HomeMy WebLinkAbout09. Establish new two-year pilot Septic-to-Sewer (S2S) Financing Program Page 1 of 11
Item 9.
CENTRAL SAN BOARD OF DIRECTORS
POSITION PAPER
MEETING DATE: APRIL 16, 2020
SUBJECT: ADOPT RESOLUTION NO. 2020-013 ESTABLISHING A NEW TWO-YEAR
PILOT SEPTIC-TO-SEWER (S2S) FINANCING PROGRAM EFFECTIVE
JULY 1, 2020 TO ENCOURAGE PROPERTY OWNERS TO ABANDON THEIR
SEPTIC TANKS AND CONNECT TO THE SEWER SYSTEM TO PROTECT
PUBLIC HEALTHAND THE ENVIRONMENT
SUBMITTED BY: INITIATING DEPARTMENT:
HEATHER RAMAMURTHY, MANAGEMENT ENGINEERING AND TECHNICAL SERVICES-
ANALYST PDS-RATES AND FEES
REVIEWED BY: THOMAS BRIGHTBILL, SENIOR ENGINEER
DANEA GEMMELL, PLANNING AND DEVELOPMENT SERVICES DIVISION
MANAGER
PHILIP LEIBER, DIRECTOR OF FINANCE &ADMINISTRATION
JEAN-MARC PETIT, DIRECTOR OF ENGINEERINGAND TECHNICAL
SERVICES
Roger S. Bailey Kenton L. Alm
General Manager District Counsel
ISSUE
Approval of the Board of Directors is required to change the time of collection of certain fees such as
those included in a proposed new installment payment program to expand financing to property owners
with nearby sewer mains wishing to convert from septic systems to the public sewer system.
April 16, 2020 Regular Board Meeting Agenda Packet- Page 189 of 208
Page 2 of 11
BACKGROUND
On October 15, 2019, the Engineering & Operations Committee received an update on the success of the
Contractual Assessment Districts (CAD) and Alhambra Valley Assessment Districts (AVAD) programs.
The Committee suggested that staff develop a plan to revise existing programs to encourage more
connections to the public sewer system. Staff proposes expanding the current Residential Capacity Fee
Installment (Septic Conversion) program, which allows residential property owners to finance capacity
fees.
The Septic Conversion program currently in place helps parcel owners finance capacity fees at six percent
interest for a period of 10 years. This program does not cover the costs of constructing laterals or other
costs or fees. Whereas the Septic Conversion program assists homeowners with financing capacity fees,
the average estimated total cost of septic-to-sewer conversion is around $40,000 with some projects as
high as $90,000. Parcel owners faced with prospective high costs may delay conversions longer than is in
the best interest of public health.
The CAD and AVAD programs currently assist groups of parcel owners in a neighborhood to construct
sewer mains. Financing of sewer construction is similar to the Septic Conversion program with a 15-year
term for participating property owners in AVADs and a 10-year term for participating property owners in
CADs.All promissory notes are recorded against the property and due upon sale of the parcel.
Staff proposes a new S2S Financing Program that would allow residents with existing homes on a septic
system to finance the following costs:
• construction of the sewer lateral,
• septic abandonment costs,
• CAD,AVAD, or reimbursement fees to private installers, and
• Central San capacity fees, application fees, and inspection fees.
Financing would be capped at$50,000 per customer with a 15-year term, an annual adjustable interest rate
at Local Agency Investment Fund (LAI F) earnings rate plus one percent, not to exceed six percent and
will be secured by a promissory note. The promissory note will be recorded and will authorize Central San
to collect the annual payments on the property tax bill thereby ensuring payment. The promissory note will
be due on sale if the property is sold. The pilot S2S Financing Program would end in June 2022. Staff will
bring the results of the pilot program back to the Board prior to its expiration to determine if it should
continue permanently, be revised, or be discontinued.
CEQA
Staff has concluded that establishing the proposed S2S Financing Program would be categorically
exempt from the California Environmental Quality Act (CEQA) pursuant to Section 15061(b)(3) of Central
San's CEQA Guidelines, in that the program activity is covered by the common sense exemption that
CEQA applies only to projects which have the potential for causing a significant effect on the environment.
Where it can be seen with certainty that there is no possibility that the activity in question may have a
significant effect on the environment, the activity is not subject to CEQA. This certainly comes from the
limited environmental disturbance produced by a sewer connection and the impact-limiting features of
Central San's Standard Specifications. By adopting the proposed ordinance, the Board of Directors would
make the independent finding that the program is exempt from CEQA.
ALTERNATIVES/CONSIDERATIONS
1. Direct staff to revise the proposed program.
2. Withhold or delay approval of the proposed program.
April 16, 2020 Regular Board Meeting Agenda Packet- Page 190 of 208
Page 3 of 11
FINANCIAL IMPACTS
Staff has identified approximately 200 single family residences on septic with an existing sewer main in
close proximity. If the S2S Financing Program is extended beyond the pilot phase, total project costs
would be approximately$6.9 million. Staff has included funding of the S2S Financing Program in the
proposed fiscal year 2020-21 Capital Improvement Budget (Cl B)with a $500,000 per year allocation for
the first two years.
