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HomeMy WebLinkAboutBUDGET AND FINANCE AGENDA 11-14-05 o a Centrai Contra Costa Sanitary Distdct BUDGET AND FINANCE COMMITTEE Chair Lucey Member Rockett Monday November 14, 2005 3:30 p.m. CSO Conference Room 1250 Springbrook Road Walnut Creek, California 1. CALL MEETING TO ORDER 2. PUBLIC COMMENTS 3. OLD BUSINESS 4. CLAIMS MANAGEMENT 5. REPORTS/ANNOUNCEMENTS a. Review of Fiscal Year 2004-05 Comprehensive Annual Financial Report. b. Board Agenda Items, November 17, 2005: • Proposed changes to capitalization limit. • Proposed changes to investment policy. (Opportunity for Committee to ask any questions about the two previously discussed agenda items.) 6. REVIEW EXPENDITURES 7. ADJOURNMENT Co Recycled Paper r ti Central Contra Costa Sanitary District November 10, 2005 TO: BOARD BUDGET AND FINANCE COMMITTEE FROM: RANDALL MUSCRAVES DEBBIE RATCLI FF e4 SUBJECT: November 1, 2005 Finance Committee Meeting There were several outstanding questions from the last Board Budget and Finance Committee meeting which required additional staff research. The questions and answers are provided below: 1. Page 3, 157949 Alta Analytical Laboratories and 157956, Caltest Analytical Laboratories -What services are provided by these two laboratories? Alta provides semi-annual testing for dioxin levels. Caltest provides pesticide testing. Although the staff has the knowledge to perform these lab tests, they do not have the equipment. Staff has looked at the cost of purchasing the equipment to do the testing in-house, and found that it would not be cost effective for semi- annual testing. 2. Page 18, 158106, SBC = Provide information on the larger invoice amounts. $611.41 Internet Communication Line -This charge is for the physical DSL line and the service charge for providing Internet service. $558.65 DID block—This is the service charge for dedicated lines. It is a block of direct inward dial numbers. $676.68 This is a charge for the actual phone books that are delivered and used at the District. $1,717.82 This charge covers the District's listings in several phone books including Central Contra Costa and Trir-Valiey. $706.9'1 This charge is for network access from several pump stations to the Home office Building network. . A question was asked regarding how man ears the D' ]I ]I District has used Associated Right of Way. The District of Way since has been using the services of Associated Right ' g nce 1 ggo. We were using two firms in an effort to diversify, however, the . fY� second firm called Crossroads Right of Way, was purchased by Associated Right t of Way. Legal Expenditure Summary SELF INSURANCE FUND Check# Check$ 1Vendor Name Account# Account$ CL Case#-Case Title 1 102275 $1,279.84 Restoration Management Co. 003-0400-991.14-22 $432.25 8Kersting PH Overflow-Claim-Restoration Services $847-59, 9 1Paoletti Crinda Overflow Claim-Restoration Services RUNNING EXPENSE Check# Check$ Vendor Name Account# Account$ CL Department--Division-Description 2 158163 $7,012.91 1 Hanson Brid ett 001-0120-400.48-03 $7,012.911 ADM- Human Resources-Labor-General 3 158179 $139.75 Mary McCombs 001-0150-404.12-07 $139.15 10 McCombs (LambingBackup-PluBill Reimbursement 4 158184 $70.00 Nathan Russo 001-0150-400.12-07 $70.00 4 Russo (Mtz) Overflow-Reimbursement for Personal Property 5 158214 $1,108.90 Trucker Huss 001-0110-400.08-03 $108.40 ADM -Finance-General $11000.50 ADM - Finance-Cafeteria Plan 6 158313 $139.75 Roto-Rooter 001-0150-400.12-07 $139.75 11 Anderson (Dan)-Backup- Plumbing Services 6L#-Claim Log Number SL-General Liability Claims 4C-Auto Claims - ' 200546 OVERFLOWS AND PLUMBING REIMBURSEMENT CLAIMS � � .� �[ Claimant T� R� Paid to �s ��ld to Claim ata Cv 1 07/29/05 8o Rhaem Bokrlavwrd orinda Anthony Mkomonte PL i. T. to 2 08/01/05 124 Moraga Way Orinde Mrs.Heath 5807.64 Rastoration Management Co x807.64 CIF into front yard and basement, may No personal or mel 3 01/08105 3322 Freeman Road Walnut Creek Gait Ford P) $450.92 Radoratiom Management Co 3450.92 OJF through cleanout. Yard P �e wed• PD $133.75 Gall Fond $133.75 OIF from manhole&into homeawraers �No real or personal property damage b eatpeded, 3395.20 Restoration Management Co 5395.20 bb*Y8rd• C4 +P only-no real or personal property damage. 4 0912005 5718 tiikins Court Martinez Nathan Russo PL 570.00 Nathan Russe averfloMrad out of OPO.cleanup costa only. 5 09P23105 7 Don Gabriel Way Orin" 5887.19 R�Management Co $957.19 Larry a Carolyn,Woodk:dk PD OIF out of overflow prevention device(OPD)under deck t MWW costs and some casts for 6 09/27/05 224 Castle Glen Road Walnut Creek Tim Rigney PL x1.700.36 Restwetlon Management Co damage to the deck 7 09/29105 3322 Freeman Road Walnut Creek Gag FordPlc $95.00 Tim Rigney 595.00 Pkunbing big rab6u samwd 8 10101/05 2475 Pleasant HW Rd Pleasant Hip Margaret Kersting PL $318.73 Restoration Management Co To be reimbursed by Roto Rooter $]38.36 l Kqmfing O/F from OPD in back yard. cleanup outside casts may. 9 10/13/05 5 AdK&Mo Court Or#ndaGina a Jarayce Paalettl pL 343225 RestaraWn Management Co 3570.61 10 10/17/05 3068 Via Alta $847.59 Restoration Management Co 11 101'19105 346 Cameo Drive Danville Allen Andemmon PL $139.75 Mary McCombs r Plumbing pip eact www"Int 12 PL 3139.75 Rote-fleeter Exterior cleanup 0*-Overflow pW Of backflow prevvantlon device. No e 13 5478.56 Restoration Management Co. $618.31 P damag 14 15 19 20 21 22 23 24 25 26 27 28 29 30 Res Paid Total Tata$-overflavrs $0.00 $7.035.0.; 17,035.05 1 a 4 k 2006-06 2004-05 AUTO CLAIMS 2M hanflon VARM Name Beftm Paid Comments S 08P2 M lone Tree Way,Ant Dist Veh 0232 D.Marchetti $4,049.07 Struck a cement pillar while backing in a parking lot. Emp was driving back home from a plug cap on the weekend. 2 3 Reserve Paid-to-date Total-Auto Claims $0.00 $0.00 $4,049.07 Central Contra Costa Sanitary District November 9, 2005 TO: BOARD BUDGET & FINANCE COMMITTEE VIA: RANDALL IVIUSGRAVES FROM: DEBBIE RATCLIFF SUBJECT: FISCAL YEAR 2004-2005 COMPREHENSIVE ANNUAL FINANCIAL REPORT Attached for your review and comment is a draft of the Fiscal Year 2004-2005 Comprehensive Annual Financial Report, which will be discussed at the Board Budget & Finance Committee meeting on November 14, 2005. The final document will be received by the full Board at the December 1, 2005, Board meeting at which time Board approval will be requested to submit the report to the Government Finance Officers Association. N:WDMINSUP\ADMIN\RATCLIFF\04-05 Annual Report Memo.doc DRAFT Central contra costa Sanitary District 5019 Imhoff Pkve■Martire4 Calfomia 94553 " wa F rl� v, ' ; 0 re n iv C mp h A y F �1 •rte ;X14 '`Si.6 1-`•°��. xVii:_ ,,,"`###Y 4' al F ls''M"-" u in n i zags•-�N �+'� �[`.�,{+w�+'+ _ M. 14 u `• - 1-MY F e.[V po rt�-� � *, or the Floscal }� Year Ended n ....... .... L •� C� S� "- �!i ,,...���,y�w, tlt I� S t S � • •. ■ � i w t �.-"ry Z�e-��t 1 _ _ .R.,p�LN ►'1y�P•�P,yw♦ .. �� • . ►a S•'�� • y ` _♦-• �prPl.'� ra1.ti 1 i ty1 •w qL"Alp L:+P�i .`y��CA r. Y l'1�1 1 ` i i , . t y ' �1 �1 ��,•.11 l A����.�ti��-�����•�`Y�,.�}�� _ ` a �� 1 Y* L �f.�,�~•'t*�,*�tTtIT +}�`+�4 ���• � ; •� �. \ 1 j•6 1 �"aR1a"►�;.�'Y� 1t7� �s'1 ti5• 1 t t alipT• 1 xW..++ +Y-r e '. 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Y,S, '�Y,t *�+�,,� •--�� 10 X 1 4,r% A.III t t 1tp+'Ffw -. ;_. r1� -•�+�'�, '�:�Z*4 r1 �� w � 'l�T r`1 �1•�r��i�ti''. a.•. !t r :• t rr t�t"� w �w A''"#ti r ti riy a { ! `I a t"M i 417 71V �E � #+v t QP.*,P.rw.��Myr•,=, •`�,,� �I�iw'��i •d++.'a,� +,�'� —1�•1r�:�,�Y�. �y�'�r•/, -. wee`*.:. � •. ` .`Ft••l S•!L t ' '' r �' ���Y r .""� \. �•+# vi�� .r�lEYP 'ii � y t� 1� + y R i � 1 r. 1 w _ - r n •e . ir , J J CENTRAL CONTRA COSTA SANITARY DISTRICT J MARTINEZ, CALIFORNIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED JUNE 30, 2005 DRAFT Prepared By: Finance &Accounting Division I CENTRAL CONTRA COSTA SANITARY DISTRICT Comprehensive Annual Financial Report Table of contents For the Year Ended June 30, 2005 INTRODUCTORY SECTION: a' Letter of Transmittal............................................................................................... i Boardof Directors.................................................................................................vi MissionStatement...............................................................................................vii Organizationchart .............................................................................................viii Mapof Service Area.............................................................................................ix Certificate of Achievement.................................................................................... x FINANCIAL SECTION: ' Independent Auditors' Report............................................................................... 1 Management's Discussion and Analysis .............................................................. 2 Basic Financial Statements Statementof Net Assets............................................................................ 7 Statement of Revenues, Expenses and changes in Net Assets ............... 8 Statement of Cash Flows........................................................................... 9 Notes to Financial Statements............................................................................ 11 Supplementary Information Combining Schedule of Statement of Net Assets .................................... 28 Combining Schedule of Statement of Revenues, Expenses and Changesin Net Assets .......................................................................... 29 Schedule of Running Expenses - Comparison of Budget and Actual Expensesby Department....................................................................... 