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I CENTRAL SAN
CONTRACENTRAL •STA SANITARY DISTRICT 5019 IMHOFF
SPECIAL MEETING O F THE BOARD OF DIRECTORS:
CENTRAL CONTRA COSTA DAVID R, WILLIAMS
President
SANITARY DISTRICT MICHAEL R.MCCILL
FINANCE COMMITTEE President Pro Tem
PAUL H CA USEY
JAMES A.NEJEDLY
M I N U T E S TAD J PHECKI
PHONE: (925)228-9500
92
Monday, January 28, 2019 FAx cent alsan. rg
www.centralsan.org
2:00 p.m.
Executive Conference Room
5019 Imhoff Place
Martinez, California
Committee:
Chair Paul Causey
Member Jim Nejedly
Staff.-
Katie Young, Secretary of the District
Ann Sasaki, Deputy General Manager
Phil Leiber, Director of Finance and Administration
Stephanie King, Purchasing and Materials Manager
Todd Smithey, Finance Administrator (left after Item 3.c.)
Chris Thomas, Finance Administrator
Shari Deutsch, Risk Management Administrator
Laci Kolc, Risk Management Specialist (arrived during Item 3.a.)
Donna Anderson, Assistant to the Secretary of the District
1. Call Meeting to Order
Chair Causey called the meeting to order at 2:02 p.m.
2. Public Comments
None.
3. Items for Recommendation to the Board
a. Review and recommend approval of expenditures dated January 31, 2019
Mr. Leiber responded to several questions that had been posed by
Chair Causey prior to the meeting. The following action items resulted:
February 21, 2019 Regular Board Meeting Agenda Packet- Page 92 of 111
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Finance Committee Minutes
January 28, 2019
Page 2
1. Software Licensinq Fees: With regard to the $6,171.64 payment to
NEOGOV indicated on p. 18 of the expenditures listing, Mr. Leiber
explained that NEOGOV is a human resource management software
for government and public agencies; the payment was for annual
licensing fees. Chair Causey said he would be interested in how
many software licenses the District has and their associated costs.
Mr. Leiber said staff could compile this information relatively easily
and report back to the Committee.
2. Procurement Card (P-card) Expenditures: In response to a question
from Chair Causey, Mr. Leiber explained the history of the changes
incorporated over the past year in terms of the level of detail reported
to the Committee regarding P-card expenditures. Those changes
have resulted in the Committee being provided with copies of all P-
card statements every month. Chair Causey said that with the
approval processes already in place at the staff and management
levels, and the fact that an audit of P-card expenditures was
conducted in the recent past, he was open to leaving scrutiny of P-
card expenditures to staff with the understanding that if the Committee
were to periodically request copies of the P-card monthly statements,
staff would provide them upon request.
Ms. King said P-card expenditures are typically low-dollar items, and
US Bank automatically notifies staff when items look out of the
ordinary or there is indication that an item has been split into multiple,
smaller purchases.
Additionally, Mr. Smithey said he personally conducts random testing
each month of ten P-card statements, including review of underlying
receipts, as a measure of staff control.
The Committee Members were agreeable to eliminating P-card
statements from the Committee's monthly review unless specifically
requested from time to time.
Mr. Leiber clarified that the Committee was directing staff to revert to
the past monthly practice of listing P-card expenditures in the
expenditures listing only, without providing individual statement
details, with the proviso that the detailed P-card statements will be
provided to the Committee as periodically requested. The Committee
Members concurred.
