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HomeMy WebLinkAbout03.d. Review draft Position Paper to Accept 1) ACFR for FY June 30, 2023 and 2) Independent Auditors' Memo on Internal Control and Required Communications for the FY June 30, 2023Page 1 of 117 Item 3.d. MEETING DATE: NOVEMBER 27, 2023 BOARD OF DIRECTORS POSITION PAPER SUBJECT: REVIEW DRAFT POSITION PAPER TO ACCEPT (1) THE AUDITED ANNUAL COMPREHENSIVE FINANCIAL REPORT (ACFR) FOR THE FISCAL YEAR ENDED JUNE 30, 2023, PERFORMED BY MAZE & ASSOCIATES, AND (2)THE INDEPENDENT AUDITORS' MEMORANDUM ON INTERNAL CONTROLAND REQUIRED COMMUNICATIONS FOR THE FISCAL YEAR ENDED JUNE 30, 2023 SUBMITTED BY: INITIATING DEPARTMENT: KEVIN MIZUNO, FINANCE MANAGER ADMINISTRATION -FINANCE REVIEWED BY: PHILIP LEIBER, DEPUTYGENERAL MANAGER -ADMINISTRATION ROGER S. BAILEY, GENERAL MANAGER ISSUE The audited ACFR of Central San for the Fiscal Year ended June 30, 2023, and the independent auditors' memorandum on internal control and required communications for the year ended June 30, 2023, are being submitted to the Board for acceptance. BACKGROUND Independent Audit Results The independent audit firm of Maze & Associates has completed their audit of Central San's annual financial statements for the Fiscal Year ended June 30, 2023, and has issued their audit opinion thereon. The objective of this annually required independent audit is the expression of an opinion as to whether the basic financial statements are fairly presented, in all material respects, in conformity with United States Generally Accepted Accounting Principles (GAAP) and to report on the fairness of the supplementary information in relation to the financial statements taken as a whole. The audit is conducted in accordance with Generally Accepted Auditing Standards in the United States (GAAS). GAAS requires the independent auditor to plan and perform the audit to obtain reasonable, but not absolute, assurance about whether the financial statements are free from material misstatement. Procedures performed necessary to gather sufficient audit evidence supporting their opinion are based on a comprehensive assessment of Central San's financial risks and incorporate an element of both internal control risks and inherent business risks. Management is pleased to announce Central San's independent auditor's report for the fiscal year ended June 30, 2023, expresses an unmodified (clean) opinion. November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 121 of 271 Page 2 of 117 The Independent Auditors' Report including the audit opinion is included on Pagel of the attached ACFR (Attachment 1). In accordance with California Government Code Section 53891, information from the audit is also used to prepare an annual report filed with the California State Controller's Office (SCO). This report is referred to as the Financial Transactions Report (FTR) and is prepared following the reporting guidelines published by the SCO annually. Now that the annual independent audit has been completed, the FTR for the Fiscal Year ended June 30, 2023, will be remitted electronically by the January 31, 2024, reporting deadline. The audited financial statements will also be sent to the Contra Costa County Auditor -Controllers Office, the Contra Costa County Board of Supervisors, the Bond Rating Agencies, and posted to the Electronic Municipal Market Access (EMMA) website as required by continuing disclosure requirements for Central San's bond and certificate debt issuances. I n accordance with GAAS, in the performance of their audit of the annual financial statements, the independent auditors evaluated Central San's internal controls over financial reporting. Based on their observations during the course of the audit, the independent auditors notify management of any significant deficiencies or material misstatements and any recommendations to improve the system of internal accounting controls. The independent auditors are required to communicate certain matters to those charged with governance at the conclusion of the audit, which is addressed by their "Memorandum on Internal Control and Required Communications" (Attachment 2). In addition to the clean audit opinion, management is pleased to report there were no significant deficiencies or material misstatements identified by the auditors as part of this year's audit. Financial Summary Pursuant to GAAP, as a stand-alone business -type governmental entity, Central San uses an enterprise fund format to report its activities for financial statement purposes. Under this enterprise fund format, all non -fiduciary sub -funds of the Central San (i.e., Running Expense, Sewer Construction, Self -Insurance, Debt Service) are consolidated into a single reporting unit and reported in a Statement of Net Position; Statement of Revenues, Expenses and Changes in Net Position; and a Statement of Cash Flows. This consolidated reporting unit is considered an "opinion unit" and is what Central San's independent auditors have rendered their (clean) opinion on. Accordingly, the emphasis of the annual audited financial statements is at the District -wide level pursuant to GAAP and not at the sub -fund level. Central San's total ending net position increased by $72.8 million or 8.17 percent in 2022-23. This increase is primarily due to the deferred inflows related to the pension plan decreasing by $126.8 million offset by a net pension asset of $53.5 million in the prior year transforming to a net pension liability of $37.8 million. Also, the deferred outflows related to the pension and OPEB plans decreased by a combined $49.8 million from the prior year. These large changes in pension and OPEB plan related deferred inflows, outflows, assets, and liabilities are attributable to Central San's plans being nearly fully funded, making them highly susceptible to the investment market volatility experienced over the past year. I n addition to market volatility considerations, timing also has an important impact on the performance of the post -retirement benefit trusts. For instance, while both plans reported significant investment losses for the calendar year ended December 31, 2022, they reported noteworthy returns for Fiscal Year ended June 30, 2023, which is reflected in the ACFR (reported on a fiscal year, not calendar year, basis). GFOA Award Program The Government Finance Officers Association (GFOA) is a professional association of state/provincial and local finance officers in the United States and Canada and has served the public finance profession since 1906. The GFOA established the Certificate of Achievement for Excellence in Financial Reporting Program in 1945 to encourage and assist state and local governments to go beyond the minimum November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 122 of 271 Page 3 of 117 requirements of Generally Accepted Accounting Principles (GAAP) issued by the Government Accounting Standards Board (GASB), and to prepare an ACFR that provides transparency and full disclosure, and then recognize individual governments that succeed in achieving that goal. On August 2, 2023, Central San was awarded a Certificate ofAchievement for Excellence in Financial Reporting by the GFOA for the report submitted for the Fiscal Year ended June 30, 2022, representing the 23rd consecutive year Central San has received the award. The Certificate of Achievement is the highest form of recognition for excellence in state and local government financial reporting. In order to be awarded a Certificate of Achievement, a government agency must publish an easily readable report in a prescribed format report that complies with GAAP, as well as the GFOA program requirements. The ACFR includes ten years of Central San's historical, financial, and statistical data. The ACFR provides a concise document for internal management use, as well as external use with other agencies, and is posted on Central San's website for the general public. A Certificate of Achievement is valid for a period of one year. The Finance Division has prepared the Central San's ACFR as of June 30, 2023. Management is confident that the current ACFR continues to meet the Certificate of Achievement for Excellence in Financial Reporting Program requirements and intends to submit it to the GFOA to determine its eligibility for another certificate. Commentary on Draft Status ofACFR The ACFR included with the Finance Committee agenda packet is in draft form, allowing for the Finance Committee, serving as an "audit committee" in this capacity, to provide feedback on any critical items prior to finalization of the audit and report. Central San's independent auditors anticipate issuing the final audit opinion with signature after the November 27, 2023, Special Finance Committee meeting, but prior to the forthcoming Board acceptance meeting in December 2023. Accordingly, the ACFR is clearly marked "draft" and the audit opinion letter commencing on page 1 of the ACFR is unsigned at this time. ALTERNATIVES/CONSIDERATIONS Preparation of an audited ACFR is required by law for all California Special Districts. The Board's acceptance of the ACFR and the related independent auditors' memorandum on internal control and other required communications is a necessary formality to finalize and permanently record receipt of the report. The Board could direct staff not to pursue the GFOA award for the ACFR. However, pursuing the award is advised, a best practice, and consistent with Central San's strategic plan and goals to provide exceptional customer service and maintain an excellent reputation in the community. FINANCIAL IMPACTS The acceptance of the independently audited ACFR for the Fiscal Year ended June 30, 2023, does not have any direct fiscal impact on Central San. Staff intends to submit the attached ACFR to the GFOA for the Certificate ofAchievement for Excellence in Financial Reporting program, for which there is an application fee for submission of an ACFR for review based on total revenues of the entity applying. Based on this sliding fee schedule, Central San's fee is expected to be $560. Funding necessary to cover this cost was included in the adopted budget for the current Fiscal Year ending June 30, 2024. November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 123 of 271 Page 4 of 117 COMMITTEE RECOMMENDATION The Finance Committee reviewed this matter at its special meeting on November 27, 2023, and recommended RECOMMENDED BOARD ACTION Accept the independently audited ACFR and accompanying auditors' memorandum on internal control and required communications for the Fiscal Year ended June 30, 2023. Strategic Plan Tie -In GOAL FOUR: Governance and Fiscal Responsibility Strategy 3 - Maintain financial stability and sustainability ATTACHMENTS: 1. Annual Comprehensive Financial Report for Fiscal Year Ended June 30, 2023 (DRAFT) 2. Auditors' Memorandum on Internal Control (DRAFT) 3. Presentation November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 124 of 271 " � - - �--1 CENTRAL CONTRA COSTA SANITARY DISTRICT ANNUAL COMPREHENSIVE FINANCIAL REPOFORTH E FISCAL YEARS ENDED JUNE 30,2t'fC Pag Of 11 Attachment 1 i . -4 .Aftwo1r 11111MMM - - 3 �y Novemier 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 125 of Page 6 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT MARTINEZ, CALIFORNIA ANNUAL COMPREHENSIVE FINANCIAL REPORT THE YEAR END WITH SUMMARIZED THE YEAR Prepared By: Finance Division 3 INFORMATION 30, 2022 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 126 of 271 Page 7 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT Annual Comprehensive Financial Report Table of Contents For the Year Ended June 30, 2023 INTRODUCTORY SECTION: Letterof Transmittal................................................................................................................................................ i Boardof Directors................................................................................................................................................viii MissionStatement...................................................................................................................................................ix OrganizationChart...................................................................................................................................................x Mapof Service Area................................................................................................................................................xi Certificateof Achievement................................................................................................................................. xii FINANCIAL SECTION: Independent Auditors' Report ............................................. Management's Discussion and Analysis .................' Basic Financial Statements Statement of Net Position ....................... ..... . Statement of Revenues, Expenses an n� Statement of Cash Flows .................................. Notes to Financial Statementsam.accomp integral part of the basic finan Required Supplementary Information Cost -Sharing Multiply Post -Retirement Schedula� .........................................................1 ►...................................................... 5 12-13 On' Net Position ................................. ....15 ....................................................................16-17 notes are an .............................................................19-51 ied Benefit Retirement Plan - Schedule of Liability (Asset).........................................................53 ........................................................................................... 54 DeT1`ed Benefit Plan - Net OPEB Liability and Related Ratios..............................55 ............................................................................................................ 56 fNet Position.............................................................................................. 58 f Revenues, Expenses and on - Enterprise Sub-Funds....................................................................59 STATISTICAL SECTION (Unaudited): Changes in Net Position and Statement of Net Position - LastTen Fiscal Years......................................................................................................................................... 61 Revenue by Type - Last Ten Fiscal Years..................................................................................................... 62 Operating Expenses by Type - Last Ten Fiscal Years.............................................................................. 63 Major Revenue Base and Rates - Historical and Current Fees - LastTen Fiscal Years......................................................................................................................................... 64 Assessed and Estimated Actual Valuation of Taxable Property - LastTen Fiscal Years......................................................................................................................................... 65 Property Tax and Sewer Service Charge Fees Levied and Collected - LastTen Fiscal Years......................................................................................................................................... 65 Sewer Service Charge - List of Ten Largest Customers - LastTen Fiscal Years......................................................................................................................................... 66 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 127 of 271 Page 8 of 117 Payments Under the Concord Agreement LastTen Fiscal Years......................................................................................................................................... 67 Active Service Accounts and Fiscal Year Billings - SewerService Charges..................................................................................................................................... 67 Summary of Debt Service - Type, Debt Service Coverage, Debt Ratio - LastTen Fiscal Years......................................................................................................................................... 68 Ratios of Outstanding Debt - Debt as a Percentage of Per Capita Personal Income - LastTen Calendar Years.................................................................................................................................. 69 Demographic and Economic Data - Population Served - LastTen Calendar Years.................................................................................................................................. 70 List of Nine Largest Employers in Contra Costa County - LastYear and Eight Years Ago....................................................................................................................... 70 Demographic and Economic Statistics - Contra Costa County - LastTen Fiscal Years......................................................................................................................................... 71 Full-time Equivalent Positions Filled by Department - LastTen Fiscal Years........................................................................................................................... 72 Number of Retirees and Surviving Spouses - Last Ten Fiscal Years.............................................................. Capital Asset and Operating Statistics - Last Ten Calendar or Fiscal Years .......................... Miscellaneous Statistics ........................................ ...................................................... 72 ........................................... 73 ................. M............................................ 73 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 128 of 271 f r r 'It l �rnberX7, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 129 of 271 Page 9 of 117 Page 10 of 117 110ENTRAL SAN December 8, 2023 Central Contra Costa Sanitary District Customers and The Honorable Board of Directors, Martinez, California: California Government Code section 26909 requires an audit California State Controller's Office within twelve months of report is published to fulfill that requirement for the fiscal y_4 Management of Central Contra Costa Sanitary Distri the completeness and reliability of the informatiol comprehensive system of internal controls that is es internal control should not exceed anticipa bey rather than absolute, assurance that th misstatements. The District's independent audi on the District's financial stater report is located at the front of t Management's Discus auditors' report and 4- statements. The MD8 with it. completed and filed with the close of the fiscal year. This dune 30, 2023 (FY 2022-23). trict) asses full responsibility for inancial statements, based upon a for this purpose. Because the cost of objective is to provide reasonable, k�nents are free of any material Ptes, has issued an unmodified ("clean") opinion ed June 30, 2023. The independent auditors' of this report. vereport (MD&A) immediately follows the independent troduction, overview, and analysis of the basic financial this letter of transmittal and should be read in conjunction PROFILE OF THE GOVERNMENT History and Services Provided The District was established in 1946 under the Sanitary District Act of 1923 and is located approximately 30 miles east of San Francisco. The District builds, operates and maintains the facilities required to collect and clean wastewater for approximately 352,000 residents of Danville, Lafayette, Martinez, Moraga, Orinda, Pleasant Hill, San Ramon, Walnut Creek and some of the unincorporated communities within its District boundaries. The District also treats wastewater for approximately 133,000 residents of the Cities of Concord and Clayton under a 1974 (and as subsequently amended) contract with the City of Concord. The District is committed to protecting public health and preserving the environment at responsible rates, through conducting long-range financial planning and managing costs. The District has approximately 1,500 miles of sewer pipeline, ranging in size from 4 inches to 102 inches in diameter, and 19 sewage -pumping stations (three of which are privately owned) in the i November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 130 of 271 Page 11 of 117 District's sewage collection system. The District is the sole provider of wastewater collection and treatment service within the District limits (see map of service area). The residential segment makes up the largest segment of the District's customer base representing approximately 83% of the Sewer Service Charge operating revenue. The District's treatment capacity has grown significantly from a modest 4.5 million gallons per day (mgd) in 1948 to 53.8 mgd currently. Bonds, certificates of participation, state/federal grants, and pay-as-you-go local revenue sources of the District have traditionally financed capital expenditures and capacity expansions. While pay -as -you go local revenue sources have been the primary financing mechanism for the District's capital program over the past decade, debt financing is expected to gradually increase. This is demonstrated by the issuance of $50.6 million in certificates of participation in June 2021 and up to $98.5 million in approved California Water Board State Revolving Fund loan proceeds over the next few years (from an approved loan of $173 million). In addition to these approved debt issuances, the District's long-range financial plan also anticipates the use of additional debt financing for UV disinfection upgrades, solids handling, and nutrient removal infrastructure needs. The District also operates a Recycled Water Program, in toll ation with Contra Costa Water District, that provides high -quality recycled water for la irrigation at schools, parks, playgrounds, median strips and playing fields, as well as con nd industrial process uses. Due to strong customer demand, the District mainta' operatio its Residential Recycled Water Fill Station, which allows residential Gusto to o tain a m um of 300 gallons of recycled water per trip for use in hand watering la an ping, and gardens. The District also actively pursues new recycled water expansion oppo ies to take advantage of the potential water supply that highly -treated wastewat resen articularly given California's limited water supply. The District has been collab p water agency partners to jointly invest in a project that will enable the District co future nutrient discharge regulations while producing a new water supply eas region's water shortage. The District recently executed a Memorandum of Und ndi with st Bay Municipal Utility District (EBMUD) that will evaluate several potential ycled r cts together, including an option for potable reuse - introducing highly-trea c er into EBMUD's drinking water supply. The District continues to activ o ater recycling, given the role this would have in addressing the statewide water sh ge an a oping effects of climate change. In addition to its res ibility t collect and treat wastewater, the District also undertakes pollution prevention initi s t gh the operation and maintenance of a permanent Household Hazardous Waste (HHW) C on Facility in partnership with Mountain View Sanitary District and other local governments. The HHW Collection Facility is located adjacent to the District's wastewater treatment plant and seeks to keep pollutants out of the sewer system, making this facility a vital part of our overall Pollution Prevention Program. Having completed its 26th year of operation, the HHW Facility served over 30,000 residential and small business customers. On average, over two million pounds of hazardous waste is collected and properly disposed of annually, collecting over 1.8 million pounds of waste in FY 2022-23. In conjunction with its HHW program, the District's Pharmaceutical Collection Program further encourages pollution prevention having approximately 5,600 pounds of expired or unwanted medications between its seven collection sites in FY 2022-23. Organization. Accounting and Budgetary Controls A five -member Board of Directors governs the District. The Board sets policies, appoints officers, and hires and oversees the District's General Manager, Secretary of the District, and District Counsel. The Board positions are non -partisan and serve staggered four-year terms. The District began a transition from an "at -large" election system to an area -based "by -division" election system ii November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 131 of 271 Page 12 of 117 under the California Voting Rights Act in 2020. Two Board members were elected in November 2022 and were the first to represent their respective division as part of the by -district election system (Divisions 2 and 3). Thereafter, the remaining three Board members shall be elected on a by -division basis in November 2024 (Divisions 1, 4 and 5) completing Central San's transition to a by -district election system. The Board appoints the General Manager, who in accordance with policies established by the Board, manages District affairs. The District employed 278 permanent regular full-time employees at fiscal year-end out of 294 authorized permanent regular full-time positions for that fiscal year. These employees are organized into three departments steered by an Executive Governance unit. Department Directors oversee and are responsible for the budgets and expenses of each department and their underlying divisions. The three departments are: Administration, Engineering and Technical Services, and Operations. The District charges fees to external users for providing sewer collection and treatment services, and these fees comprise the primary revenue source. Accordingly, pursuant to generally accepted accounting principles issued by the Governmental Accounting Stan ds Board (GASB), the District uses full accrual enterprise fund accounting to account for its o ations, which is similar, though not identical, to private industry. The District currently enterprise fund for financial reporting purposes, which is comprised of the followi our nal sub -funds