto Request Coalition Final60 CMUA
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September 6, 2024
The Honorable Gavin Newsom
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RE: SB 937 (Wiener) — Veto Request
Giving Water Mother Chance
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VALLECITOS
ATER DISTRICT
ater and Wastewater Specialists since 1955
Dear Governor Newsom,
The California Association of Sanitation Agencies (CASA), the California Municipal Utilities Association (CMUA),
and other undersigned organizations representing utilities providing public water and wastewater services in
California have an "oppose" position on SB 937 (Wiener) and respectfully request your veto of the measure.
This bill introduces a new and conflicting legal standard for the collection of water and sewer connection and
capacity charges, which could significantly complicate the process for collecting revenues for the construction
of public utility infrastructure necessary to support new development.
Water and sewer connection and capacity fees are essential local revenue sources that enable public utilities
to provide infrastructure necessary to make new developments habitable. Connection fees and capacity
charges are one-time fees assessed on new customers to install physical infrastructure necessary for a parcel
to be habitable and to "buy in" to the fair and proportional share of the entire system. Utilities are
constitutionally obligated to assess these fees in a manner that reflects the reasonable cost of providing water
and sewer service to the parcel. While these fees are treated the same under the law, there are distinct
purposes for each: Connection fees are assessed whenever an agency physically connects a parcel to the water
or sewer system, and capacity charges are assessed to recover the cost of maintaining or constructing system
wide infrastructure necessary to meet the additional water or sewer demand for new users of the system.
Capacity fees typically support infrastructure that is necessary to deliver service to new development but is not
part of the direct connection to a parcel, such as sewer and water treatment facilities, conveyance mains and
pump stations, and additional resource capacity, such as the procurement of additional water resources
necessary to support the new population served.
Connection and Capacity Fees (GC Ch. 7, 60013) are not Developer Fees (GC Ch. 5, 66000)
Connection and capacity charges have been identified as a distinct and separate category of fees consistently
by California courts and the State Legislature. In fact, the California Supreme Court has upheld that water and
sewer connection and capacity fees are separate and distinct from other types of developer fees in
Capistrano Beach Water Dist. v. Taj Development Corp. (1999) 72 Cal.App.4th 524, 530, which held that a
capacity charge is not a development fee under the Mitigation Fee Act (Gov.Code, § 66000 et
seq.). (Richmond, supra, 424-425.) Simply put, under current law, only land use agencies approve
development projects, so a fee can be imposed as a condition of approval of a development project only by the
pertinent land use agency. Because water and sewer agencies do not have land use authority, their connection
and capacity fees are not considered the same as other developer fees. Therefore, these fees are collected up-
front in advance of construction activities, during the only interaction a developer has with the servicing utility.
SB 937 would limit the collection of some developer fees (those assessed under the Mitigation Fee Act, GC
Chapter 5, Section 66000) until a certificate of occupancy (COO) is issued by the land use agency. However, the
final amended version of the bill included language that attempted to clarify which fees could be collected on
an up -front basis for new development. These substantive changes are a significant deviation from previous
language our organizations negotiated with the author and sponsors to address concerns about utility
connection and capacity fees and had the opposite effect of imposing new conditions on the collection of
connection and capacity fees in the Mitigation Fee Act. Most significantly, the new conditions outlined in
Government Code Chapter 5, Section 66007, would impose new and conflicting conditions for how and when
utilities can collect water and sewer connection and capacity fees, in a code section that regulates a different
and distinct type of fees for new development that are imposed by a land use authority. These new conditions,
in this particular code section, could be interpreted as a new legal standard that would undermine and directly
conflict with existing caselaw (Capistrano) and Government Code Section 66013, which is the operative statute
governing the collection of connection and capacity fees — or "fees for specific purposes." If signed, this new
section could create significant uncertainty about which Section is the operative statute and if indeed it was
the intent of the Legislature to intermingle connection and capacity fees with fees imposed by a land use
agency under the Mitigation Fee Act.
Conflicts Between Existine Statute and New Conditions Outlined in SB 937
Connection fees vs. Capacity Charges: What can be collected up front under SB 937?
SB 937 provides in 66007 (C)(1)(a)(ii) that "utility service fees related to connections may be collected at the
time an application for service is received, provided that those fees do not exceed the costs incurred by the
utility provider resulting from the connection activities." There is significant uncertainty about how this
provision could be interpreted both at the local level for implementation purposes and potentially through the
legal system under a challenge for the collection of a capacity charge under this new section.
