HomeMy WebLinkAbout09.a.1)d) (Part 1) Receive Succession Planning Summary Report 9.a. l )d)
Part 1
SUCCESSION PLANNING
SUMMARY REPORT
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November 2 1, 20 7
Succession Planning Summary Report
TABLE OF CONTENTS
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Capital Projects Division
.........................
44 1
Environmental and Regulatory
Regula o 1 Compliance
ompliancr DI 1sAon....■................ ** ��iFr,■*r........a.ai.■i4.#+ 1;
Planning and Development Services DivIsI n 18
OPERATIONS DEPARTMENT l..........■. ._•.art.#,F.#iriaiisiriiiii■• 22
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Administration
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Collection Systems �.J stes p e 1 atI 1.#1 1 Division.................... 24
1 c I 1 1 Operations Division••...... MliR.tl ititliFFiFFi.i....r.a■a.ara■at.s..a****iii FilkfiFFSY......a■...!Ff■r.i•..■..i�aaa&&anal F,a■it■■,f 8
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HUMANEUE ...Frit i,iilf.f�fiy fi.*.Yii'tFiiiiiiii�i tiii�i....'i7*^lf�lf!*.itFi�1.i i�■�.ti�■r■r■ 37
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SAFETY ............... �■***i***��#i+tiii7iii7aliiii,irararr,FaraaitiF
Page I
Succession Planning Summary Reporl
ACKNOWLEDGEMENTS
This report would not be completed without the dedication and efforts of the following District
staff. Thank you to the Succession Planning Committee members, Sub-Committee members,
and staff volunteers.
Succession Planning Committee Sub-Committee Members
Roger Bailey David Clayfon
Chris Carpenter Donea Gemmell
Imran Chaudhary Nick Hansen
Rita Cheng Starlin Jones
Dan Frost Paul Kelly
Chris Sawa rd KIt OhIman
William Grant Anita . eft
Jeff Skinner
Nick Hansen Kim Stahl
Colleen Henry PI Turnhom
Rick Hernandez
Shencie Howard
Doo g Little
Terrina. Manor Staff Volunteers
Nicole Marshall
Neil Meyer Deborah Harris
Craig mizutani Ann Sasaki
Nancy Molina Grace Voldepenas
Twila Mullenix
Tri Nguyen
Velisci Parks
Randy Schmidt
Paul Seitz
Greg St. John
Christopher Thomas
Questions?
Please refer any questions regarding this report to Succession Planning Ccmmittee Chair, Greg St. John, and
Succession Planning Committee Co-Chair, Rita Cheng.
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Succession Planning Surnmary Reporl
INTRODUCTION
The Succession P I ann in g Comm ittee (S P Q w a s f orma I ized in the spring of 2 014 with the goal of 1 d entif y in g
critical functions within the District that a re most susceptible to risks associated w ith unforeseen em p I oyee
departure, and to work with Management to develop a plan to mitigate those organizational risks.
In 2015, the SPC conducted interviews and pre-interview assessment surveys to identif y areas of risk due to
potential emp)oyee departure and opportunities to improve in the current organizationcill structure to address
succession planning. The interviews were conducted by members of the SPC,SPC Sub-Committee, and staff
volunteers. The following chapters in this report will guide you through the assessment process, and its
application throughout the organization, including the Departments and their respective Divisions and
workgroups.
ASSESSMENT PROCESS
The assessment process included a Gap Analysis and a VulneraMity Ancilysis conducted for each Department.
The details for each analysis are described as follows:
Orap Analysis
This section describes four types of organi zcitional gaps that need to be addressed. Suggestions for
knowledge transfer, professional development, as well as cross-training are identified under
JA Recommendations,"
Cross-Training Gop.+ Cross-training is needed to fully understand the workgroup's critical job functions
and ensure business continuity if a team member has a long-term absence or deparivre from the
District.
Experience Gap: Specific work experience or knowledge is required for a position that current
members within the workgroup may not be able to obtain within their job series.
Supervisory Gap: To prepare for a promotion to ci supeiryicor y level, supervisory experience is
required that current members within the work roup cannot obtain within their job series.
Job Description Update Needed: Current job description does not accurately reflect the job
requirements.
Vulnerability Analysis
The Vulnerability Analysis identified positions in critical functional areas that have moderately-high to high
employee departure risks and consequence of impact, with minimal to zero redundancy to support the
positions in the event of sudden departures or retirements. These vulnerable positions require immedlote
osi
attention from Management. The Vulnerability Analysis was a numerical assessment of the three vulnerability
factors-. level of departure risks, consequence of impact, and staffing redundancy. A formiula was used to
evaluate and identify the highly-vulnerable positions.
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Success'Ion Planning Summ ary Report
DISTRICT-WIDE ASSESSMENT RESULTS
The results from the Gap Analysis and the Vulnerability Analysis are summarized in the following pages. The
findings and recorn mend ations are outlined vnder each Department and its respective Divisions and
workgrovps.
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Succession Planning Summary Report
ADMINISTRATION DEPARTMENT
MM
Information Technology Experience Gap Programme- Analyst
Cross-Training Gap
Finance Cross-Training Gap None
Purchasing and Materials Supervisory Gap Two Senior Buyers
Services
Communication Services and Supervisory Gap None
Intergovernmental Relati
ions Cross-Training Gc
Risk Management Job Description Gap Risk Management Technician
Cross-Training Gap
Administrative Support Cross-Training Gap Senior Adminisfraflye
Job Description Gap Technician
Information Technology
E Gap Arolysis - Findings
■ Experience Gap
The Project ManagerlBusiness AnQlysf position provides prolect management technical
expertise to run District prciects. The responsibilities of this poiifion are to help the District
understand whal technologies are avo0able and help provide guictance on whether they are
applicable and Fn the best interest of the District. The incumbent in this position would
benefit from additional technical project management tram ing.
Cross-Training Gap
There is currently one Programmer Analyst providing website support and ober functions.
Cross-fraining wifh other staff members is a viable option to provide redundancy for
website support and other functions performed by the Progrommer Analysrt.
Vulnerability Analysis - Findings
■ Programmer Analyst
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Saccession Planning Summary Rcaport
a Positron curt-ently held by Ted Barry.
