HomeMy WebLinkAbout03.a. (Handout) Internal Audit Proposed Work Plan Page 1 of 2
Item 3.a.
CENTRAL SAN
February 25, 2019
TO: FINANCE COMMITTEE
FROM: KATIE YOUNG, SECRETARYOF THE DISTRICT
SUBJECT: ERICA BROOKS PETERS, THE NEW TEMPORARYSENIOR INTERNAL
AUDITOR WILL BE INTRODUCED TO THE FINANCE COMMITTEE BY
DIRECTOR OF FINANCE AND ADMINISTRATION PHILIP LEIBER
A handout from Erica Brooks Peters at the February25, 2019 meeting regarding an Internal Audit
Proposed Work Plan is attached.
ATTACHMENTS:
1. (Handout) Proposed Work Plan
February 25, 2019 Special FINANCE Committee Meeting Agenda Packet- Page 3 of 184
Page 2 of 2
Item 3.a.
(Committee Handout)
�,ZZ D Central Contra Costa Sanitary District
Internal Audit Proposed Work Plan (Through 6/30/19)
Prepared by: Erica Brooks Peters, Temporary Sr. Internal Auditor, 2/20/19
Top 5 Priority Projects
1) Continue the implementation of the Internal Audit (IA) function (Maturity
Model, Policy, Procedures) (Approximately 5 hours per week)
2) Re-implement the quarterly reporting on IA status and remediation of
pending audit findings (Approximately 2-4 hours per week)
3) Complete the FY 18/19 and FY 19/20 audit plans (Approximately 4-8 hours
per week)
4) Complete the scope and execution of the revenue audit (Approximately 20-
25 hours/week)
5) Provide IA guidance on ERP implementation and ad-hoc projects as needed
(Approximately 3-5 hours per week)
Reporting Deliverables and Estimated Dates (Proposed) to Executive Mgmt.
1) Quarterly IA status report— Includes status on pending audits, findings and
other projects plus work completed to date.
a. Q3 —4/9/19
b. Q4 - 7/9/19
2) Revenue Audit Report— 6/12/19 (pending scope)
3) FY 18/19 Audit Plan — 3/29/19 (IA projects through 6/30/19)
4) IA Policy and Procedures—5/23/19
5) FY 19/20 Audit Plan — 6/28/19 (IA projects through 6/30/2020)
February 25, 2019 Special FINANCE Committee Meeting Agenda Packet- Page 4 of 184