COMMITTEE ACTION: Reviewed and recommended Board approval of
the expenditures; and 1) requested details at a future meeting on how
many software licenses Central San has and their associated costs,
and 2) eliminated the need for staff to provide P-card statements as
February 21, 2019 Regular Board Meeting Agenda Packet- Page 93 of 111
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Finance Committee Minutes
January 28, 2019
Page 3
part of the monthly expenditures report to the Committee, unless
specifically requested by the Committee on a periodic basis.
b. Review December 2018 Financial Statements and Investment Reports
Mr. Leiber briefly recapped the information contained in the cover memo to
the Financial Statements included with the agenda material, after which he
responded to several questions that had been posed by Chair Causey prior
to the meeting. The following matters were discussed in some detail:
1. Investments in Corporate Securities: Member Causey inquired about
the last paragraph of the above-referenced cover memo which stated
that staff has suspended purchases of individual investments in
corporate securities pending investigation of potential options for
making investment decisions besides relying exclusively on ratings
assigned by rating agencies such as Moody's and Standard & Poors,
particularly in light of rapid rating downgrades as have recently
occurred with PG&E. Mr. Leiber noted that Member Nejedly had
expressed concern in the past about relying solely on rating agencies
to make investment decisions and said staff has begun looking at
alternatives.
While evaluation is still ongoing, Mr. Leiber said there appear to be a
couple of options for supplementing staff's due diligence in this
regard. One is a subsidiary of Moody's and another is a smaller
operation out of New York. The approximate cost could be roughly
$8,000 to $20,000 annually, and he said there may be some merit to
utilizing such a service. Staff is holding off on making any corporate
security purchases until a decision is made.
If corporate securities are not purchased, Chair Causey asked if the
funds just remain in the Local Agency Investment Fund (LAIF).
Mr. Leiber said yes, either LAIF or federal agency securities.
Chair Causey asked if financial consultant PFM may be of assistance
with advising on corporate securities. Mr. Leiber said PFM has not
been tasked with such advice because the County serves as Central
San's treasurer. The County has been instructed to make purchases
of securities with certain durations, in accordance with Central San's
Investment Policy. A review of how the County's service as Treasurer
in the selection and execution of investment decisions, as well as
potential additional credit assessments such as might be provided by
the two outside services, will be part of staff's evaluation of this issue.
Mr. Leiber said staff will report back to the Committee once it has
completed its evaluation.
February 21, 2019 Regular Board Meeting Agenda Packet- Page 94 of 111
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Finance Committee Minutes
January 28, 2019
Page 4
2. Favorable Revenue Variances: Chair Causey said it was his
understanding that once Operations and Maintenance (O&M) costs
and debt service are funded, any favorable revenue variances are to
be applied to the capital program. Given the mid-year O&M favorable
revenue variance of$4.2 million, he inquired why no funds have been
transferred to the capital program. Mr. Bailey stated that in past years
such decisions have not been made until after the end of the fiscal
year, at which time the Board decides how to apportion any favorable
budget variances.
Mr. Smithey said Chair Causey is correct in his understanding, but
only as it relates to ad valorem tax revenues, which are first used to
fund debt service, after which the balance is transferred to the capital
program. There is no such automatic transfer arrangement for
monthly favorable O&M revenue variances. Mr. Leiber noted that
sewer service charge revenues are allocated to O&M and capital
funds as received, based on the allocation ratios specified in the
annual budget document.
COMMITTEE ACTION: Reviewed and recommended Board receipt.
C.* Review draft Position Paper to approve updated administrative overhead
percentage of 203% for Fiscal Year 2019-20, a decline from the prior year
rate of 219%
Administrative Overhead Percentage Recommendation: In reviewing
Attachment 1 to the draft Position Paper, which sets forth the calculations
used in determining the administrative overhead percentage, Chair Causey
asked how the projected savings in healthcare costs due to the anticipated
transition to CaIPERS Healthcare will affect the calculation. Mr. Thomas
distributed an alternate Attachment 1 (attached) which reflected a three-year
smoothed rate of 198%, 5% lower than the staff recommended rate, which
reflects cost savings that are likely to occur after the planned Ca1PERS
transition.