for internal accounting purposes: ■ Running Expense - accounts for the general operating revenues and expenses are accounte Operations & Maintenance or "0&M" Fun ■ Sewer Construction - accounts for non - or construction of plant, property, and equi e ■ Self -Insurance - accounts for WalOwt ear allocations from other funds, the District's insurance polil ■ Debt Service - accounts for bonds and loans. A990011h. of the District. Substantially all this fund (also referred to as the evef1W that are to be used for acquisition FITOWferred to as the Capital Fund). on cash balances in this sub -fund and cash premiums and claims not covered by with the payment of the District's long term Each year, the Boar, dopts the llowTng four budgets: Operations and Maintenance, Capital Improvement (i.e. Sew onstruc ), Self -Insurance, and Debt -Service. The Board and Finance Committee review inters na reports on a quarterly basis for fiduciary purposes, with management receiving mo ailed monthly budget -to -actual results for budget monitoring purposes. District manageme t is accountable for monitoring variances and adhering to overall budget constraints. The Board has delegated various contracting and spending authority to the General Manager, as specified by an adopted Board policy. Additional limited contracting and spending authority is further delegated to certain staff classifications as specified by internal signature limits. The District also has several documented financial policies (i.e., debt management, investments, fiscal reserves, pension and OPEB funding, etc.) that are periodically reviewed and updated to ensure their consistency with best practices as well as changes in laws and regulations. iii November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 132 of 271 Page 13 of 117 ASSESSING THE DISTRICT'S ECONOMIC CONDITION Statewide Economy and Outlook According to the State of California's Legislative Analyst's Office (LAO), despite the strong rebound from the global pandemic observed in the prior year, significant rate hikes by the Federal Reserve to curb growing inflation in calendar year 2022 and 2023 have led to weaknesses in certain parts of the State's economy, particularly housing and financial markets. Many economists expect this weakness to continue over the next year and have downgraded their outlook for the economy. State tax collections in recent months have been weaker than estimated by the State's FY 2022-23 budget. Estimated income tax payments for 2022 were notably weaker than 2021, likely due to falling stock prices, and reduced capital gains taxes. The LAO's FY 2023-24 fiscal outlook anticipates a $25 billion budget deficit mainly attributable to lower revenue estimates from FY 2021-22 through FY 2023-24 by $41 billion, offset by reductions in spending. Their outlook projects annual deficits declining from $17 billion to $8 billion over the next several years. These estimates incorporate a risk of recession but do not reflect a rec ion scenario, which if it does occur, could lead to revenues coming in $30 to $50 billion below outlook projections. The State currently has roughly enough in reserves ($23 million) to he budget deficit, but not if a recession occurs. The LAO is recommending a pause ud llocations to one-time and temporary programs to reduce spending. A key ass tion in t ultiyear outlook is that estimated revenues are expected to decline in the sh erm, hen stabs and remain largely flat between FY 2023-2024 and FY 2024-25, and then g ag ' FY 2025-26 through 2026-27 after the effects of inflation and corresponding Federal Rese e hikes subside. According to the unemployment combination of h economic growtl Long -Term Financial Planning The District strives to ma' n lent reputation in providing public service, which includes transparent and access' gove ce, ancial reporting and management, sewage collection and treatment, workforc ety, capit pr ements and replacements, innovative use of technology, and customer service. a Board f Directors approved a four-year sewer service charge rate adjustment schedule in 20 panning July 2019 through June 2023. The four-year sewer service charge rate increase ed from 4.75% to 5.25% annually, subject to a Board review for continued necessity prior to t e start of each fiscal year. The planned increases are a critical component of implementing the treatment plant and collection system capital improvement projects specified in the District's 20-year Master Plan adopted in 2017. In the spring of 2023, two years of rate adjustments were adopted for the upcoming two fiscal years, with overall Sewer Service Charge rates increasing by 1% and 4%, respectively. As noted previously, in conjunction with the approved sewer service charge rates, the District's latest 10-year financial plan anticipates some use of additional debt financing to address major capital spending projects including upgrades to the UV disinfection system, solids handling, and nutrient removal infrastructure needs. Despite this long-term ramping up in projected capital financing needs, the FY 2023-24 capital budget is decreasing by approximately $19.8 million (21.7%) from the prior year's adopted budget, largely attributable to project construction delays related to pandemic related global materials supply chains. In total, capital budget carryovers (unused spending authority carried forward to a subsequent year) into FY 2023-24 are .e Contra Costa County -ptember 2023. This to slower than normal iv November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 133 of 271 Page 14 of 117 approximately $78.8 million, which Management and the Board are taking into consideration while forecasting sewer service charge revenue needs for FY 2023-24 and beyond. District management analyzes and updates a strategic plan every two years, with the seven goals in effect during FY 2022-23 being: 1. Customer and Community - Provide exceptional customer service, 2. Environmental Stewardship - Meet regulatory requirements, promote sustainability, and identify and reduce contributions to climate change and mitigate its impacts, 3. Workforce Diversity & Development - Recruit, educate, empower, and retain a workforce from diverse backgrounds, 4. Governance & Fiscal Responsibility - Uphold integrity, transparency, and wise financial management in an effective governing model, 5. Safety & Security - Provide a safe, secure, and healthful workplace that foresees and addresses threats, 6. Infrastructure Reliability - Maintain facilities and eqtjjAent to be dependable resilient, 7 and long lasting, and Innovation & Agility flexible and adaptable. Strategies to achieve each of these seven goals are Performance on achievement of the goals in thi District updates a 10-year financial plan e adoption of the annual budget. The main eco exercise are: the impact of state legislation an requirements, negotiated labor con term health care costs), energy costs a ter ting and infrastructure renewal an eDlac ne (UAAL) for the District's considered in the financiz actuarial reports, the 92.4% for its Densio n plan as of the June 30, the December 31, 2022 plan is likely to remain I account when developing beyond. improvement and remain well as metrics to evaluate success. irted quarterly to the Board. The the completion, presentation, and idered in this long-term forecasting regulatory compliance, GASB reporting :luding projected changes in retirement and energy market, interest rates, housing growth, The unfunded actuarial accrued liabilities MOI!Wst-employment benefit (OPEB) plans are also ss. Pursuant to the most recently issued independent fiduciary net position in both plans of approximately er 31, 2022 measurement date and 100.2% for its OPEB date. Due to continued downturn in the markets since , the District assumes the funded status of the pension ie next actuarial study, which will also be taken into -vice charge rates and allocations for FY 2024-25 and The District anticipates that it will continue to meet its mission and goals, continue to provide excellent customer service at responsible rates to its customers, and meet compliance requirements and other goals as specified in its strategic plan for the foreseeable future. Relevant Financial Policies Investment policies for the District's assets, the OPEB Trust, and the Pension Prefunding Trust are reviewed and approved at least biennially by the Board. During FY 2022-23 the District Board directed an additional $1,000,000 be contributed to the OPEB Trust as a mechanism to hedge against potential future employer OPEB contribution rate volatility. The Pension Prefunding Trust was utilized in June 2021 to pay off the balance of the pension plan's UAAL. Section 53646 of the California Government Code governs the District's investment practices, with changes in legislation being considered in the Board's annual review of District investment policies. Additionally, the v November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 134 of 271 Page 15 of 117 Board receives quarterly financial statements that include District investment portfolio reports. The OPEB Trust and the Section 115 Pension Prefunding Trusts are governed by separate investment policies. Since 2008, the OPEB Trust has been invested with a moderate investment strategy, reflecting the relatively long-term horizon for use of the funds. The Section 115 Pension Prefunding trust funds are invested using a moderately conservative strategy, reflecting its relatively shorter -term needs. These two irrevocable trusts are managed by an outside investment advisor subject to investment policies adopted by the Board. The Board Finance Committee reviews the OPEB Trust and Section 115 Pension Trust performance on a quarterly basis. Major Initiatives The District's vision statement in effect during FY 2022-23 was to be an innovative industry leader in environmental stewardship and sustainability, while delivering exceptional service at responsible rates. The Board and Management strives to achieve this vision through the establishment of a Strategic Plan that establishes seven overarching goals (as outlined previously), each with their own specific underlying strategies, initiatives, and key success meaWes. The District has received the Platinum award from the iMl Association of Clean Water Agencies (NACWA) for 25 straight years in recognition rITOOoo pliance with our National Pollutant Discharge Elimination System (NPDES) per It has reduced the number of sanitary sewer overflows by more than 85% in the p 0 ye s by imp ed sewer cleaning and a robust sewer rehabilitation program. As described previously, the District review adopt trategic Plan every two years. In FY 2021-22, the District Board and Managemen e a Strategic Plan for FY 2022-23 and FY 2023-24, which was completed and adopt by d in the Spring of 2022, immediately prior to the adoption of the FY 2022- get. istrict continues to analyze current and future rates, costs, and cash flows to en co tenc ith cost of service studies (initially adopted in FY 2014-15 and then updated i 201 r th ur-year rate plan extending through FY 2022- 23). In order to effectively age a s t�et future state and federal regulatory requirements, the District initiated a sset Man men Program and the preparation of a Comprehensive Wastewater Managem Ian to e luate options for addressing future regulatory requirements. The latest Management P as pleted in FY 2016-17 and is intended to be used as a roadmap for capital improvements ov next two decades. Individual projects are proposed in an annual capital improvement budget, and brought to the Board for approval above specified limits. Furthermore, in May 2018, the Board approved the adoption of the Uniform Construction Cost Accounting Act (UPCCA), which provides for a streamlined contracting and approval process for smaller capital projects. AWARDS AND ACKNOWLEDGEMENTS The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the District for its annual comprehensive financial report (ACFR) for the fiscal year ended June 30, 2022. This was the 23ra consecutive year that the District has achieved this prestigious award. In order to receive the award, a government must publish an easily readable and efficiently organized ACFR. This report must satisfy both generally accepted accounting principles and applicable legal requirements. vi November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 135 of 271 Page 16 of 117 A Certificate of Achievement for Excellence in Financial Reporting is valid for a period of one year only. Management is confident the current ACFR continues to meet the program's requirements and intends to submit it to the GFOA to determine its eligibility for another certificate. This report could not have been accomplished without the dedication and commitment provided by District staff. Management would like to express sincere appreciation to the following employees who assisted in its preparation: ■ The Finance Division who compiled the information contained in this document with a special thanks to: Christopher Thomas, Accounting Supervisor; Diana Diaz, Accounting Supervisor (Provisional) ; Amal Lyon, Accountant; and Tricia Cruz, Accountant. ■ The Reproduction and Graphics Team of the Communications & Intergovernmental Affairs Division who creatively and professionally edited this the ACFR for publication. ■ Engineering & Technical Services Department as well as Operations Department staff who provided much of the statistical information included in this do ent. ■ The District's Board of Directors and Management team f eir support in preparing this document as well as their day-to-day support in overs he financial operations of the District in a prudent and responsible manner Respectfully submitted, Philip Leiber, CPA Deputy General Mangy <_ N Mizuno, CPA Manager vii November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 136 of 271 Page 17 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT BOARD OF DIRECTORS June 30, 2023 Barbara D. Hockett........................................................................ President Mariah N. Lauritzen ...................................................President Pro-Tem Michael R. McGill.............................................................................. Member TadJ. Pilecki....................................................................................... Member Member viii November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 137 of 271 -6D CENTRAL SAN CENTRAL CONTRA COSTA SANITARY DISTRICT MISSION, VISION, & VALUES OUR MISSION To protect public health and the environment OUR VISION To be an innovative industry leader . -4nvironmental stewardship and sustainability, whilp. aelivt ,ng exceptional service at respons'. )le rates OUR VAL.'rj Our core values guide our -`1v deci. 'ons and how we fulfill our mission, 'isiu, , -na goals • CUSTOMER SERVICE INNOVATION We are responsive to our custc iers, r ,H XA/e We continuously improve and optimize our deliver on our commitment to pi. + J sate, operations. reliable, and cost-efficient ENVIRONMENTAL SUSTAINABILITY EMPLOYEES We conduct our business to safeguard and We empower our employ qs to d their best improve our planet. work. Y, W7NT-EGRITY We hold ourselves accountable to a high standard of honesty, reliability, and transparency. all backgrounds, Actives, and we are •inciples of equity and Z1 ."' .r _ stir® _ Page 19 of 117 U � aJ H +5 O >- CL E ~ 0 Z N L Q M Ln Lt OV co Q O oc O H rr Z M ON U 'r J M = L F-p Z W U X November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 139 of 271 Page 20 of 117 Central Contra Costa Sanitary District Service Area J u ne 30, 2023 Date: 10/25/2023 Benicia San Suisun Ba Pablo Bay Hercules 4) Martinez • j O Pleasant Hill Wall Lafayett Berkeley O Orinda 10 Ilk Legend Central San's Headquarter, Treatment Plant, and HHW Collection Facility Central San's Collection System Operations Department (sewer maintenance) Building Wastewater collection and treatment and HHW collection for 352,183 people Wastewater treatment and HHW collection for 133,489 residents in Concord and Clayton by contract HHW disposal services only Concord reek ow Danville a San Ramon O� PUmD and Lift Stations 1. Martinez 2. Fairview 3. Maltby 4. Clyde 5. Concord Industrial 6. Buchanan Field North 7. Buchanan Field South 8. Sleepy Hollow 9. Acacia Pittsburg 10. Flush Kleen 11. Lower Orinda 12. Bates Blvd. - Orinda 13. Orinda Crossroads 14. Moraga 15. San Ramon 16. Wagner Ranch 17. Lower Wilder 18. Upper Wilder O Pump or Lift Station 0 O' Privately Owned Pump Station Antioch 2 4 A � II Miles ^' November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 140 of 271 Page 21 of 117 Government Finance Officers Association Centr Certificate of Achievement a Sanitary District alifornia R'its Annual Comprehensive Financial Report For the Fiscal Year Ended June 30, 2022 Executive Director/CEO xii November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 141 of 271 Page 22 of 117 42 of 271 Page 23 of 117 Fl. MAZE &ASSOCIATES INDEPENDENT AUDITORS' REPORT To the Board of Directors Central Contra Costa Sanitary District Martinez, California Opinions We have audited the accompanying financial statements of the business -type activities of the Central Contra Costa Sanitary District (District), California, as of and for the years ended June 30, 2023, and the related notes to the financial statements, which collectively comprise the District's basic financial statements as listed in the Table of Contents. In our opinion, the financial statements referred to above present fairly, financial position of the business -type activities of the District as of Ju positions and, cash flows thereof for the years then ended in accor accepted in the United States of America. Basis for Opinions We conducted our audit in accordance with auditing Our responsibilities under those standards are further Financial Statements section of our report. We are r ethical responsibilities, in accordance with the releval audit evidence we have obtained is sufficient and app Responsibilities of Managementfor Management is responsible for the accounting principles generall maintenance of internal co rel from material misstatemen , eth In preparing the financial statem considered in the aggregate, that rai twelve months beyond the financial substantial doubt shortly thereafter. Accountancy Corporation 3478 Buskirk Avenue, Suite 215 Pleasant Hill, CA 94523 �all material respects, the respective , 2023, and the change in financial with accounting principles generally y accepted in the United States of America. uditor's Responsibilities for the Audit of the lendent of the District and to meet our other ,nt relating to our audit. We believe that the a basis for our audit opinions of these financial statements in accordance with States of America; and for the design, implementation, and on and fair presentation of financial statements that are free iragement is required to evaluate whether there are conditions or events, stantial doubt about the District's ability to continue as a going concern for statement date, including any currently known information that may raise r 925.930.0902 F 925.930.0135 e maze@mazeassociates.com w mazeassociates.com November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 143 of 271 Page 24 of 117 Auditor's Responsibilities for the Audit of the Financial Statements Our objectives are to obtain reasonable assurance about whether the financial statements as a whole are free from material misstatement, whether due to fraud or error, and to issue an auditor's report that includes our opinion. Reasonable assurance is a high level of assurance but is not absolute assurance and therefore is not a guarantee that an audit conducted in accordance with generally accepted auditing standards will always detect a material misstatement when it exists. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. Misstatements are considered material if there is a substantial likelihood that, individually or in the aggregate, they would influence the judgment made by a reasonable user based on the financial statements. In performing an audit in accordance with generally accepted auditing standards, we: • Exercise professional judgment and maintain professional • Identify and assess the risks of material misstatement or error, and design and perform audit procedures r examining, on a test basis, evidence regarding theJ • Obtain an understanding of internal control are appropriate in the circumstances, effectiveness of the District's internal co 4 • Evaluate the appropriateness accounting estimates made statements. • Conclude whether, raise substantial c]� of time. We are required to comm scope and timing of the identified during the audit. throughout the audit. statements, whether due to fraud `risks. Such procedures include 6s in the financial statements. audit in order to design audit procedures that purpose of expressing an opinion on the kpo such opinion is expressed. Rlolicies used and the reasonableness of significant well as evaluate the overall presentation of the financial there are conditions or events, considered in the aggregate, that ict's ability to continue as a going concern for a reasonable period charged with governance regarding, among other matters, the planned audit findings, and certain internal control -related matters that we Report on Summarized Comparative Information We have previously audited the District's June 30, 2022 financial statements, and we expressed an unmodified audit opinions on those audited financial statements in our report dated December 8, 2022. In our opinion, the summarized comparative information presented herein as of and for the year ended June 30, 2022 is consistent, in all material respects, with the audited financial statements from which it has been derived. November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 144 of 271 Page 25 of 117 Required Supplementary Information Accounting principles generally accepted in the United States of America require that Management's Discussion and Analysis and other Required Supplementary Information, as listed in the table of contents, be presented to supplement the basic financial statements. Such information is the responsibility of management and, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Supplementary Information 0Our audit was conducted for the purpose of forming opinions on the c tatements that collectively comprise the District's basic financial statements. The accompanying Su entary ation, as listed in the Table of Contents, is presented for purposes of additional analysis and i a required p the basic financial statements. Such information is the responsibility of management and deriv om and relates directly to the underlying accounting and other records used to prepare the basic finance ents. The information has been subjected to the auditing procedures applied in the audit of the asic finan statements and certain additional procedures, including comparing and reconciling such informati to th derlying accounting and other records used to prepare the basic financial statements or to the is atements themselves, and other additional procedures in accordance with auditing stan ds ge acce ed in the United States of America. In our opinion, the Supplementary Information tated, all material respects, in relation to the basic financial statements as a whole. Other Information Management is responsible he other rm3n included in the annual report. The other information comprises the Introductory Section a tatistical tion listed in the Table of Contents, but does not include the basic financial statements and our a is re thereon. Our opinions on the basic financial statements do not cover the other information, and we do s an opinion or any form of assurance thereon. In connection with our audit of the basic financial statements, our responsibility is to read the other information and consider whether a material inconsistency exists between the other information and the basic financial statements, or the other information otherwise appears to be materially misstated. If, based on the work performed, we conclude that an uncorrected material misstatement of the other information exists, we are required to describe it in our report. Pleasant Hill, California DATE November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 145 of 271 Page 26 of 117 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 146 of 271 Page 27 of 117 Jl Central Contra Costa Sanitary District MANAGEMENT'S DISCUSSION AND ANALYSIS This section of the Central Contra Costa Sanitary District's (District) annual financial report presents an analysis of the District's financial performance during the fiscal year ended June 30, 2023 (2022-23). This information is presented in conjunction with the audited financial statements, which follow this report. FINANCIAL HIGHLIGHTS The District's 2022-23 financial highlights are listed below. These results are discussed in more detail later in the report. The District's total ending net position increased by $72.8 is primarily due to the deferred inflows related to the 4 offset by a net pension asset of $53.5 million in the i $37.8 million. Also, the deferred outflows relate the combined $46.9 million from prior year. Thes rge c deferred inflows, outflows, assets, and liabilities a fully funded, making them susceptible to tlye investm year. Total operating revenue, dec attributable to the portion of 66.9% in prior year to 41.1°/ increase to the operational after 2021 Wastewater -Lee million in proceeds partially offset byA year due to multipll n or 8.2% in 2022-23. This increase si lan decreasing by $126.8 million year ng to a net pension liability of pension OPEB plans decreased by a Jhges in pension and OPEB plan related stable to the District's plans being nearly arket volatility experienced over the past ron oi41.2% in 2022-23. This decrease is directly !s revenue allocated to operations decreasing from ise of $49.0 million. In the prior year, a significant rvice charge allocation was directed by the Board of Participation (2021 COPS) were issued generating $58.0 dal projects in lieu of sewer service charges. This