0 Moderate depodure risk, high consequence of impact, and zero redundancy.
a Ted is the sole administrator of the District's Svngvard1Navifine 1HTE sy-stern, This system is
becoming obsolete, As a result, the skills necessary to support this system are not corrimonly
found in the information technology industry. In the event of Ted's sudden departure from
the Dis tr I c f under the current made of opera t?on, it world be Very dif ficu I t to find a suitable
replacement, and the District currenfly hos no backup for him.
E Reccimrnendcitiori5
0 Provide- additional training to the Project Manager/Business Analyst in order to build
technical project management expertise.
8 Provide cross-training between Programmer Analyst and other Information Technology staff.
0 Provide cross-troining opportunities for Information Technology Superyisor to learn the
administration and hardware of the Sungcard/Naniline/HTE system.
rl C1[I C t
0 Gap Analysis - Findings
Cross-Training Gap
E The Payroll Analyst pos;fiori does not hGve adeqrote backup, and it is extremely
inconvenient for the Poyroil Analysi to take extended time-off during the payroll cycle.
Some backup can be provided by the Finance Administrator-
s The Account;ng Technician 1/11 and Accounting Technician If/positions are not currenfly
cross trained to substantially assist each other in their respective rojeSr and responsibilities.
As cf result, any sudden departure from the District, including refiremen ts, could adversely
impact the operations.
S There is a fackof opportunify for the Accounting Techniciuns to gain supervisory experience
and c fork of cross-fraining opportunities within the workgroup.
0 Vulnerability Analysis - Find i,rigs
E one
6 Recommenda.tions
N Provide cross-traire ling and SunGard training for the functions provided by the Payroll
Analyst.
6 Provide for cross-training between the Accounting Technicians.
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Succession Planning Summary Report
E Consider using the automatic delegations to delegate down in the orgiani zational chart to
promote cross-training and leadership. The District has emphasized the Leadership
Academy and training. Delegating downward would allow staff to utilize these skills when
they have an opportunity, and they would have more opportunity to nicke decisions and
coardinate the efforts of staff. This could be utilized for vacation delegations depending an
worklocid.
N Implement cross-training at the department level., have staff come up with the top three
important functions they perform and make that a starting point for Standard Operating
Procedures.
a Implement District-wide efforts to sponsor a succession training day once a month to assist in
continuous efforts.
Purchasing and MoJeriols Services
E Gap Artoly-519 - Findings
■ Supervisory Gap
a The Buyer Series position cannon obtcr;n the seven years of oxo-the-job superv;sort'
experience needed to compete for the Purchasing and Material Sery;ces Manager position.
However, ffiere is no current operationol need to have a supervisory position amongst the
Buyers because fhis is a small workgroup of three staff who are directly supervised by the
Purchasing and Material Services Manager.
4 The Senior Materials Coordinator may exercise technical supervision over lower level
p iwn
tions in the orkgroup, but does not have aopportunity to gain the direct supervisory
osr
experience needed to compete for the Materiols Services Supervisor position. The Senior
Materials Coordinator is ossigned more complex tasks than the Materials Coordinotor.
Currently there is no operational need to have a lead position because there is a Supervisor
directly over the three employees in Hiis work group,
8 Vulnera billty Analy-4-'Iis - Findings
N Senior Buyer
• Position currently held by Chris Newkirk
• High departure risk, high consequence of impact, and two redundant positions
0 Senior Buyer
■ P 0 S i h ori c urren fly held b y Porro M c M Ilion
■ ModeratelY high h deporture risk, moderatel high consequence of impact, and two
Y
redundant positions.
Doge 7
Succession Planning Summary Report
M Recommendations
■
Consider making the Purchasing and Materials.Manager position's minimum qualifications the
sam e as other r sfmIIar ma no g er positions at the District, specifically in regards to the
supervisory experience required. For example, the Purchasing and Materials Manager
position currently requires eight r years of experience with five years supervisory experience.
Consider aligning the Purchasing and Materials Manager's supervisory experience
requirement with other higher-level management positions, such as the Human Resources
Manager, Plant Operations Dilvision Manager, Plant MaIntencince Division Manager, and
Collection System Operations Manager, which require five years of experience with no
superyisory experience. This would help address the supervisory gap Identified previously
under the Gap Analysis.
commu,F11calian Services and Intergovernmental Relations
E Gap Analysis - Findings
E Supervisory Gap
■ The Community Affairs Representative position lacks the opportunity to obtain supervisory
experience needed to advance to a managerial posifion. This could affect several business
needs of the organization whl*ch are primarity handled by the Supervisor and which require
supervisory oversight far implementation. These ir7clude high-level strategic communications
planning., multi-year outreach for malar-Disfrict initiatives, government relations, legislative
advocacy, and issues management.
0 Cross-Training Gap
■ The work group would benefit from additional cross-training for communication services arid
hiter governmental reed fiores areas. Currently there is no long-term backup for ffiese
functions.
Vulnerobtlity Analysis - Findings
0 No highly-vulnerabl'e, positions that need immediate attention.
■ Provide cross-training to help increase knowledge of the work involved in all agyre os of the
wort roup to ensure business continuity and to help prepare an employee for supervisory
roles that include work the employee cannot completely obtain within their job series. The
cross-training should include all areas covered within the workgroup including: construction
outreach, emergency management, crisis communications, media relations, social and new
rredia outreach, educational programming, customer engagement, public policy, government
Page 8
Succession Planning Summary Report
relations, agency relations, legislative odvoccicy, stakeholder engagement, strategic
communications planning and community relations.
Poge 9
5 vcces don P la n ni nq Su m ma ry Repori
Risk Management
W Gap Analysi-s - Findings
N Job DescrlptTon Update Needed
Currently, the job description for both Risk Management Adminisfrator and Risk
Management Technician clo not reflect current duties.
0 Cross-Traiiiing Gap
Risk Management Technician needs cross-training (i.e., claims management risk, financing.,
litigation, insurance and fade rriniter, contract f a w and risk transfer, emergency management,
construction risk, public entity liabilifie s,, and defenses).
R Vulnercibility Analysis - Findings
■ Risk Management Technician
* Position currently held by Ruth Bennett.