Chair Causey opined that the proposed rate ought to include the projected
savings. Mr. Leiber and Mr. Bailey said that since the transition to CaIPERS
has not yet occurred, it was staffs recommendation to rely on actual figures
and then re-evaluate the rate after the transition has taken place. Part of the
reason for this recommendation is that the cities with which Central San
does business use the administrative overhead rate for budgeting purposes.
Mr. Bailey said he would prefer to give them a rate based on actual numbers
until the transition has been completed.
Chair Causey asked Member Nejedly his thoughts on whether to
recommend the higher rate of 203% at this point and then re-evaluate once
February 21, 2019 Regular Board Meeting Agenda Packet- Page 95 of 111
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Finance Committee Minutes
January 28, 2019
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the transition to Ca1PERS Healthcare has been finalized. Member Nejedly
said he supported staff's recommendation to stay with the status quo. Chair
Causey concurred and suggested the matter be revisited in October or
November to see if an adjustment is warranted. Member Nejedly agreed.
Internal Benefit Rate vs. Overhead Rate: Mr. Leiber then took a few minutes
to review a brief PowerPoint (attached) explaining the difference between the
internal benefit rate and the administrative overhead rate. The purpose of
the presentation was to illustrate that the administrative overhead rate
includes the internal benefit rate as well as unfunded actuarial accrued
liability (UAAL), administrative overhead, and employee non-work hours. It
was requested that slide 2 be revised to separate out the UAAL from the
employee benefits line.
Review of Methodology Used to Calculate Overhead: Chair Causey noted
that it has been five years since the last overhead study was conducted and
asked when it might be time to revisit the issue. Mr. Leiber said it would be
better to wait until the new Enterprise Resource Planning (ERP) software is
up and running.
COMMITTEE ACTION: Reviewed and recommended Board approval of
a 203% administrative overhead rate for Fiscal Year 2019-20, with the
proviso that the rate be revisited in October or November to consider
making an adjustment after the transition to CaIPERS Healthcare has
been completed.
4. Other Items
a. Annual review of contracts and blanket purchase orders (BPOs) older than
five years with an annual spend greater than $25,000
Ms. King highlighted several items on the report. There were no questions
from the Committee.
COMMITTEE ACTION: Received the update.
b. Review Risk Management Loss Control Report as of January 17, 2019
Ms. Deutsch reviewed the Loss Control Report with the Committee.
COMMITTEE ACTION: Received the report.
C. Receive list of future agenda items
COMMITTEE ACTION: Received the list.
February 21, 2019 Regular Board Meeting Agenda Packet- Page 96 of 111
Page 7 of 12
Finance Committee Minutes
January 28, 2019
Page 6
5. Announcements
None.
6. Future Scheduled Meetings
Tuesday,day Cohrs apy 26 2019 at 2:00 p.m. — The meeting date was changed
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to Monday, February 25, 2019 at 2:00 p.m.
Tuesday, March 26, 2019 at 2:00 p.m.
Tuesday, April 23, 2019 at 2:00 p.m.
7. Suggestions for Future Agenda Items
None, other than the requests made in Items 3.a.and 3.c. above.