The S2S Financing Program will not result in additional costs to Central San as all loans will be paid by the
property owners over the term the loans. It will encourage property owners currently using septic systems
to become sewer system participants and pay the annual sewer service charge in addition to the annual
debt service which is collected with the property taxes. Currently, the LAI F rate plus one percent is around
two percent which would be used to cover administration costs, lost opportunity costs, and ensure that
there is no issue of "gift of public funds".
COMMITTEE RECOMMENDATION
The Engineering and Operations Committee considered this matter at its February 4, 2020 meeting and
recommended Board approval.
RECOMMENDED BOARD ACTION
Adopt proposed resolution authorizing a new two-year pilot Septic-to-Sewer Financing Program effective
July 1, 2020 to encourage property owners to abandon their septic tanks and connect to the sewer system.
Strategic Plan Tie-In
GOAL ONE: Provide Exceptional Customer Service
Strategy 1 - Build external customer relationships and awareness
ATTACHMENTS:
1. Proposed Resolution
2. Presentation
April 16, 2020 Regular Board Meeting Agenda Packet- Page 191 of 208
Page 4 of 11
Attachment 1
RESOLUTION NO. 2020-013
A RESOLUTION OF THE CENTRAL CONTRA COSTA SANITARY DISTRICT TO
ESTABLISH A NEW TWO-YEAR PILOT SEPTIC-TO-SEWER (S2S) FINANCING
PROGRAM EFFECTIVE JULY 1, 2020
WHEREAS, Central Contra Costa Sanitary District (Central San) has, over the last
several years, identified a prevalent sanitation issue being the need to replace
residential septic systems by connection to Central San's collection system; and
WHEREAS, it is generally accepted that converting properties in urban and suburban
settings from septic tank systems to public sewer service is beneficial to regional water
quality; and
WHEREAS, this issue is increasing in importance as a result of the failure of existing
septic systems due to age of existing septic systems in the area; and
WHEREAS, in order to replace failing septic systems with connections to the public
sewers, extension of sewer service connections and payment sewer connection fees
are required; and
WHEREAS, the cost and complexity of undertaking a sewer main extension may
prevent a homeowner from connecting to the public sewer system, thus perpetuating an
ongoing health and environmental problem; and
WHEREAS, a septic-to sewer financing program would further Central San's mission to
protect public health and the environment by encouraging the elimination of septic tanks
within its boundaries, thus improving regional water quality; and
WHEREAS, staff has analyzed the setup and administration costs for such a program,
including direct costs, staff labor, overhead and interest; and
WHEREAS, the Board of Directors finds that it is necessary to assess administrative
charges to those customers who participate in the program for recovery of costs.
NOW, THEREFORE, BE IT RESOLVED by the Board of Directors of Central San, as
follows:
THAT a two-year pilot program called Septic-to-Sewer (S2S) Financing Program for
encouraging property owners to abandon their septic tanks and connect to the sewer
system is hereby approved; and
THAT staff is directed to implement the pilot S2S Financing Program for a two-year
period effective July 1, 2020 under the following conditions:
April 16, 2020 Regular Board Meeting Agenda Packet- Page 192 of 208
Page 5 of 11
Central Contra Costa Sanitary District
Resolution No. 2020-013
Page 2 of 3
1. Only residential properties being converted from use of private septic tank
systems to public sewer service shall be eligible to participate in the program;
and
2. As a condition of participation in the program, a user must execute a promissory
note and enter into a recordable Memorandum of Agreement; and
3. If a property owner elects to participate in the program, the fees that would
otherwise be due at the time of Central San's issuance of a permit to connect to
the public sewer will be financed by Central San over a 15-year period at the
interest rate established for the S2S Financing Program in the Schedule of
Environmental and Development-Related Rates and Charges; and
4. Annual installment payments due under the S2S Financing Program shall be
collected on the Contra Costa County Property Tax Roll; and
5. The Board of Directors hereby delegates responsibility for executing and
recording program documents to the General Manager or his designee; and
6. Application, inspection, Capacity and Contractual Assessment District (CAD) and
Alhambra Valley Assessment District (AVAD) fees, as well as private
reimbursement, side sewer construction and septic abandonment costs may be
financed over 15 years in annual payments at variable Local Agency Investment
Fund plus one percent, with a not-to-exceed rate of six percent.
7. Unless extended by the Board of Directors, the S2S Financing Program will
terminate on June 30, 2022.
BE IT FURTHER RESOLVED THAT the Board of Directors finds that the application
fees for participation in the S2S Financing Program included in the current Schedule of
Environmental and Development-Related Rates and Charges are appropriate and
reasonable administrative charges for recovery of Central San's program costs; and
THAT the Board of Directors finds that this action is categorically exempt from the
California Environmental Quality Act (CEQA) pursuant to Section 15273 (a) (1) of
Central San's CEQA Guidelines, in that the program applies only to currently developed
properties converting from septic tank systems to public sewer service.