* High departure risk, moderate consequence of impuct, and zero redundancy.
R Recoilirriendations
• Update current job descriptions to reflect District's business needs.
• Provide cross-training for risk and insurance subjects.
Administrative Support
E Gap Analysis - Findings
0 Cross-Training Gap
■ Currently, the Front Desk is staffed during normal business hours. The Senior Administrative
Technician is assigned to fulfill that responsibifity, As a result, if is difficult for the Senior
Administrative Technician to participate in tramings or cross-fraining. Each Senior
Administrative Technician has o specialty;however, cross-frainirig is currently in progress for
the two Admirustrative Technicians and a Senior Administrative Assistant.
0 Job Description Update Needed
■ There is one Executive Assistant, two Senior Administrative Technicians, and one Senior
Administrative Assistant supporting the Admlnisfra6on Department{ each of which has
distinct duties card assignments.
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Succession Planning Summary Report
Vulnerability Analysis Findings
Senior Administrative Technician
* Position currently held by Sylvio Gray.
* High deparfure risk, moderate consequence of impact,,and several possfions that could
cover the front desk for a hinited time.
Recommendations
* Continue the cross-tura in in g f o r the E xecutive Assista n t pos ition with both the Se n i o r
Administrative Assistant and Senior Administrative Technicians positions.
* Consider adding specicilization within the job description of the Senior Administrative
Technician.
* Provide cross-training for the front desk position.
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Succession Planning Surnmaty Report
OFFICE OF THE SECRETARY OF THE DISTRICT
The Secrefory of the District, the General Manager, and the 01 trice Counsel positions are appointed by the Board
of Directors. The Secretor y of the District reports direc tly to the B oard of Directors. The Of fice of the Secre fory
of the Disfricf resides within the Administrotion Deparlinent for financicil accounting purposes.
a 4L re
Office of the Secretary o None Secreta ry of the District
the District
0 Gap Analysis - Findings,
Currently there are no gaps.
0 Vulnerability Analysis - Findings
Secretary of the District
w Position currently het cl by Eicfine Boehine.
a Moderate departure risk, high consequence of impact, and one recjundant position.
0 Recommend a flons
Provide opportunity for the Senior Administrative Technicicir to attend the District's
Superyiscry Accidemy to help build supervisory skills.
Provide additional cross-training to provide more backup in case of retirement.
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Succession Planning Summary Report
ENGINEERING DEPARTMENT
Capital Projects Divirsion
i`ffnerobleTosi�ions
Collection System Program Experience Gap None
Cross-Training Gap
Treatment Plant Program Experience Gap None
Cross-Training Gap
Collection System Program
0 Gap Analysis - Fndlngs
Experience and Cross-Training Gaps
* Staff is currently sized to perform in-house design of sewer renovotion projects-f however, if
the workload (replacement rate) increases due to the Comprehensive Waste water Master-
Pion f
erPion, then more outside services will likely be considered. Staff's involvement ill multiple
projects will be increased'and training may be needed to implement a larger program.
*
Workload befween the Capital Progroms has varied in tyre post and most likely Witt cominue
to Yory. DeveLapin g Engineers with a wider range of experience and knowledge will benefit
the District as programs increase or decrease, and new projects are developed. Rototi
Ing
Engineers and Engineering Ass is tan ts between programs will alto w for more flexibility and
overall District experience to help implement the Capital Programs,
* Capitat Projects administrative procedures are detailed and complex. Additional cross-
training is needed between adannistrctive positions in the District to prepare for future
retirements or seasonal assistance.
Vulnerability Atiolysis - Findings
.6 No highly-yulnerable positions that need irnnnedlate attention.
Recomrnend of ions
a Provide opportunities for Engineers to take on additional responsibilities.. Provide
mcnagsemen t or supervisory training, mentorship, and leadership training programs.
0 Provide cross-training opportunities between the Land Surveyor and the two Assistant Land
Surveyors.
Page 13
Suc-cession Planning Surnmaty Report
• Continue to provide cross-training between all Capital Programs.
• Continue to provide cross-training between administrative positions to provide back-up.
Treatment Plant Program
0 Gap Ano ly-sis - Findings
Experience and Cross-Training Gaps
Similar to the Coflectioti System Progrom, Engineers and Engineering Assiskirifs would
benefit from cross-training or rotational opportunities to increase the flexibility to assign
project teams in off programs. Engineering Assistants from the Collection Systems and
Treatment Flom workgroups have lirnited over-ria p in their job duties.
0 Vulnerability Anolysis - Findings
No hfghly-vulnerah(e positions that need *mrnedkate attention.
A Recommendations
Continue to provide staff with more opportunities to develop and cross train through classes
or on the job experience.
Page 14
Succession Planning Summary Repoe
Environmental and Regulatory Conipliance Division
6. e Positions
Household Hazardous Waste Experience Gori None
Collection Facility
Laboratory Cross-Training Gap Laboratory Superintendent
Experience Gap Senior Chemist
Environmental Compliance Experience Gap EC Superintendent
Supervisory Gap
Regulatory Compliance Cross-Training Gap Senior Engineer
Household Hazardous Waste _Collectioii Facility
• Gap Analysis - Finding
Experience Gap
■ Additional training is needed to prepare Household Hazardous Waste Technicians to filt
Senior Household Hazorrdous `ms iuste Technj cicfn positions that may become suddenly vocant.
• Vulne�abillty Analysis - Findlng�
■ No highly-vulnerable positions that need immediate attention.
0 Recommendation-.
M Provide support training and fill vacant positions. Provide temporary staff to fill Vacancies
until open positions can be permanently filled.
a Continue cross-training and professional development opportunities.
Laboratory
M Gap Arcitysis - Finding!,
■ Cross-Training Gap
■ irnportanf analyses .such as semi-volatile organics, volatile organics, mefols, UMS, and
QA1QC have no staffing redundancy. Cross-train is opportunities are needed. A cross-
training program should be-designed and 1-mplemented.
Page 15
Succession Planning Summary Report
Experience Gap
Cross-train n g can to k e an e x tended per iod of time f o r C he m is ts to rea ch an adeq VC1 fe
competency leve/.