30 Running Expense - Schedule of Supplemental NetAssets Analysis............................................................................... 31 STATISTICAL SECTION (Unaudited): Changes in Net Assets and Statement of Net Assets - Last Three FiscalYears....................................................................................................S-1 Revenue by Type - Last Ten Fiscal Years.........................................................S-2 Operating Expenses by Type - Last Ten Fiscal Years.......................................S--3 Major Revenue Base and Rates - Historical and current Fees - Last TenFiscal Years.............................................................................................S-4 List of Largest customers - Last Three Fiscal Years.........................................S-6 Assessed and Estimated Actual Valuation of Taxable Property - Last TenFiscal Years.............................................................................................S-6 Property Tax and Sewer Service charge Fees Levied and collected - LastTen Fiscal Years.....................................................................................S-6 Summary of Debt Service - Type, Debt Service coverage, Debt Ratio - LastTen Fiscal Years.....................................................................................S-7 Population Served - Last Ten Calendar Years ..................................................5-8 Full-time Equivalent Employees by Department - Last Ten Fiscal Years ..........5-9 Biosolids Produced and Plant Flow Comparisons - Last Ten Years................S--10 Miscellaneous Statistics ..................................................................................S--11 m _ �. r �f' _ _ e s •4 i - '+ � ,sem •� �'. �';� s qt .- °,�: OL _ Nl- a - 1LAt r - _ a Cen&a1Con, &a Costa SanitatyDistdct 5019 Imhoff Place,Martinez,CA 94553-4392 (925)228-9500 www.ceiitralsaii.org November 14, 2005 Central Contra Costa Sanitary District Ratepayers and The Honorable Board of Directors, Martinez, California: State law requires that every general-purpose local governmentublish within six p months of the close of each fiscal year a complete set of audited financial statements. This report isublished to fulfill that requirement p q ment for the fiscal year ended June 30, 2005. Management assumes full responsibility for the completeness and reliability of the information contained in this report, based upon a comprehensive framework of internal control that it has established for this purpose. The objective is to provide reasonable a assurance that the financial statements are free of any material misstatements. Vavrinek, Trine, Day & Company, L.L.P., have issued an unqualified "clean"} opinion inion q � on the Central Contra costa Sanitary District's financial statements for the year ended June 30, 2005. The independent auditor's report is located at the front of the financial section of this report. Management's Discussion and Analysis report (MD&A)Y p immediately follows the independent auditor's report and provides a narrative introduction, overview, and analysis of the basic financial statements. The MD&A complements this letter of transmittal and should be read in conjunction with it. The Comprehensive Annual Financial Report (CAFR) consists of threep arts as follows: C INTRODUCTORY SECTION - consisting of this letter of transmittal, a listingof the Board of Directors, a mission statement, an organization chart, a map of the service area, and certificate of Achievement for the prior fiscal year report; ■ FINANCIAL SECTION - containing the independent auditors' report, MD&A basic p , financial statements and other supplementary information; and a STATISTICAL SECTION containing pertinent current and historical financial and non-financial data. Recycled Paper 6 PROFILE OF THE GOVERNMENT History and Services Provided The District was established in 1945 under the Sanitary District Act of 1923 and is located about 30 miles east of San Francisco. The District builds, operates and maintains the facilities required to collect and process wastewater for approximately 308,900 residents of Danville, Lafayette, Martinez, Moraga, Orinda, Pleasant Hill, San Ramon, Walnut creek and some of the unincorporated communities within Central Contra Costa County. The District also treats wastewater for 135,000 residents of the Cities of concord and Clayton under a 1974 contract with the City of Concord. The District is committed to protecting the public health and preserving the environment while minimizing facility and operating costs. The District has approximately 1,400 miles of sewer pipeline, ranging in size from 5 inches to 120 inches in diameter, and 19 sewage-pumping stations in the District's sewage collection system. The District is the sole provider of wastewater service within the District limits (see map of service area). Residents make up the largest segment of the District's customer base representing approximately 80% of the Sewer Service Charge revenue. The District's treatment capacity has grown from 4.5 million gallons per day (mgd) initiated in 1948 to 53.8 mgd currently. Bonds, state grants, federal grants, and pay-as-you-go resources of the District have financed expansions. The District also provides an alternative source of water for irrigation by producing high quality recycled water. Recycled water can safely be used on freeway landscaping, street medians, golf courses, athletic fields, parks, playgrounds, schoolyards and multi- family residential common areas. M In addition to its wastewater responsibility, the District also teamed with Mountain View Sanitary District and other focal governments to build and operate the first permanent Household Hazardous Waste (HHW) collection Facility in Contra Costa County. The HHW Collection Facility is located adjacent to the District's wastewater treatment plant and seeks to keep pollutants out of our effluent making this facility an important part of our Pollution Prevention Program. Organization, Accounting and Budgetary Controls A 5-member Board of Directors9 overns the District. Board members are elected on a non-partisan basis and serve a two-year term. The Board appoints the General Manager, who in accordance with policies established by the Board of Directors, manages District affairs. The District employs 255 regular employees organized in 4# three departments led by Department Directors responsible for their budgets and expenses. The three departments are: Administrative, Engineering, and Operations. The District uses an enterprise fund to account for the operations of the District, which is run in a manner similar to private industry. The District currently has one enterprise fund which is comprised of four internal sub-funds: ■ Running Expense - accounts for the general operations of the District. Substantially all operating revenues and expenses are accounted for in this fund (also referred to as Operations & Maintenance or O&M). ■ Sewer Construction - accounts for non-operating revenues that are to be used for acquisition or construction of plant, property, and equipment (also referred to as the Capital Fund). ■ Self-Insurance - accounts for interest earnings on cash balances in this sub-fund and cash allocations from other funds, as well as costs of insurance premiums and claims not covered by the District's insurance policies. ■ Debt Service Fund -- accounts for activity associated with the payment of the District's long term bonds and loans. Each year, the Board adopts the following six budgets: Staffing Pian, Capital Improvement, Operations and Maintenance, Equipment, Self-insurance, and Debt- Service. The Board Finance Committee reviews disbursements prior to each Board meeting, and disbursements are then approved by the full Board. Monthly financial statements are issued to management and the Board. A detailed mid-year and annual budget analysis is prepared and presented to the Board. District management is accountable for variances and adhering to budget constraints. ASSESSING THE DISTRICT'S ECONOMIC CONDITION Local Economv andOutlook California continues to struggle with its budget deficit. The District's Ad Valorem tax was reduced by $5.7 million in 2004-05. This shift of property tax revenue from special districts to the state will continue through 2005-06. Current legislation allows our property tax allocation to return to its pre-2004-05 amount plus inflation in 2006-07. The number of new connections has significantly increased in the last couple of years due to the booming housing market. This additional revenue helped to offset the loss of property tax. Interest rates continue to rise, which will provide increased interest income generated from our reserves and we anticipate that interest rates could be at 4 to 4.5% by the fiscal year end 2005-06. Expenses may increase based on the impact of Hurricane Katrina on the U.S. economy. The District has an excellent reputation in all areas of public service, which include finance, collection, treatment, training, safety, technology, capital projects, construction and customer service. The Central Contra Costa Sanitary District has balanced revenue sources, adequate reserves, and a tow debt obligation, which will enable the District to meet the demands of future budgets. The District has the ability to increase its Sewer Service Charge rates if needed to make up revenue shortfalls; the SSC rate was not increased for the 2005-06 fiscal year .Relevant Financial Policies The District has several documented financial policies such as our investment policy, and reserve policy. Our investment policy focuses first on liquidity and security, and X then on obtaining a reasonable rate of return. Our reserve policy sets