decrease is q million in investment earnings when compared to the prior ,s from the Federal Reserve throughout 2022 and into 2023. Total 2022-23 operatin ses other than depreciation increased by $7.3 million or 9.1%. This increase is largely attribut e to an increase in pension -related expenses related to the increase in the net pension liability, described previously. • Capital Contributions increased in 2022-23 by $61.7 million or 255.3%. The increase is mainly due to a reduced allocation of sewer service charges allocated to finance capital projects by the Board following the issuance of the 2021 COPS, as noted previously. To a lesser extent, the increase was also caused by an increase in capacity fees and contributions from the City of Concord for its flow - based proportionate share of treatment plant and other eligible capital project costs. November 27, 2023 Special FINANCE Committee Meting Agenda Packet - Page 147 of 271 Page 28 of 117 OVERVIEW OF THE FINANCIAL STATEMENTS The District operates as a utility enterprise and presents its financial statements using the economic resources measurement focus and the full accrual basis of accounting. As an enterprise fund, the District's basic financial statements are comprised of two components: financial statements and notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. In accordance with the GASB Codification of Governmental Accounting and Financial Reporting Standards, the District's annual financial balances and transactions are summarized and reported in the following financial statements: Statement of Net Position - reports the District's current fiJor,al resources (short-term spendable resources) with capital assets, deferred outflow sources, long-term obligations, and deferred inflows of resources. Statement of Re and non-operatir capital contributi Statement of Ca financing activit activities. ion-'I*orts the District's operating Ling and non -operating expenses and rom operating activities, non -capital investing activities, and non -cash 0 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 148 of 271 Page 29 of 117 STATEMENT OF NET POSITION The following table shows the condensed statement of net position of the District for the past three fiscal years: Table 1- Condensed Statement of Net Position Assets Current assets Capital assets, net Other non -current assets Total assets Deferred outflows Pension related OPEB related Total deferred outflows Liabilities Current liabilities Long-term liabilities Total liabilities Deferred inflows Pension related OPEB related Lease related Total deferred inflows Netposition Year Ending June 30 2023 2022 2021 $ 219,378,496 $ 174,679,739 $ 136,391,239 849,413,151 812,744,909 760,567,573 5,412,595 59,093,444 36,572,236 1,074,204,242 1,046,518,092 933,531,048 78,754,514 122,427,550 95,805,386 5,100,448 8,302,309 4,117,730 83,854,962 130,729,859 99,923,116 25,281, 001 27,956,046 104,306,325 72,665,537 129,587,326 100,621, 583 52,931,043 179,778,943 8,555,091 2,087,946 3,970,164 4,514,638 65,456,298 186,381,5271 Net investment in capital assets 781,637,137 747,646,783 Restricted 1,527 &0&4 Unrestricted 181,376,916 598, Total net position $ 963,015,580 90,244, 2023 vs. 2022 2023 vs. 2021 $Increase % Increase $Increase % Increase (Decrease) (Decrease) (Decrease) (Decrease) $ 44,698,757 25.6% $ 82,987,257 60.8% 36,668,242 4.5% 88,845,578 11.7% (53,680,8491 -90.8% (31,159,6411 -85.2% 27,686,150 2.6% 140,673,194 15.1% (43,673,036) -35.7% (17,050,872) -17.8% 3 201 -38.6% 982,718 23.9% (46,8 7) -3S.9% (16,068,154) -16.1% 28,102,111 W[2,6 -9.6% (2,821,110) -10.0% 119474622 31,6401W 43.5% (15,168,2971 -12.7% 147,576,7 28,965,74 28.8% (17,989,407) -12.2% 48, 5 6,847,900) -70.6% 4,830,608 10.0% 12,28 , 6,467,145 309.7% (3,732,678) -30.4% (544,4741 100.0% 3,970,164 100.0% 388,204 20,925,229) -64.9% 5,068,094 8.4% 8 4,242 33,990,354 4.5% 96,802,895 14.1% 929,105 1,513 10807.1% (34,927,578) 100.0% 725,880 38,778,872 27.2% 75,651,036 71.6% 8 89,227 $ 72,770,739 8.20X, $ 137,526,353 16.7% The total net position of the D' cr d from $890.2 million in 2021-22 to $963.0 million in 2022-23, an increase of 8.2%. This is ncre?.0 $ 5 million, or 16.7% when compared to 2020-21. Total assets increased $27.7 million 6% cod to 021-22 and increased $140.7 million or 15.1% compared to 2020-21. Total liabilities easmillion or 28.8% compared to 2021-22 and decreased $18.0 million or 12.2% compared to 0he increase in net position over the three-year period totals $137.5 million, or 16.7%, resulting mospension-related actuarily determined deferred inflows decreasing from $179.8 million in 2021-22 tomillion in 2022-23 and the prior year's net pension asset of $53.5 million flipping to a net pension liability of $37.8 million. As a public utility relying heavily on a complex infrastructure network, the largest portion of the District's net position by far (81.2%) reflects its investment in capital assets (e.g. land, buildings, machinery, equipment, intangible assets, and sewer line infrastructure), less any related debt used to acquire those assets that is still outstanding. The District uses these capital assets to provide wastewater treatment, collection, and other services to its customers; consequently, these assets are not available for future spending. Although the District's investment in its capital assets is reported net of related debt, it should be noted that the funds needed to repay this debt must be provided from other sources, since the capital assets themselves cannot generally be used to discharge these liabilities. The balance of $178.5 million in unrestricted net position reflects an increase of $35.9 million from 2021-22 and increased by $72.8 million from 2020-21. As noted previously, this increase was primarily a result of a decrease in pension related deferred inflows offset by an increase in the net pension liability. 7 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 149 of 271 Page 30 of 117 REVIEW OF REVENUES, EXPENSES, AND CHANGES IN NET POSITION The table below shows the condensed statement of revenues, expenses, and changes in net position for the District for the past three fiscal years: Table 2 - Condensed Statement of Revenues, Expenses, and Changes in Net Position Year Ending June 30 2023 vs. 2022 2023 vs. 2021 $ Increase % Increase $ Increase % Increase 2023 2022 2021 (Decrease) (Decrease) (Decrease) (Decrease) Revenues Operating revenues Sewer service charges $ 67,758,217 $ 116,767,447 $ 87,327,907 $ (49,009,230) -42.0% $ (19,569,690) -22.4% Other 2,233,077 2,164,237 1,914,654 68,840 3.2% 318,423 16.6% Total operating revenue 69,991,294 118,931,684 89,242,561 (48,940,390) -41.2% (19,251,267) -21.6% Non -operating revenues Property taxes 22,933,224 21,239,420 20,516,826 1,693,804 8.0% 2,416,398 11.8% Permit and inspection fees 2,042,467 2,308,395 2,440,187 (265,928) -11.5% (397,720) -16.3% Investment earnings 4,125,473 772,909 1,678,028 3,352,564 433.8% 2,447,445 145.9% Other 1,203,563 2,053,331 3,193,569 (849,768) -41.4% (1,990,006) -62.3% Total non -operating revenue 30,304,727 26,374,055 27,828,610 0 672 14.9% 2,476,117 8.9% Total revenues 100,296,021 145,305,739 117,071,171 9,718) -31.0% (16,775,150) -14.3% Expenses Operating expense other than depreciation 87,1S0,184 79,894,599 83,913,47 S85 9.1% 3,236,707 3.9% Depreciation 25,003,263 22,8S3,140 21,531& 2, 23 9.4% 3,471,961 16.1% Non -operating expenses 1,177,471 1,950,841 SAW6 77 -39.6% 635,245 117.2% Total expenses 113,330,918 104,698,580 10 '00S 8,632, 8.2% 7,343,913 6.9% Income before capital contributions (13,034,897) 40,607,159 084,16 (S3,642,056)-132.1% (24,119,063)-217.6% Capital contributions 85,805,636 24,148,455 4 3 61,657,181 25S.3% 39,161,303 84.0% Increase in net position 72,770,739 64,7 S7,728, 8,015,125 12.4% 15,042,240 26.1% Beginning net position 890,244,841 82548 7 760.72 64,755,614 7.8% 122,484,113 16.0% Ending net position $ 963,015,580 $ 890,244, $ 7 $ 72,770,739 8.2% $ 137,526,353 16.7% Revenue Total operating revenues decrease m $1 illi in 2021-22 to $70.0 million in 2022-23, a decrease of $48.9 million or 41.2%. This is a e million or 21.6% when compared to 2020-21. This decrease in operating reven ri attributable to a large decrease in the proportion of sewer service charges authorized a to operating and maintenance costs, and an offsetting increase in funding for capital im ement pr ts. Total non -operating revenue rea from $27.8 million in 2020-21 to $26.4 million in 2021-22 and increased to $30.3 million in 2 Total non -operating revenues in 2022-23 increased compared to 2021-22 by $3.9 million or 14.9% a d increased by $2.5 million or 8.9% comparing 2022-23 to 2020-21. Total revenues increased from $117.1 million in 2020-21 to $145.3 million in 2021-22 and decreased to $100.3 million in 2022-23. The change in total revenue represented a decrease of $45.0 million or 31.0% comparing 2022-23 to 2021-22 and a decrease of $16.8 million or 14.3% comparing 2022-23 to 2020-21. Revenue attributable to secured property taxes grew over the prior year due to property value growth attributable to Prop 13 valuation growth, property sales, as well as development within the District. Accordingly, property tax revenue increased by $1.7 million or 8.0% from 2021-22 to 2022-23, and $2.4 million or 11.8% comparing 2022-23 to 2020-21. Sewer service charge rate collected in 2022-23 reflects an increase of 4.5% (to $690) for single family homes and 4.6% (to $654) for multi -family homes. November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 150 of 271 Page 31 of 117 Expenses Total expenses increased from $104.7 million in 2021-22 to $113.3 million in 2022-23, an increase of $8.6 million or 8.2%. This is an increase of $7.3 million or 6.9% when compared to 2020-21. As noted previously, this increase from prior year is largely attributable to the net pension liability and recognition of a $15.0 million pension expense adjustment (see Note 9 in the audited financial statements) due to decreased market performance of assets in the pension trust. Total income before capital contributions went from $11.1 million in 2020-21, to $40.6 million in 2021-22, and decreased to -$13.0 million in 2022-23. The significant decrease from 2021-22 to 2022-23 is attributable to a larger portion of sewer service charges being allocated to operations, as described previously. Total capital contributions in 2022-23 were $85.8 million compared to $24.1 million in 2021-22 and $46.6 million in 2020-21. As noted previously, this increase was mainly derived from an increase in the allocation of sewer service charges to the capital program. CAPITAL ASSETS Net capital assets for fiscal years 2022-23, 2021-22 and 2020-21 to $849.4 million, $812.7 million, and $760.6 million, respectively. Net capital assets include the Dist ' ire major infrastructure including wastewater treatment facilities, sewers, land, buildings, pu g state vehicles, intangible assets and furniture and equipment exceeding the District's capitaliza ' policy limi 5,000, less depreciation. As of June 30, 2023, the District's investment in capital asset aled 9.4 milli , an increase of $36.7 million or 4.5% over the net capital asset balance of $812.7 milli J 30, 2022. Net capital assets increased by $88.8 million or 11.7% comparing 2022-23 to 2020-21. A arison of the District's capital assets, net of depreciation, over the past three fiscal years is prIftliLd belo Table 3 - Net Capital Assets Year E 0 2023 vs. 2022 2023 vs. 2021 $Increase % Increase $Increase % Increase 2023 2022 1 (Decrease) (Decrease) (Decrease) (Decrease) Structures, buildings, and equipment $ 700,065,6 $ 6 750 $ 631,932,004 $ 5,721,869 0.8% $ 68,133,615 10.8% Land and rights of way 22,5 2, 07 22,290,077 2,500 0.0% 294,930 1.3% Construction in progress 126 525 81 106,345,492 30,943,873 32.3% 20,417,033 19.2% Total 8 3,151 8 44,9 760,567,573 36,668,242 4.5% 88,845,578 11.7% 0 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 151 of 271 Page 32 of 117 The increase in capital assets, net of depreciation, of $36.7 million from 2021-22 to 2022-23 and $88.8 million from 2020-21 to 2022-23 is a result of an expanding capital improvement program over these years to address the replacement of aging treatment plant and collection system infrastructure, address regulatory requirements, and improve the sustainability of operations and technology. In this timeframe, spending has exceeded annual depreciation with capital outlays largely financed by pay-as-you-go resources (i.e., new revenue and reserves) rather than debt. This year's major addition to construction -in -progress includes the following: Project Number Project Description 7361 Filter Plant & Clearwell Improvements Ph. 1A 100015 Electric Blower Improvements 7348 Solids Handling Facility Improvements Ph. 1A 8457 Pump Station Upgrades - Ph. 2 100023 Walnut Creek Renovation Ph. 16 8466 8464 7328 7369 100019 Danville Sewer Renovation Ph. 4 Martinez Sewer Renovation Ph. 7 Influent Pump Electrical Improvements Piping Renovation - Ph. 10 Aeration Basins Diffuser Replacement & Refer to Note 5 in the audited financial statements for DEBT ADMINISTRATION Total long-term debt, excluding liabilities fiscal years 2022-23, 2021-22 and ?A respectively. As of June 30, 2023, tt of $3.7 million or 5.7% over the debt or 10.5% comparing 2022-23 to received from the Clean W Solids Handling Facility I oveme offset by the repayment o er out repayment of debt issuance th additional information on the Capital Outlay $ 8,289,958 5,787,796 5,508,639 4,608,040 4,330,621 3,451,855 2,573,435 2,315,449 1,697,440 1,570,664 $ 40,133,897 on the District's capital assets. led to n, OPEB and compensated absences liabilities, for to ta $67.8 million, $64.1 million, and $75.7 million, outsta ng debt totaled $67.8 million, which is an increase ion at June 30, 2022. Debt decreased by $7.9 million e increase in debt obligations is due to $15.6 million in proceeds C Fund in the current year to reimburse eligible costs for the roject and are to be repaid after completion of the project, Fng debt. The primary source of funds pledged to and securing the tal improvement program is property taxes. Refer to Note 6 for outstanding debt obligations. ECONOMIC FACTORS, NEXT YEAR'S BUDGET, AND RATES The District operates as an enterprise fund primarily funded by fees charged to external customers for services. The District charges rates and fees to customers to cover the costs of operation and maintenance of the sewage collection and treatment system as well as costs associated with its capital improvement program. External factors that may affect the District's financial position include, but are not limited to the following: • Regulatory requirements becoming more stringent, causing the District to spend more on compliance, both for operations and maintenance costs as well as capital improvement and replacement projects. The economic cycle, creating volatility with capacity/connection fee revenues as new development projects are highly sensitive to the economic cycle. 10 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 152 of 271 Page 33 of 117 • Interest rate and/or investment return, which directly impacts investment earnings, borrowing costs, and employer pension and OPEB contribution requirements. • Inflation, as measured using the consumer price index (CPI). The CPI for the San Francis co- Oakland - Hayward area directly impacts the cost -of -living adjustments provided in the employee MOUs. Higher than anticipated inflation may also adversely impact spending for contracted services, energy, chemicals, and other materials/supplies necessary for wastewater collection and treatment services. Changes in assessed property values, which affect the District's non -operating ad valorem secured property tax revenue. When the housing market grows, overall assessed property values increase, thereby increasing the District's property tax revenues. Conversely, any decline in the housing market could decrease property values and correspondingly decrease ad valorem property tax receipts for the District. These factors, to the extent known, were considered in preparing the District's budget. In June 2023, the District's Board of Directors adopted an operating and maintenance budget of $90.9 million and sewer construction capital improvement budget of $71.2 million for the fiscal r ending June 30, 2023. Following a cost of service study, customer outreach, public noticing, and a P is Hearing stipulated by Proposition 218, on June 30, 2023 the District's Board of Directors approved r service charges for the two-year timeframe spanning July 1, 2023 to June 30, 2025. The new wer se charge rates reflect an overall modest rate increase of 1% for the year ending June 30, 20 nd 4% for th ar ending June 30, 2025. As designed in the District's financial model, steady but cm prevent spikes in revenue needs from customers in future to significantly, but temporarily, outpace annI L necessary debt financing, is designed with the intf a both the District and its customers. Primar dri include the need to enhance and mod ict'requirements and ensure the sustai ity o uc increased demand for service canac FINANCIAL CONTACT This financial report is dlq a general overview of the Di and tax payer revenues it information, contact: Kevin Place, Martinez, CA 94553. o sewer service charge rate increases help when annual capital spending is expected s. pay-as-you-go approach, paired with r'd�Ce stability and avoid volatility, benefiting nsion of the capital improvement program ageing infrastructure to meet new regulatory .ire as the region's population grows driving an the District's customers, creditors, and other stakeholders with and to demonstrate accountability and transparency for user fee have questions about this report or need additional financial -e Manager, Central Contra Costa Sanitary District, 5019 Imhoff 11 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 153 of 271 Page 34 of 117 Central Contra Costa Sanitary District Statements of Net Position June 30, 2023 and 2022 ASSETS CURRENT ASSETS Cash and cash equivalents (Note 2) Restricted cash and investments (Note 2) Unrestricted investments (Note 2) Restricted investments (Note 2) Accounts receivable, net (Note 3) Current portion of lease receivable (Note 12) Interest receivable Prepaid assets Supplies & material inventory Total current assets NON -CURRENT ASSETS Non -current portion of lease receivable (Note 12) Assessment Districts receivable (Note 4) Net pension asset (Note 9) Net OPEB asset (Note 10) Capital assets: Nondepreciable (Note5) Depreciable, net of accumulated depreciation (Note5) Total non -current assets TOTAL ASSETS DEFERRED OUTFLOWS OF RESOURCES Pension related (Note 9) OPEB related (Note 10) Total deferred outflows of 2023 2022 $23,058,319 $19,368,680 1,527 14 158,640,000 123,540,000 43,662 41,954 29,525,698 26,147,698 605,747 502,430 429,894 289,240 1,273,175 662,199 5,800,474 4,127,524 219,378,496 174,679,739 3,618,647 4,133,358 1,642,035 1,416,297 - 53,543,789 151,913 - 149,347,532 118,401,159 700,065,619 694,343,750 854,825,746 871,838,353 1,074,204,242 1,046,518, 092 1 78,754,514 122,427,550 5,100,448 8,302,309 83,854,962 130,729,859 notes to financial statements 12 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 154 of 271 Page 35 of 117 Central Contra Costa Sanitary District Statements of Net Position June 30, 2023 and 2022 LIABILITIES CURRENT LIABILITIES Accounts payable Salaries & benefits payable Interest payable Provision for uninsured claims (Note 7) Deposits payable Compensated absences payable, current (Note 617) Current portion of long-term obligations (Note 6) Current portion of lease payable (Note 12) Current portion of SBITAs (Note 12) Total current liabilities NON -CURRENT LIABILITIES Net pension liability (Note 9) Net OPEB liability (Note 10) Non -current portion of long term obligations (Note 6) Accrued compensated absences - non -current (Note 617) Non -current portion of lease payable (Note 12) Total non -current liabilities TOTAL LIABILITIES DEFERRED INFLOWS OF RESOURCES Pension related (Note 9) OPEB related (Note 10) Lease receivable (Note 12) Total deferred inflows of NET POSITION (NOTE 11) Net investment in capital ass Restricted net position Unrestricted net position 2023 2022 11,872,513 1,464,669 1,618,035 1,719,986 268,404 580,239 7,090,000 182,246 484,909 25.281.001 10,952,960 2,179,677 1,327,197 1,504,476 434,726 627,288 10,750,000 179,721 27,956,046 37,772,326 - - 12,851,545 0,686,014 53,360,320 5,222,146 5,645,587 625,839 808,085 104,306,325 72,665,537 129,587,326 100,621,583 52,931,043 179,778,943 1 8,555,091 2,087,946 3,970,164 4,514,638 65,456,298 186,381,527 781,637,137 747,646,783 1,527 14 181,376,916 142,598,044 ON $963,015,580 $890,244,841 See accompanying notes to financial statements 13 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 155 of 271 Page 36 of 117 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 156 of 271 Page 37 of 117 Central Contra Costa Sanitary District Statements of Revenues, Expenses and Changes in Net Position For the Fiscal Years Ended June 30, 2023 and 2022 OPERATING REVENUES Sewer service charge (SSC) Sewage treatment cost sharing (Note 8) Miscellaneous service charges Total operating revenues OPERATING EXPENSES Salaries & benefits Contracted services Utilities & fuel Chemicals General supplies Other operating expenses Depreciation and amortization expense Total operating expenses OPERATING INCOME (LOSS) NON -OPERATING REVENUES (EXPENSES) Taxes Permit and inspection fees Grants Investment income Interest expense Gain (loss) on sale of asset Other non -operating income Total non -operating revenues INCOME (LOSS) BEFORE CAPIT4 CAPITAL CONTRIBUTIONS Other government revenue - Concord _ Customer contributions to capital Non -exchange capital contributions/donations Capacity fees Total capital contributions CHANGE IN NET POSITION NET POSITION, BEGINNING OF YEAR NET POSITION, END OF YEAR See accompanying notes to financial statements 2023 $50,109,215 17,649,002 2,233,077 69,991,294 60,809,719 10,585,951 8,174,185 2,175,040 2,675,384 2,729,905 25.003.263 2022 $100,680,646 16,086,801 2,164,237 118,931,684 55,911,207 9,623,004 6,524,066 1,820,344 2,627,899 2,257,107 23,044,770 7 101,808,396 (42,162,153) 17,123,289 22,933,224 2,042,467 4,125,473 (1,177,471) 129,918 1,073,645 29,127,256 (13,034,897) 9,956,648 67,227,158 1,456,478 7,165,352 85,805,636 72,770,739 890,244,841 21,239,420 2,308,395 996,177 772,909 (1,950,841) (939,343) 1,057,154 23,483,871 40,607,159 7,799,702 10,267,767 1,496,013 4,584,973 24,148,455 64,755,614 825,489,227 $963,015,580 $890,244,841 15 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 157 of 271 Page 38 of 117 Central Contra Costa Sanitary District Statements of Cash Flows For the Fiscal Years Ended June 30, 2023 and 2022 CASH FLOWS FROM OPERATING ACTIVITIES Receipts from customers Payments to suppliers Payments to employees and related benefits Net cash provided by operating activities CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Receipt of taxes Inspection/permit fees and other non -operating income Net cash provided by noncapital financing activities CASH FLOWS FROM CAPITAL AP Capital contributions Capacity fees Acquisition and construction of Interest paid on long-term debt Proceeds from direct borrowin Principal payments on long -ter Net cash used for capital and CASH FLOWS FROM INVESTING Redemption of investments Acquisition of investments Interest received Net cash provided by investin NET INCREASE (DECREASE) IN Cash, beginning of year Cash, end of year 2023 2022 $66,517,474 $118,944,502 (27,699,052) (25,220,586) (56,257,900) (53,523,454) (17,439,478) 40,200,462 22,933,224 21,239,420 3,116,112 3,365,549 26,049,336 24,604,969 78, 640,2 84 19, 563,482 7,165,352 4,584,973 (61,720,324) (75,132,106) (1,132,112) (864,539) 15,588,706 (11,923,012) (11,623,011) 26,618,894 (63,471,201 191,500,000 30,000,000 ?27,600,000) (97,000,000) 4,564,109 973,100 (31,535,891) (66,026,900) 3,692,860 (64,692,670) 19,410,648 84,103,318 $23,103,508 $19,410,648 16 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 158 of 271 Page 39 of 117 Central Contra Costa Sanitary District Statements of Cash Flows For the Fiscal Years Ended June 30, 2023 and 2022 Reconciliation of operating (loss) to net cash provided by operating activities: Operating income (losses) Adjustments to reconcile operating losses to cash flows from operating activities: Depreciation and amortization Loss on disposal of asset Changes in assets and liabilities: Receivables, net Parts and supplies Prepaid expenses Accounts payable and accrued expenses Accrued payroll and related expenses Deposits payable Provision for uninsured claims Net pension asset/liability Net OPEB asset/liability Lease/SBITA related Net cash provided (used) by operating activities SCHEDULE OF NON CASH ACTIVITY Change in fair value of investments Capital contributions Total non cash activity CASH AND CASH EQUIVALENTS, AS STATEMENT OF NET POSITION: Unrestricted cash and cash Restricted cash and cash ec Total cash and cash notes to financial statements 2023 2022 ($42,162,153) $17,123,289 25,003,263 23,044,769 129,918 (939,343) (3,603,738) 952,161 (1,672,950) (1,041,330) (610,976) 1,857,836 919,553 (4,208,797) (470,490) 1,178,783 (166,322) 157,469 215,510 49,411 8,141,251 3,412,120 `(3,334,452) (2,252,561) 172,107 866,656 ($17,439,478) $40,200,462 $4,564,109 $973,100 85,805,636 24,148,455 $90,369,745 $25,121,555 $23,058,319 $19,368,680 45,189 41,968 $23,103,508 $19,410,648 17 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 159 of 271 Page 40 of 117 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 160 of 271 Page 41 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 1 - DESCRIPTION OF DISTRICT AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. Reporting Entity The Central Contra Costa Sanitary District (District), a special district and a public entity established under the Sanitary District Act of 1923, provides sewer service for the incorporated and unincorporated areas under its jurisdiction. A Board of Directors comprised of five elected members governs the District. As required by accounting principles generally accepted in the United States of America, these basic financial statements present the financial statements of Central Contra Costa Sanitary District and its component unit. The component unit discussed in the following paragraph is blended in the District's reporting entity because of the significance of its operational and financial relationship with the District. Blended Component Unit - Component units are legal to organizations for which the District is financially accountable. Component uni ay a Jude organizations that are fiscally dependent on the District, in that the D ct approves r budget, the issuance of their debtor the levying of their taxes. In addi ' co nent unit are other legally separate organizations for which the District is no a y accountable but the nature and significance of the organization's relationship e District is such that exclusion would cause the District's financial state be ading or incomplete. For financial reporting purposes, the component un is el is reported in the District's financial statements because of the significance t a hip with the District. The component unit, although a legally se p tity, eported in the financial statements using the blended presentation m d as it w part of the District's operations because the Governing Board of the on t same as of Governing Board of the District and because its purpose is to 1 acilitie o be used for the direct benefit of the District. The Central Contra Co . ry rictFacilitiesFinancing Authority (Authority) was organized solely for the ose o vi financial assistance to the District. The Authority does this by acq , constr ing, improving and financing various facilities, land and equipment purc s, and leasing or selling certain facilities, land and equipment for the use, benefit and e of the public served by the District. The Authority has no employees and the Bo of Directors of the Authority consists of the same persons who are serving as the Board of Directors of the District. There are no separate basic financial statements prepared for the Authority. B. Basis of Accounting The District's financial statements are prepared on the accrual basis of accounting. The District applies all applicable Governmental Accounting Standards Board (GASB) pronouncements for accounting and financial reporting guidance. 