8. Adjournment— at 3:08 p.m.
* Attachments
February 21, 2019 Regular Board Meeting Agenda Packet- Page 97 of 111
Page 8 of 12
ATTACHMENT
Central Contra Costa Sanitary District
Administrative Overhead Summary
For the 2019-20 Budget-Calculated using 2017-2018 Audited Financial Statements
Current Year
3 Year Calculation Last Year's Two Years ago
Smoothed Unsmoothed Unsmoothed Unsmoothed
Year 2019-2020 2019-2020 2018-2019 2017-2018
Employee Benefits 77.6% 60.2% 80.6% 91.5%
Administrative Overhead 102.7% 96.7% 102.3% 109.4%
Non-work Hours 18.1% 18.2% 18.1% 18.0%
198.4% 175.1% 201.0% 218.9%
Smoothed Rate 98% I I 219% o
Years in Smooth Rate 1101Jyr 3 yr yr
Comparison of Rate Before Smoothing 2019-2020 2018-2019 Decrease
Employee Benefits 60% 81% -20.4%
Administrative Overhead 97% 102% -5.6%
Non-work Hours 18% 18% 0%
Total 175% 201% -25.9%
Summary of Increases(Decreases)
Employee Benefits:
Total adjusted benefits(numerator)decreased by 21.6%due to projected healthcare savings from switch to CalPERS medical -20.4%
and total salaries(denominator)increased by 5.0%,causing the overall decrease
FY 2017-18 FY 2016-17 Difference %
Adjusted Benefits(numerator) $21.9 $28.0 ($6.1) -21.6%
Salaries(denominator) $36.4 $34.7 $1.7 5.0%
Admin Overhead:
Total adjusted indirect costs(numerator)decreased by about 0.1%,but total direct salaries(denominator)increased
by 5.7%,causing the overall decrease -5.6%
FY 2017-18 FY 2016-17 Difference %
Indirect costs(numerator) $29.0 $29.0 ($0.0) -0.1%
Direct salaries(denominator) $30.0 $28.4 $1.6 5.7%
01/28/19 03:11 PM Summary Page 1
February 21, 2019 Regular Board Meeting Agenda Packet- Page 98 of 111
ATTACHMENT 2 (Handout)
Item 3.c.
INTERNAL BENEFIT RATE VS .
r
OVERHEAD RATE
7
=- Finance Committee
{ January 28, 2019
"01
February 21, Board Me - -
INTERNAL BENEFIT RATE VS .,
OVERHEAD RATE
The Board has heard about rates applied to labor costs that vary significantly.
Why the differences and what are these separate rates used for?
200.00%
180.00% 18.18%
160.00%
140.00%
120.00% 96.710 0
100.00%
80.00%
60.00%
0.00%
40.00% 0.00%
20.00% 0.00%
0.00%
Internal Benefit Rate Overhead Rate 19/20 (unsmoothed)
Benefits ■ UAAL AdminOverhead ■ Non-Work Hours
1
g Re -
FISCA1 . YEAR ( FY) 2019 =20
"VERHEAD RATE
Current Year
Calculation Last Year's Two Years ago
3 Year Smoothed Unsmoothed Unsmoothed Unsmoothed
Fiscal Year FY 2019-20 FY 2019-20 FY 2018-19 FY 2017-18
Employee Benefits 82.64% 75.30% 80.63% 91.52%
Administrative Overhead 102.67% 96.71% 102.29% 109.37%
Non-work Hours 18.08% 18.18% 18.06% 18.04%
203.39% 190.19% 200.98% 218.93%
Smoothed Rate 203%
• The Overhead Rate methodology strives to fulfill Board mandate of full cost recovery
• Follows the recommendations of Matrix Consulting; Board approved in 2014
• Employs three-year smoothing to mitigate rate volatility for our customers
• This rate is used for the majority of our customer billings (other than the City of
Concord), including the Clean Water Program, private pump stations and laboratory
services performs for other agencies
• Internally, the rate is used to develop the Permit Counter fees, and the Administrative
Overhead and Non-work Hours percentages are charged to capital project (Employee
` ;. Benefits are charged based on an individual's actual benefits)
. 2
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1 t Re - ...
FY 2019 =20 INTERNAL BENEFIT RATE
Current Year
Calculation
Unsmoothed
FY 2019-20
Employee Benefits 75.3%
Less Retirement UAAL -34.47%
Adjusted Benefit Total 40.83%
Rounded Rate 41%
• Uses an unsmoothed rate calculated off of the most recently completed audited
financial statements
• Removes the unfunded actuarial accrued liabilities (UAAL) from the Employee
Benefits calculation as the UAAL is not a benefit related to the current year's service
• Was developed as a tool for Human Resources to express current benefit expenses
associated with changes in staffing needs
3