minimum funding requirements for the District's sub-funds. In addition to the annual external audit, an outside independent DPA conducts two internal audits each year. Financial procedures ` are documented in the Accounting Procedures Manual that is updated annually. Long Term Financial Planning District management analyzes and updates their strategic plan annually, with the four main goals being: providing exceptional customer service, maintaining full regulatory compliance, maintaining responsible rates, and continuing to be a high performance organization. Strategies to achieve each of the goals are developed, as well as metrics to evaluate success. The District performs a 10-year long-term forecast each year shortly before the budget process begins. The main economic factors usually considered in long range forecasting are: the impact of state legislation and mandates, regulatory compliance, GASB requirements such as funding for post-retirement benefits, negotiated salary increases and employee benefits including significant increases is retirement and health care costs, energy costs and interpreting the energy market, and housing growth. Major Initiatives The District takes regulatory compliance seriously. Regulators currently focus on two primary areas, sewer system overflows and mercury discharges to San Francisco Bay. The focus of the District's capital investments has shifted significantly in the past several years wherein more than two thirds of our capital program each year is targeted to improvements in pumping stations and sewers to improve reliability, replace aging infrastructure and reduce overflows. In regards to mercury limits, regulators are developing the total maximum daily load (TIVIDL) that will be allowable for discharge to the San Francisco Bay. The TMDL provides the calculation of the allowable mercury to be discharged from each treatment plant, including our own, and may be significantly more restrictive than in the past. The District has won Platinum and Gold awards from the National Association of clean Water Agencies (NACWA) for seven straight years in recognition of 100% compliance with our National Pollutant Discharge Elimination System (NPDES) permit. AWARDS AND ACKNOWLEDGEMENTS The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the central Contra costa Sanitary District for its CAFR for the fiscal year ended June 30, 2004. This was the fifth consecutive year that the District has achieved this prestigious award. In order to be awarded a certificate of Achievement, a government must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both generally accepted accounting principles and applicable legal requirements. 1V A Certificate of Achievement is valid for a period of one year only. We believe that our current CAFR continues to meet the program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. This report could not have been accomplished without the dedication and commitment provided by District staff. I would like to express my appreciation to the following employees who assisted in its preparation: ■ The Finance and Accounting staff who compiled the information contained in this document with a special thanks to Colette Curtis-Brown, Finance Administrator, and Thea Vassallo, Accountant. ■ The Reproduction and Graphics Team who creatively and professionally prepared this finished document. ■ Engineering and Operations staff who provided much of the statistical information included in this document. ■ The District's Board of Directors and Management Team for their support in preparing this document as well as their day-to-day support in conducting the financial operations of the District in a prudent and responsible manner. Respectfully submitted, Deborah Ratcliff Controller CENTRAL CONTRA COSTA SANITARY DISTRICT BOARD OF DIRECTORS June 30, 2005 Barbara D. Hocken........................................,..President Mario M. Menesini .............................President Pro-Tem Parke L. Boneysteele..........................................Member Gerald R. Lucey..................................................Member James A. Ned�edly..............................................Member vi 1 Central Contra Costa Sanitary District OUR MISSION to protect the public health and the F environment by: � • Collecting and treating wastewater • Reccling high quality water Prom' oting pollution prevention � URJr,,1 W..� � be a high performance organization that provides exceptional customer service and full regulatory compliance at responm Bible rates. � OUR VALUES We will achieve our goals by valuing: • Each other • Ethics and integrity A healthy and safe environment • Community relationships o The meeting of commitments 9 All aspects of diversity CENTRAL CONTRA COSTA SANITARY DISTRICT Organization Chart = Composite Electorate Board Members General Manager r I Secretary Director of Director of Director of Counsel of the District Administration Engineering Operations for the District Central Services Environmental Management Services Accounting& Plant IT Capital Projects Operations PurchasingPlant Maintenance Human Resources Pumping Stations Safety& Field Opera Risk Management tions Public Field Operations Information Support 1 11 8 4inez � � _ 4 ache '242 Concor 1 a Clayton 'Wa`i►�u Orin Creek oaf ett 24 � Al as D n San 680I Wastewater collection and treatment and HHW collection for 308,428 people Wastewater treatment and HHW collection for 135,780 residents in Concord and Clayton by contract I • HHW collection service only • CCCSD's Headquarters Office Building, treatment plant, and HHW Collection Facility located in Martinez CCCSD's Collection System Operations Department 1 (sewer maintenance)located in Walnut Creek .X 3 l Certificate of Achievement for Excellence t in Financial � Reporting Presented to Central Contra Costa � Sanitary District, California � For its Comprehensive Annual Financial Report for the Fiscal Year Ended June 30, 2004 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports(CAFRs)achieve the highest standards in government accounting and financial reporting. � � S President Executive Director x t a T+ }r � r` 1. P } r f fT t pp _ r .%- A t V AL s IF lmiw lk lk II � J { _ _ rt Vavrinek, Trine, Day& Co. LLP VALUEDIFFERENCE Certified Public Accountants& Consultants INDEPENDENT AUDITORS' REPORT Board of Directors Central Contra Costa Sanitary District Martinez,California We have audited the accompanying basic financial statements of the Central Contra Costa Sanitary District as of and for the year ended June 30,2005,as listed in the table of contents. These basic financial statements are the responsibility of the District's management. Our responsibility is to express an opinion on these financial statements based on our audit. 5 } we conducted our audit in accordance with auditing standards generally accepted in the United States of America and the State Controller's Audit Requirements for California Special Districts. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining,on a test basis,evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. we believe that our audit provides a reasonable basis for our opinion. I In our opinion,the financial statements referred to above present fairly,in all material respects,the financial position of the Central Contra Costa Sanitary District as of June 30,2005,and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America, as well as accounting systems prescribed by the State Controller's office for special districts. Our audit was performed for the purpose of forming an opinion on the financial statements taken as a whole. The Management's Discussion and Analysis is not a required part of the basic financial statements but is supplemental information required by the Government Accounting Standards Board. The financial information listed as supplementary information in the table of contents is presented for purposes of additional analysis and is not a required part of the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and,in our opinion,is fairly stated in all material respect in relation to the basic financial statements taken as a whole. CtifrJAS Ot • IF Pleasanton California 7 dopo August 25,2005 1 5000 Hopyard Road,Suite 335 Pleasanton,CA 94588-3351 Tel,925.734.6600 Fax:925.734.6611 www.vtdcpa corn FRESNO • LAGUNA HILLS • PALO ALTO PLEASANTON a RANCHO CUCAMONGA CENTRAL CONTRA COSTA SANITARY DISTRICT MANAGEMENT'S DISCUSSION AND ANALYSIS i This section of the District's annual financial report presents an analysis of the District's financial performance during the fiscal year ended June 30 2005. This information is p g Y presented in conjunction with the audited financial statements, which follow this report. FINANCIAL HIGHLIGHTS r The District's 2004-05 financial highlights are listed below. These results are discussed in more detail later in the report. r • The District's total endingnet assets increased b $20.8 million or 3.95% in 2004- Y � 05 when compared to fiscal year 2003-04 • Total revenues were $55.8 million in 2004-05 compared to $55.0 million in 2003Jr - 04 • Total 2004-05 expenses were $61.3 million compared to $58.0 million in 2003-04 • Capital Contributions increased from $11.0 million to $18.3 million OVERVIEW OF THE FINANCIAL STATEMENTS This annual report includes the management's discussion and analysis report, the independent auditor's report and the basic financial statements of the District. The financial statements also include notes that explain information in the financial statements in more detail. REQUIRED FINANCIAL STATEMENTS The Financial Statements of the District report information utilizing methods similar to those used by private sector companies. These statements offer short and long-term J financial information about its activities. • Statement of net assets — reports the District's current financial resources (short- L term spendable resources) with capital assets and long-term obligations * Statement of revenues, expenses and changes in net assets — reports the District's operating and non-operating revenues by major source along with operating and non-operating expenses and capital contributions • Statement of cash flows --- reports the District's cash flows from operating activities, investing, capital and non-capita! activities 2 ':'iM�%WnW.ewwi►.r.oewM+w.i.sc�5p'ewwr.,iR ew+r.fw.