19 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 161 of 271 Page 42 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 1- DESCRIPTION OF DISTRICT AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) The District is a proprietary entity; it uses an enterprise fund format to report its activities for financial statement purposes. Enterprise funds are used to account for operations that are financed and operated in a manner similar to private business enterprises, where the intent of the governing body is that the cost and expenses, including depreciation, of providing goods or services to its customers be financed or recovered primarily through user charges; or where the governing body has decided that periodic determination of revenues earned, expense incurred, and net income is appropriate for capital maintenance, public policy, management control, accountability, or other purposes. Enterprise funds are used to account for activities similar to those in the private sector, where the proper matching of revenues and costs is importa nd the full accrual basis of accounting is required. With this measurement foc all assets and liabilities of the enterprise are recorded on its statement of net posi ' evenues are recognized when earned and all expenses, including depreciation, Enterprise funds distinguish operating reve s an Operating revenues and expenses generally 1 and delivering goods in connection with an ent i The principal operating revenues o istrict Operating expenses for the District i s expenses, and depreciation on capital e ogni�vhen incurred. enses f?bm non -operating items. in providing services and producing se fund's principal ongoing operations. charges to customers for services. t f sales and services, administrative enues and expenses not meeting this definition are reported as no ting enues and expenses. For internal operating pos ct's Board of Directors has established four separate sub -funds, each inc s a separate self -balancing set of accounts and a separate Board a u for revenues and expenses. These sub -funds are combined into the single erpris n sented in the accompanying financial statements. The nature and p se of thes b-funds are as follows: Running E se,&Running Expense accounts for the general operations of the District. Subs lly all operating revenues and expenses are accounted for in this sub -fund. Sewer Construction - Sewer Construction accounts for non -operating revenues, which are to be used for acquisition or construction of plant, property and equipment. Self -Insurance - Self -Insurance accounts for interest earnings on cash balances in this sub -fund and cash allocations from other sub -funds, as well as for costs of insurance premiums and claims not covered by the District's insurance coverage. Debt Service - Debt Service accounts for activity associated with the payment of the District's long term bonds and loans. Rate Stabilization Accounts (RSA) have been stablished by the Board and consist of book accounting in Running Expense and Serwer Construction Funds. Deposits and withdrawals to/from RSA require Board approval. 20 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 162 of 271 Page 43 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 1- DESCRIPTION OF DISTRICT AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) C. Investments Investments held at June 30, 2023 and 2022, with original maturities greater than one year, are stated at fair value. Fair value is estimated based on quoted market prices at year-end. All investments not required to be reported at fair value are stated at cost or amortized cost. D. Fair Value Measurements Fair value is defined as the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. The District categorizes its fair value measurements within th Air value hierarchy established by generally accepted accounting principles. The fair v ierarchy categorizes the inputs to valuation techniques used to measure fair value igfffflft levels based on the extent to which inputs used in measuring fair value are Level 1 inputs are quoted prices liabilities. Level 2 inputs are inputs - observable for an asset or Level 3 inputs are If the fair value of an as! the fair value hierarchy, level input that islid" E. Prepaid Exp Certain payments N recorded as prepaid F. Parts and Supplies rl in ctive mai Kets for identical assets or quote ices included within level 1- that are %hgLre'W or indirectly. for an asset or liability. R§ured using inputs from more than one level of is considered to be based on the lowest priority entire measurement. FFs reflect costs applicable to future accounting periods and are in the financial statements. Parts and supplies are valued at average cost and are used primarily for internal purposes. 21 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 163 of 271 Page 44 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 1- DESCRIPTION OF DISTRICT AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) G. Property, Plant, and Equipment Purchased capital assets are stated at historical cost. Capital assets contributed to the District are reported at acquisition value. The capitalization threshold for capital assets is $5,000. Expenditures which materially increase the value or life of capital assets are capitalized and depreciated over the remaining useful life of the asset. Depreciation of exhaustible capital assets has been calculated using the straight-line method over the asset's useful life as follows: Se In Se BL Fu M1 H. Property Property 1 of Contra are collecl Property participat Teeter Ply establishe levies to collection risk of del Years 75 75 40 50 5-15 7-15 axis levied. The County ict; all material amounts ivied since the County led the Teeter Plan. The ?nue and Taxation Code ,f property tax and other the basis of actual tax the County assumes the iccrued interest thereon. Secured property tax bills are mailed once a year, during the month of October on the current secured tax roll, to the owner of the property as of the lien date (January 1). Payments can be made in two installments, and are due on November 1 and February 1. Delinquent accounts are assessed a penalty of 10 percent. Accounts which remain unpaid on June 30 are charged an additional 11/2 percent per month. Unsecured property tax is due on July 1 and becomes delinquent on August 31. The penalty percentage rates are the same as secured property tax. 22 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 164 of 271 Page 45 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 1- DESCRIPTION OF DISTRICT AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) L Statement of Cash Flows For purposes of the statement of cash flows, all highly liquid investments, including restricted assets, with maturities of three months or less when purchased, are considered to be cash equivalents. Included therein are petty cash, bank accounts, and the State of California Local Agency Investment Fund (LAIF). Restricted assets are debt service amounts maintained by fiduciaries and not available for general expenses. I Use of Estimates The preparation of financial statements in conformity wit counting principles generally accepted in the United States of America requires m gement to make estimates and assumptions that affect the reported amounts of a liabilities and disclosures of contingent assets and liabilities at the date of t nanci atements and the reported amounts of revenues and expenses during the orting perio ctual results could differ from those estimates. 'A� K. Lease A lease is defined as a contract that n tr f the right to use another entity's nonfinancial asset (the underlying asset cn the contract for a period of time in an exchange or exchange -like tr on. L. Prior Year Summarize mp !a1tion The basic finan)7ait include certain prior -year summarized comparative information in al evel of detail required for a presentation in accordance with generall epnting principles. Accordingly, such information should be read in conjunction tis financial statements for the year ended June 30, 2022, from which the summaration was derived. M. New Governmental Accounting Standards Board (GASB) Statement Pronouncement GASB Statement No. 96 - In May 2020, GASB Statement No. 96, Subscription -Based Information Technology Arrangements (SBITAs) was issued. GASB Statement No. 96 (GASB 96) establishes uniform accounting and financial reporting requirements for SBITAs; improves the comparability of government's financial statements; and enhances the understandability, reliability, relevance, and consistency of information about SBITAs. GASB 96 applies to government agencies who are currently using information technology (IT) software such as Office 365, Adobe, Zoom, and others as specified in their contracts. GASB 96 applies to all contracts meeting the definition of a SBITA, unless specifically excluded. As defined in GASB Statement No. 96, paragraph 6, a SBITA is a contract that conveys control of the right to use another party's (a SBITA vendor's) IT software, alone or in combination with tangible capital assets (with underlying IT assets), as specified in the contract for a period of time in an exchange or exchange -like transaction. 23 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 165 of 271 Page 46 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 2 - CASH AND INVESTMENTS A. Summary of Cash and Investments Cash and investments as of June 30, are classified in the accompanying financial statements as follows: Cash and cash equivalents Unrestricted investments, current Restricted cash and investments Total District Cash and Investments Restricted prefunding pension trust assets Total Cash and Investments B. Policies and Practices The District is authorized under Califor local agency bonds, notes, or warrant the Sty\U.S. Treasury instruments, registered State warrants or treasury notes, s commercial paper, certificates o deposi loan companies, and cere arti policy prohibit the Distrm esti equivalent. are coordinated by the District's Treasurer, Contra Costa 2023 2022 $23,058,319 $19,368,680 158,640,000 123,540,000 1,527 14 1 99,846 142,908,694 43,662 41,954 $181�508 $142,950,648 Investments County, at the is Govei%ient Code to make direct investments in rit h .S. Governments, or its agencies, 1 w commercial banks and/or savings with ation. State code and the District's investment n 'n investments with a rating of less than A or 24 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 166 of 271 Page 47 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 2 - CASH AND INVESTMENTS (Continued) C. General Authorizations Limitations as they relate to interest rate risk, credit risk, and concentration of credit risk are indicated in the schedules below: Maximum Maximum Maximum Percentage Minimum Remaining Percentage of Portfolio Credit Authorized Investment Type Maturity of Portfolio (Per Issuer) Quality U.S. Treasury Obligations U.S. Government Agency Issues Money Market Funds Negotiable Certificates of Deposit Banker's Acceptances Commercial Paper (1) Medium Term Notes Collateralized Certficates of Deposit (2) Supranationals County Pooled Investment Funds Local Agency Investment Fund (LAIF) Government Investment Pools (CAMP, I Municipal Investments (1) Prime quality; limited to 5 years 5 years N/A 5 vears None done 20% 30% over $500,000,000 100% 100% 10% 5% 5% 10% 10% 20% 5% 100% $75 million None 5% N/A N/A A AA N/A A-1 AA Aaa AA N/A N/A N/A AA 25 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 167 of 271 Page 48 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 2 - CASH AND INVESTMENTS (Continued) A Fair Value Hierarchy The District categorizes its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The hierarchy is based on the valuation inputs used to measure fair value of the assets. Level 1 inputs are quoted prices in an active market for identical assets; Level 2 inputs are significant other observable inputs; and Level 3 inputs are significant unobservable inputs. The following is a summary of the fair value hierarchy of the fair value of investments of the District as of June 30: 2023 Investment Type evel 2 Total Investments Reported at Fair Value: U.S. Treasury Obligations $ 00,000 $107,000,000 U.S. Federal Agency Securities - FHLB 13, 000 13,500,000 Total $120,50 00 120,500,000 External Investment Pool (Exempt): California Local Agency Investme4%,6, 45,600,000 Investments Exempt fro Val rarcq: U.S. Treasury,ngationsnlaling $107.0 million classified in Level 2 of the fair value hierarchy, is valu sing rix pricing techniques maintained by various pricing vendors. Matrix pricing is use ue securities based on the securities' relationship to benchmark quoted pricesU.S. Federal Agency Securities totaling $13.5 million classified in Level 2 of the fair value hierarchy, is valued using matrix pricing techniques maintained by various pricing vendors. Matrix pricing is used to value securities based on the securities' relationship to benchmark quoted prices. Restricted Cash and Inve1,527 Cash and Investme eld wi ensio ust 43,662 Cash in bank and On 15,598,319 Totents $181,743,508 26 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet -Page 168 of 271 Page 49 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 2 - CASH AND INVESTMENTS (Continued) The following is a summary of the fair value hierarchy of the fair value of investments of the District as of June 30: Investment Type Investments Reported at Fair Value: U.S. Treasury Obligations U.S. Federal Agency Securities - FHLB Total External Investment Pool (Exempt): Inve Res Cas Cas U.S. Tre; totaling matrix F value se, E. Interest Interest value of sensitivi manage term inv 2022 Level Total $48,500,000 $48,500,000 18,500,000 18,500,000 $67,000,000 67,000,000 64,000,000 14 41,954 11,908,680 $142,950,648 feral Agency Securities �rarchy, is valued using latrix pricing is used to luoted prices. adversely affect the fair estment, the greater the s the District's policy to 'shorter term and longer )ortion of the portfolio is maturing or coming clW to maturity evenly over time as necessary to provide the cash flow and liquidity needed for operations. District policy is that investment maturities may not exceed five years, with the exception of Treasury Notes or Local Agency Investment Fund, - however, investments can be held longer with Board approval. Information about the sensitivity of the fair values of the District's investments to market interest rate fluctuation is provided by the following schedule that shows the distribution of the District's investments by maturity, as of June 30: 27 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 169 of 271 Page 50 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 2 - CASH AND INVESTMENTS (Continued) Investment Type U.S. Treasury Obligations U.S. Federal Agency Securities - FHLB California Local Agency Investment Fund Total Restricted Cash and Investments Restricted Cash and Investments held with Pension Trust Cash in bank Total Cash and Investments Investment Type U.S. Treasury Obligations U.S. Federal Agency Securities - FHLB California Local Agency Investment Fund Total Restricted Cash and Investments Restricted Cash and Investments held with Pension Cash in bank Total Cash and Investments Investment in LAIF - ThIq California Government Co is not registered investment in ool is upon the Dist pro-rata (in relation to t ortiz based on the accou r basis. At June 30, 202 c and 311 days, respectively. 2023 12 Months 13 to 24 or Less Months Total $104,500,000 $2,500,000 $107,000,000 13,500,000 13,500,000 45,600,000 45,600,000 163,600,000 2,500,000 166,100,000 1,527 43,662 15,598,319 $181,743,508 2022 12 Months 1 25 to 36 or Less Mon Months Total $42&00$4,000,0 $2,500,000 $48,500,000 1 18,500,000 64,000,000 1244,000,000 2,500,000 131,000,000 14 41,954 11,908,680 $142,950,648 �y participant in LAIF which is regulated by the the ov siaht of the Treasurer of the State of California. LAIF calliLs and Exchange Commission. The fair value of the District's rte the accompanying financial statements at amounts based re o the fair value provided by LAIF for the entire LAIF portfolio ost of that portfolio). The balance available for withdrawal is ds maintained by LAIF, which are recorded on an amortized cost 2022, these investments had weighted average maturities of 260 Investments in County Treasury - The District is considered to be a voluntary participant in an external investment pool. The fair value of the District's investment in the pool is reported in the financial statements in cash and cash equivalents at amounts based upon the District's pro- rata share of the fair value provided by the County Treasurer for the entire portfolio (in relation to amortized cost of that portfolio). The balance available for withdrawal is based on the accounting records maintained by the County Treasurer, which is recorded on the amortized cost basis. November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 170 of 271 Page 51 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 2 - CASH AND INVESTMENTS (Continued) F. Credit Risk G. Credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. Presented below is the actual rating as of June 30, of each investment type as provided by Moody's investment rating system, of which a P -1 rating is the top rating for short term investments. Investment Type Rated P-1: U.S. Federal Agency Securities - FHLB AAA Rated: U.S. Treasury Obligations Total Rated Investments Not Rated: California Local Agency Investment F i Restricted Cash and Investments Cash and Investments held with Pensio Cash in Bank Total Cash and I Concentration of The investment invested in a� Investments i investment pool Totals 2023 2022 3,50 0 $18,500,000 00, 48,500,000 0,500,000 67,000,000 5,600,000 64,000,000 IN 1,527 14 43,662 41,954 5,598,319 11,908,680 $181,743,508 $142,950,648 istrict contain no limitations on the amount that can be eyW that stipulated by the California Government Code. other than U.S. Treasury securities, mutual funds, and external nt 5 percent or more of total investments are as follows: Reported Percentage of InvestmM Type Amount Holdings U.S. Federal Agency Securities - FHLB $13,500,000 8.1% H. Custodial Credit Risk - Investments Custodial risk for investments is the risk that, in the event of the failure of the counterparty (e.g. the broker -dealer) to a transaction, a government will not be able to recover the value of its investment or collateral securities that are in the possession of another party. The California Government Code does not contain legal or policy requirements that would limit the exposure to custodial credit risk. As a voluntary pool participant, the County Treasurer's office transacts the District's investment decisions in compliance with the requirements of the District's policy. The County Treasurer's Office will execute the District's investments through such broker -dealers and financial institutions as are approved by the County Treasurer, and through the State Treasurer's Office for investment in the Local Agency Investment Fund. 29 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 171 of 271 Page 52 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 3 - ACCOUNTS RECEIVABLE Accounts receivable for the years ended June 30, are comprised of the following: City of Concord (see Note 8) Household Hazardous Waste Partners All Other Total Accounts Receivable Employee Computer Loans Receivable 2023 2022 $27,657,109 $23,934,463 948,222 877,608 920,367 1,335,627 $29,525,698 $26,147,698 The District provides loans to its employees for the purc loans are payable through payroll deductions of $1000p interest rate associated with the loan is based on th o Fund (LAIF) rate in effect at the time of loan exec . TY may borrow is $2,000. The loans receivable b ce are, Employee Computer Additions Bank Escrow D An escrow agSis right-of-way bond. The cu so long as the funds will ever be rel financial statements. of personal computers. These th until the loan is paid off. The Ct Local Agency Investment m amount each employee of June 30: 2022 $10,684 12,990 (13,462) $10,212 mel etween the District and the National Park Service for the o Muir National Historic Site, in lieu of issuing a performance fy permit is 10 years, but is renewable and must remain in effect nning through the area; therefore, it is unlikely that the escrow to the District. These funds are listed as accounts receivable in the 30 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 172 of 271 Page 53 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 4 - ASSESSMENT DISTRICTS RECEIVABLE The District established the Contractual Assessment District (CAD) program to help homeowners finance the cost of connecting to the District. The construction costs associated with the project within the program are capitalized and depreciated. Individual homeowners are assessed at an amount equal to their share of the construction costs and connection fee. The assessments, plus interest, are generally payable over 10 years. The CAD receivable balance at June 30, 2023 and 2022 were $720,859 and $738,052, respectively. The District also established the Alhambra Valley Assessment District (AVAD) to provide services to residents in the Alhambra Valley in Martinez. Residents have the choice to pay cash or finance the construction costs and connection fees. The AVAD receivable balance at June 30, 2023 and 2022 were $265,204 and $429,201, respectively. The District also established Septic to Sewer Financing (S2S ide low-cost financing to help homeowners connect to the public sewer system and o erly don their septic tank. The program is open to residential property owners with ate septic ms located near existing sewer mains within Central San's service area. The S ceiv e balance June 30, 2023 and 2022, were $655,972 and $249,044, respectively. The total receivable balance at June 30, 2023 022, foAVAD and S2S were $1,642,035 and $1,416,297, respectively and are shown as a n1&-ZTl11QhjLassNWn the Statement of Net Position. 