0, Vulnerability Analysis- Findings
* Laboratory Superintendent
Position currently held by Mary Lou.Esparto.
Moderate departure risk, high consequence of impact, an n7inimal redundancy.
* Laboratory Senior Chemist
Posf'tion currently held by Tri Nguyen.
Moderafely high departure risk, high consequence of impact, and Minimal redundancy.
Current Sent-or Chemist is neoring retirement and this leads to a lack of staffing redundancy,
Recomineyciotions
Deveta p strategies to address the cross-training of the more cornplex laboratory analyses,
such as metals analysis, semi-volatile organics analysis, volatile organics Gina lysis, LIMS, and
QA/QC.
Consider using a Trcnsifional Position for a Senior Chemist position when the-current Senior
Cherinist is within 6-12 months of planned retirement. This will allow proper knowledge
transfer and improve staffing redundancy,
Environmental Compliance
2 Gap Analysis - FindIfICIS
Supervisory and Experience Gaps
One of the mininium qualifications for the Environmental Compliance Superintendent position
is five years of supervisory experience. Currently, fhere are no staff under the Environmental
Compliance Superintendent who have an opportunity to gain the supervisory experience. The
Senior Environmental Compliance Inspectors do not have supervisory authority;and
therefore, there is no ability to promote from within fo the Environmental Compliance
Superintendent position. This can potentially cause a lack of business continuity.
D Vulnerability Analysis - Findings
Environmental Compliance Superintendent
R Position currently held by Timothy Potter.
0 High cporture risk, high consequence of impact, and zero redundancy.
Page 16
Succession Planning Summary Report
0 Reco mmenclatiolls
Develop sirategie5 for cross-traini'ng. A cross-training program should be designed and
implemented.
■ Provide professional development opportunities to address succession planning.
Provide Senior Environmental Compliance Inspectors with the opportunity to gain additional
experience in supervision through lead responsibilities.
■ Consider modifying the minimum qualificationto include a combination of training and
experience to substitute for supervisory experience
Requilatory Corn.pliance
* Gap Analysis - Fitidings
■ Cross-Training Gap
The Regulatory Work roup has taken succession planning acfions via cross-training,
sfandord operating procedures., and professional development, It is beneficial to continue
the cross-train n. efforts between the Associate Engineer, currently held by Rico Cheng, and
the Staff Engineer, currently held by Robert Hess, to ensure business effectiveness and
coverage. There is a Tetnporary Staff Eng(in eer, held by Khang Nguyen, supperting the
daily functions of the workgroup.
* Vulnerability nal 5TH - Findings
■ Regulatory Compliance Senior Engineer
M Position currently held by Randy Schmidt.
a High departure risk, moderately high consequence of irripact, and ni;nirnaf redundancy.
0 Recommendations
Consider using a Transitional Position for a Senior Engineer position when the current Senior
Engineer is within 6-12 months of planned retirement. This will allow proper knowledge
transfer and improve stuffing redundancy.
■ Provide cross-training and professional development opportunities within the workgroup.
Page 17'
Succession Planning Summary Report
Planning and Development Services Division
Group - Positions
Planning and Applied Cross-Training Gap Assistant Engineer
Research Supervisory Gap Associate Engineer
Asset Management Job Description Gap Maintenance Planner
Supervisory Gap Senior Engineer
Rates and Fees Cross-Training Gap None
a Development Services Cross-Training Gap Senior Engineer
Experience Gap
Cross-Training Gap
Planning and Applied Research
0 Gap Analysis - Findings
■ Cross-Training Gap
■ Planning and Applied Research has three Associate Engineers each of which specializes
in Collection Systems, Treatment Plant, or Recycled Water. Associate Engineers need
experience in all three specializations to provide business continuity in the case of an
unexpected leave of absence for the Senior Engineer position.
■ Planning and Applied Research has two Assistant Engineers. Hydraulic !Modeling is
currently being performed by one person. If that person were away from the District for
an extended period of time or were to leave the District,there would be inadequate
backup to provide the same hydraulic modeling services as are currently provided.
■ Supervisory Cap
■ Planning and Applied Research has three Associate Engineers; however, there are only
two Assistant Engineers. This results in one Associate Engineer not being able to gain
direct supervisory experience of an Assistant Engineer and limits this Associate Engineer's
ability to provide business continuity in the case of an unexpected leave of absence for
the Senior Engineer position
■ Vulnerability Analysis - Findings
■ Collection System Planning Associate Engineer
■ Position currently held by Michael Penny.
Page 18
Succession Planning Summary Report
■ High departure risk, moderately high consequence of impact, and zero reciundancy.
Assistant Engineer
0
Position currently held by Justin Waples
M Moderate departure risk, moderofely high consequence of impact, and zero redundancy.
0 Consider using a Transitional Position for an Associate Engineer position when the current
Collection System Planning Associate Engineer is within 6-12 months of planned retirement.
This will allow proper knowl�edge transfer and improve operational effectiveness.
0 Provide cross-training, software training, and professional development opportunities within
the work roup.
E Corsi d er mod if ging the m in i rr urn q u a I if 1cation s to incl ude a com bination of tra inin g a nd
experience to substitute for supervisory experierce.
Asset Managrement
M Gap Analysis - Fitidings
* Job Description Update Needed
After thesplit of the Engineering Supporting Group, the Engineering Technician 1/11/111
p sition in the Asset Mono ge me n t work gro up focuses on spa tia f G I S ana I ys is grid no t
drof tin g The 1e descr iption hos riot bee ri revised,
* Supervisory Gap
The GIS/CMMS Administrator position requires supervisory experience and three years of
GIS Analyst experience. There is no method to gain supervisory experience needed for a
person in the GIS Analyst position, Allowing a substitution for supervisory ex r e c
Pe i 1) e
creates a succession plan for in-house staff by ailowing them to compete for the position
orad leverages the investment the District has aiready made in ex;stf'l)g staff and utilizes their-
ins ti#u!ttonal
heirinstif0ional knowledge.
0 VvInetabillty Analysis - Findings
■ Maintenance Planner
0 Position currently held by PJ Tornhom.
a Moderate departure risk and zero redundancy.
■ Senior Engineer
,
a PoSifLion currentiy held by Dona Lawson.