+ie�iw.f1vruMwwr•fww..Y�eievrawrri.w.wrw.h......r.rfs+r•vw+yppb hey{MMt=`.,, .. .-.ay.inxytrrYtMlf�.ww.r+i[,w rrr+yww+.s.ur-..rn.wyer..rrr+wdroeren fnvyn wM0i4+iawrr•aww+wer'.vM++.yvar.rww.x•wwr.-".l:xµ+v..f vw vas.f-w+m.iwwwFrnY^�Nf4xrMfwf+r+iVwwf- STATEMENT OF NET ASSETS The following table shows the condensed statement of net assets of the Central Contra Costa Sanitary District for the past two years: Condensed Statement of Net Assets Fiscal Year Fiscal Year Dollar Percent 0 2004-2005 2003-2004 Chane Change Current Assets $ 82,983,914 $ 78,781,727 $ 4,202,187 5.33% Capital Assets 503,437,249 4899215,617 1492219632 2.91% N other Non-current Assets6,123,083 5,347,545 775,538 14.500 Total Assets 592,544v246 573,3441889 19,199,357 3.35% Long-Term Debt 321187,619 36,314,654 411127,035 -11.36% Other Liabilities 13,682,482 11,1 06,601 29575,881 23.19% Total Liabilities 45,870,101 47,421,255 1,551,154 -3.27% Invested in Capital Assets, Net of Related Debt 469,375,715 4539251,761 16,123,954 3.56% Restricted -Debt Service 31118,704 31035,944 82 76D -2.73% Unrestricted 74,179,726 69,635,929 41543,797 6.53% Total Net Assets $ 546,6749145 $ 525,923,534 F$ 20,750,5111 3.95% The total net assets of the District increased to $546.7 million, a $20.8 million increase from 2003-2004. The increase in net assets is the result of net income of $4.5 million and capital contributions of$16.2 million (shown in the next table). } By far the largest portion of the District's net assets (86 percent) reflects its investment in capital assets (e.g. land, buildings, machinery, equipment, and sewer line infrastructure), less any related debt used to acquire those assets that is still outstanding. The District g uses these capital assets to provide services to its ratepayers; consequently, these assets are not available for future spending. Although the District's investment in its capital assets is reported net of debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. There is currently$3.1 million restricted for debt service. The remaining balance of unrestricted net assets $74 million may be used to meet the District's ongoing obligations to its ratepayers and creditors. This space left intentionally blank 3 r- REVIEW OF REVENUES EXPENSES AND CHANGES IN NET ASSETS The following table shows the condensed statement of revenues, expenses, and changes in net assets for the Central Contra Costa Sanitary District: Condensed Statement of Revenues, Expenses, and changes in Net Assets Fiscal Year Fiscal Year Dollar Percent 2004-2005 2003-2004 Chane Change Sewer Service Charges SSC $ 38,8859806 $ 40,5459501 $ 116599695 -4.09% Other Service Charges and misc. 1,2851738 19209,071 76,667 6.34% ata!o eratin Revenue 40,171,544 41,754 572 1,583,028 -3.79% Customer Contributions SSC 1497169585 10,1879725 4,5289860 44.45% Propeqy Tax 411010,380 8 919 327 49908,947 -55.04% Permit& Inspection Fees 2,072,001 299369298 864,297 -29.43% All other 4,822,527 2,299,092 21523,435 109.76% otal Non-o eratin Revenues 25,521,493 24,342,442 19279,051 5.25% Total Revenues 65,793,037 66,097 014 3039977 -0.46% Total Labor and Benefits 27,989,401 289095,636 106,235 -0.38% Chemicals& Utilities 59226,288 4,372,621 853,667 19.52% Repairs and Maintenance 29900,950 31073,820 1729870 -5.62% Professional, Legal and Outside Services 2,350,387 21282j408 679979 2.98% Materials&Supplies 195759462 194359449 140,013 9.75% Hauling and Disposal 815,226 7979929 17,297 2.17% Self-Insurance Expense 191899693 689,702 4999991 72.49% All other 1,437,272 1,042,809 394,463 37.83% Depreciation Expense 16,0419555 159186,594 854,961 5.63% Total Operating Ex nses 59p5269234 5699769968 2,549 266 4.47% Non-Operating Expense-Interest Expense 19775,857 19101,115 574,742 61.28% Total Expenses 619302,091 58 078,083 3,2249008 5.55% Income(Loss) Before Capital Contributions 494909946 5,0189931 3952 7,985 -44.00% Contributed Sewer Lines 59530,848 4,4101808 1,120,040 25.39% F Ca ital Contributions-Connection Fees 10,7281717 6j5851984 421429733 62.90% Total Capital contributions 169259,565 10,996,792 5,262,773 47.86% Change in Net Assets 2097509511 19,015,723 197349788 9.12° Beginning Net Assets 525,923,634 506,907,911 19,015,723 3.75% �Endinq Net Assets $ 546,674,145 1$ 525,923,634 $ 20,750 511 3.95°/0 In 2004-05, operating revenues decreased by $1.6 million or--3.79%; non-operating revenue increased by$1.3 million or 5.25%. This decrease is mainly due to the State a budget shift of$1.3 billion in tax revenue from local government; the District's share of this revenue shift was $5.7 million in 2004-05. This loss was offset by increased sewer service charge revenue due to an $8 per year rate increase and increased permit and inspection fee activity. 4 .a.w-.a....,3+v«..w.ro•.s.u,yr a.Av .vw....vnnrwv+.N.w.a,wwrS.wWwnMnwwr+aDvuw.Nv^..wiwMNw.F•.=+.v.rn.ia.wwnrrnrrwawv.•wnv rrircw.w.:o-..sow..v-=:h:---T...-.wwn.0•vr✓r...aw-.wwn.wn....wHrwnwwxwa.wwrwwn .n•.y rr.waw..w•.w.«rNn+uw.rs.-n+rwM�;i+vw Mr•MSA.•nr•nrn.n.aw.r,rwAa.r�r.rww.rawhw.w..2cr^wr(MwXY•rrAv;M .F In 2004-05, operating expenses increased by $2.5 million or 4.47%. This is mainly due to increases in chemical & utility costs, self-insurance expense, depreciation expense, and debt service interest expense. Total labor and benefits, the District's largest expenses, were almost flat when comparing the two fiscal years. This was mainly due to a one-time payment in 2003-04 of$1.6 million for enhanced retiree retirement benefits per the Paulsen litigation settlement. Salaries and benefits increased by approximately 5% when this payment is excluded. Other operating Expenses, which is made up of debt interest expense, increased by $0.7 million. In 2003-04, $0.7 million in debt interest was capitalized. All debt-related interest is now in an internal debt service sub-fund and is not capitalized. Total 2004-05 income before capital contributions was $4.5 million compared to $8.0 million in 2003-04 for a decrease of$3.5 million or—44.00%. This is mainly due to receiving less property tax. Capital contributions in 2004-05 were $16.3 million compared to $11.0 million in 2003- 2004, resulting in an increase of$5.3 million or 47.86%. This was mainly due to increased connection fees and contributed sewer lines. The total change in net assets increased from $19.0 million in 2003-04 to $20.8 million in 2004-05. CAPITAL ASSETS As of June 30, 2005, the District's investment in capital assets totaled $503.4 million, which is an increase of$'14.2 million or 2.91% over the capital asset balance of$489.2 } million at June 30 2004. Capital assets includes all of the District's major infrastructure p � including wastewater treatment facilities, sewers, land, buildings, pumping stations, vehicles, and furniture and equipment exceeding our capitalization limit of$1,000, net of depreciation. A comparison of the District's capital assets over the past two fiscal years is presented below: d d Fiscal Year Fiscal Year Dollar Percent Capital Assets 2004-2005 2003-2004 Chane Change Land $ 16,433 269 $ 16,780 269 $ (347,000) -2.07% Sewage Collection System 196,3081873 185,746,757 10,562,116 5.69°Io Contributed Sewer Lines 137,585 247 1320443,827 5,141,420 3.88% outfall Sewers 81518,443 8,5181443 - 0.00% Sewage Treatment Plan 245,851 213 237,531 642 81319,571 3.50% Recycled water Infrastructure 99392,794 818869294 506,500 5.70% Pumping Stations 40,231 554 3%6411580 589 974 1.49% Buildings 13,264,789 13,232,054 321735 0.25% Furniture& Equipment 14,643,000 13,788,481 854,519 6.20% Motor Vehicles 41150,425 31890,609 2599816 6.68% Construction In Progress 22,438,361 19,5541582 218831779 14.75% Subtotal 708,817,968 68090149638 289803,430 4.24% Less Accumulated Depreciation 2051 380,719 190 798,921 14,581,798 7.64% Total Ca 'tal Assets net of depreciationy depreciation $ 503,437,249 $ 489,215,617 $ 14,221,632 2.91%, 5 ... •H...nv v.•w...r....wn-......xt•+...•.«.........4,..nr.-.v..w.