31 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 173 of 271 Page 54 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 5 - CAPITAL ASSETS Property, plant and equipment, and construction in progress are summarized below for the year ended June 30, 2023: Balance at Transfers & Balance at July 1, 2022 Additions Retirements Adjustments June 30, 2023 Capital assets not being depreciated: Land $17,320,570 - $17,320,570 Easements (intangible) 5,261,937 $2,500 5,264,437 Construction in Progress 95,818,652 $59,097,479 (28,153,606) 126,762,525 Total nondepreciated assets 118,401,159 59,097,479 (28,151,106) 149,347,532 Capital assets being depreciated Sewage collection system 443,262,940 - ($26,00 14,491,074 457,728,014 Contributed sewer lines 167,746,429 1,311,857 (89 - 168,968,603 Outfall sewers 16,872,714 - 1,136,534 18,009,248 Sewage treatment plant 392,167,194 - 9,190,613 401,357,807 Recycled water infrastructure 29,183,873 205,360 29,389,233 Pumpingstation 87,809,502 e<(5,105) 7,462 89,286,964 Buildings 44,819,817 7,694 44,827,511 Furniture and equipment 16,604,181 1,490,816 18,089,892 Motor vehicles 9,536,945 150,450 9,687,395 Enterprise software 3,682,802 1,103 3,683,905 Intangible right -to -use lease asset 1,165,199 - 2,476,187 Total depreciated assets 1,212, 96 &JIF845 (120,788) 28,151,106 1,243,504,759 Less accumulated depreciation: Sewage collection system 94,898 6, 504 (5,898) - 100,972,046 Contributed sewer lines 0, 15,679 (60,966) 72,267,828 Outfall sewers 8,945 231,478 4,640,423 Sewage treatment plant 54, 18 8,795,392 262,919,410 Recycled water infrastr a 06 830,161 15,895,987 Pumping station 404,352 3,003,150 43,407,502 Buildings 282,241 1,294,559 20,576,800 Furniture and equipment 294,323 821,336 (5,105) 14,110,554 Motor vehicles 5,531,119 525,621 61056,740 Enterprise software 1,193,838 368,336 1,562,174 Intangible right -to -use lease asset 191,629 838,047 1,029,676 Total accumulated depreciation 518,507,846 25,003,263 71,969 - 543,439,140 Total capital assets being depreciated, net 694,343,750 (22,380,418) 48,819 28,151,106 700,065,619 Capital assets, net $812,744,909 $36,717,061 ($48,819) - $849,413,151 32 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 174 of 271 Page 55 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 5 - CAPITAL ASSETS (Continued) Property, plant and equipment, and construction in progress are summarized below for the year ended June 30, 2022: Balance at July 1, 2021 Transfers & Balance at (restated) Additions Retirements Adjustments June 30, 2022 Capital assets not being depreciated: Land $17,320,570 - $17,320,570 Easements (intangible) 4,969,507 $292,430 5,261,937 Construction in Progress 106,345,492 $73,636,093 (84,162,933) 95,818,652 Total nondepreciated assets 128,635,569 73,636,093 (83,870,503) 118,401,159 Capital assets being depreciated Sewage collection system Contributed sewer lines Outfall sewers Sewage treatment plant Recycled water infrastructure Pumping station Buildings Furniture and equipment Motor vehicles Enterprise software Intangible right -to -use lease asset Total depreciated assets 27,864,610 229,916 5,501,140 80,940 355,614 619,377 317,144 83,870,503 443,262,940 167,746,429 16,872,714 392,167,194 29,183,873 87,809,502 44,819,817 16,604,181 9,536,945 3,682,802 1,165,199 1,212,851,596 Less accumulated depreciation: Sewage collection system 208,4 5,80 6 880,437 94,898,440 Contributed sewer lines 88 1000 31,514 70,113,115 Outfall sewers 18 187,227 - 4,408,945 Sewage treatment plant 9 8,369,194 (931,195) 254,124,018 Recycled water infrastruc8,787,754 15,065,826 Pumping station 3,13 2,421,213 (3,050,000) 40,404,352 Buildings )6,6 9,591 1,292,650 19,282,241 Furniture and equipment7,312 872,673 (95,662) 13,294,323 Motor vehicles 7,799 564,490 (541,170) 5,531,119 Enterprise software 1,415 352,423 1,193,838 Intangible right -to -use lease asset - 191,629 191,629 Total accumulated depreciation 499,169,153 23,044,769 (3,706,076) 518,507,846 Total capital assets being depreciated, net 633,097,203 (21,548,756) (1,075,200) 83,870,503 694,343,750 Capital assets, net $761,732,772 $52,087,337 ($1,075,200) - $812,744,909 33 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 175 of 271 Page 56 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 6 - LONG-TERM DEBT A. Summary of Activity The changes in the District's long-term obligations during the year ended June 30, 2023 consisted of the following: Original Amount Issue Balance Balance due within Amount July 1, 2022 Additions Retirements June 30, 2023 one year Bonds 2018 Series A Wastewater Revenue Refunding Bonds 1.39%-2.34% due 9/1/2029 $151,350,000 $12,640,000 $1,335,000 $11,305,000 $1,395,000 2018 Series B Wastewater Revenue Refunding Bonds 2.36%-3.12% due 9/1/2023 4,315,000 1,120,000 550,000 570,000 570,000 Certificates of Participation 0.05%-0.62% due 9/1/2028 50,570,000 41,925,000 8,865,000 33,060,000 5,125,000 Direct Borrowing Loan Loan 173,105,000 $15,588,706 15,588,706 Total long-term debt 55,685, 15,588,706 000 60,523,706 7,090,000 Add: Unamortized Premium Revenue Bonds/Certificates 8,4 1,173,012 7,252,308 - Total long-term debt 64,110,32 5,588,706 $11,923,012 67,776,014 $7,090,000 Less Current Portion (7,090,000) Long Term Portion 60,320 $60,686,014 The changes in the Dis s 10 m 0 gations during the year ended June 30, 2022 consisted of the followin . Original Amount Issue Balance Balance due within mount July 1, 2021 Retirements June 30, 2022 one year 2018 Series tewater Reven Refunding B 1.39%-2.34%d 2029 $151,350,000 $13,910,000 $1,270,000 $12,640,000 $1,335,000 2018 Series B Waste e Refunding Bonds 2.36%-3.12% due 9/1/2 23 4,315,000 1,655,000 535,000 1,120,000 550,000 Certificates of Participation 0.05%-0.62% due 9/1/2028 50,570,000 50,570,000 8,645,000 41,925,000 8,865,000 Total long-term debt 66,135,000 10,450,000 55,685,000 10,750,000 Add: Unamortized Premium Revenue Bonds/Certificates 9,598,331 1,173,011 8,425,320 - Total long-term debt 75,733,331 $11,623,011 64,110,320 $10,750,000 Less Current Portion (10,450,000) (10,750,000) Long Term Portion $65,283,331 $53,360,320 34 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 176 of 271 Page 57 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 6 - LONG-TERM DEBT (Continued) .1 C. Debt Service Requirements The debt service requirements are as follows: Fiscal Year 2018 Wastewater Revenue Ending Refunding Bonds Series A & B June 30 Principal Interest 2024 $1,965,000 $ 339, 667 2025 1,465,000 458,875 2026 1,535,000 383,875 2027 1,610,000 305,250 2028 1,685,000 222,875 2029-2033 3,615,000 182,875 Total $11,875,000 $2,093,017 2021 Wastewater Revenue Certificates of Participation Principal Interest $5,125,000 $1,524,875 5,630,000 1,256,000 6,165,000 961,125 6,740,000 638,500 6,905,000 297,375 2,495,000 ,375 $33,060,000 jff40,250 2018 Series A and B Wastewater Revenue Refun On September 13, 2018 the District issue (Bonds). The 2018 Wastewater Revenue F (federally taxable) were issued for $15,13E were issued to defease and refund a3Di the $19,635,000 original principal Participation, Series A and all of th$34,490,000 original princ' Participation, Series B, an y codebt service savings of 55,3 an economic gain and amo 0 Direct Borrowings Principal Interest $5,059,980 $1,512,405 5,097,201 1,549,626 5,431,525 1,417,647 $15,588,706 $4,479,678 Xewater fVvenue RefundingBonds nds, Series A (tax-exempt) and B ,315,000, respectively. The Bonds tanding obligations with respect to astewater Revenue Certificates of o nding obligations with respect to the 2009 Wastewater Revenue Certificates of the Bonds. The refunding resulted in an overall resent value of the debt service savings is called 97. The two bondsrl$19, 0(lid are secured by a pledge of tax and net revenues of the wastewater s . Theo landing bonds from direct borrowings related to business -type activities of $19, 000 co in a provision that in an event of default, the U.S. Bank National Association (Trust a e right to accelerate the total unpaid principal amounts of the bonds. The official s ent contains an event of default clause that changes the timing of the repayments of outstanding amounts to become immediately due if the District is unbale to make payment. Principal payments begin annually on September 1, 2020 and 2021 for the Series B and A Bonds, respectively, with semi-annual interest payments due on September 1 and March 1 of each year. Yields range from 1.39% to 2.34% and 2.62% to 3.12% for the Series A and Series B Bonds, respectively. The outstanding balance at June 30, 2023 amounted to $11,875,000. 35 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 177 of 271 Page 58 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 6 - LONG-TERM DEBT (Continued) D. 2021 Wastewater Revenue Certificates of Participation On June 1, 2021, the District issued new Wastewater Revenue Certificates of Participation. The 2021 Wastewater Revenue Certificates of Participation was issued for $50,570,000. The Certificates were issued to finance certain improvements to the Wastewater System which is owned and operated by the District. The repayment of the Certificates will come from the revenues derived from operation of the Wastewater System, tax revenues, consisting of the ad valorem property taxes received by the District. The first principal payment was due on March 1, 2022 and then September 1 of each year thereafter. Yield ranges from 0.05% to 0.62% for the Certificates. The outstanding balance at June 30, 2023 amounted to $33,060,000. E. Clean Water State Revolving Fund Loan The District entered into a contract in December 2 T to bor funds from the State Water Resources Control Board. The funds are in d for the S Handling Improvement Project to rehabilitate and replace the slu dew ring cent fuges, cake pumps, and furnace air pollution control equipment. Th m loan amount is $173,105,000, of which the District has drawn $15,588,706. The I ears interest at 0.9 percent per year for a term of 30 years. Repayments ar ule to mence in July 2027 following the completion of the project. As of June 3 0 is ct owed $15,588,706 on the loan. F. Compensated Absences w The liability for vestedZtion4 ry time, and sick pay is recorded as an expense when earned. Employeeter Ma 1985 have a vested interest in up to 40 percent ngth of employment with the District. The time may be of their sick tim)ensate applied towar ence e and/or cashed out upon retirement. The changes in c bsences were as follows for fiscal years ended June 30: 2023 2022 Beginning Balance $6,272,875 $5,094,092 Adjustments (184,948) 1,364,591 Payments (285,542) (185,808) Ending Balance $5,802,385 $6,272,875 Current Portion $580,239 $627,288 The current portion of the liability to be used within the next year is estimated by management to be approximately 10% of the ending balance. 36 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 178 of 271 Page 59 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 7 - RISK MANAGEMENT The District is exposed to various risks of loss including torts, theft of, damage to, and destruction of assets, errors and omissions, injuries to employees, and natural disasters. To manage these risks, the District joined with other entities to form the California Sanitation Risk Management Authority (CSRMA), a public entity risk pool currently operating as a common risk management and insurance program for the member entities. The purpose of CSRMA is to spread the adverse effects of losses among the member entities and to purchase excess insurance as a group, thereby reducing its cost. Through CSRMA, the District purchases property insurance and workers' compensation insurance. A. Insurance Coverage The District's insurance coverage is as follows: Type of Coverage All -Risk Property: Special Form Property Crime Liability: Fiduciary Liabiltiy Insurance Pollution - General Liabilty Commercial Environment Excess Excess Liabiltiy Excess Liabiltiy Excess Following Form Liability 1 Excess Following Form Liability I Employment Practice Liabilty A Worker's Coml Excess Workers' B. Provision Insurer Self Insured Deductible Limits Per Occurrence $659,500,809 L 1,000,000 1,000,000 1,000,000 1,000,000 2,000,000 3,000,000 5,000,000 5,000,000 500,000 National Casualty Company Statutory $250,000 2,500 25,000 5,000 - 50,000 5,000 - 50,000 500,000 35,000 The Governmenta ou g Standard Board (GASB) requires state and local governments to record their liabili ninsured claims in their financial statements. The District's policy is to maintain a reser e for claims of $1,500,000 which is equivalent to three claims at $500,000 per occurrence. The District's independent actuary has calculated its potential liability as of June 30, 2023 to be $1,719,986. The District's uninsured claims activity and exposure relates primarily to its general and automobile liability program. The District records its estimated liability for uninsured claims in this area based on the results of periodic actuarial evaluations. The actuarial evaluations are typically performed every two years latest report was dated December 23, 2022. For intervening years, the liability for uninsured claims is reviewed for adequacy based on claims activity during the intervening period. 37 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 179 of 271 Page 60 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 7 - RISK MANAGEMENT (Continued) For fiscal years ended June 30, 2023, 2022, and 2021, settlements have not exceeded insurance coverage. Changes in the District's estimated liability for retained losses are summarized as follows as of June 30: Beginning Balance Provisions for claims incurred in the current and changes in the liability for retained -losses incurred in prior years Claims paid and/or adjustments Ending Balance The District's Self Insurance program also losses. 2023 2022 2021 $1,504,476 $1,455,065 $1,221,293 516,226 202,162 596,645 0,716 (152,751) (362,873) $1,719 $1,504,476 $1,455,065 reserXomillion for catastrophic NOTE 8 -AGREEMENT WITH THE CITY OF CONCORDN& I In 1974, the District and the City of Con d Tntered into a cost -sharing agreement under which the District QbDecaespo, for p oviding sewage treatment facilities and services to the City. Underne the City pays a service charge for its share of operating, maintenancetrativ osts and makes a contribution for its share of facilities capital costs ex rges and contributions to capital costs from the City totaled $17,700 648 respectively, for the year ended June 30, 2023, for a total of $27,657and contributions to capital costs from the City totaled $16,086,801 $7,799, res tively, for the year ended June 30, 2022, for a total of $23,934,463. 0.9 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 180 of 271 Page 61 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 9 - PENSION PLANS A. Contra Costa County Employees'RetirementAssociation Pension Plan Plan Descriptions - Substantially all District permanent employees are required to participate in the Contra Costa County Employees' Retirement Association (CCCERA), a cost - sharing multiple employer public defined benefit retirement plan (Plan), governed by the County Employee's Retirement Law of 1937, as amended, and the California Public Employees' Pension Reform Act of 2013 (PEPRA). The latest available actuarial and financial information for the Plan is for the year ended December 31, 2022 providing the plan funded status as of that date and contribution rates for the fiscal year ended June 30, 2023. CCCERA issues a publicly available financial report that includes financial statements and supplemental information of the Plan. That report is available by writing to Contra Costa County Employees' Retirement Association, 1200 Co nco Ave., Suite 300, Concord, CA 94523 or on their website at www.cccera.org. Benefits Provided - The Plan provides for 1 benefits. Annual cost of living (COL) adjustme the Retirement Board as provided by State I length of service, date of membership and fins Subject to vested status, employees leave them as a deferred retiremi retirement system. The Plans' provisions an Membership date Benefit vesting sch Benefit payments Leave cash out pen Benefit % per year Final pensionable s Annual benefit cap Minimum retirement age (with benefit reductions) Normal retirement age (unreducted benefits) Required employee contribution rates Required employer contribution rates and death and survivor Fances can be granted by lenefits are based on age, ons plus interests credited, or or transfer to a reciprocal une 30, 2023, are summarized as follows: Prior to January 1, 2013 10 years service monthly for life Yes 2% Hired before 1/1/1996 - None Hired 1/1/1996 - 12/31/2012 - $330,000 50 55 8.47%-15.98% 17.04% On or after January 1, 2013 5 years service monthly for life No 2% Annual average of highest 36 consecutive months $175,250 52 62 11.52% 11.46% 39 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 181 of 271 Page 62 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 9 - PENSION PLANS (Continued) Contributions - The Plan requires employees to pay a portion of the basic retirement benefit and a portion of future COL costs. For the year ended June 30, 2023, the District's contributions to the Plan were $6,812,146. Net Pension Liability, Pension Expenses and Deferred Outflows/Inflows of Resources Related to Pensions - The District reported net pension liability for its proportionate share of the net liability of the Plan in the amount of $37,772,326 for the year ended June 30, 2023. The District reported net pension asset for its proportionate share of the net pension asset of the Plan in the amount of $53,543,789 for the year ended June 30, 2022. The District's net pension liability for the Plan is measured as the proportionate share of the net pension liability. The net pension liability of the Plan easured as of December 31, 2022, and the total pension liability for the Plan used to c late the net pension liability was determined by an actuarial valuation as of December 1 rolled forward to December 31, 2022 using standard update procedures. Th strict' portion of the net pension liability was based on a projection of the Distr long-term e of contributions to the pension plan relative to the projected contrib ns of participa g employers, actuarially determined. The District's proportionate share of tl 2021, 2022 and 2023 were as follows: Reporting Date for Employer under GASB 68 as of June 30 2021 202 202 the NgdWsion JWf Net (53,543,789) 37,772,326 bility for the Plan as of December 31, Proportionate Share of Plan Fiduciary Net the Net Pension Liability Pension as a Covered as a Percentage of its Percentage of the Total Payroll Covered Payroll Pension Liability $37,131,965 131.66% 89.10% 37,667,972 -142.15% 111.27% 40,424,238 93.44% 92.35% November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 182 of 271 Page 63 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 9 - PENSION PLANS (Continued) For the year ended June 30, 2023, the District recognized a pension expense of $14,964,370. At June 30, 2023, the District reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Pension contributions subsequent to measurement date Differences between expected and actual experience Changes of assumptions or other inputs Change in proportion and differences between employer contributions and proportionare share of contributions Net difference betweeen projected and actual earnings on pension plan investments Total The $2,902,793 reported as deferred ou subsequent to the measurement date will b liability in the year ended June 30, 2024. Other amounts reported as deferred o related to pensions will be recognized Deferred Outflows Deferred Inflows of Resources of Resources $2,902,793 2,127,183 ($73,988) 2,764,855 (129,972) 48,567,158 (52,727,083) 392,525 1,754,514 ($52,931,043) of resourc0Wlated to contributions U&d as a reduction of the net pension s and deferred inflows of resources as follows: 0 $10,036, 2025 10,164, 2027 2,623, Total $22,920 I nded` Annual �26 96, 41 ion November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 183 of 271 Page 64 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 9 - PENSION PLANS (Continued) Actuarial Assumptions - The total pension liability in the December 31, 2022 actuarial valuations were determined using the following actuarial assumptions: Valuation Date Measurement Date Actuarial Cost Method Amortization Method Actuarial Assumptions: Discount Rate Miscellaneous December 31, 2022 December 31, 2022 Entry Age Actuarial Cost Method Level percent of payroll 6.75% 2.50% 2.50% (1) 3.50%-14.00% 2.75% 6.75% �e Amount -Weighted ality Table, projected imensional mortality �ment scale MP-2021 Discount Rate - The di nt ra used t easure the Total Pension Liability (TPL) was 6.75% as of December 3 2 er 31, 2021. The projection of cash flows used to determine the disco rat med employer and employee contributions will be made at rates equal to th mined contribution rates. For this purpose, only employer and employe tributio atN intended to fund benefits for current plan members and their beneficia are inclu d. Projected employer contributions that are intended to fund the service cost futu plan members and their beneficiaries, as well as projected contributions from an members, are not included. Based on those assumptions, the Plan Fiduciary Net Pos on was projected to be available to make all projected future benefit payments for current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the TPL as of December 31, 2022 and December 31, 2021. 42 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 184 of 271 Page 65 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 9 - PENSION PLANS (Continued) The long-term expected rate of return on pension plan investments was determined in 2023 using a building-block method in which expected future real rates of return (expected returns, net of inflation) are developed for each major asset class. These returns are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage, adding expected inflation and subtracting expected investment expenses and a risk margin. The target allocation and projected arithmetic real rates of return for each major asset class, after deducting inflation, but before investment expenses, used in the derivation of the long-term expected investment rate of return assumption are summarized in the following table: Long -Term Target Ar' etic Real Asset Class Allocation AMEeturn Large Cap U.S. Equity Small Cap U.S. Equity Developed International Equi Emerging Markets Equity Core Fixed 10% /o 00 6.17% 8.17% 0.39% -0.14% -0.73% 10.83% 5.93% 6.30% 7.20% 8.SO% 3.80% 2.40% A change in the disc Nate would affect the measurement of the Total Pension Liability (TPL). A lower discoun rate results in a higher TPL and higher discount rates results in a lower TPL. Because the discount rate does not affect the measurement of assets, the percentage change in the Net Pension Liability (NPL) can be very significant for a relatively small change in the discount rate. The table below shows the sensitivity of the NPL to a one percent decrease and a one percent increase in the discount rate at June 30, 2023: Miscellaneous 1% Decrease 5.75% Net Pension Liability (Asset) $103,941,595 Current Discount Rate 6.75% Net Pension Liability (Asset) $37,772,326 1% Increase 7.75% Net Pension Liability (Asset) ($16,442,222) 43 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 185 of 271 Page 66 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 9 - PENSION PLANS (Continued) B. 457 (h) Deferred Compensation Plan District employees may defer a portion of their compensation under a District sponsored Deferred Compensation Plan created in accordance with Internal Revenue Code Section 457 (b). The plan was established by the District's Board of Directors and any amendments to the plan must be authorized by the Board of Directors. Under this plan, participants are not taxed on the deferred portion of their compensation until it is distributed to them; distributions may be made only at termination, retirement, death, or in an emergency as defined by the plan. The District does not make contributions to the plan. The plan's 457 (b) assets are held in trust with Mission Square Retirement (formerly ICMA- RC) for the exclusive benefit of the participants and are noeuded in the District's financial statements. 401 (a) Money Purchase Plan The District also contributes to a money pui Revenue Code section 401(a). The plan was and any amendments to the plan must be au are made in accordance with a memo payments to Social Security, the Dist ri co that which would have been contribute as the District is not reauir�narti The 401(a) Aft (formerly ICMA- District's financial :reated in7accordance with Internal by the District's Board of Directors he Board. Contributions to the plan ending stating that in lieu of making he 401(a) Plan an amount equal to y on behalf of its employees as long Security. The District contributed .-s ended June 30, 2023 and 2022, e District as described previously, ees elected to make mandatory in assets are held in trust with Mission Square Retirement usive benefit of the participants and are not included in the A. General Information about the District's OPEB Plan Plan Description - The District's defined benefit post -employment healthcare plan (DPHP) provides medical benefits to eligible retired District employees and beneficiaries. DPHP is part of the Public Agency portion of the Public Agency Retirement System (PARS), an agent multiple -employer plan through PARS, which acts as a common investment agent for participating public employees within the State of California. The District is the plan administrator. A menu of benefit provisions as well as other requirements is established by the State statute with the Public Employees' Retirement Law. DPHP selects optional benefit provisions from the benefit menu by contract with PARS and adopts those benefits through District resolution. PARS issues a separate Annual Comprehensive Financial Report. Copies of the PARS annual financial report may be obtained from PARS, 4350 Von Karman Ave., Suite 100, Newport Beach, CA 92660, by calling 1(800) 540-6369, or by emailing info@pars.org. 44 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 186 of 271 Page 67 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 10 - OTHER POST EMPLOYMENT BENEFITS (OPEB) PLAN (Continued) Benefit Terms - Post -employment healthcare and similar benefit allowances are provided to eligible employees who retire from the District or to their surviving spouses. Employees Covered by Benefit Terms - Membership in the plan consisted of the following at the measurement date of June 30, 2023: Active employees Inactive employees or beneficiaries currently receiving benefit payments Inactive employees entitled to but not yet receiving benefit payments Total B. Net OPEB Liability 273 275 548 Actuarial Methods and Assumptions - The rict' t OPEB liability was measured as of June 30, 2023 and the total OPEB li*Q�tNotaEB bility u alculate the net OPEB liability was determined by an actuarial valuation y 1,at was rolled forward using standard update procedures to determine the $ liability as of June 30, 2023, based on the following actuarial methods and u IL Miscellaneous Valuation Date July 22 Measurement Date 2023 Actuarial Cost Method n Age Normal, Level Percent of Pay Actuarial Assn Contributi d Fun lic District contributes full ADC Discou e and Long- 5.25% at June 30, 2023 Expecte of Return on sets 5.50% at June 30, 2022 General Infla 2.50% Annually Mortality, Disab T ation, CCCERA 2018-20 Experience Study Retirement Mortality Improvement Mortality projected fully generational with Scale MP-2021 Medical Trend Non -Medicare - 8.50% for 2024, decreasing to an ultimate rate Medicare (Non -Kaiser) - 7.50% for 2024, decreasing to an ultimate rate of 3.45% in 2076 Medicate (Kaiser) - 6.25% for 2024, decreasing to an ultimate rate of 3.45% in 2076 Dental and Vision Trend 3.50% annually Healthcare Participation for Future Currently Covered: 100% Retirees Currently Waived Coverage: 95% Self -Pay Board Members: 50% Changes of assumptions General inflation changed to 2.50% Discount rate was updated based on more recent capital market assumptiopns and new inflation CCCERA demographic assumptions were updated based on a new experience study Healthcare trend rates were updated Medicare eligible implied subsidy assumptions were updated Mortaility improvement scale was updated to Scale MP-2021 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 187 of 271 Page 68 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 10 - OTHER POST EMPLOYMENT BENEFITS (OPEB) PLAN (Continued) The underlying mortality assumptions were based on the mortality improvement projected generationally with Scale MP-21 and all other actuarial assumptions used in the July 1, 2022 valuation were based on the results of a July 1, 2022 actuarial experience study for the period of July 1, 2022 to June 30, 2023. The long-term expected rate of return on OPEB plan investments was determined using a building-block method in which expected future real rates of return (expected returns, net of OPEB plan investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. The target allocation and best estimates o thmetic real rates of return for each major asset class are summarized in the following t Tget Expected Real Rate Asset Class Component ocation of Return Global Equity 5 0 4.56% Fixed Income .0% 0.78% Cash 00 -0.50% Total 1 Assumed Long-Termftet nfl 2.50% Expected Long -Ter ofR rn, Rounded 5.25% Discount Rate - The projection of c contributions eb Based on tho su available to makeWi beneficiaries. Therelq applied to all periods WWte used to measure the total OPEB liability was 5.25%. The us to determine the discount rate assumed that District r3V equal to the actuarially determined contribution rates. the OPEB plan's fiduciary net position was projected to be fon OPEB payments for current active and inactive employees and g-term expected rate of return on OPEB plan investments was jected benefit payments to determine the total OPEB liability. November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 188 of 271 Page 69 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 10 - OTHER POST EMPLOYMENT BENEFITS (OPEB) PLAN (Continued) C. W Changes in Net OPEB Liability The changes in the net OPEB liability follows: Balance at July 1, 2022 Changes Recognized for the Measurement Period: Service Cost Interest on the total OPEB liability Changes in benefit terms Differences between expected and actual experience Changes of assumptions Contributions from the employer Contributions from the employee Net investment income ' Benefit payments Administrative expenses Net Changes Balance at June 30, 2023 Sensitivity of the Net OPEB Trend Rates The following presents the District's net ruWIIIIII percentage -poi owe discount rate. Increase (Decrease) Total OPEB Plan Fiduciary NetOPEB Liability Net Position Liability/(Asset) (a) (b) (a) - (b) $87,991,154 $75,139,609 $12,851,545 2,215,263 00,936 $8 . 