If indeed a court were to rule that capacity charges were excluded from being collected up -front under SB 937
in GC 66007, it would open public agencies up to significant legal liability for capacity charges that would
become the burden of existing users of the system until a COO was issued. In other words, agencies could be
required under this new statute to charge existing customers for a disproportionate share of capacity upgrade
costs because developers refuse to pay for those upgrades until a COO is issued (which often occurs well after
necessary upgrade costs are incurred). Such a circumstance is constitutionally and practically untenable.
Furthermore, if capacity charges are precluded until a COO, it would present substantial logistical challenges
for recovery of this revenue because water and sewer utilities are not land use agencies privy to individual
COO determinations and they often serve multiple cities with land use authority in their service areas. Tracking
individual COOs on a development -by -development basis would be burdensome and resource intensive and
could result in stranded assets and direct subsidization of capacity revenue on existing users of the system for
incomplete development projects, which is illegal under the California Constitution.
Up Front Fees vs. Reimbursements
Furthermore, SB 937 allows for certain fees to be collected prior to the COO for "expenditures previously made
to the extent those expenditures have not been paid or reimbursed by another party."
Connection and capacity fees are collected at the point of permit issuance, before construction is started, to
ensure the revenue necessary to support the improvements to sustain and connect new development, not as a
reimbursement for work completed. By definition, a capacity charge is imposed to recoup the new user's
proportional benefit of systemwide improvements previously made or planned for the future, defined in GC
66013(b)(3) as:
(3) "Capacity charge" means a charge for public facilities in existence at the time a charge is imposed
or charges for new public facilities to be acquired or constructed in the future that are of proportional
benefit to the person or property being charged, including supply or capacity contracts for rights or
entitlements, real property interests, and entitlements and other rights of the local agency involving
capital expense relating to its use of existing or new public facilities."
There is a direct discrepancy in the language of SB 937 that we are concerned could preclude a water or sewer
agency from collecting a capacity charge in advance, based on the very nature of capacity charges and the
language limiting the collection of fees in the bill. In addition to the constitutional issues discussed above, this
could have significant unintended consequences for new development, as this capacity revenue is necessary to
support public improvements not directly associated with connections, which are still equally important and
necessary to service new users.
For these reasons, our organizations must respectfully oppose SB 937 and request that you veto the bill. We
believe there is substantial evidence that demonstrates the conflicting requirements imposed by this
legislation directly impede a public utility's ability to collect water and sewer connection and capacity fees, and
if enacted would contradict existing requirements governing the collection of these fees, present significant
liability to public agencies, and would be difficult if not impossible to implement.
Thank you for your consideration of our comments.
Sincerely,
Jessica Gauger Danielle Blacet
Director of Legislative Advocacy and Public Affairs Deputy Executive Director
California Association of Sanitation Agencies California Municipal Utilities Association
Mike McCullough, MPA
Director of External Affairs
Monterey One Water
Roger S. Bailey
General Manager
Central Contra Costa Sanitary District
Steve D. Wagner, P.E.
General Manager/District Engineer
Goleta Sanitary District
Bruce Houdeshelt
Mayor
City of Roseville
Vince De Lange
General Manager
Delta Diablo Sanitation District
Joe Mouawad, P.E.
General Manager
Eastern Municipal Water District
Robert C. Ferrante
Chief Engineer and General Manager
Los Angeles County Sanitation Districts
Paul Bushee
General Manager
Leucadia Wastewater District
Jason Martin
Interim General Manager
Rancho California Water District
Miguel J. Guerrero, P.E.
General Manager
San Bernardino Municipal Water Department
Shivaji Deshmukh, P.E.
General Manager
Inland Empire Utilities Agency
Greg Thomas
General Manager
Elsinore Valley Municipal Water District
Tom Moody
General Manager
City of Corona
Steve Jepsen
Executive Director
Clean Water SoCal
Jan Lee
General Manager
Dublin San Ramon Services District
Paul Cook, P.E.
General Manager
Irvine Ranch Water District
Jeremy Wolf
Legislative Program Manager
Las Virgenes Municipal Water District
Rob Thompson
General Manager
Orange County Sanitation District
James Peifer
Executive Director
Regional Water Authority
Teresa Herrera, P.E.
Manager
Silicon Valley Clean Water
Shannon Cotulla
Public Works Director/Engineer
Town of Windsor
Jason Dafforn
General Manager
Valley Sanitary District
James H. Gumpel, P.E.
General Manager
Vallecitos Water District