>w,.i,.wwvra....: The major reasons for the increase of$14.2 million in capital assets, net of depreciation, are: • Sewer pipe ongoing renovations and contributed sewer lines ($15.7 million) • Treatment plant equipment, electrical replacements and upgrades, and infrastructure renovations ($8.3 million) • An increase in Construction In Progress due to more collection system project work ($2.9 million . ) • Purchases of furniture, equipment and vehicles ($1.1 million) ■ These increases are offset b an increase in accumulated depreciation due to Y p our increasing capital asset value and its associated depreciation expense. (-$14.5 million) DEBT ADMINISTRATION The District has the following outstanding debt as of June 30, 2005: 1998 Revenue Refunding Bonds $ 18,339,784 2002 Revenue Bonds 16,000,000 Water Reclamation Loan Contract 2'0419885 $ 349381,649 See Note #8 in the audited financial statements. ECONOMIC AND OTHER FACTORS Changes in the state budget have an impact on the District. In the 2004-05 fiscal P a year, the California budget deficit caused a transfer of$5.7 million in property tax revenue from the District to the state. Regulatory compliance is also becoming more stringent, causing . g 9 the Distract to spend more to comply with rigorous testing and compliance requirements. In addition to making efforts to reduce spending, the District has the ability to raise the Sewer Service Charge to meet our long-term commitments. - FINANCIAL CONTACT The financial report is designed to provide our customers and creditors with a general overview of the District's finances and to demonstrate the District's accountability for the money it receives. If you have questions about this report or need additional financial information, contact: Controller, Central Contra costa Sanitary District, 5019 Imhoff F, Place, Martinez, CA 94553. r i F 6 CENTRAL CONTRA COSTA SANITARY DISTRICT STATEMENT OF NET ASSETS AS OF JUNE 309 2005 --y9Y9�Y-wltf�-•Yni==• WII" 91RT�IIIr91Fl111 Ws ASSETS CURRENT ASSETS Cash and investments available for operations $ 69,164,122 Accounts receivable 119010,772 Interest receivable 70,594 Parts and supplies 1,496,779 Prepaid expenses 122412647 TOTAL CURRENT ASSETS 822983,914 NON CURRENT ASSETS Restricted cash and investments 396139196 Land,property,plant and equipment,net of accumulated depreciation 480,9989888 Construction in progress 229438,361 Contractual assessment district receivable 221899770 Revenue bond issuance costs,net of amortization 320,117 TOTAL NON CURRENT ASSETS 509,5609332 TOTAL ASSETS 592,5443246 LIABILITIES CURRENT LIABILITIES Accounts payable and accrued expenses 493142845 Interest payable 767,480 Current portion of refunding revenue bonds 290609000 Current portion of water reclamation loan contract 1342030 Liability for uninsured claims 8819500 Accrued compensated absences 428529902 Refundable deposits 6612725 TOTAL CURRENT LIABILITIES 1326829482 NONCURRENT LIABILITIES Revenue bonds,net of current portion 30,2799764 Water reclamation loan contract,net of current portion 129079855 TOTAL NON CURRENT LIABILITIES 3291879619 TOTAL LIABILITIES 459870,101 NET ASSETS: Invested in capital assets,net of related debt 4699375,715 Restricted for debt service 39118,704 Unrestricted 7491799726 TOTAL NET ASSETS $ 5462674,145 The accompanying notes are an integral part of these financial statements. 7 CENTRAL CONTRA COSTA SANITARY DISTRICT STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN NET ASSETS FOR THE YEAR ENDED JUNE 309 2005 OPERATING REVENUE Sewer service charges(SSC) $ 321282,806 Service charges-City of Concord 626039000 Other service charges 6729887 Miscellaneous charges 612,851 Total operating revenue 4091712544 OPERATING EXPENSES Sewage collection and pumping stations 895333,883 Sewage treatment 18,767,128 Engineering 52311,981 Administrative and general 10,871,687 Depreciation 16,0419555 Total operating expenses 5975262234 OPERATING LOSS (1%3549690) NON-OPERATING REVENUES(EXPENSES): Taxes 4,010,3 80 City of Concord cash contributions to capital costs 296229731 Customer cash contributions to capital cost[SSC} 129093,854 Permit and inspection fees 29072,001 Interest earnings 1,5199192 Pump zone fees 291939619 Interest expense (19775,857) Other income(expense) 111099716 Total non-operating revenues(expenses) 2328452636 Income before contributions and transfers 494909946 Contributed sewer lines 595309848 Capital contributions-connection fees 10,7289717 CHANGE IN NET ASSETS 2097502511 Total Net Assets-Beginning 52599239634 Total Net Assets-Ending $ 54696749145 The accompanying notes are an integral part of these financial statements. 8 1 CENTRAL CONTRA COSTA SANITARY DISTRICT STATEMENT OF CASH FLOWS (CONTINUED ON PAGE 10) FOR THE YEAR ENDED JUNE 309 2005 e C Cash Flows From operating Activities: Receipts from customers and users $ 38,6091047 7 Payments to suppliers (13,403,370) Payments to employees (30,237,502) Other income 5,480,825 Net cash provided by operating activities 449,040 Cash Flows From Noncapital Financing Activities: s Receipt of taxes 4,010,3 80 Cash Flows From Capital And Related Financing Activities: Proceeds from sales of capital assets 249,490 Connection fees and other capital contributions 254453302 Acquisition and construction of capital assets (24)883,803} Principal paid on bonds (129335005) v� Interest paid on bonds (19529,288 Net cash used by capital and related financing activities (2,651,304) } Cash Flows From Investing Activities: e Interest received 17473,375 Net increase in cash and cash equivalents 3,281,451 Cash and cash equivalents,July 1 691495,867 Cash and cash equivalents,June 30 $ 72,7771318 End of Period: Unrestricted cash and equivalents $ 69,164,122 Restricted cash and equivalents 3,6139196 $ 72,7779318 The accompanying notes are an integral part of these financial statements. 9 r CENTRAL CONTRA COSTA SANITARY DISTRICT STATEMENT OF CASH FLOWS (CONTINUED FROM PACE 9) FOR THE YEAR ENDED JUNE 309 2005 Reconciliation of operating income to net cash P g provided(used)by operating activities: Operating loss $ (199354s690) Adjustment to reconcile operating loss to net cash provided(used) by operating activities: Depreciation expense 16,0419555 Other income 5,4809825 (Increase)decrease in Accounts receivable (1,534,496) Parts and supplies (63,990) Prepaid expenses (82,654) Increase(decrease)in: Accounts payable and accrued expenses (5379455) Deposits (28,001) Liability for uninsured claims 4449140 Accrued compensated absences 83,766 Net cash provided by operating activities $ 449,000 Noncash investing,capital,and financing activities: Contributions of capital assets $ 5,5302848 The accompanying notes are an integral part of these financial statements. 10 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2005 NOTE#1---SUMMARY OF SIGNIFICANT A CCO UNTING POLICIES Reporting Entity The Central Contra Costa Sanitary District, a special district and a public entity established under the Sanitary District Act of 1923,provides sever service for the incorporated and unincorporated areas under its jurisdiction. A Board of Directors comprised of five elected members governs the District. As required by accounting principles generally accepted in the United States of America,these general-purpose financial statements present Central Contra Costa Sanitary District and its component unit. The component unit discussed in the following paragraph is included in the District's reporting entity because of the significance of its operational or financial relationship with the District. Blended Component Unit-The Central Contra Costa Sanitary District Facilities Financing Authority,was organized solely for the purpose of providing financial assistance to the District by acquiring,constructing, improving and financing various facilities,land and equipment purchases, and by leasing or selling certain facilities,land and equipment for the use,benefit and enjoyment of the public served by the District. The Corporation has no members and the Board of Directors of the Corporation consist of the same persons who are serving as the Board of Directors of the District. There are no separate basic financial statements prepared for the Corporation. Basis of Accounting The District's financial statements are prepared on the accrual basis in accordance with accounting principles generally accepted in the United States of America as promulgated by the Governmental Accounting Standards Board(GASB). In addition,the District applies all applicable Financial Accounting Standards Board(FASB) pronouncements issued on or before November 30, 1989,unless those pronouncements conflict with or contradict GASB pronouncements. The District is a proprietary entity; it uses an enterprise fund format to report its activities for financial statement purposes. Enterprise funds are used to account for operations that are financed and operated in a manner similar to private business enterprises,where the intent of the governing body is that the cost and expenses,including depreciation,of providing goods or services to its customers be financed or recovered primarily through user k charges;or where the governing body has decided that periodic determination of revenues earned, expenses incurred,and net income is appropriate for capital maintenance,public policy,management control, accountability,or other purposes. Enterprise funds are used to account for activities similar to those in the private sector,where the proper matching of revenues and costs is important and the full accrual basis of accounting is required. With this measurement focus, all assets and all liabilities of the enterprise are recorded on its statement of net assets,all revenues are recognized when earned and all expenses,including depreciation, are recognized when incurred. 11 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 309 2005 NOTE W—SUM1Ir AR Y OF SIGNIFICANT A CCO UNTING POLICIES(CONTINUED) Basis of Accounting(continued) Enterprise funds distinguish operating revenues and expenses from non-operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with an enterprise fund's principal ongoing operations. The principal operating revenues of the District are charges to customers for services. Operating expenses for the District include the costs of sales and services,administrative expenses,and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses. When both restricted and unrestricted resources are available for use, it is the District's policy to use restricted resources first,then unrestricted resources as they are needed. For internal operating purposes,the District's Board of Directors has established four separate sub-funds,each of which includes a separate self-balancing set of accounts and a separate Board approved budget for revenues and expenses. These sub-funds are combined into the single enterprise fund presented in the accompanying financial statements. The nature and purpose of these sub-funds are as follows: Running Expense Running expense accounts for the general operations of the District. Substantially all operating revenues and expenses are accounted for in this sub-fund. Sewer Construction Sewer construction accounts for non-operating revenues,which are to be used for acquisition or construction of plant,property and equipment. Self Insurance Self insurance accounts for interest earnings on cash balances in this sub-fund and cash allocations from other sub-funds,as well as for costs of insurance premiums and claims not covered by the District's insurance coverage. Debt Service Debt service accounts for activity associated with the payment of the District's long term bonds and loans. k That portion of the District's net assets which is allocable to each of these sub-funds has been shown separately in the accompanying financial statements. The District's Board of Directors adopts annual budgets on a basis consistent with accounting principals generally accepted in the United States of America. 