218 2,215,263 ► 4,849,272 (5,519,185) (4,270,646) S4,862,308 (4,862,308) 632,562 (5,632,562) (4,075,640) - (216,708) 216,708 6,202,522 (13,003,458) $81,342,131 ($151,913) to t W aes in the Discount Rate and Healthcare Cost of the District at June 30, 2023, as well as what d be if it were calculated using a discount rate that is 1- 1-percentage-point higher (6.25%) than the current Net OPEB Liability (Asset Discoun'tWe -1% Discount Rate (4.25%) (5.25%) $9,930,924 ($151,913) Discount Rate +1% (6.25%) ($8,517,509) The following presents the net OPEB liability of the District, as well as what the District's net OPEB liability would be if it were calculated using healthcare cost trend rates that are 1- percentage-point lower or 1-percentage-point higher than the current healthcare cost trend rates: Net OPEB Liability (Asset) Current Healthcare Cost 1% Decrease Trend Rates 1% Increase ($8,445,000) ($151,913) $11,298,025 47 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 189 of 271 Page 70 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 10 - OTHER POST EMPLOYMENT BENEFITS (OPEB) PLAN (Continued) E. OPEB Expense and Deferred Outflows/Inflows of Resources Related to OPEB For the year ended June 30, 2023, the District recognized an OPEB expense of $1,527,856. At June 30, 2023, the District reported deferred outflows and inflows of resources related to OPEB from the following sources: Deferred Outflows Deferred Inflows of Resources Differences between expected and actual experience $1,362,299 Changes of assumptions 197,865 Net difference betweeen projected and actual earnings ,540,284 Total 00,448 Amounts reported as deferred outflows and recognized as part of OPEB expense as follow, (2,146,325) (554,141) ($3,454,643) of Resources ($4,893,694) (3,661,397) ($8,555,091) related to OPEB will be OPEB Liabilities, B E nses and Deferred Outflows/inflows of Resources Related to OPEB - For purpose asuring the net OPEB liability, deferred outflows of resources and deferred inflows of res urces related to OPEB, and OPEB expense, information about the fiduciary net position of the District's OPEB Plan and additions to/deductions from the OPEB Plan's fiduciary net position have been determined on the same basis as they are reported by the District's defined benefit post -employment healthcare plan (DPHP). For this purpose, benefit payments are recognized when currently due and payable in accordance with the benefit terms. Investments are reported at fair value. Flu* November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 190 of 271 Page 71 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 11 - NET POSITION Net Position Net Position is the excess of all the District's assets and deferred outflows of resources over all its liabilities and deferred inflows of resources, regardless of fund. Net Position is divided into three captions: Net Investment in Capital Assets describes the portion of Net Position which is represented by the current net book value of the District's capital assets, less the outstanding balance of any debt issued to finance these assets. Restricted describes the portion of Net Position which is restricted as to use by the terms and conditions of agreements with outside parties, governmoal regulations, laws, or other restrictions which the District cannot unilaterally alter. Unrestricted describes the portion of Net Position Tch is nX icted as to use. NOTE 12 - LEASES AND SUBSCRIPTION -BASED INAFMATWN TECH LOGY AGREEMENTS A. Lease Receivable The District has entered into 10 multi-y lea e ents as the lessor for various parcels of land. The terms of these leas re be one d ten years and the District will receive monthly payments from ea The strict recognized $704,615 in lease revenue and $234,534 in interest rev duri the c nt fiscal year related to these leases. As of June 30, 2023 and 2022, t ist e for lease payments were $4,224,394 and $4,635,788, respecti . A e District has a deferred inflow of resources associated with this lease that w m as revenue over the lease term. As of June 30, 2023 and 2022, the bal e of the er inflow of resources were $3,970,164 and $4,514,638, respectively. Leases ReceivalWe Land Less current portion Non -current portion Leases Receivable Land Less current portion Non -current portion Balance July 1, 2022 Additions $4,635,788 - (411,394) $4,224,394 Balance July 1, 2021 (as restated) Additions $5,092,905 - (457,117) $4,635,788 Balance Retirements June 30, 2023 $411,394 $4,224,394 (605,747) $3,618,647 Balance Retirements June 30, 2022 $457,117 $4,635,788 (502,430) $4,133,358 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 191 of 271 Page 72 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 12 - LEASES (Continued) B. Lease Payable A summary of lease transactions for the fiscal years ended June 30, 2023 and 2022, are as follows: Balance Leases Payable July 1, 2022 Land $762,557 Equipment 225,249 Total $987,806 Less c Non-( LE Land Equip Less c Non-c The Dist and offii $808,08 interest value of accumul Balance Additions Retirements June 30, 2023 - $66,909 $695,648 112,812 112,437 - $179,721 $808,085 (182,246) $625,839 Balance ants June 30, 2022 '84 $762,557 009 225,249 �93 $987,806 (179,721) $808,085 essee for the use of land the lease liability were :e monthly principal and terest rate of 0.83%. The was $1,165,199 and had The future principal and interest lease payments as of June 30, 2023, were as follows: For the Year Ended June 30 Principal Interest Total 2024 $182,246 $6,719 $188,965 2025 72,805 5,869 78,674 2026 75,900 5,134 81,034 2027 79,097 4,368 83,465 2028 82,399 3,570 85,969 2029-2032 315,638 5,724 321,362 $808,085 $31,384 $839,469 6Y11 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 192 of 271 Page 73 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS For the Years Ended June 30, 2023 and 2022 NOTE 12 - LEASES (Continued) C. Subscription -Based Information Technology Arrangements (SBITAs) A summary of SBITA transactions for the fiscal year ended June 30, 2023, are as follows: Balance SBITA Payable July 1, 2022 Subscriptions - Additions Retirements $1,310,988 $826,079 Balance une 30, 2023 $484,909 The District has entered into four multi -year SBITAs for the use of information technology software. An initial lease liability was recorded in the amount of $1,310,988 during the current fiscal year. As of June 30, 2023 the value of the SBIT current liability was $484,909. The value of the right -to -use asset as of the end of the curr fiscal year was $1,310,988 and had accumulated amortization of $646,419. Commitments and contingencies, pending claims and litigation. In tl legal counsel, there is no pending li on the financial position of the Disti mum -year con approximately mount, include normal recurring ment, based upon discussion with v to have a material adverse effect I easonably probable of being incurred and the settlements are recorded when received. itments for ongoing capital projects that involve commitments related to these multi -year contracts are k2,848,558 as of June 30, 2023 and 2022, respectively. 51 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 193 of 271 Page 74 of 117 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 194 of 271 CENTRAL CONTRA COSTA SANITARY DISTRICT Cost -Sharing Multiple Employer Defined Benefit Retirement Plan As of Fiscal Year Ending June 30, 2023 PROPORTIONATE SHARE OF NET PENSION LIABILITY (ASSET) Last 10 Fiscal Years 1 December Measurement date 2022 2021 2020 2019 201 2017 2016 2015 2014 Proportion of the net pension liability 2.22% 22.04% 10.59% 7.42% e* 6.33% 7.86% 6.27% 6.09% 7.49% Proportionate share of the net pension liability(asset) $37,772,326 ($53,543,789) $48,886,895 $64,117,4 $ 0,104 $63,806,000 $87,847,116 $91,746,888 $89,535,510 Covered payroll $40,424,238 $37,667,972 $37,131,965 019 93,159 $33,306,738 $31,584,169 $29,061,743 $29,647,993 Proportionate share of the net pension liability as a percentage of covered payroll 93.44% -142.15% 66 67% 267.60% 191.57% 278.14% 315.70% 302.00% Fiduciary net position as a percentage of the total pension liability 92.35% 111.ZaI11111h, % 85.05% 77.86% 83.58% 76.44% 74.14% 73.86% 1 The fiscal year ending June 30, 2015 was the first year of i entation z Covered payroll represents compensation earnable and penswna pensation for the measurement period ended December 31st. Only compensation earnable and pensionable compensation that would possibly go into the determination of retirelhent benefits are included 53 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 195 of 271 Actuarially determined contribtuion Contributions in relation to the actuarially determined contributions Contributions deficiency (excess) Covered payroll Contributions as a percentage of covered -employee payroll Notes to Schedule Measurement Date: CENTRAL CONTRA COSTA SANITARY DISTRICT Cost -Sharing Multiple Employer Defined Benefit Retirement Plan As of Fiscal Year Ending June 30, 2023 SCHEDULE OF CONTRIBUTIONS Last 10 Years* 2023 2022 2021 2020 2019 2018 2017 2016 2015 $6,812,146 $7,001,200 $70,944,418 $18,046,778 $17,520,615 $17,880,152 $18,043,391 $22,752,611 $24,451,234 6,812,146 7,001,200 70,944,418 18,046,778 17,520,615 17,880,152 18,043,391 22,752,611 24,451,234 $44,642,742 Methods and assumptions used to determine contribution rates: Actuarial cost method Amortization method Remaining amortization period Asset valuation method Inflation Salary increases Investment rate of return Retirement age Mortality 17.11% 170.44%*** Entry Age Level percentage of payroll, 3 years ** 5-year semi-annually 2.50% ' 3.50%-14.00% 6.750X, net of pension Ian ii 50 years Classic Pub-2010 G Health $36,638,935 $35,178,106 $32,675,243 $30,093,339 48.80% 51.29% 69.63% 81.25% * Fiscal year 2015 was the first year of implementation ** Remaining balance of December 31, 2007 UAAL is amortized over a fixed (decr osed) period with 2 years remaining as of December 31, 2020 and 3 years remaining as of December 31, 2019. Any changes in UAAL after December 31, 2007 will be sepa y amortized over a fixed 18-year period effective with thatvaluation. Effective December 31, 2013, any changes in UAAL due to plan amendments (with the exception of a change due to retirement incentives) will be amortized over a 10-year fixed period effective with that valuation. The entire increase in UAAL resulting from a temporary retirement incentive will be funded in full upon adoption of the incentive. ***Includes one-time payment of $70.8 million to CCCERA to pay down the pension UAAL 54 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 196 of 271 CENTRAL CONTRA COSTA SANITARY DISTRICT POST -RETIREMENT HEALTH CARE DEFINED BENEFIT PLAN SCHEDULE OF CHANGES IN THE NET OPEB LIABILITY AND RELATED RATIOS Single Employer Last 10 fiscal years* Measurement Date Total OPEB Liability Service Cost Interest Changes in benefit terms Differences between expected and actual experience Changes of assumptions Benefit payments Net change in total OPEB liability Total OPEB liability - beginning Total OPEB liability - ending (a) Plan fiduciary net position Contributions - employer Contributions - employee Adjustment to Beginning Balance Net investment income Administrative expense Benefit payments Net change in plan fiduciary net position Plan fiduciary net position - beginning Plan fiduciary net position - ending (b) Net 0 P E B liability - ending (a)-(b) Plan fiduciary net position as a percentage of the total OPEB liability Covered -employee payroll Net OPEB liability as a percentage of covered -employee payroll Notes to schedule: * Fiscal year 2017 was the first year of implementation June 30, 2023 June 30, 2022 June 30, 2021 June 30, 2020 June 30, 2019 June 30, 2018 June 30, 2017 $2,215,263 $2,150,741 $2,249,861 $2,184,331 $2,447,310 $2,370,276 $2,295,667 4,849,272 4,696,247 4,616,239 4,482,146 6,596,612 6,396,063 6,203,230 (27,603,524) (5,519,185) 3,219,980 (7,346,935) (4,270,646) (464, 3,495,645 (4,075,640) (4,182,821) 46 6 45 654 (5,697,440) (5,571,750) (5,404,627) (6,800,936) 2,664,167 299 2, 823 (28,108,332) 3,194,589 3,094,270 87,991,154 85,326,987 59,68 77,83 65 105,947,197 102,752,608 99,658,338 $81,190,218 $87,991,154 326 $80,359,688 $77,838,865 $105,947,197 $102,752,608 $4,862,308 $5,168�J,654, $5,395,654 $7,280,240 $9,649,750 $10,433,327 (13M, 00) 5,632,562ql"90X2�) 09514,958,207 2,994,909 4,920,923 3,354,822 4,735,576 (216,70(200,304) (182,833) (174,362) (164,446) (5,404,627) 4 075 (4,654,246) (4,145,6541 (5,697,4401 (5,571,750) (139,063) 6,202,52 67, 14,619,103 4,062,076 6,329,361 7,268,376 9,625,213 4 X4,607,283 69,988,180 65,926,104 59,596,743 52,328,367 42,703,154 ,342, 39,609 $84,607,283 $69,988,180 $65,926,104 $59,596,743 $52,328,367 151 100R9% 12,851,545 $719,704 $10,371,508 $11,912,761 $46,350,454 $50,424,241 85.39% 99.16% 87.09% 84.70% 56.25% 50.93% 44,642,742 40,961,867 41,625,151 40,356,579 38,479,260 36,638,935 35,178,106 -0.34% 31.37% 1.73% 25.70% 30.96% 126.51% 143.34% 55 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 197 of 271 CENTRAL CONTRA COSTA SANITARY DISTRICT POST -RETIREMENT HEALTH CARE DEFINED BENEFIT PLAN SCHEDULE OF CONTRIBUTIONS Single Employer Last 10 fiscal years* Fiscal Year Ended June 30, 2023 2022 2021 2020 2019 2018 2017 Actuarially determined contribution $3,331,000 $3,324,000 $3,917,000 $3,906,000 $7,524,000 $7,866,000 $7,866,000 Contributions in relation to the actuarially determined contribution 4,862,308 5,168,000 4,654,246 5,395,65 7,280,240 10,433,327 10,433,327 Contribution deficiency (excess) ($1,53L,308) ($1,844,000) ($737,246) ($1,489,MprTW $243,760 ($2,567,327) ($2,567,327) Covered -employee payroll $44,642,742 $40,961,867 $41,625,151 $40, MS79 479,260 $36,638,935 $35,178-106 Contributions as a percentage of covered payroll 10.89% 12.62% 11.18% 13. % 920%1. 28.48% 29.66% Notes to Schedule Methods and assumptions used to determine contribution rates: Valuation Date July 1, 2022 Actuarial Cost Method Entry Age Normal, Level Perce ay Amortization Method Level dollar Asset Valuation Method Investment gains and losses d g period Actuarial Assumptions: Discount Rate 5.25% at June 30, General Inflation 2.50% annuall Medical Trend Non -Medicare - % for 2024, reasing to an ultimate rate of 3.45% in 2076 Medicare (Non -Kai - 7.50% 2024, decreasing to an ultimate rate of 3.45% in 2076 Medicare (Kaiser) - 6. 0 4, decreasing to an ultimate rate of 3.45% in 2076 Dental Trend 3.50% annually Mortality Rate CCCERA 2018-2020 Experience Study Mortality Improvement Mortality projected fully generationally with Scale MP-2021 * Fiscal year 2017 was the first year of implementation 56 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 198 of 271 Page 79 of 117 SUPPLEMENTARY INFORMATION November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 199 of 271 Page 80 of 117 ASSETS CURRENT ASSETS Cash and cash equivalents Restricted cash and investments Unrestricted investments Restricted investments Accounts receivable Current portion of lease receivable Interest receivable Prepaid assets Supplies & material inventory Total current assets NON -CURRENT ASSETS Non -current portion of lease receivable Assessment Districts receivable Net OPEB asset CAPITAL ASSETS Nondepreciable Depreciable, net of accumulated depreck Total non -current assets TOTAL ASSETS DEFERRED OUTFLOWS OF RESOURCES Pension related OPEB related Total deferred outflows of resources LIABILITIES CURRENT LIABILITIES Accounts payable Salaries & benefits payable Interest payable Provision for uninsured claims Deposits payable Compensated absences payable, current Current portion of long-term obligations Current portion of lease payable Current portion ofSBITAs Total current liabilities NON -CURRENT LIABILITIES Net pension liability Non -current portion of long term obligatio Accrued compensated absences - non-curr Non -current portion of lease payable Total non -current liabilities TOTAL LIABILITIES DEFERRED INFLOWS OF RESOURCES Pension related OPEB related Lease related Total deferred inflows of resources NET POSITION Net investment in capital assets Restricted net position Unrestricted net position TOTAL NET POSITION Central Contra Costa Sanitary District Combining Schedule of Net Position Enterprise Sub -Funds June 30, 2023 Running Expense Sewer Construction Selflnsurance Debt Service Totals $14,779,964 $7,544,294 $734,061 - $23,058,319 - - - $1,527 1,527 18,040,000 130,500,000 10,100,000 - 158,640,000 43,662 - - - 43,662 19,500,717 10,024,981 29,525,698 605,747 - - - 605,747 180,671 173,520 75,703 429,894 1,253,175 20,000 - - 1,273,175 5,800,474 5,800,474 60,204,410 148,262,795 10,909,764 1,527 219,378,496 3,618,647 - - 1,642,035 - 3,618,647 1,642,035 49,805,302 9,445,696 1,814,969 68,521,359 129,587,326 52,931,043 52,931,043 8,555,091 - - - 8,555,091 3,970,164 3,970,164 65,456,298 65,456,298 849,413,151 (67,776,014) 781,637,137 - - - 1,527 1,527 32,568,332 140,459,134 9,094,795 (745,345) 181,376,916 $881,981,483 $140,459,134 $9,094,795 ($68,519,832) $963,015,580 S8 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 200 of 271 Page 81 of 117 OPERATING REVENUES Sewer service charge (SSC) Sewage treatment cost sharing Miscellaneous service charges Total operating revenues OPERATING EXPENSES Salaries & benefits Contracted services Utilities & fuel Chemicals General supplies Other operating expenses Asset purchases Gain (loss) on sale of asset Depreciation and amortization expense Contra -expense capital outlays Total operating expenses OPERATING INCOME (LO NON -OPERATING REVENUES (EXPENSES) Taxes Permit and inspection fees Grants Investment income Interest expense Gain (loss) on sale of asset Other non -operating income Total non -operating revenues (expense INCOME (LOSS) BEFORE CAPITAL CONTRIBUTIONS AND TRANSFERS CAPITAL CONTRIBUTIONS AND TRANSFER'. Other government revenue - Concord Customer contributions to capital Non -exchange capital contributions/donal Capacity fees Total capital contributions Interfund transfers in/out CHANGE IN NET POSITION NET POSITION, BEGINNING OF YEAR NET POTISION, END OF YEAR Central Contra Costa Sanitary District Combining Schedule of Revenues, Expenses and Changes in Net Position Enterprise Sub -Funds For the Fiscal Year Ended June 30, 2023 Runnine Expense Sewer Construction Self Insurance Debt Service Totals $48,447,114 - $1,662,101 - $50,109,215 17,649,002 - - - 17,649,002 2,233,077 2,233,077 68,329,193 - 1,662,101 - 69,991,294 60,809,719 - - 60,809,719 10,127,978 - 452,173 $5,800 10,585,951 8,174,185 - - 8,174,185 2,175,040 - - - 2,175,040 2,675,384 - 2,675,384 1,220,704 - 1,509,201 - 2,729,905 25,003,263 25,003,263 110,186,273 961,374 5,800 112,153,447 (41,857,080) 299,273 (5,800) (42,162,153) - $11,028 11,905,088 22,933,224 1,706,192 5 - 2,042,467 959,893 40,938 224,642 4,125,473 (28,183) - (1,149,288) (1,177,471) (48,819) - 129,918 927,631 12 23,878 - 1,073,645 10,755,800 29,127,256 10,750,000 (13,034,897 9,956,648 - 67,227,158 1,456,478 7,165,352 85,805,636 (14,238,590) (3,488,590) 72,770,739 (65,031,242) 890,244,841 ($68,519,832) $963,015,580 59 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 201 of 271 Page 82 of 117 z w (A w No �rnberX7, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 202 of 271 Page 83 of 117 CENTRAL CONTRA COSTA SANITARY DISTRICT STATISTICAL SECTION This part of the District's Annual Comprehensive Financial Report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the District's overall financial health. Contents Financial Position and Trends These schedules contain current and trend information to help the reader understand the District's financial position and how the District's financial performance and well-being have changed over time. Revenue Capacity These schedules most significant Debt Capacity These schedules of the District's c issue additional Demographic and Ec, These schedules the reader under activities take pl Operating Informatic These schedules information in tl and the activitie Pages 61-63 64-67 •ict's 68-69 •dability ity to 70-71 help ncial ovides 72-73 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 203 of 271 Central Contra Costa Sanitary District Changes in Net Position and Statement of Net Position Last Ten Fiscal Years Changes in Net Position 2013-2014 2014-2015 2015-2016 2016-2017 2017-2018 Operating Revenues: Sewer Service Charges (SSC) $60,796,421 $70,023,512 $72,233,903 $73,138,235 $75,824,221 City of Concord 11,625,864 12,892,945 13,913,960 13,851,253 14,973,623 Other Service Charges 1,035,134 1,006,197 963,014 1,029,500 1,078,5 Miscellaneous Charges 544,589 593,780 623,659 606,453 61 Total Operating Revenue 74,002,008 84,516,434 87,734,536 88,625,441 92 5 Operating Expenses: Salaries & Benefits Chemicals, Utilities & Supplies Professional & Outside Services Hauling, Disposal, Repairs & Maintenance Self -Insurance (net of transfers) Pension/OPEB Expense Depreciation All Other Total Operating Expenses Operating Loss Non -Operating Revenues (Expenses): Property Taxes Connection & Other Fees Interest Income Interest Expense All Other * Total Non -Operating Income Before Contributions and Transfers Customer Contributions* Contributed Sewer Lines Capital Contributions - Connection Fees CHANGE IN NET POSITION Total Net Position - Beginning Prior Period Adjustment - GASH 68 and 71 Prior Period Adjustment - GASB 75 Total Net Position - Ending Statement of Net Position Net Investment in Capital Assets Restricted Unrestricted Total Net Position Source: Central Contra Costa Sanitary District Audited Financial Statements 2018-2019 2019-2020 2020-2021 2021-2022 2022-2023 68,656,908 $70,408,903 $72,325,340 $100,680,646 $50,109,215 15,205,292 14,923,591 15,002,567 16,086,801 17,649,002 1,126,239 1,176,242 1,171,378 - - 689,727 714,043 743,276 2,164,237 2,233,077 85,678,166 87,222,779 89,242,561 118,931,684 69,991,294 58,954,452 66,104,630 63,988,158 62:342:392 ,162:484 82 62,672,096 134,167,829 55,538,097 56,002,920 8,063,309 7,466,490 7,304,619 8,115,004 7,477,602 8,14ft 8,088,750 8,738,404 10,972,308 13,024,609 3,995,860 3,322,881 4,196,302 3,891,224 2,988 0 3,27 , 2,684,034 4,160,807 5,404,618 4,456,818 4,041,355 4,758,260 5,780,533 5,662:0 5,4 5,755,590 5,435,406 5,751,355 3,781,839 5,676,960 214,290 496,381 72,486 (300,10 83) 1,039,444 1,110,798 550,000 1,640,304 1,961,374 - (3,012,757) (9,778,389) (4,080,558) 4,358 (33,307,168) (2,386,849) (70,933,999) 373,099 4,806,799 21,892,545 22,740,942 22,885,030 22,892,153 ,561,704 20,983,353 21,253,062 21,531,302 23,044,768 25,003,263 2,346,583 2,473,963 3,343,778 ,942,592 8,122 2,366,416 1,858,144 1,459,081 1,992,706 1,220,704 99,508,394 104,350,790 97,792,517 85 1 078 73,278,924 100,715,441 105,444,779 102,747,739 112,153,447 (25,506,386) (19,834,356) (10,057,961) ,83 17,1 12,399,242 (13,492,662) (16,202,218) 16,183,945 (42,162,153) 13,093,841 14,083,331 14,83 7 17,650,741 18,251,794 18,876,886 20,516,826 21,239,420 22,933,224 1,575,251 1,843,942 8 2,592,137 2,648,708 2,251,245 2,440,187 2,308,395 2,042,467 359,288 316,475 2,3 38 1:223:349 2,573,964 2,310,269 1,678,028 772,909 4,125,473 (1,996,689) (1,523,127) 1,427,641 (1,3 8) (1,230,680) (1,025,006) (604,851) (542,226) (1,950,841) (1,177,471) 932,464 1,828,530 1,195,09 96 1,075,838 1,424,520 1,219,811 3,193,569 2,053,331 1,203,563 13,964,155 16,551,151 17,711, 34, 