April 16, 2020 Regular Board Meeting Agenda Packet- Page 193 of 208
Page 6 of 11
Central Contra Costa Sanitary District
Resolution No. 2020-013
Page 3 of 3
PASSED AND ADOPTED this 16th day of April, 2020, by the Board of Directors of
Central San by the following votes:
AYES: Members:
NOES: Members:
ABSENT: Members:
Michael R. McGill, P.E.
President of the Board of Directors
Central Contra Costa Sanitary District
County of Contra Costa, State of California
COUNTERSIGNED:
Katie Young
Secretary of the District
Central Contra Costa Sanitary District
County of Contra Costa, State of California
Approved as to form:
Kenton L. Alm, Esq.
Counsel for the District
April 16, 2020 Regular Board Meeting Agenda Packet- Page 194 of 208
Page 7 of 11
5'
PROPOSED SEPTIC-TO-SEWER
(S2S) FINANCING PROGRAM
Danea Gemmell
- ! Planning & Development Services
Division Manager
April 16, 2020
Board Meeting
BACKGROUND
October 15, 2019 Engineering & Operations
Committee
"The Committee suggested that staff propose a plan,
or look at what is needed, to revise the existing
program to protect public health by encouraging
property owners to convert their septic tanks and
connect to the sewer system."
April 16, 2020 Regular Board Meeting Agenda Packet- Page 195 of 208 1
Page 8 of 11
OUR MISSION : PROTECT HEALTH
AND THE ENVIRONMENT
Septic systems near creeks
and high water table areas can F T
contaminate nearby areas. In
times of flooding, toilets may
not flush properly and water ;
may back up into floor drains. ,, I I
M1
County ordinance requires connection to sewer mains where:
420-6.402(c)The sanitary sewer or any building or
exterior drainage facility connected thereto is located
within 200 feet of the structure.(Ords.2018-25§3,81-30
§1,74-67§3,1440§1).
1 3
REVISED SEPTIC CONVERSION
PROGRAM PHASING
1. Expanded Financing to property owners with nearby sewer mains
• January to June 2020 Proposal to Board
• Two-Year Pilot Program would end December 2022
• Initial outreach to gauge response and interest from residents
2. Outreach properties on septic that need a sewer main for service
• Relax Contractual Assessment District(CAD)/Alhambra Valley Assessment District(AVAD)
guidelines
• July to December 2020 Proposal to Board
• Proposed changes could include:
• Additional Financing
• Revise eligibility requirements to include additional participants
• Smaller sized CADs
• Central San-led voluntary assessment for new mains across Central San (similar to AVAD)
a
11143
April 16, 2020 Regular Board Meeting Agenda Packet- Page 196 of 208 2
Page 9 of 11
S2S FINACING PROGRAM DETAILS
• Approximately 200 Single Family Residences on septic with
existing sewer main in close proximity
• Total project costs estimated at $6.9 million
• Average year of home construction: 1959
• Average project cost: $39,124
• Maximum project cost estimated: $87,132
• Financing secured by property
• Propose $0.5 million in fiscal year (FY) 2020-21 in Capital
Improvement Budget (CIB) on first come, first served basis with
option for additional funds in FY 2021-22
S2S ITEMS ELIGIBLE FOR FINANCING
Current Proposed
• Capacity Fee deferment • Capacity Fee
• CAD assessments at time of • CAD and AVAD Fees
formation • Application & Inspection Fee
• AVAD Fees • Reimbursement Fees
• Side Sewer Construction*
• Septic Abandonment*
* Paid to third party contractors
April 16, 2020 Regular Board Meeting Agenda Packet- Page 197 of 208 3
Page 10 of 11
SEPTIC CONVERSION CONSTRUCTION
COST EXAMPLE
Application Fee&Inspection $2,315
Capacity Fee(Gravity&Pump Zone) $8,175
AVAD Fee* $22,950
Construct Side Sewer(Lateral) $7,000
Abandonment of Septic Tank $3,000
Total Eligible for Financing
Financing Options
Example: Payment
House Built in 1910 15 Year Term variable @ Local $3,635
FY 2019-20 Property Tax:$5,011 Agency Investment Fund(LAIF)+1%
Zillow Estimate:$666,800 (assume current LAIF rate of 2%)
Construct 100-foot lateral *Alternately,could be CADS or reimbursement fees 1
CFNTPAt SAN
RECOMMENDATION
• Approve a new Capital Project Program for FY 2020-21 to help
finance S2S program
• $500,000 funding for first two years of program per year
• Financing cap of $50,000 per customer
• Financing terms of 15 years with annual rate adjustment for
LAIF + 1% to encourage participation; maximum rate of 6%
• Customer provides three contractor proposals and signs a
promissory note which will be secured by the parcel
April 16, 2020 Regular Board Meeting Agenda Packet- Page 198 of 208 4
Page 11 of 11
QUESTIONS
CENTPAL SAN
April 16, 2020 Regular Board Meeting Agenda Packet- Page 199 of 208 5