& Moderate departure risk, high consequence of impact, and zero redundoncy,
Pope 19
Succession Planniing Summary Reporl
U p d ate j o b descri ption of En g i ne e ri n g Tech n i c!a in categ o ry to better cla rif y their new
roles in the GIS/CMMS workgroup.
Re-eycluate Asset Management staffing after the Asset Management Implementation P[an
cind the GIS/ CMMS implernentation is complete. The work.grovp will settle into a
Lk nicintenance mode."
Consider allowing a combination of training and experience to be substituted for superyisrory
experience for the GIS/CMMS Administrator position.
0 The work for the Maintenance Planner position could revert back to Plant Maintenance and
Collection System Operations if the Maintenance Planner position were to become vacant.
0 Planning Engineers, Collection Systern Operations Senior Engineer, and Picint Maintenance
Senior Engineer can absorb the roles and re5ponsibillities if the Senior Engineer position were
to become vaccint.
Rates and Fees
X Gop Anaiysits - Findings
Cross-Troining Gap
There are two Engineering Assistanf III positions for Sewer Billing and Manning, and one
Engineering Assistant 1/11 for Rates and Charges, oil of which report to a Senior Engineer.
A Cross-Training Pilof Program is currently underway to promote business continuity.
2 VvInerability Ancitysis - Findings
0 No hilghly-vulnerable positions that need immediate attention.
0 Recommendations
Make Cross-Training Pilot Program pernianent to help prepare workgroup for departures
and retirements.
0
Development Services
0 Gap Analysis - Findings
K Cross-Training Gap
A Cross-Training Pdot Program is currentfy underway to cross frain the Engineerijig
Assistant I/it's wit6 the Engineering Assistant III's in the Division. This will allow for posil,
Ion
backup and prepare participants for possible promotion.
ff Experience Gap
Page 20
Succession Planning Summary Report
Both Developnient Services Supervisors for the Perrvit Counter and for Construction
Inspection possess a concentration of skills without adequate back-up.
■ Cross-Training Gap
Consider providing cross-frainu)g in the Right-of-Way Section to build the speclulized skills
needed for possible retirement of fhe Senior Engineer for Development Services and a
Senior Right-of-Way Agent. Being sublect motter experts, Right-of-Way professionols
need to have o specific skill set,
Vulnerability Analysis - Findings
Senior Engineer
0 Position currently held by Tom Godsee y.
0 Moderate departure risk, high consequence of impact, and zero redundancy.
Recommend ahof15.
0 Make Cross-TroinIng Pilot Program permanent to help prepare group for departures and
retirements.
0 Cross train individuals to assist the Development Services Pert-nit Counter staff and provide
assistance to the Development Services Supervisor.
a Evaluate Development Services organizational structure and determine future professional
Engineer staffing needs for supervising the Development Services wort roup.
N Provide cross-training for staff to build skills needed to supervise the Right-of-Way
workgroup and plan for retirement of a Senior Right-of-Way Agent.
Page 21
ucc ssio n Pla n ni n 9 Summary Re
OPERATIONS DEPARTMENT
Ad m inistration
Wine le Positions
amp
Administration ross-Trainireq Gop Administrative Services Supervisor
Experience Gap
Supervisory ci
Admin't stration
N Gap Ancilysis - Findings
■ Cross-Training Gap
■ Crass-training is needed for supporting Laboratory, Regulatory Comphance, and Safety
related duties.
Experience Gap
If Prornoted to an Administrafive Services Supervisor, Administrative Assisfoots would reed
training ori how to support a Direct r eputy eneral Manager (personnel issuesl
re/ationshl p devel prnenrt{ calendorin9, "think in g ahead,"addi tionaI or ganiz atoonaI skills,
fc.)i
a Supervisory Gap
Currently one Administrative Assistant has been delegated duties when the Supervisor is
away from the District. However, it may he an interest in the future to the other
A ra nis tratiYe Assistant in the greup to gain additional supervisory experience. The
clmr ristr-artive Assistant will need to receive additi onai tr inin s and be delegated duties
when the Admin strotivFe Services Supervisor is away from the District.
■ Vulnerability Analysis - Findings
■ Administrative Services Supervisor
Position currently held by Angela Ta Bari.
High departure risk, moderate consequence e f irapact, and z er e redundancy.
Page 22
Success*lon Planniing Summary Report
0 Recommendations
Provide cross-training within workgroup in anticipation for of Admi'nistrative, Services
Supervisor's retirement.
Address focus ureas of development (i.e., HTE, budget process, and business and leadership
development).
• Delegate duties to both Administrative Assistants when Administrative Services Supervisor is
away from the District to a I low for training opportunities. Al so, prord e both Admin 1 strati Ve
Assistants opportunities to provide support to the Deputy General Maria gerr regularly meet
w ith staff to discuss performance and career development opportunities.
Paas2 3
Succession Planning Surnmary Deport
Collection Systems OperationsDivision
o
Fleet Services Cross-Training Gap Vehicle and Equipment Supervisor
Field Operations Cross-Training Gap Maintenancrew Leader
Experience Gap
Administrative Support Supervisory Go p Administrative Services Supervisor
Crass-Training Gap
CCTV and CMMS Cross-Training Gap Senior Engineer
Administrative Technician
Fleet services
0 Gap naffs;s - Findings
■
Cross-Training Ga p
■ Vehicle and Equipment Mechanic needs experience and training to compete for Vehicle
and Equipment Supervisor position, particularly to get experience working on
supervisory and confidential matters.
M v'ulner'ability Anal sis - Findings
■
Vehicle and Equipment Supervisor
* Position currently het En;ck Wright.
* Moderate departure e risk, moderate consequence of impact, and back-up provided by two
redundant positions.
■ Recommendations
*
Provide cross-training rotation program and/or supervisory training to gain the needed
experience.
Page 24
Succession Planning Summary Report
Field- Operations
0 Gap Analysis - Finding
N Cross-Training Gap
All Supervisors should be fornifiar enough with each other's work roup to provide adequate
coverage in case of extended absence. Muintenance Crew Leaders need to gait)experience
with personnel issues. Currently, Maintenance Crew Leaders do not have the Opportunity -to
fill in for their Supervisors or get Out-Of-Class Pay while the Supervisor is on feave.