21,311,385 23,873,980 24,053,360 27,286,384 24,423,214 29,127,256 (11,542,231) (3,283,205) 1 ,102 4,126,742 36,273,222 10,560,698 11,084,166 40,607,159 (13,034,897) 10,486,067 752 16,628,105 20,425,514 36,562,141 44,222,958 4O,22O,S49 18,067,469 77,183,806 1,462316 1, 2,899,042 2,003,614 2,179,641 1,761,808 923,468 1,496,013 1,456,478 8,224:517 ,673,298 8,54 7,044,340 9,331,420 8,145,068 7,083,702 5,500,316 4,584,973 7,165,352 8,630,669 10,953,934 35,887,290 83,160,072 63,629,166 57,728,499 64,755,614 72,770,739 635,714,997 4,341:96 6 607,078 S93,S7O,427 626,637,016 620,971,490 704,131,562 767,760,728 825,489,227 890,244,841 - 92,522) 1963,349'33,066,589 - - - - - - - - (41,552,816) $644,345,666 $56 8 3,570,427 $626,637,016 $620,971,490 $704,131,562 $767,760,728 $825,489,227 $890,244,841 $963,015,580 2013-2014 2014-2015 2015-2016 2016-2017 2017-2018 2018-2019 2019-2020 2020-2021 2021-2022 2022-2023 $568,006,023 $573,175,094 $581,844,903 $600,770,254 $623,307,342 $655,586,304 $692,117,172 $684,834,242 $747,646,783 $781,637,137 4,809,248 4,288,008 4,363,251 4,449,437 4,421,504 (271,370) 2,639 34,929,105 14 1,527 71,530,395 (13,856,024) 7,362,273 21,417,325 (6,757,356) 48,816,628 75,640,917 105,725,880 142,598,044 181,376,916 $644,345,666 $563,607,078 $593,570,427 $626,637,016 $620,971,490 $704,131,562 $767,760,728 $825,489,227 $890,244,841 $963,015,580 61 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 204 of 271 Fiscal Year Sewer Service Charges* City of Concord ce N097, Miscellaneous Charges Total Operating 2013 2014 $60,796,421 $ 864 134 $544,589 $74,002,008 2014-2015 70,023,512 1, 7 593,780 84,516,434 2015 2016 72,233,903 1 3,9 63, 14 623,659 87,734,536 2016-2017 73,138,235 13, 2 ,500 606,453 88,625,441 2017 2018 75,824, 14,9 1,078,594 619,997 92,496,435 2018-2019 68,6 8 15,20 2 1,126,239 689,727 85,678,166 2019-2020 7 903 14,923, 1,176,242 714,043 87,222,779 2020-2021 7 340 1,171,378 743,276 89,242,561 2021-2022 100,6 1 801 - 2164237 118,931,684 2022-2023 109, 17,649,002 2:233:077 69,991,294 ,iWF- fit -Operating Revenue Fiscal Year Prope Taxe Custo Contributio *1 onnections & Other Fees *2 Interest All Other Total Non -Operating & Contributions 2013 2014 $13,093,841 $11,9 83 $9,799,768 $359,288 $932,464 $36,133,744 2014-2015 14,083,331 7 841 8,517,240 318,475 1,828,530 32,311,417 2015-2016 14,835,167 65,920 11,090,481 562,308 1,195,095 41,448,971 2016-2017 16,318,874 9,527,147 9,645,228 761,838 966,244 47,219,331 2017-2018 17,650,741 22,429,128 11,923,557 1,223,349 1,075,838 54,302,613 2018-2019 18,251,794 38,741,782 10,793,776 2,573,964 1,424,520 71,785,836 2019-2020 18,876,886 45,984,766 9,334,947 2,310,269 1,219,811 77,726,679 2020-2021 20,516,826 41,144,017 7,940,503 1,678,028 3,193,569 74,472,943 2021-2022 21,239,420 19,563,482 6,893,368 772,909 2,053,331 50,522,510 2022-2023 22,933,224 78,640,284 9,207,819 4,125,473 1,203,563 116,110,363 * Sewer Service Charge (SSC) represents the Running Expense Fund portion of SSC County collections along with District direct billings and counter colh *1 Customer Contributions include the portion of SSC that is allocated to Sewer Construction Fund, City of Concord reimbursement of capital costs, an developer contributed sewer lines beginning in 2000-2001, due to changes in GASB 33 reporting requirements. *2 Includes connection fees, non -operating permit, inspection, and other fees. Source: Central Contra Costa Sanitary District Audited Financial Statements 62 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 205 of 271 $179,000,000 $129,000,000 s $79,000,000 ea 0 Ca $29,000,000 $(21,000,000) $(71,000,000) 2013-2014 2014-2015 ■ Salaries and Benefits ■ Self -Insurance Central Contra Costa Sanitary District Operating Expenses by Type Last Ten Fiscal Years 2015-2016 2016-2017 2017-2018 Fiscal Y ElChemicals, Utilities & Supplies ■ Depreciation _tA 9 2019-2020 2020-2021 2021-2022 2022-2023 Dutside Services ■ Hauling, Disposal, Repairs & Maintenance Expense* ■ All Other OPE ING ENSES Fiscal Salaries Chemicals, Utilities Professional & Hauli osal, ce Depreciation Pension/OPEB Total Operating Non -Operating Year and Benefits A & Supplies Outside Services Repairs & M e Expense* Expenses Expenses 2013-2014 $58,954,453 $8,063,310 $3,995,861 4,0 $858,738 $21,892,545 - $1,702,131 $99,508,394 $1,996,689 2014-2015 66,104,630 7,466,490 3,322,8 58,2 1,146,381 22,740,942 ($3,012,757) 1,823,963 104,350,790 1,523,127 2015-2016 63,988,158 7,304,619 4,196,30 0,533 1,572,486 22,885,030 (9,778,389) 1,843,778 97,792,517 1,427,641 2016-2017 62,342,392 8,115,004 3,891,224 62,086 619,892 22,892,153 (4,080,558) 2,022,592 101,464,785 1,313,398 2017-2018 68,862,484 7,477,602 2,988,280 461,011 252,517 21,561,704 1,104,358 1,973,122 109,681,078 1,230,680 2018-2019 65,071,382 8,093,144 3,276,763 5,755,590 1,039,444 20,983,353 (33,307,168) 2,366,416 73,278,924 1,025,006 2019-2020 62,672,096 8,088,750 2,684,034 5,435,406 1,110,798 21,253,062 (2,386,849) 1,858,144 100,715,441 604,851 2020-2021 134,187,829** 8,738,404 4,160,807 5,751,355 550,000 21,531,302 (70,933,999) 1,459,081 (28,743,050) 542,226 2021-2022 55,911,196 10,972,308 5,031,519 3,781,839 1,640,304 23,044,768 373,099 1,992,706 102,747,739 1,950,841 2022-2023 56,002,920 13,024,609 4,456,818 5,676,960 1,961,374 25,003,263 4,806,799 1,220,704 112,153,447 1,177,471 Informational - notgraphed Source: Central Contra Costa Sanitary District Audited Financial Statements *Reflects pension/OPEB adjuestment at year-end to comply with the provisions of GASB Statements No. 68 and 75. Budgeted pension/OPEB emloyer contributions made during the year are reported under "Salaries and Benefits". **Reflects payment to CCCERA of $70.6 million for pension liability pay -down November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 206 of 271 63 Central Contra Costa Sanitary District Major Revenue Base and Rates Historical and Current Fees Last Ten Fiscal Years Single Family Annual Sewer Service Charge (SSC) *1 Fiscal Year Operations Capital Self -Insurance Total 2013-2014 $365 $40 - $405 2014-2015 416 23 - 439 2015-2016 422 49 - 471 2016-2017 432 71 - 503 2017-2018 447 83 - 5 2018-2019 400 167 - 2019-2020 408 190 - 598 2020-2021 277 352 - 629 2021-2022 442 209 $10 60 2022-2023 $284 $396 $10 $690 Multi -Family Annual Sewer Service Charg Fiscal Year Operations Capital Self-Insuran Total 2013-2014 $365 $40 $405 2014-2015 416 23 439 2015-2016 415 48 - 463 2016-2017 418 69 487 2017-2018 432 81 513 2018-2019 388 16 - 549 2019-2020 386 180 - 566 2020-2021 262 334 - 596 2021-2022 418 198 $9 625 2022-2023 $269 $375 $9 $654 *1 All residential accounts paid a flat annual sewer service charge shown above per household through 2014-2015. In 2015-2016, as a result of a cost of service study, the District changed to a two tier single family and multifamily rate structure. The charge for commercial users consists of an annual rate based on a measured volume of water usage per 100 cubic feet (HCF). *2 New users who are connected to the Wastewater System are charged Capital Improvement Fees called Facility Capacity Fees. Fee is per connection. *3 New customers in areas where wastewater pumping stations are needed to reach the District's gravity fed sewers are charged a Pump Zone Fee. Fee is per connection. Source: Central Contra Costa Sanitary District Environmental Services Division Facility Capacity Fee *2 $5,930 5,995 6,005 5,948 6,300 6,700 6,589 6,803 6,803 $7,200 Pump Zone Fee *3 $1,587 1,585 1,650 1,608 1,639 1,636 1,586 1,585 1,585 $2,011 64 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 207 of 271 Central Contra Costa Sanitary District Assessed and Estimated Actual Valuation of Taxable Property Last Ten Fiscal Years Fiscal Year Local Secured Unsecured Total % Change 2013-2014 $74,400,356,922 $1,742,364,655 $76,142,721,577 10.1% 2014-2015 80,431,132,956 1,739,342,301 82,170,475,257 7.9% 2015-2016 86,701,930,276 1,645,712,628 88,347,642,904 7.5% 2016-2017 92,006,863,080 1,704,263,642 93,711,126,722 6.1% 2017-2018 97,298,029,346 1,722,229,970 99,020,259,316 5.7% 2018-2019 102,984,718,407 1,801,374,862 4,786,093,269 5.8% 2019-2020 108,704,671,836 1,863,018,75 67,690,595 5.5% 2020-2021 110,795,231,142 1,848,644 11 3,876,052 1.9% 2021-2022 115,098,221,080 1,974,85 6 117,073,071,396 3.9% 2022-2023 123,119,257,816 1,855,761, 124,975,019,385 6.7% Prope Property Tax* Fiscal Year Levied & Collected l Collected Charges* )llected Collection Percentage % Change 2013-2014 $13,108,176 1 � -0.6% $66,604,323 100% 10.9% 2014-2015 14,195,300 0° 8.3% 72,622,738 100% 9.0% 2015-2016 15,323,818 °0 7.9% 78,930,977 100% 8.7% 2016-2017 16,428,089 10 7.2% 83,601,971 100% 5.9% 2017-2018 17,300,475 10 5.3% 87,944,554 100% 5.2% 2018-2019 18,352,620 /0 6.1% 95,298,869 100% 8.4% 2019-2020 19,348,103 0% 5.4% 100,863,356 100% 5.8% 2020-2021 20,233,423 100% 4.6% 100,603,114 100% -0.3% 2021-2022 22,323,425 100% 10.3% 108,725,443 100% 8.1% 2022-2023 22,947,184 100% 2.8% 114,989,889 100% 5.8% * General County taxes collected are the same as the amount levied since the County participates in California's alternative method of apportionment called the Teeter Plan. The Teeter Plan as provided in Section 4701 et seq. of the State Revenue and Taxation Code, establishes a mechanism for the County to advance the full amount of property tax and other levies to taxing agencies based on the tax levy, rather than on the basis of actual tax collections. Although this system is a simpler method to administer, the County assumes the risk of delinquencies. The County in return retains the penalties and accrued interest thereon. Source: Contra Costa County Auditor -Controller's Office 6November 27, 2023 Special FINANCE Committee Meeting Agenda Packet5 Page 208 of 271 2013.2014 Central Contra Costa Sanitary District Sewer Service Charge Ten Largest Customers Last Ten Fiscal Years 2014-2015 2015-2016 2016-2017 2017-2018 Sewer Service Percentage of Sewer Service Percentage of Sewer Service Percentage of Sewer Service Percentage of Sewer Service Percentage of Charges Total Sewer Charges Total Sewer Charges Total Sewer Charges Total Sewer Charges Total Sewer Customer Collected Rank Service Charges Collected Rank Service Charges Collected Rank Service Charges Collected Rank Service Charges Collected Rank Service Charges City of Concord 1. $ 11,625,864 1 14.02% $ 12,892,945 1 14.38% $ 13,913,960 1 8% $ 13,851,253 1 13.37% 14,973,623 1 ° 13.46 /° Chevron Offices & Office Park 419,590 2 0.51% - - - Contra Costa County General Services 2. 384,750 3 0.46% 451,567 2 0.50% 638,608 0.65% 547,943 2 0.53% 556,782 2 0.50% First Walnut Creek Mutual 361,260 4 0.44% 417,050 3 0.47% 439,850 .45% 462,650 3 0.45% 487,350 3 0.44% Park Regency Apartments 303,750 5 0.37% 391,588 4 0.44% 412,99 4 % 434,404 4 0.42% 457,596 4 0.41% Second Walnut Creek Mutual Apts 211,866 6 0.26% 329,250 5 0.37% 347 0 5 365,250 5 0.35% 387,750 5 0.35% Branch Creek Vista Apartments 162,000 7 0.20% 175,600 7 0.20% - 194,800 9 0.19% 205,200 9 0.18% Sun Valley Mall 148,374 8 0.18% 299,697 6 0.33% 613 6 0.29% 298,005 7 0.29% 354,208 6 0.32% Bay Landing Apartments 145,800 9 0.18% 158,040 9 0.18% - - - - - - John Muir Health 2. 145,091 10 0.18% - - 218,91 7 0.22% 322,601 6 0.31% 278,589 7 0.25% St. Mary's College Contract - - - - - - - - - - Kaiser Foundation Hospital 2. 158,848 8 0.18% 10 0.19% 186,281 10 0.18% Archstone Apartments - - 153,650 10 0.17°u - - - - - Muirland @ Windemere Apartments - - 153,650 10 0. - - - - - - Willows Shopping Center 2. - - - 216,21 9 0.21% - - 188,828 10 0.17% San Ramon Unified School District 44 8 0.22% 225,339 8 0.22% 247,766 8 0.22% Total $13,908,345 16.78% $ 15,581,885 17.37 16,8 17.18% $ 16,888,526 16.30% 18,137,692 ° 16.31 /a 2018-2019 019-20 2020-2021 2021-2022 2022-2023 Sewer Service Percentage of Sewe ce rcentage of ewer Service Percentage of Sewer Service Percentage of Sewer Service Percentage of Charges Total Sewer C Charges Total Sewer Charges Total Sewer Charges Total Sewer Customer Collected Rank Service Charges 11 1 Collected Rank Service Charge Collected Rank Service Chargg Collected Rank Service Charges City of Concord 1. $ 15,205,292 1 12.63010 923,5 1 11.52% $15,048,782 1 11.80% $16,134,761 1 11.97% $17,700,461 1 12.21% First Walnut Creek Mutual 521,550 2 0.43% 700 0.42% 537,700 3 0.42% 593,750 2 0.44% 621,300 2 0.43% Park Regency Apartments 489,708 3 0.4 2 0.39% 504,872 4 0.40% 557,500 3 0.41% 583,368 3 0.40% Second Walnut Creek Mutual Apts 411,750 6 42 5 0.33% 424,500 5 0.33% 468,750 4 0.35% 490,500 4 0.34% John Muir Health 2. 413,900 5 0. 391, 6 0.30% 362,718 6 0.28% 404,989 5 0.30% 434,624 5 0.30% Branch Creek Vista Apartments 219,600 10 0.18 226, 10 0.17% 226,400 9 0.18% 250,000 6 0.19% 261,600 6 0.18% Bay Landing Apartments - - - - 225,000 7 0.17% 235,440 7 0.16% Archstone Apartments 198,876 10 0.15% 228,900 8 0.16% Muirland @ Windemere Apartments - - 218,750 9 0.16% 228,900 9 0.16% Kaiser Foundation Hospital 2. 244,180 9 0.20% - - - - 222,277 8 0.16% 225,383 10 0.16% Contra Costa County General Services 2. - - 733,416 2 0.57% 740,223 2 0.58% Sun Valley Mall 453,512 4 0.38% 373,171 7 0.29% 339,061 7 0.27% St. Mary's College Contract - - - 242,777 8 0.19% San Ramon Unified School District 266,550 8 0.22% 283,631 9 0.22% 215,229 10 0.17% Bishop Ranch City Center 315,106 7 0.26% 335,017 8 0.26% Willows Shopping Center 2. - - - - - - - - - - Total $ 18,541,148 15.40% $ 18,733,543 14.46% $ 18,642,262 14.62% $ 19,274,654 14.30% $ 21,010,476 14.50% 1. Contract with the City of Concord to treat and dispose of wastewater for the cities of Concord and Clayton. The City of Clayton contracts with the City of Concord for the maintenance, operation, and capital replacement/improvement of its sewage collection system, which runs through the City of Concord. 2. Kaiser, John Muir Health, Willows Shopping Center, and County hospital are permitted industries. Source: Central Contra Costa Sanitary District Environmental Services Division 66 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 209 of 271 Central Contra Costa Sanitary District Payments Under the Concord Agreement Last 10 Fiscal Years Fiscal Year Discharge Volume (mg) Service Charges Capital Contributions Total 2013-14 3,914 $11,625,864 $3,820,858 $15,446,722 2014-15 3,826 12,892,945 2,897,491 15,790,436 2015-16 3,878 13,913,960 3,671,892 17,585,852 2016-17 4,800 13,851,253 4,476,961 18,328,214 2017-18 4,265 14,973,623 6,364,725 21,338,348 2018-19 4,512 15,205,292 7,973,516 23,178,808 2019-20 4,383 15,048,782 11,393,000 26,441,782 2020-21 3,922 15,048,782 10,064,155 25,112,937 2021-22 3,973 16,086,801 7,799,702 23,886,503 2022-23 4,754 17,700,461. 9,965,648 27,666,109 User Group Residential Office Mixed Use Food Service Hotel/Motel Businesses* Market/Supermarket Schools Recreation/Entertainment Industrial Permitted Automotive/Car Wash Skilled Nursing All Other User Groups Subtotal Partial Year Charges (Counter) Prior Year Adjustments Total FY 2022-2023 Sewer Service Charge Revenue 250 44 549 119,097 834,474 767,413 3,261,534 $117,769,746 $607,007 (1,040,380) $117,336,373 ;idential Unit Eauivalents 141,979 4,988 3,755 3,534 1,845 1,712 1,509 1,481 1,423 1,407 1,209 1,112 4,727 170,681 Percentage of Total IUU"/o 67 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 210 of 271 Debt Service Paid Each Fiscal Year $14,000,000 $12,000,000 $10,000,000 @ $8,000,000 m p° $6,000,000 $4,000,000 $2,000,000 $0 Summary Of Debt Service Last Ten Fiscal Years .y0Nt,^�^6^� 1PN1. `L�^9 `loti� `L�ti^ `lotiry `L°tip '1�^`S ,LO,^A' `L°^�' 'L�^6' `L°^'l' `L°^0 ,Lo•^9' ,V'p, $75,000,000 $60,000,000 T $45,000,000 0 o $30,000,000 $15,000,000 $0 Outstanding Debt Each Fiscal Year In 2021, the District issued COP's for $58.OM, see Note 6 o^° 0^1 ^° o^ oti° ory^ otiry oti� SurnmarylEffivve0JAWt evenue Bonds 2018 & 2009 & COP tal Debt Service Annual Expen 1 Fiscal Interest & Total Interest & Total Interest & Total Rev. Bonds Year Principal $3,720,000 Amortization $1,974,151 <a Debt Service $5,694,151 Principal $164,581 Amortization ice $22,537 al $3, 1 Amortization $1,996,688 Debt Service $5,881,269 & COP's $39,875,000 . $702,245 $40,577,245 2013-2014 2014-2015 3,865,000 1,504,939 5,369,939 168,860 18,258 87, 03 60 1,523,197 5,557,057 36,010,000 533,385 36,543,385 2015-2016 2,210,000 1,413,772 3,623,772 173,251 13,868 7 3,251 1,427,640 3,810,891 33,800,000 660,134 34,160,134 2016-2017 2,300,000 1,304,036 3,604,036 177,757 9 2,477,757 1,313,398 3,791,155 31,500,000 182,377 31,682,377 2017-2018 2,405,000 1,225,938 3,630,938 182,377 119 2,587,377 1,230,680 3,818,057 29,095,000 - 29,095,000 2018-2019 - 1,025,006 1,025,006 - - 1,025,006 1,025,006 21,806,631 21,806,631 2019-2020 2,145,000 604,851 2,749,851 2,145,000 604,851 2,749,851 19,447,392 19,447,392 2020-2021 1,740,000 542,226 2,282,226 1,740,000 542,226 2,282,226 75,733,331 75,733,331 2021-2022 10,450,000 1,482,288 11,932,288 10,450,000 1,482,288 11,932,288 64,110,319 64,110,319 2022-2023 10,750,000 1,326,410 12,076,410 10,750,000 1,326,410 12,076,410 67,776,015 67,776,015 Total Debt Ser Total Operatng on -Operating ove ummar Debt Service Debt Ratios Annual Debt Annual Debt Total Debt Capital Debt Service Fiscal Debt Operating Expenses less venue & et Coverage Improvement Adjusted Net Coverage Service to Service per Outstanding Year Service Revenue Depreciation *1 tions nue *2 (Net Revenue) *3 Fees Concord Revenue *4 (Adj. Net Revenue) "5 Operating Exp. Customer Per Customer 2013-2014 $5,881,269 $74,002,008 $77,615,84: $3 , 44 519,903 5.53 $12,045,375 $20,474,528 3.48 7.58% $35.31 $243.60 2014-2015 5,557,057 84,516,434 81,609,848 32,3 35,218,003 6.34 9,570,789 25,647,214 4.62 6.81a/o 33.01 217.10 2015-2016 3,810,891 87,734,536 74,907,487 41:448, 54,276,020 14.24 12,215,650 42,060,370 11.04 5.09% 22.28 199.74 2016-2017 3,791,155 88,625,441 78,572,632 47,219,331 57,272,140 15.11 11,521,301 45,750,839 12.07 4.83% 22.36 186.85 2017-2018 3,818,057 92,496,435 88,119,374 51,841,253 56,218,314 14.72 15,696,145 40,522,169 10.61 4.33% 22.51 171.56 2018-2019 1,025,006 85,678,166 52,295,571 70,760,830 104,143,425 101.60 16,118,584 88,024,841 85.88 1.96% 5.98 127.15 2019-2020 2,749,851 87,222,779 79,462,379 77,121,828 84,882,228 30.87 18,476,702 63,795,526 23.20 3.46% 15.93 112.65 2020-2021 2,282,226 89,242,561 83,913,477 73,930,717 79,259,801 34.73 15,564,471 63,695,330 27.91 2.72% 13.32 441.92 2021-2022 11,932,288 118,931,684 80,231,165 50,522,510 89,223,029 7.48 12,384,675 76,838,354 6.44 14.87% 69.63 374.10 2022-2023 1 12,076,410 1 70,015,172 1 89,899,953 1 107,334,739 1 87,449,958 7.24 17,122,000 1 70,327,958 5.82 13.43% 70.47 395.49 Note: Details regarding the Districts outstanding debt can be found in the notes to the financial statements. ,a, GASB Statement No. 65 required that bond issuance costs of $315,287, previously being amoritized annually, be expensed in FY 2013-2014. *12014-2015 includes implementahm of pension expense reporting changes for GASB 68 & 71. *2 Net Revenue = Operating Revenue, less Total Operating Expenses less Depreciation, plus Non -Operating Revenue & Contributions. *3 This ratio must be above 1.00 to meet the Debt Rate Covenant (Net Revenue/Total Debt Service). *4 Adjusted Net Revenue = Net Revenue less Capital Improvement Fees (Connection Fees) and City of Concord Capital Charges. In FY 2019-20 the Board, by Resolution, adopted rate stabilization fund reserve accounts for the 0&M and Sewer Construction funds, contributing initial seed monies of $2.61 million. *5 This ratio must be above 1.25 to meet the Debt Rate Covenant (Adjusted Net Revenue/Total Debt Service). snNPverpa ,er,27.t?-p Zry§i e jaJitFd'p`cNlq e Cn�Smmrit agAM tgraqo/� enda Packet -Page 211 of 271 68 Debt Restrictions: Revenue Pledge & Covenant: The District pledges Property Tax Revenue along with its ability to raise Sewer Service Charge (SSC) rates. Debt Coverage requirements are discussed in thefootnotes to the left Central Contra Costa Sanitary District Ratios of Outstanding Debt Last Ten Fiscal Years Fiscal Year Total Per Capita Ended Outstanding Personal June 30 Debt Income* 2013 $44,461,826 $61,435 2014 40,577,245 64,056 2015 36,543,385 69,195 2016 34,160,134 72,195 2017 31,682,377 76,527 2018 29,095,000 82,506 2019 21,806,631 85,324 2020 19,447,392 92,264 2021 75,733,331 99,312 2022 64,110,319 95,047 * U.S. Department of Commerce, Bureau of Economic Analysis. Estimates for Debt as a Percentage of Per Capita Personal Income 0.138% 0.158%, 0.189% 0.21 0 84% r,wlation* ,095,310 110,971 \4, 1,150,215 1,153,526 1,152,333 1,161,413 1,156,966 estimates available as of November 2023. Debt per Capita 40.59 36.52 32.45 30.00 27.61 25.30 18.90 16.88 65.21 55.41 69 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 212 of 271 Central Contra Costa Sanitary District Demographic and Economic Data Population Served Last Ten Calendar Years Inside District As Of January 1 Boundaries 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 Source: Central Contra Costa Sanitary District Environmental Services Division EmDlovers Chevron Corporation Kaiser Permanente Bio-Rad Laboratories John Muir Medical Center La Raza Market USS-POSCO Industries Target Corporation Walmart Stores, Inc. Contra Costa Newspaper, Inc. Doctors Medical Center Shell/Martinez Refinery Texaco Inc. A110thers Total 335,009 339,029 340,667 344,591 348,333 352,733 342,149 344,254 352,832 352,183 List of Ten Largest Ern Last Year a T1 7-4,9 T-1 T-2 T-2 ,,T-2 1,000-4,999 T-2 499,600 531,600 Concord/ Clavton 135,856 137,357 140,916 139,654 140,A0 Costa County % of Total County 1.89% 1.89% 0.56% 0.56% 0.56% 0.56% 93.98% 100.0% Total Served 470,865 476,386 481,583 484,245 488,923 494,275 483,629 484,795 487,329 485,672 2013* Change Estimated % of Total County Employees Rank Employment 1,329 3 0.24% 2,000 2 0.36% 900 9 0.16% 2,200 1 0.40% 1,262 4 0.23% 1,150 5 0.21% 937 6 0.21% 1,140 7 0.17% 900 8 0.16% 800 10 0.15% 536,100 97.71% 548,718 100.0% Source: * County of Contra Costa, California, Annual Comprehensive Financial Report for June 30, 2022, Statistical Section, principal employers excludes government employers. 70 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 213 of 271 Central Contra Costa Sanitary District Demographic and Economic Statistics Contra Costa County Last Ten Fiscal Years Fiscal Year Ended June 30 2013 Population* 1,095,310 Personal Income* $67,290,115,000 Per Capita Perso In * 5 Average Annual Unemployment Rate** 7.4% 2014 1,110,971 71,164,468,000 64, 6.2% 2015 1,126,027 77,914,957,000 69,19 5.0% 2016 1,138,645 82,204,425,00 72,195 4.4% 2017 1,147,439 87,810,279,0 76,527 3.8% 2018 1,150,215 94,900,003,000 82,506 2.7% 2019 1,153,526 9 8,4 28,000 85,324 7.9% 2020 1,152,333 106,31 92,264 5.3% 2021 1,161,413 115,342, 8,0 99,312 6.4% 2022 1,156,966 �2965, 95,047 3.5% * U.S. Department of Commerce, Bof ** State of California, Employment p fates for 2021-2022 reflect county population estim; annual calendar figure. 71 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 214 of 271 Central Contra Costa Sanitary District Full-time Equivalent Positions Filled by Department Last Ten Fiscal Years Full-time Equivalent Positions Filled as of J 30 Department 2014 2015 2016 2017 8 2019 2020 2021 2022 2023 Administration 44 46 49 43 1 44 51 50 52 Engineering 73 72 88 88 89 90 89 90 92 83 Operations Collection Systems 55 56 55 5 54 54 53 55 55 54 Optimization 8 Plant 81 88 81 77 81 75 73 74 Pumping Station 8 8 7 7 12 7 7 6 7 Operations Total 144 152 142 143 141 137 134 143 District Total 261 27 8 276 274 274 274 278 276 278 Number of Retirees and Surviving Spouses as of June 30 Last Ten Fiscal Years District Total 243 244 249 259 278 Source: Central Contra Costa Sanitary District Finance and Human Resources Divisions 268 269 261 275 275 72 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 215 of 271 Central Contra Costa Sanitary District Capital Asset and Operating Statistics Last Ten Calendar or Fiscal Years Treatment Plant Treatment Plant Permitted Capacity Average Dry Weather Flow (ADWF) Wastewater Treated per day Millions of Gallons per Day (mgd) Year 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Calendar 53.8 53.8 53.8 53.8 53.8 53.8 53.8 53.8 53.8 53.8 Calendar 33.8 30.4 29.1 30.8 33.3 31.8 34.1 33.2 29.5 30.9 Calendar 36.8 35.6 31.8 35.4 43.2 36.0 41.2 35.3 34.6 33.9 Tons per Year Sludge to Furnace (Dry)*i Fiscal 14,590 16,789 16,623 17,031 16,279 16,498 16,056 16,029 Ash to Reuse Site (Wet)*2 Fiscal 3,618 3,811 3,651 4,230 3,475 3,577 3,450 3,410 *1 In the multi -hearth furnace, the wet sludge is converted to dry ash. Water is added to the dry ash as it is loaded into trucks (ratio of 60 percent ash to 40 percent water) to prevent the ash from blowing out of the truck during transport *2 Wet sludge, which at 19 to 27 percent solids, is pumped to the multiple -hearth furnace for incineration. The table above shows the dry tons per year of sludge�there, excluding the 73 to 81 percent water in the wet sludge. Collection Systems/Pumping Stations/Outfall Sewers Other Data Pipeline Miles Calendar 1,526 1,519 519 1,535 1,535 1,535 1,535 Number of pumping stations (owned) Calendar 16 16 6 6 15 15 15 15 Recycled Water Recycled Water Distribution Pipeline (miles)-3 Calendar 14.3 1 1 6 14.6 14.6 14.6 14.6 14.6 Average Recycled Water Produced (million gallons per day) Calendar 1.7 1.5 1.6 1.6 1.6 1.4 Number of Recycled Water Customers Sites Calendar 29 43 47 47 49 50 58 Commercial Truck Fill Use (million gallons per year) Calendar <0.1 0. 