12 f CENTRAL CONTRA COSTA SANITARY DIS'T'RICT NOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 309 2005 NOTE#1 ---SUM11 AR Y OF SIGNIFICANT A CCO UNTING POLICIES(CONTINUED) Parts and Supplies Parts and supplies are valued at average cost and are used primarily for internal purposes. Property,Plant and Equipment Purchased capital assets are stated at historical cost. Capital assets contributed to the District are stated at estimated fair value at the time of contribution. The capitalization threshold for capital assets is$1,000. i Expenditures,which materially increase the value or life of a capital asset are capitalized and depreciated over the remaining useful life of the asset. Depreciation of exhaustible capital assets has been provided using the straight-line method as follows: Years i .r Sewage Collection Facilities 75 Sewage Treatment Plant and Pumping Plants 40 Buildings 50 Furniture and Equipment 7-15 Motor Vehicles 6-15 Defined Contribution Retirement Plans District employees may defer a portion of their compensation under a District sponsored Deferred Compensation Plan created in accordance with Internal Revenue Code Section 457. Under this Plan,participants are not taxed on the deferred portion of their compensation until it is distributed to them; distributions may be made only at termination,retirement,death, or in an emergency as defined by the Plan. The District does not make contributions to the Plan. On August 20, 1997,the provisions of the Internal Revenue Code covering section 457 were amended to require existing plans to establish trusts for assets of plans so that they would not be subject to the right of general creditors. The District amended its plan during the fiscal year ended June 30, 1999 to meet this requirement. Consequently,at June 30,2005,the plans assets are held in trust for the exclusive benefit of the participants and are not included in the District's financial statements. The District also contributes to a money purchase plan created in accordance with Internal Revenue Code section 401 (a). Contributions to the plan are made in accordance with a memorandum of understanding stating that in 13 fi t a CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 309 2005 E NOTE#1 SUM111ARy OF SIGNIFICANT ACCOUNTING POLICIES(CONTINUED) lieu of making payments to Social Security,the District contributes to the 401 (a)Plan an amount equal to that which would have been contributed to Social Security on behalf of its employees as long as the District is not required to participate Mn Social Security. The assets are held in trust and are not recorded on the books of the District. The District contributed$1,272,813 to the plan during the year ended June 30, 2005. Property Taxes L Property tax revenue is recognized in the fiscal year for which the tax is levied. The County of Contra Costa levies,bills and collects property taxes for the District; all material amounts are collected by June 30. L General County taxes collected are the same as the amount levied since the County participates in California's alternative method of apportionment called the Teeter Plan. The Teeter Plan as provided in Section 4701 at seq. of the State of Revenue and Taxation Code establishes a mechanism for the county to advance the full amount of property tax and other levies to taxing agencies based on the tax levy,rather than on the basis of actual tax collections. Although this system is a simpler method to administer, the County assumes the risk of delinquencies. The County in return retains the penalties and accrued interest thereon. Secured Property tax bills are mailed once a year during the month of October on the current secured tax roll,to the owner of the property as of the lien date(January 1).Payments can be made in two installments,and are due on November 1 and February 1. Delinquent accounts are assessed a penalty of 10 percent. Accounts,which remain unpaid on June 30 ed an additional 1-'/z percent per month. Unsecured property tax is due on P are charged July 1 and becomes delinquent on August 31. The penalty percentage rates are the same as secured property tax. Compensated Absences The liability for vested vacation and sick pay is recorded as an expense when earned. District employees have a vested interest in 100 percent of accrued vacation time and 85 percent of accrued sick time for employees hired before May 1, 1985. Employees hired after May 1, 1985 have a vested interest in up to 40 percent of their sick time,based upon length of employment with the District. Statement of Cash Flows For purposes of the statement of cash flows,all highly liquid investments,including restricted assets,are considered to be cash equivalents. Use of Estimates The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosures of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. 14 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 309 2005 i I u f NOTE#1-SUMMA Y OF SIGNIFICANT A CCO UNTI1 V NG POLICIES(CONTINUED) Changes in Accounting Principles In March 2003,the Governmental Accounting Standards Board(GASB)issued GASBS No.40,Deposit and Investment Risk Disclosures an amendment of GASB Statement No. 3. This Statement addressed common deposit and investment risks related to credit risk,concentration of credit risk,interest rate risk,and foreign current risk. � y As an element of interest rate risk,this Statement requires certain disclosures of investments that have fair values that are highly sensitive to changes in interest rates. Deposit and investment policies related to the risks identified in the Statement also should be disclosed. As such,the District has made the applicable required disclosures. New Accounting Pronouncements In November 2003, GASB issued GASBS No.42,Accounting and Financial Reporting for Impairment of Capital Assets and for Insurance Recoveries. This Statement establishes guidance for accounting and reporting for impairment of capital assets and for insurance recoveries,whether associated with an impaired capital asset or not. This Statement is effective for periods beginning after December 31,2004, or during the 2005-06 fiscalear. The District d y does not believe this statement will have a significant impact on the financial statements. In Jul 2004,GASB issued GASBS No.45 Accounting and Financial ' � Y g Reporting by Employers for Postemployment Benefits Other Than Pensions. This Statement will require local governmental employers who provide other postemployment benefits(OPEB)as part of the total compensation offered to employees to recognize the expense and related liabilities(assets)in the government-wide financial statements of net assets and activities. This Statement establishes standards for the measurement,recognition,and display of GPEB expense/expenditures and related liabilities(assets),note disclosures,and,if applicable,required supplementary information(RSI)in the financial reports of State and local governmental employers. Current financial reporting practices for GPEB generally are based on pay-as-you-go financing approaches. They fail to measure or recognize the cost of GPEB during the periods when employees render the services or to provide relevant information about GPEB obligations and the extent to which progress is being made in funding those obligations. This Statement generally provides for prospective implementation-that is,that employers set the beginning net GPEB obligation at zero as of the beginning of the initial year. The District will be required to implement the provisions of this Statement for the fiscal year ended June 30,2007. The District is in the process of determining the impact the implementation of this Statement will have on the government-wide statement of net assets and activities. In December 2004, GASB issued GASBS No.46,Net Assets Restricted by Enabling Legislation. This Statement clarifies that a legally enforceable enabling legislation restriction is one that a party external to a government such as citizens,public interest groups, or the judiciary-can compel a government to honor.The Statement states that the legal enforceability of an enabling legislation restriction should be reevaluated if any of the resources '. raised by the enabling legislation are used for a purpose not specified by the enabling legislation or if a government has other cause for reconsideration.Although the determination that a particular restriction is not legally enforceable may cause a government to review the enforceability of other restrictions, it should not necessarily lead a government to the same conclusion for all enabling legislation restrictions. 