0 Experience Gap
■ Currently Maintenance Crew Members [is do not hove the opportunity to goin fhe three
yeors of re.quired experience needed to advance to Cons trution Equipment Operator.
When a job requires two operators on a crew, Maintenance Crew Members hove less
opportunity to gain the needed experience.
■ CCTV Supervisor needs to provide additional cr=oss-fraining to current staff on how to
operate the three different CCTV vehictes.
Vulnerability Analysis - Findings
■ Maintenance Crew Leader
a Position currently held by Don Bartlett.
a High departure r�sk, inoder ate consequence of Unpact, arid back-up provided by two
redundant positions.
Recommend ation s
Provide cross-training between the four Superyisor positions and Maintenance Crew Leaders.
■ Provide additional time so that Maintenance Crew Members can gain the necessary
experience to provide business continuity in case of extended absence fram the District.
■ Provide cross-training for CCTV work,group in order to provide redundancy and backup.
brei native Support
0 Gap Analysis - Findings
■ Supervisory Gap
■ Adniinistrative Services Supervisor rec4u.ires two years of lead or supervisory experience.
This experience is not offered to the Adm inistrut;wee Assistants of the District.
Page zz)
Succession Planning Summary Report
Cross-Training Gap
Administrative Assistant position needs cross-froj+ofng or mentoring directly reloted to CSO
tasks, confidential matters, and supervisory traininq.
E Vulnerability Analysis - Findings
Administrative Services Supervisor
a This position is currently Yacant and is being filled by a temporary employee pending the
results of the District-wide. classification study.
0 Moderate departure risk f moderate consequence of impact* and redundoncy provided by
one redundont position.
0 Provide a combination of training and supervisory experience for the Administrative
Assistant position.
E Provide cross-training to allow Administrative Assistant to worl< on corif idential matters
required by Administrative Services Supervisor position.
CCTV and CMMS
0 Gap Analysis - Finding5
Cross-Training Gap
Collection Systems Maintenance Scheduler and Administrative Technician do not have the
opportunity to supervise or gain experience with confidential matters.
N Vutnerability Analysis - Firidings
0 Senior Eng'ineer
• Position currently held by Alex Rozvf.
• High departure risk, moderate consequence of impact, and zero redundancy.
E Administrative Technician
* Position was held by Dolly Flanders. Ms. Flanders refted, and Me position is waiting to he
filled.
* Hi
gh consequence of impact, and back-up proy'ded by two redundant positions.
n Recommendations
■ Provide additional cross-training to allow Collection Systems Maintenance Scheduler and
Administrotive Technician to gain experience with confidential matters and provide
supervisory traitnling-
Poe 26
Succession Planning Summary Report
Consider using a Transitional Position for a Senior Engineer position when the current Senior
Engineer is within 6-12 months of planned retirement. This will allow proper knowledge
transfer and improve staffing redundancy.
■ Provide cross-training to allow other Administrative Technicians to gain experience for this
position.
Poge 27
Succession Planning Summary Report
Plant Operations Divcion
14
Control System Cross-Training Gap Associate Control Systems Engineer
Experience Go Associate Control Systems Engineer
Control Systems Technicion
Senior Engineer
Operations Experience Gap Shift Superviscr/Operations Coordinator
Supervisory Gap
Proritrol/Control Systems
* Gap Analysis - Finclip gs
Experience Gap
a The current Staff Engineer positron was filled in 2 01 using a Transitional Position to allow
for cross-training in preparo6on for the August 20 16 retirement of the Associate Cartrol
S ys terns En gineer (pre v io us I y held b y D cry it He f fiefin ger)- A ddi flo n al experience and
devetopment is needed for Me Staff Engineer to reliably perform all Controls ystern
related tasks and be eligible for advancement.
0 The other Associcite Control Systems Engineer (currently held by Chuck Burnash) has no
direct report or ba ck-up co v era ge, and ibis current arron 9 e m en t does not ally W far
succession planning. The Associate Engineer is not gaining the supervisory experience
necessary to take on the Senior Engineer position in the future should the existing Senior
Engineer depart or is on an extended absence from the Dstrict.
Cross-Training Gap
The current Senior Engineer has been in the positton for iess than five years and cat) benefit
from additional cross-train n , supervisory deyefopment and technical develop"leof
opportunities. The position requires an in-depth knowledge of various Process
Control/Control System components.
* Vulnerobility Analysis - Flrtding5
Associate Control Systems Engineer
* Posr'tion currently held by Chuck Burnash.
* Moderotely high departure risk high consequence of impact, and zero redundancy.
Page 28
Succession Planning Summary Reparf
• Control Systems Technician
a Position currently held by Mike Furtado.
0 Moderate departore risk, moderately high consequence, of impact, and zero redundoncy.
• Senior Engineer
a Position currently held by Note Morales.
R Moderate departure risk, moderately high conseqvence of impoct, and zero redundancy.
0 Recommendations
Although the current Staff Engineer is under filling the Associate Control Systems Engineer
that retired 'in August 2016, the Staff Engineer has limited experience and does not fully
support all the critical Control Systenn functions. In order to cover the gap left by the recent
retirement and to address the vulnerability associated any future departures, a Transitional
Position for ars Associate Engineer starting in FY,2 0 16-1 7s hers leen approved.
Provide cross-training professional development within the workgroup. Provide additional
training opportunities, specifically related to Treatment Plant, Pumping Station, DYNAC,
Wonderware, and PLC's. Cvrrent Staff Engineer should continue to learn the critical functions
of this position. Prepare knowledge transfer documentations., such as Standard Operating
Procedures.
Cross train the Instrument Shop staff and the Control Systems Technician to increase
coverage and promote knowledge retention.
Operations
M Gap Analysis- Findings
0 Experience Gap
There is a large gop befween the Supervisors primary responsibility of daily treatment plop
opera tions orad the more administrative tosks of the Superintendents positions. The
Supervisors do not often hrive the opportunity to porticipate in odministrative projects ects and
decision making due to shift work.
0 Supervisory Gap
■ The Shift Svwyi-sor job description requires two years of supervisory experience.