4.4 0.4 0.6 0.6 4.6 4.8 Commercial Truck Fill Customers Calendar 11 37 26 14 13 12 6 Estimated Residential Fill Station Use (million gallons per year) Calendar N/A .8 6.5 2.5 2.3 1.3 1.0 Residential Fill Station Customer Visits Calendar N 5 28,598 11,633 9,780 5,671 4,635 *3 In 2021, pipeline miles only include active pressurized recycled water mains and laterals. Household Hazardous Waste (HH - Inception 1997/1998 Program Participation (Number of cars) al 379 79 33,468 33,037 35,640 36,108 27,818 35,634 Percentage of Households in Service Area al .6% 16.8% 16.7% 18.1% 18.4% 14.0% 17.9% Operating Cost per Car $78 $72 $80 $77 $78 $100 $95 Operating Cost per Hoursehold Fisc $13.45 $13.25 $12.43 $13.64 $14.21 $14.59 $14.29 $17.24 Operating Cost per Pound iscal $1.25 $1.24 $1.13 $1.24 $1.21 $1.27 $1.64 $1.24 Pounds of HHW per Car 1 66 63 64 65 64 61 61 76 Pharmaceutical Collection Program - Inception 2009 Number of Collection Sites Calen 12 13 13 13 13 13 12 12 Pounds of Expired or Unwanted medications Collected Cal 12,428 14,041 15,366 16,485 17,337 17,178 9,918 5,645 Miscellaneous Statistics Governing Body: 5-Member Board of Directors elected at large Governmental Structure: Established in 1946 under the Sanitary District Act of 1923 Staff: 278 full-time equivalent employees (294 budgeted/authorized) Authority: California Health and Safety Code Section 4700 et. Seq. Services: Wastewater collection, treatment, and disposal Household Hazardous Waste (HHW) Facility Recycled Water Residential and Truck Recycled Water Fill Station Pharmaceutical Collection Program (7-Collection Sites) Retail HHW Collection Program Type Of Treatment: Discharge - Secondary; Reclamation - Tertiary Service Area: 146 square miles Total Population Served: 487,329 (HHW service area 523,600) Sewer Service Charge: $690 for single family homes and $654 for multi -family homes. Source: Central Contra Costa Sanitary District records 73 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 216 of 271 15,959 15,879 3,627 3,510 1,535 1,541 15 15 13.5 13.8 1.5 1.7 53 57 5.5 0.6 9 18 5.1 6.7 22,208 29,124 33,658 30,327 16.7% 14.9% $88 $105 $14.99 $16.00 $1.36 $1.74 65 61 8 7 5,396 5,662 Page 97 of 117 Attachment 2 CENTRAL CONTRA COSTA SANITIW REQUIRED C INS CT November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 217 of 271 Page 98 of 117 Attachment 2 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 218 of 271 Page 99 of 117 Attachment 2 CENTRAL CONTRA COSTA SANITARY DISTRICT MEMORANDUM ON INTERNAL CONTROL AND REQUIRED COMMUNICATIONS For the Year Ended June 30, 2023 Table of Contents Page Memorandum on Internal Control....................................................................................................1 Scheduleof Other Matters................................................................................................... 3 Required Communications....................................................... .............................................15 Significant Audit Matters ............................................ ........................... ...........................15 Qualitative Aspects of Accounting Practices ............................................................15 AccountingEstimates ........................... ............................................................17 Corrected and Uncorrected Mis temen...................................................................17 Disagreements with Man ent. ................................................................................18 Management Representati...........................................................................................18 Management sultatio it er Independent Accountants.....................................18 OtherAudit Fin s or Iss.............................................................................................18 OtherMatters ............................................................................................................................18 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 219 of 271 Page 100 of 117 Attachment 2 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 220 of 271 Page 101 of 117 Attachment 2 [)4. M ACZTE MEMORANDUM ON INTERNAL CONTROL To the Board of Directors Central Contra Costa Sanitary District Martinez, California In planning and performing our audit of the basic financial statements of the Central Contra Costa Sanitary District (District) as of and for the year ended June 30, 2023, in accordance with auditing standards generally accepted in the United States of America, we considered the District's internal control over financial reporting (internal control) as a basis for designing our auditing procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but t for the purpose of expressing an opinion on the effectiveness of the District's internal control. Accord in e do not express an opinion on the effectiveness of the District's internal control. A deficiency in internal control exists when the design or oper of a co does not allow management or employees, in the normal course of performing their assi functions, t vent, or detect and correct misstatements on a timely basis. A material weakness i jdefi y, or a combination of deficiencies, in internal control, such that there is a reasonable possibility thrial misstatement of the District's financial statements will not be prevented, or detected and cogeected, onely basis. Our consideration of internal control was for the designed to identify all deficiencies in inte cc of inherent limitations in internal con , misstatements due to error or fraud occur during our audit, we did not ident ny weaknesses. However, material weakn ay Included in the Schedi believe to be of potenti� dXcribed in the first paragraph and was not ig e material weaknesses. In addition, because possibility of management override of controls, detected by such controls. Given these limitations n internal control that we consider to be material have not been identified. recommendations not meeting the above definitions that we This communication is intendeilr the information and use of management, Board of Directors, others within the organization, and agent nd pass -through entities and is not intended to be and should not be used by anyone other than these specified parties. Pleasant Hill, California DATE Accountancy Corporation 3478 Buskirk Avenue, Suite 215 Pleasant Hill, CA 94523 r 925.930.0902 F 925.930.0135 E mazeamazeassociates.com w mazeassociates.com November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 221 of 271 Page 102 of 117 Attachment 2 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 222 of 271 Page 103 of 117 Attachment 2 CENTRAL CONTRA COSTA SANITARY DISTRICT SCHEDULE OF OTHER MATTERS FOR THE YEAR ENDED JUNE 30, 2023 2023-01 New GASB Pronouncements Not Yet Effective NEW GASB PRONOUNCEMENTS OR PRONOUNCEMENTS NOT YET EFFECTIVE The following comment represents new pronouncements taking affect in the next few years. We cite them here to keep you informed of developments: EFFECTIVE FISCAL YEAR 2023/24: GASB 100 — Accountinz for Changes and Error Corrections The primary objective of this Statement is to enhance accounting and financial reporting requirements for accounting changes and error corrections to provide more understandab]L reliable, relevant, consistent, and comparable information for making decisions or assessing accountability This Statement defines accounting changes as changes estimates, and changes to or within the financial reporting that constitute those changes. As part of those descriptions, (2) certain changes in accounting estimates that result fA principle or methodology should be justified on the basis used before the change. That preferability shoul be b, reporting —understandability, reliability, relevance, also addresses corrections of errors in previously iss find This Statement prescribes the acci error corrections. This Statement reported retroactively by restatin reported by adjusting beginnin reported prospectively by re changes in accounting pri les transition provisions in t w adjustments to and restateme displayed by reporting unit in th in Prntin inciples, changes in accounting d descri he transactions or other events �ertain chanlW in accounting principles and O�e in measurement methodology, a new preferable to the principle or methodology the qualitative characteristics of financial kency, and comparability. This Statement ncial orting for (1) each type of accounting change and (2) tha ) cha sin accounting principles and error corrections be nges to or within the financial reporting entity be the current period, and (c) changes in accounting estimates be e in the current period. The requirements of this Statement for th plementation of a new pronouncement in absence of specific ;ement. This Statement also requires that the aggregate amount of ng net position, fund balance, or fund net position, as applicable, be statements. This Statement requires disclosure in notes to financial statements of descriptive information about accounting changes and error corrections, such as their nature. In addition, information about the quantitative effects on beginning balances of each accounting change and error correction should be disclosed by reporting unit in a tabular format to reconcile beginning balances as previously reported to beginning balances as restated. Furthermore, this Statement addresses how information that is affected by a change in accounting principle or error correction should be presented in required supplementary information (RSI) and supplementary information (SI). For periods that are earlier than those included in the basic financial statements, information presented in RSI or SI should be restated for error corrections, if practicable, but not for changes in accounting principles. November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 223 of 271 Page 104 of 117 Attachment 2 CENTRAL CONTRA COSTA SANITARY DISTRICT SCHEDULE OF OTHER MATTERS FOR THE YEAR ENDED JUNE 30, 2023 EFFECTIVE FISCAL YEAR 2024/25: GASB 101— Compensated Absences The objective of this Statement is to better meet the information needs of financial statement users by updating the recognition and measurement guidance for compensated absences. That objective is achieved by aligning the recognition and measurement guidance under a unified model and by amending certain previously required disclosures. Recognition And Measurement This Statement requires that liabilities for compensated absences be recognized for (1) leave that has not been used and (2) leave that has been used but not yet paid in cash or settled through noncash means. A liability should be recognized for leave that has not been used if (a) the leave is att ' utable to services already rendered, (b) the leave accumulates, and (c) the leave is more likely than not to ed for time off or otherwise paid in cash or settled through noncash means. Leave is attributable to servi ady rendered when an employee has performed the services required to earn the leave. Leave that accu ate arried forward from the reporting period in which it is earned to a future reporting period durin ich it ma used for time off or otherwise paid or settled. In estimating the leave that is more likely not to be use otherwise paid or settled, a government should consider relevant factors such as empl ent ies related to compensated absences and historical information about the use or payment of compen sences. However, leave that is more likely than not to be settled through conversion to defined nefit pos loyment benefits should not be included in a liability for compensated absences. This Statement requires that a military leave, and jury duty lea that a liability for specific types This Statement also establishes using an employee's pay <ratbut not yet paid or settlemade. Certain salary-relaalso should be included i With respect to financial stateme Wpre Statement requires that expenditures be expendable available financial resources. Notes To Financial Statements corn7ensated absences —including parental leave, the leave commences. This Statement also requires be recognized until the leave is used. ability for leave that has not been used, generally statements. A liability for leave that has been used it of the cash payment or noncash settlement to be incrementally associated with payments for leave Jared using the current financial resources measurement focus, this recognized for the amount that normally would be liquidated with This Statement amends the existing requirement to disclose the gross increases and decreases in a liability for compensated absences to allow governments to disclose only the net change in the liability (as long as they identify it as a net change). In addition, governments are no longer required to disclose which governmental funds typically have been used to liquidate the liability for compensated absences. November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 224 of 271 Page 105 of 117 Attachment 2 CENTRAL CONTRA COSTA SANITARY DISTRICT SCHEDULE OF OTHER MATTERS FOR THE YEAR ENDED JUNE 30, 2023 GASB 101— Compensated Absences (Continued) How the Changes in this Statement Will Improve Financial Reporting The unified recognition and measurement model in this Statement will result in a liability for compensated absences that more appropriately reflects when a government incurs an obligation. In addition, the model can be applied consistently to any type of compensated absence and will eliminate potential comparability issues between governments that offer different types of leave. The model also will result in a more robust estimate of the amount of compensated absences that a government will pay or settle, which will enhance the relevance and reliability of information about the liability for compensated absences. November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 225 of 271 Page 106 of 117 Attachment 2 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 226 of 271 Page 107 of 117 Attachment 2 MAZE & ASSOCIATES REQUIRED COMMUNICATIONS To the Board of Directors Central Contra Costa Sanitary District Martinez, California We have audited the basic financial statements of the Central Contra Costa Sanitary District (District) for the year ended June 30, 2023. Professional standards require that we provide you with information about our responsibilities under generally accepted auditing standards as well as certain information related to the planned scope and timing of our audit. We have communicated such information orally during our discussion with the Audit Committee on July 7, 2023. Professional standards also requiOthat we communicate to you the following information related to our audit Significant Audit Matters Qualitative Aspects of Accounting Practices Accounting Policies — Management is responsible for the The significant accounting policies used by the Dis 'ct ar new accounting policies were adopted, and the app except as indicated below: The following pronouncements became GASB 91— GASB 94 — GASB 96 — GASB 99 — use of appropriate accounting policies. Note 1 to the financial statements. No ,licies was not changed during the year, have a material effect on the financial statements: and xtion Technology Arrangements 11-25 Availability Payment Unusual Transactions, ControvNiLlArmerging Areas - We noted no transactions entered into by District during the year for which there is JW of authoritative guidance or consensus. All significant transactions have been recognized in the financial statements in the proper period. Accounting Estimates Accounting estimates are an integral part of the financial statements prepared by management and are based on management's current judgments. Those judgments are normally based on knowledge and experience about past and current events and assumptions about future events. Certain accounting estimates are particularly sensitive because of their significance to the financial statements and because of the possibility that future events affecting them may differ significantly from those expected. The most sensitive estimates affecting the District's financial statements are depreciation, claims liability and actuarial estimates for net pension liability and net other post -employment benefits liability. The value of the assets, liability and assumptions used to determine annual required contributions for other post -employment benefits is determined by an actuary study provided to the District as of June 30, Accountancy Corporation 3478 Buskirk Avenue, Suite 215 Pleasant Hill, CA 94523 T 925.930.0902 F 925.930.0135 E mazeamazeassociates.com w mazeassociates.com November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 227 of 271 Page 108 of 117 Attachment 2 2023. The value of the District's net pension asset was obtained from an actuarial valuation provided by CCCERA. Management's estimate of depreciation is based on the estimated useful lives of the capital assets, and its estimate of claims is based on the District Attorney's estimates of current and potential litigation, as well as actuary studies provided for the District as of June 30, 2023. We evaluated the key factors and assumptions used to develop the depreciation expense and claims liability and reviewed the current actuary study and determined that they are reasonable in relation to the basic financial statements taken as a whole. Disclosures - The financial statement disclosures are neutral, consistent, and clear. Difficulties Encountered in Performing the Audit We encountered no significant difficulties in dealing with management in pKforming and completing our audit. Corrected and Uncorrected Misstatements Professional standards require us to accumulate all known and ents identified during the audit, other than those that are clearly trivial, and communicate th o thly misste appropri eel of management. We did not propose any audit adjustments that, in our judgement,4111 Id ha significant effect, either individually or in the aggregate, on the District's financial reporting process. Professional standards require us to accumulate n ana%cly uncorrected misstatements identified during the audit, other than those that are trivial, an m th to the appropriate level of management. We have no such misstatements to report to t�Boar ecto Disagreements with Management For purposes of this letter, a disa ree ith mana ement is a financial accounting, reporting, or auditing matter, whether or not resole sa tion, that could be significant to the financial statements or the auditor's report. We are pl d to rep hat uch disagreements arose during the course of our audit. Management We have requested certain represelwons from management that are included in a management representation letter dated DATE. Management Consultations with Other Independent Accountants In some cases, management may decide to consult with other accountants about auditing and accounting matters, similar to obtaining a "second opinion" on certain situations. If a consultation involves application of an accounting principle to the governmental unit's financial statements or a determination of the type of auditor's opinion that may be expressed on those statements, our professional standards require the consulting accountant to check with us to determine that the consultant has all the relevant facts. To our knowledge, there were no such consultations with other accountants. November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 228 of 271 Page 109 of 117 Attachment 2 Other Audit Findings or Issues We generally discuss a variety of matters, including the application of accounting principles and auditing standards, with management each year prior to retention as the District's auditors. However, these discussions occurred in the normal course of our professional relationship and our responses were not a condition to our retention. Other Matters We applied certain limited procedures to the required supplementary information that accompanies and supplements the basic financial statements. Our procedures consisted of inquiries of management regarding the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We did not audit the required supplementary information and do not express an opinion or provide any assurance on the required supplementary informatioy We were engaged to report on the supplementary information, whicr not required supplementary information. With respect to this s4 inquiries of management and evaluated the form, content, determine that the information complies with accounting pr' ples America, the method of preparing it has not changed fro e pri and complete in relation to our audit of the financial stateme information to the underlying accounting records �d to pre statements themselves. This information is intended solely be, and should not be, used by anyc Pleasant Hill, California DATE the financial statements but are information, we made certain preparing the information to ,ented in the United States of eriod, and the information is appropriate compared and reconciled the supplemental the financial statements or to the financial of Directors and management and is not intended to November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 229 of 271 Page 110 of 117 Attachment 2 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 230 of 271 Page 111 of 117 Attachment 3 November 27, 2023 Accept Independently Audited Annual Comprehensive Financial Report for FY 2022-23 Finance Committee Kevin Mizuno, CPA Finance Manager 1 2 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 231 of 271 1 Page 112 of 117 Attachment 3 Introduction Annual exercise to receive and accept Central San's annual financial statements For year ended June 30, 2023 Financial statements are presented in an Annual Comprehensive Financial Report (ACFR) format Independently audited Acceptance has no direct fiscal impact 3 Independent Audit Independent Audit Results Independent audit required pursuant to 0 California Government Code § 26909 Must be delivered to California State Controller's Office within 12 months of end of fiscal year 1 Independent audit conducted by audit firm Maze & Associates Role of independent auditor versus Central San management. 4 a.. Ali November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 232 of 271 2 Page 113 of 117 Attachment 3 5 Independent Audit Two Independent Audit Reports Audit Opinion Letter Memo on Internal Control (MOIC) Always 15Y page of ACFR Reports on any material weaknesses or Audit conducted in accordance with significant deficiencies identified during independent audit generally accepted audit standards (GAAS) issued by the American Institute of Not an opinion on effectiveness of Central Certified Public Accountants (AICPA) San's internal controls Ascertain whether audit is presented fairly in Other significant audit matters, including: accordance with generally accepted audit principles (GAAP) issued by the New accounting standards Government Accounting Standards Board Accounting estimates (GASB) Corrected and uncorrected misstatements Reference to materiality and disclaimers Disagreements with management This year's results: Unmodified ("clean") audit opinion ACFR Highlights Annual Comprehensive Financial Report (ACFR) Provide financial condition and performance for fiscal year ended June 30, 2023 Full accrual single enterprise fund format compared to modified accrual "sub -fund" reporting in budget book ACFR goes above and beyond the typical "basic financial statements" Introductory Financial Statistical Implementation of GASB 96: Subscription -Based Information Technology Arrangements (SBITAs) November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 233 of 271 3 Page 114 of 117 Attachment 3 ACFR Highlights Statement of Net Position Two Year Comparison $Increase % Increase June 30, 2023 June 30, 2022 (Decrease) (Decrease) Total assets $ 1,074,204,242 $ 1,046,518,092 $ 27,686,150 2.6% Total deferred outflows 83,854,962 130,729,859 (46,874,897) -35.9% Total liabilities 129,587,326 100,621,583 28,965,743 28.8% Total deferred inflows 65,456,298 186,381,527 (120,925,229) -64.9% Net position Net investment in capital assets Restricted Unrestricted Total net position 7 ACFR Highlights 781,637,137 747,646,783 33,990,354 4.5% 1,527 14 1,513 10807.1% 181,376,916 142,598,044 38,778,872 27.2% $ 963,015,580 $ 890,244,841 $ 72,770,739 8.2% Net Position - 5 Year Trend $1,000,000,000 $950,000,000 $900,000,000 $850,000,000 $800,000,000 I $750,000,000 $700,000,000 L I $650,000,000 u $600,000,000 $550,000,000 $500,000,000 2019 2020 2021 2022 2023 ■ Net Investment in Capital Assets ■ Restricted i Unrestricted L November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 234 of 271 4 Page 115 of 117 Attachment 3 0 ACFR Highlights Revenues, Expenses & Changes in Net Position - Two Year Comparison $Increase %Increase June 30, 2023 June 30, 2022 (Decrease) (Decrease) Total revenues $ 100,296,021 $ 145,305,739 $ (45,009,718) -31.0% Total expenses 113,330,918 104,698,580 8,632,338 8.2% Income before capital contributions (13,034,897) 40,607,159 (53,642,056) -132.1% Capital contributions 85,805,636 24,148,455 61,657,181 255.3% Increase in net position 72,770,739 64,755,614 8,015,125 12.4% Beginning net position 890,244,841 825,489,227 64,755,614 7.8% Ending net position $ 963,015, 880 $ 890,244,841 $ 22,770,739 8.2% ACFR Highlights Total Revenues by Category - Last 5 Fiscal Years $200,000,000 $180,000.000 $160,000,000 - $140,000,000 $120,000,000 $100,000,000 $80,000,000 $60,000,000 $40,000,000 - $20,000,000 $- 2019 2020 2021 2022 2023 ■ Operating Revenue ■ Non -Operating Revenue 10 IPA, November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 235 of 271 5 Page 116 of 117 Attachment 3 ACFR Highlights Total Revenues & Expenses 5 Year Trend - $200,000,000 $180,000,000 $160,000,000 $140,000,000 $120,000,000 $100,000,000 $80,000,000 i $60,000,000 $40,000,000 $20,000,000 $- 2019 2020 2021 2022 2023 ■ Total Revenue ■ Total Expenses 11 ACFR Highlights Capital Assets, Net of Depreciation Year Ending June 30 2023 vs. 2022 $Increase % Increase 2023 2022 (Decrease) (Decrease) Structures, buildings, and equipment $700,065,619 $694,343,750 $5,721,869 0.8% Land and rights of way 22,585,007 22,582,507 2,500 0.0% Construction in progress 126,762,525 95,818,652 30,943,873 32.3% Total $849,413,151 $812,744,909 $36,668,242 4.5% 12 !W November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 236 of 271 6 Page 117 of 117 Attachment 3 0 G FOA Award Certificate of Achievement for Excellence in GoariomeurFm OMAssociation Certificate of Financial Reporting Achievement for Excellence Applied for annually with GFOA in Financial Reporting Received award for FY 2021-22 ACFR in August 2023 23rd consecutive year receiving award Central Contra Costa Sanitary District California Intend to apply for award for FY 2022-23 F�. ACFR For tte Fi-I Yex Ended Iuve 30, 2022 6W_OD Exe�v¢ve pueemefEO 13 14 November 27, 2023 Special FINANCE Committee Meeting Agenda Packet - Page 237 of 271 7