15 CENTRAL CONTRA COSTA SANITARY DISTRICT DOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 309 2005 NOTE#1 —SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(CONTINUED) This Statement also specifies the accounting and financial reporting requirements if new enabling legislation replaces existing enabling legislation or if legal enforceability is reevaluated. Finally,this Statement requires governments to disclose the portion of total net assets that is restricted by enabling legislation. The requirements of this Statement are effective for financial statements for periods beginning atter June 15,2005. The District does not believe this statement will have a significant impact on the financial statements. NOTE#2--CASH AND CASH EQUI VALENTS Summary of Investments Investments as of June 30, 2005, are classified in the accompanying financial statements as follows: • Cash and investments available for operations $69,1649 122 Restricted cash and investments 39613,196 Total Deposits and Investments $ 7297772318 General Authorizations Limitations as the relate to interest rate risk,credit risk,and concentration of credit risk are indicated in the y schedules below: Maximum Maximum Maximum Authorized Remaining Percentage Investment Investment Type Maturity of Portfolio In One Issuer. U.S. Treasury Obligations 1 year None None Banker's Acceptance 1 year(2) 40% 15% Commercial Paper(1) 1 year(2) 25% 15% Collateralized Certificates of Deposit 1 year(2) 30% 15% County Pooled Investment Funds NIA None None Local Agency Investment Fund(LAIF) NIA None None (1)Prime quality; limited to corporations with assets over$500,000,000 (2)Prior approval of the Board of Directors must be obtained to acquire maturities beyond one year 16 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 309 2005 M�W�Yt. w�►MMiw}K HK NOTE#2--CASH AND CASH EQUIVALENTS(CONTINUED) Authorized Under Debt Agreements } Maximum Maximum Maximum Authorized Remaining Percentage Investment F� Investment Type Maturity of Portfolio In One Issuer Federal Securities None None None Direct or indirect obligations of the following agencies of the USA: None None None Export-Import Bank None None None Farmers Home Administration None None None Participation Certificates issued by the General Services Administration None None None Mortgage-backed bonds or pass-through obligations issued by GNMA,FNMA,FHLMC, or FHA None None None Project notes issued by the US Department of HUD None None None Public housing notes and bonds guaranteed by the USA None None None Certificates of Deposit(fully insured by FDIC) None None None Commercial Paper-US Corporations(1) 180 Days None None Bankers acceptances (1) 270 Days None None State Investment Pool(LAIF) None None None Money Market Funds(1) None None None (1) Rated highest short-term rating by S&P and Moody's Interest Rate Risk Interest rate risk is the risk that changes in market interest rates will adversely affect the fair value of an investment. Generally,the longer the maturity of an investment,the greater the sensitivity of its fair value to changes in market interest rates. The District manages its exposure to interest rate risk by purchasing a combination of shorter term and longer term investments and by timing cash flows from maturities so that a portion of the portfolio is maturing or coming close to maturity evenly over time as necessary to provide the cash flow and liquidity needed for operations. 17 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2005 NOTE#2--CASH AND CASH EQUIVALENTS(CONTINUED) Information about the sensitivity of the fair values of the District's investments to market interest rate fluctuation is provided by the following schedule that shows the distribution of the District's investment by maturity: Fair Maturity Investment Type Value Date U.S. Treasuries $ 33,704,000 September to December 2005 Commercial Paper 12,0009000 July to October 2005 Money Market Mutual Funds 31613,196 8 days Contra Costa County Treasurer Investment Pool 7609122 58.75 days State Investment Pool(LAEF) 22,700,000 165 days Total $ 7217773318 Credit Risk Credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment This is measured by the assignment of a rating by a nationally recognized statistical rating organization. Presented below is the minimum rating required by the California Government Code,the Districts'investment policy, or debt agreements, and the actual rating as of the year-end for each investment type. Minimum Not Required Fair Legal To Be Rating as-of Year End Investment Type Value Rating Rated AAAm A Unrated U.S.Treasuries $ 33,744,000 NIA $33,704,000 $ - $ - $ - Commercial Paper 12,000,000 A - - 121004,040 - , Money Market Mutual Funds 31613,196 A - 396139196 - - State Investment Pool 22,700,000 NIA - - - 22,7002000 Total $ 72,017,196 $33,704,000 $3,613,196 $12,400,004 $22,700,000 Concentration of Credit Risk The investment policy of the District contains limitations on the amount that can be invested in any one issuer beyond the amount stipulated by the California Government code(see General Authorizations above). Investments in any one issuer(other than United States Treasuries,mutual funds,and external investment pools) that represent five percent(5%)or more of the total investments are as follows: Reported Investment Type Issuer Amount Commercial Paper Prudential $ 510009000 Commercial Paper Citicorp 59000,000 18 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 309 2005 NOTE#2--CASH AND CASH EQV7V LENTS(CONTINUED) J Investment in County Treasury-The District is considered to be a voluntary participant in an external investment pool.The fair value of the District's investment in the pool is reported in the accounting financial statements at amounts based upon the District's pro-rata share of the fair value provided by the County Treasurer for the entire portfolio(in relation to the amortized cost of that portfolio). The balance available for withdrawal is based on the accounting records maintained by the County Treasurer,which is recorded on the amortized cost basis. -T Investment in the State Investment Pool-The District is a voluntary participant in the Local Agency Investment Fund(LAIF)that is regulated by California government code Section 16429 under the oversight of the Treasurer of the State of California. The fair value of the District's investment in the pool is reported in the accompanying financial statement at amounts based upon the District's pro-rata share of the fair value provided by LAIF for the entire LAIF portfolio(in relation to the amortized cost of that portfolio). The balance available for withdrawal is based on the accounting records maintained by LAIF,which is recorded on the amortized cost basis. Custodial Credit Risk-Investments Custodial risk for investments is the risk that,in the event of the failure of the counterparty(e.g.the broker- dealer)to a transaction,a government will not be able to recover the value of its investment or collateral securities that are in the possession of another party. The California Government Code does not contain legal or policy requirement that would limit the exposure to custodial credit risk.The District's policy is to use the services of the Treasurer's Office of the County of Contra Costa,which will transact the District's investment decisions in compliance with the requirements in the District's policy. The County Treasurer's Office will execute the District's investments through such brokers,dealers,and financial institutions as are approved by the County Treasurer,and through the State Treasurers Office for investment in the Local Agency Investment Fund. NOTE#3--ACCOUNTS RECEIVABLE At June 30,2005, accounts receivable are comprised of the following: City of Concord(see Note S) $ 99935,160 All other 130759612 Total accounts receivable $ 11,0109772 19 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 309 2005 a NOTE#4—PROPERTY, PLANT AND EQUIPMENT,AND CONSTRUCTION IN PROGRESS Property,punt and equipment, and construction in progress are summarized below for the year ended June 30, 2005: Balance Beginning Transfer Balance of Year Additions Retirements from CiP End of Year , At Cost Capital assets not being depreciated Land $ 16,780,269 $ - $ (3479000) $ - $ 16,4339269 Construction in progress 19,554,582 25,1479841 - (222264,062} 222438,361 Total nondepreciated assets 36,334,851 2591479841 (3479004 (2292649062) 3898712630 Capital assets being depreciated Sewage collection system 1859746,757 - (7479000) 1193099116 1969308,873 Contributed sewer lines 132,4439827 5,1419420 - - 1379585,247 Outfall sewers 8,518,443 - - - 8,5189443 Sewage treatment plant 2373,5319642 - (5457000) 898649571 245,851,213 Recycled water infrastructure 898867294 - - 5069500 99392,794 Pumping stations 392641,580 - - 5899974 4092312554 Buildings 139232,054 - - 329735 1322649789 Furniture and equipment 132788,481 - (106,647) 9612166 149643,000 Motor vehicles 33,8909649 3289903 69,087 - 4,1509425 Total depreciated assets 643,6799687 594702323 (194672734) 22,264,462 6699946,338 Less accumulated depreciation: Sewage stem and lines 60 908 544 495832065 747,000 - 64,744,569 g system ( } Sewage treatment plant 104,228,469 89060,437 (545,000) - 111,743,906 Recycled water infrastructure 1,864,381 3982109 - - 22262,490 Pumping stations 8,097,180 1,5089071 - - 9,6052251 Buildings 49267,749 3049969 - - 495729718 Furniture and equipment 92036,972 810,667 (98,670) - 99748,969 Motor vehicles 223959666 3769237 (697_4 - 2,7029816 Total accumulated depreciation 190,798,921 169041,555 (1,4599757) - 20593809719 Total capital assets being depreciated,net 452,8809766 (103571923 (79977) 22,2642062 464,5659619 Capital assets,net $ 489,215,617 $ 14,576,609 $ 3549977 $ - $ 54394377249 20 CENTRAL CONTRA COSTA SANITARY DIS'T'RICT NOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 309 2005 s w NOTE#5--CONTRACTUAL ASSESSMENT DISTRICTS: The District established the Contractual