Currently, Plant Operators do not have an internal avenue to gain the necessary two years
of experience to meet the (nininium qualifications for the Shift Supervisor position. In the
next six years, 70 percent of the Shift Supervisors are expected to retire. The Shift
Supervisor has two primary job functions: 1) supervising a crew of Plant(Dperafors in a
te6niccfl capacity to ensure safe operotions and regulatory compliance;and 2) developing
Plant Operation staff to be technically cc)rape ient to operate the Treourian t Plant. To
accomplish both of these job functions, 5 131 f I Sul.-)ervisors need sound decision moking,
Page 29
Svccesslon Planning Summary Report
leadership, and interpersonal skills that can be partially acquired through fro ining and
m en taring. To all dere top S h ift S uperyis o rs, there m us f be an oven Ue f or P ton t Opera for S
to practice fhe superyision of o crew in a supervisory capacity under the direction of a
current Shift Supervisor. Development of future Shift Supervisors will help ens ure safe
operafions and regulatory eco mpBance in the future.
El Vulnerability Analysis - Findings
■ Shift Supervisor/Operations Coordinator
ff Position currently held by Bruce Dobey,
0 High departure risk,, moderately high consequence of impact, and minima)redunclaricy.
M Recommendations
0 Consider a Transitional Position to address future retirement of Operations Coordinator
Bruce Dobefir. This would allow Shift Supervisors to rotate through a supert'iso rt' position that
would more closely support the Superintendent.
0 Capture institutional knowledge that is not already captured in the Operations Standard
Operating Procedures.
2 Develop cross-training opportunities for Senior Plant Operators,
Page 30
Succession Planning Summary Report
Plc + F
nt a rpt . Dior si
on
Vulnerable Positions
Igo
Pumping Stati o n Cross-Training Gap Pumping tions Supervisor
Reliability EngineeringCross-Training Gap - _ Assistant En g ineer
Supervisory Gap
Buildings and Grounds Crass-Training Gap Buildings and Grounds Supervisor
Experience Gop
Electrical Shop Crass-Training Gap None
Experience Gap
p
Instrument Slop Cross-training Ga p Instrument Shap Supervisor
Supervisory Gap
Machine Shap Experience Gap Nave
Supervisory Gap
Mechanical Shop Crass-Training Gap Mechanical Supervisor
Pumping Station
9 Gap Analysis - Findings
■
Cross-tra-lining Gap
Pumping Station Operafor Ills can benefit fr oin ad&f onai crass-framing in su, ery'
isary role,
Additional cross-tra nr'n of Pumping Station staff on the operation of the North and West
Bumping Stations is necessary.
M Vulnerability Analysis - Findings
■
Pumping Stations Supervisor
Position currently held by Leo Gonzalez.
Moderate departure risk, high consequence of inn act, arra'some back up on the key functions
wifh the two Pumping Station Operofor Ills.
Page 3 1
Succession Planning Summary Report
0 Pecommenclations
Continue to allow Pumping Stations Operators to fill in to gain experience in supervisory role
when Supervisor is away from the District. Continue to train Pumping Stations Operator IN
on key functions of the supervisor's position.
Continue to provide cross-training opportunities within the Pumping Station work roup to
address key functions that have not been covered already by Pumping Station Operator Ills.
Continued cross-training is needed on both North and West sides to address back up
coverage and vunerability. Currently, a process is in place.
Consider utilizing cs Transitional Position to address future retirement of Pumping Station
Supervisor.
Reliability Engineering
0 Gap Ancilysis - Find in
• Supervisory Gap
E -Cui-rentiy the three Maintenoxi e Plaiiners are non-supervisory positiot)s.
• Cross-Training Gap
The current Assistant Engineer position, held by Mark Cavaliero, has some back up on key
functions with the Main fenance planners and the Electrical shop stoff.
0 Vulrerabitit y Anot ysis - Flndinq,,,
Assistant Engineer
Position currenfly held by Mork Cavallero.
Moderately high deporture risk, high consequence of impact, and some back up on key
functions with the Mainteriance planners and the Electrical Shop staff.
0 Recomrnenclution
s
0 The new Maintenarice Planner will help the current workgroup to manage the high workload
with numerous projects and initiatives currently underway. The work roup will continue to
provide cross-training between the Maintenance Planners and other staff to capture
institutional knowledge and to create additionol depth of staff trained on key functions
within the team.
a The Electrical Shop will also continue to cross train staff on key functions within the team and
with Assistant Engineer Mark CavaVero and others in the Reliability Engineering work roup
on an as needed basis.
Update job description to reflect duties. Cross train in other areas of Reliability Engineering
are needed.
Page 3'2-
Succession Planning Summary Report
0 Continue to update Standard Operation Procedures and other support documentation in
these areas.
0 Consider utilizing a Transitional Position to address future retirement of Assistant Engineer.
Plant Maltitenance - All
0 Gap Analysis - Findings
Cross-Training Gap
■ At least two of the Shop SUperrvisors have expressed interest in the Mointencince
Superintendent role.
0 Recommendation
Encourage staff, especially Supervisors., to attend the District's Supervisory Academy. To
address succession planning, Plant Maintenance Superintendent should develop a detailed
list for typical Superintendent-related tasks ( i.e., contracts, monthly reports, and timesheets).
Buildings and Grounds
0 Gap Analysis - Findings
a Cross-Training Gap
There is a lack of cross-troming on administrative respons ibih ties and on the critical lob
fun C tia ns-
a Experience Gap
■ Experfenc:e m c-i hroud range of skiffs for Mar't)tenance Crew Leader is needed.
0 Vulnerability Analysis - Findings
or 1130dings and Grounds Supervisor
* Position currently held by Roy Manes.
* Moderate departure risk, moderately high consequence of impact, and no redundancy.
0 R ecommend at ions
Cross-training is recommended on critical functions; deyelop check list o-f tasks that documents
the individual exposure.to. key functions of the Shop.
■ Rotate more staff into the Maintenance Crew Leader and Supervisor position for cross-
training.
Succession Planning Summary Report
W Provide the Maintenance Crew Leader with additional responsl[bilifles and a variety of tasks
and projects to address the experience gap and to cover for Building and Grounds
Supervisor during his absence.
a Provide a bigger role to the Maintencince Crew Leader in planning and distributing the
workload in Buildings and Grounds Shop.
N Provide cross-training opportunities for Maintenance Crew Leader, and other staff to learn
the critical functions.
Electrical Shop
8 (-':Pop Analysis - Findings
* Cross-Training Gap
Cross-troining is needed for Puniping Station electrical and high volfc1ge (HV) skills.
Currently, only two Electrical Technicians can cover the HV side..
* Experience Gap
■ Currently, only two Electrical Technicians fill the supervisor y position. Electrical Shop
Svperviso-r has expressed interest in the Maintenance Superintendent position.
2 Vvtnerablhly Analysis- Findings
0 No highly-vulnerable positions that need immediate attention.
6 Recommenclotions
E Continue developing cross-frainiriq opportunities for electrical and HV skills.
IN Encourage staff, especially Electrical Shop Supervisor, to attend the District's Supervisory
Academy as well as Star 12 courses offered by Skill Path Seminars.
Instrument Shop
8 Gap Analysis - Findings
Cross-Training Gap
Cross-training is needed to oddress possible retirement of Instrument Shop Supervisor Bruce
Lewis in 2017. Currently, Instrument Technician Steve Boreth can cover the responsiNfifies of
the Supervisor during his absence. Instrument Technician Tim Francis ;s now being rotated in
when Supervisor away from the District.
■ Supervisory Gap
ffistrument Shop Supervisor may retire in the next few years. Instrurnent Techn;cians need
supervisory experience in order to provide business continuity.
Page 3.4
Succession Planning Summary Reporf
Vulner-obility Analysis - Findings
■ Instrument Shop Supervisor
0 Position currently held by Bruce Lewis.
E High departure risk, high consequence of impact, and some redundancy,
Recommendations
• As it gets closer to 2017, utilize a Transitional Position to cover the Supervisor's retirement.
• Provide more time for all Instrument Technicians to become familiar with supervisory
responsibilities and cross train on core tasks. Instrument Techn16ans should consider attending
the District's Supervisory Acciderny.
• Develop a checklist to help identify and focus on core skills when cross-training (i.e., cross-
training staff related to Pumping Station responsibilities).
Machine Shop
8- GapAncilysis - Findings
■ Experience and Supervisory Gap
Currently, Machinist Bill Bowers can fill in for fhe Mechanical Supervisor position held by
Lee Sutherland. Lee Sutherland is mentoring Bill Bowers; however, additional'supervisory
experience is needed for 8111 Bowers to meet the minimum qualifications for the position.
MaChi4Sf
nj Blil Bowers recently completed the District's Supervisor Academy and plops to
attend other training events as necessary or available.
8 Vulnerability Ancilr:-,is - Findings
'a No highly-yulnerable positions that need immediate attention.
6 Recommendations
• Identify other opportunities for Machinists to develop supervisory skills and cross train with
the Mechanical Shop. Machinist can also consider acquVing (:cilifarnici Water Environment
Association's Mechanical Technician III credentials to further their professional growth.
• Develop a checklist to help identify and focus on core skills when cross-training.
Page 35
Succession Planning Svmmory Report
Mechanical Shop
0 Gap Analysis - Fbidings
■ Cross-Training Ge
Currently., on�y three of the seven Maintenance Technicians are prepared to cover for
Maintenance Supervisor.
Job Description Update Needed
a Current job.description is outdated for Mechanical Supervisor.
N Vulnerability Analysis - Findings
Mechanical Supervisor
• Pos;fion was held by Toni Brown who retired in September 20 1 6. The position was filled in
October 2016 and is currently held by Mofthew Mahoney.
• Moderate departure risk, high consequence of impact, and moderate redundancy.
0 Recommendations
0 Develop ct checklist to help identify and focus on core skills when cross-training.
§ Provide cross-training opportunities for Maintenance Technicians to learn the critical functions
of the Mechanical Supervisor role. Maintenance Technicians should consider attending the
District's Supervisory Academy.
E Provide the opportunity for all Supervisors to fil'I in during the Supervisor's absence, and
cross train on key functions of the position.
Page 36
Succession Planning Summary Report
HUMAN RESOURCES
Group
Human Resources Cross-Training Gap None
Human Resources
0 Gap Analysis - Findings
■ Cross.-Training Gap
Cros-s-froining is needed in the areas of benefits, adminisfration and labor relations, and
payroll processing for the Human Resources Analysts and Senior AclminostraKve Technician.
0 Vulnerability Analysis - Find ings
M No highly-vulnerable positions that need immedicite attention.
0 Recommendations
■ Provide cross-training opportunities within the warkgroup, and devetop Standard Operating
Procedures to capture knowledge, especially in the areas of benefits with minimal staffing
redundancy.
Pogo 37
Succession Planning ummar Report
SLEETY
Group Group Gaps Vulnerable Positions
Safety Cress-Training Gap None
Supervisory Gap
a fety
E Gap Analysis - Findings
■ Cross-Train ing a p
■ Cross-training is neecled between Operations Safety pecicrtists to adequately cover
responsibilities of Collection System Operations and the Treatment Plant, These positions
have been isolated and have very little back-up support,
■ Afthough the Collection System Operations and the Treatment Plant classification for the
Operations Safety Specialist position is the ome, the types of experiences fences care different.
Collection System Operations reeds a higher concentration in construction relafed safety,
confined spaces* and traffic control, The Treatment Plant reeds a higher concentration in
Hazardous Material safety, foc out tct out procedures, confined space entry, and process
safety. Job descripfions were updated in July 201 .
Supervisory Gap
The Sofety Group is very small with two Operations Safety Specialists and the Safety
Officer- (Supervisor). There is no opporfunity for the Operotions Safety Specialists to gain
lead experience in order to meet the niinim.um qualifications to provide business continuity in
case of a .sudden departure of the Safety Officer. The District would have to seek
consultonf support until the position could be reffiled,
0 Vulnerability Anolysis - Findll'1
■ No highly-vulnerable position s that need immediate o ttentien.
0 Recornmeiidotions
' Provide cross-training opportunities within the workgroup, and develop Standard Operating
Procedures to capture knowledge, especially in the areas of benefits with minimal staffing
redundancy.
Page 38