Assessment District(CAD)program to help homeowners finance the cost of connecting to the District. The construction costs associated with the project within the program are capitalized and depreciated. Individual homeowners are assessed an amount equal to their share of the construction cost and connection fee. The assessments plus interest are generally payable over 10 years. At year- end,the receivable balance was$2,189,774. NOTE#b--LONG-TERM DEBT Revenue Bonds-2002 In May 2002,the District issued$16,565,000 of Revenue Installment Certificates for Wastewater Facilities Improvements,with interest rates ranging from 4.0%to 5.0%. The bonds are secured by a pledge of revenue. Principal payments are due annually on September 1,commencing in fiscal year 2005,and interest is payable semi-annually on September 1 and March 1 of each year. Refunding Revenue Bonds--1998 A } In September 1998,the District issued$25,335,000 of Refunding Revenue Bonds with interest rates ranging from 3.5%and 4.7%. The Bonds are secured by a pledge of revenue. Principal payments are due annually on September 1,and interest is payable semiannually on September 1 and March 1. The District issued the 1998 Refunding Revenue Bonds to advance refund the 1994 Revenue Installment Certificates,which had interest rates of 5.25 to 6.25%. The net proceeds were deposited in an escrow fund to service and redeem the 1994 debt. As a result,the advance refunding met the requirements of an in-substance debt defeasance,and the outstanding balance of the 1994 debt was removed from the District's accounts. 4 The excess of the amount required to be deposited into the escrow fund over the net carrying amount of the 1994 debt resulted in a deferred loss. The deferred loss is reported as reduction of the new debt and is being amortized over the 15-year term of the new debt. 21 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2005 NOTE#6—LONG-TERM DEBT(CON77NUED) Refunding Revenue Bonds—1998-Continued The 2042 and 1998 Revenue Bonds debt service requirements are as follows: 2002 1998 Fiscal Year Debt Service Debt Service Ending June 30, Requirement Requirement Total 2006 $ 122839461 $ 2,220,674 $ 325049135 2007 192809051 27218,570 394989631 2008 112709961 292172310 394882271 2009 192719461 292169178 394879239 2010 1,2652261 2,2162478 3p4819739 2011-2015 6,3282494 1190972013 17,4259507 2016-2020 6,3379333 - 693379333 ,3 7,333 2021-2024 590809125 - 5 080i 125 �+ 7 Total 2491169757 2221869223 469302,980 Amount representing interest (8,116,757) (4,241,223} (129357s980) Principal outstanding 1690009000 179945,000 33,9451000 Less: Unamortized deferred loss on refunding at year end - (1,605,236) (1,605,236) " 169004,004 16,3399764 3293392764 Less: Current portion of revenue bonds (575,000) (1,485,040) (2906020002, Long-term portion of revenue bonds $ 1594259000 $ 142854,764 $ 3092799764 Nater Reclamation Loan Contract The District has entered uito a contract with the State of California State Water Resources Control Board(the Board)where the Board advanced to the District$2,916,872 for design and construction costs for projects related to recycled water treatment programs. y 22 i i 0 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 309 2005 NOTE#6 LNC-TERM DEBT(COATfNUED) Water Reclamation Loan Contract-Continued The District must repay advances from the Board over a 20-year period beginning March 31, 1999,with an interest rate of 2.6%. Debt service requirements are as follows: Debt Service Years Requirements 2006 $ 1871119 2007 187,119 2008 1879119 2009 1872119 2010 1879119 2011-2015 935,596 2016-2019 5619359 Total 2,4321550 Amount representing interest (3909665) 2,041,885 Less: Current portion of Water Reclamation Loan Contract (134,030) Long term portion of Water Reclamation Loan Contract $ 199072855 Local Improvement District Bonds Within the District's boundaries,there exist several Improvement Districts,which were formed for the sole purpose of financing sewer system improvements. The District has no oversight responsibility for these Districts and is not liable for repayment of any bonds issued to finance these local district improvements. Contra Costa County acts as the agent for the property owners in these districts in collecting assessments,forwarding collections to bondholders,and initiating foreclosure procedures,if appropriate. The outstanding balance on these bonds was$200,000 at June 30,2005. 23 CENTRAL CONTRA COSTA SANITARY DISTRICT DOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 309 2005 NOTE#7--RISK MANAGEMENT Insurance Coverage The District's insurance coverage is as follows: Self Insured Deductible Per T of Insurance Coverage Insurer Limits Occurrence All-Risk Property Fire California Sanitation Risk Management Authority(CSRMA) $39496009860 $ 250,000 Boiler&Machinery (Shared Limits per Occurrence) CSRMA $ 100,000,000 $ 2509000 Liability Errors&Omissions Insurance Company of the State of Pennsylvania(AIG) $ 1090009000 $ 5009004 ErnPOym ent Practices LiabilityAIG $ 1090009000 $ 1,000,000 Employment Practices Liability Lloyds of London $ 500,000 $ 500,000 General Liability AIG $ 10,000,000 $ 5009000 Auto Liability AIG $ 102000=000 $ 5009000 Pollution(General Aggregate) General Liability American International Specialty Lines Insurance Co. $ 59000,000 $ 5,000 Pollution Liability American International Specialty Lines Insurance Co. $ 1090003000 $ 502000 Pollution(Legal Liability Aggregate) American International Specialty Lines Insurance Co. $ 10,000,000 $ 502000 Workers' Compensation CSRMA $ 2597509000 $ - Liability for Uninsured Claims The Governmental Accounting Standards Board(GASB)requires state and local governments to record their liability for uninsured claims in their financial statements. 24 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 309 2005 i ....�._�a.r-r..�a �c�e....,.-.+..—w..a... �•r--.•�.t��—--..—.. .—--. �•r.+i•.r.�w.s - ,..rrrr�:��r.� J NOTE#7--RISK MANAGEMENT(CONTINUED) Liability for Uninsured Claims-Continued - The District's uninsured claims activity and exposure relates primarily to its general and automobile liability program. The District records its estimated liability for uninsured claims in this area based on the results of I periodic actuarial evaluations. The actuarial evaluations are typically performed every two years. For intervening J years,the liability for uninsured claims is reviewed for adequacy based on claims activity during the intervening period. I For the fiscal years ended June 30,2005,2004, and 2003 settlements have not exceeded insurance coverage. Changes in the District's estimated liability for uninsured claims for fiscal years 2005,2004,and 2003 are summarized as follows: 2005 2004 2003 Beginning balance $ 4379360 $ 4379360 $ 379,710 Provisions for claims incurred In the current year and changes in the liability for uninsured- claims incurred in prior years 5512188 82,122 2159534 Claims and claim ad j ustment expenses paid (107,048) (82,122) (1579884) M__ -Ending balance $ 8812500 $ 4379360 $ 437,360 NOTE#8—AGREEMENT WITH CITY OF CONCORD In 1974,the District and the City of Concord(the City)entered into a cost-sharing agreement under which the District became responsible for providing sewage treatment facilities and services to the City. Under this agreement, the City pays a service charge for its share of operating,maintenance and administrative costs and makes a contribution for its share of facilities capital costs expended. Service charges and contributions to capital costs from the City totaled$6,603,000 and$2,608,000 respectively,for the year ended June 30,2005. The District had the opportunity to make an unexpected capital purchase of real property adjacent to its existing treatment plant. The City of Concord's share according to the terms of the above agreement is$905,255. Because the purchase was unexpected,the District agreed to accept four equal annual payments beginning July 1, 2004 and annually thereafter on July 1. The interest shall accrue at 2.06%on a declining balance basis and each installment payment will be in the amount of$246,000. At the end of June 30,2005, interest of$14,731 had accrued for a total receivable balance of$724,160. 25 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2005 NOTE#9-PENSION PLAN Plan Description Substantially,all District full-time employees are required to participate in the Contra Costa County Employees' Retirement Association, a cost-sharing multiple-employer public employee deferred benefit retirement plan (Plan), governed by the County Employee's Retirement Law of 1937,as amended. The latest available actuarial and financial information for the Plan is for the year ended December 31,2004. The Contra Costa Employees' Retirement Association issues a publicly available financial report that includes financial statements and supplemental information of the Plan. That report is available by writing to Contra Costa County Employees' Retirement Association, 1355 Willow Way Suite 221,Concord, CA 94520-5728 or calling(925)546-5741. The Plan provides for retirement,disability,and death and survivor benefits. Annual cost of living(CDL) adjustments to retirement allowances can be granted by the Retirement Board as provided by State statutes. Service retirements are based on age,length of service and final average salary. Subject to vested status, employees can withdraw contributions plus interest credited,or leave them as a deferred retirement when they terminate or transfer to a reciprocal retirement system. Plan Contribution Requirement The Plan requires employees to pay one-half of the basic retirement benefit and one-half of future CDL costs. However,the District has chosen to pay the employee's basic contributions. The contribution,requirement and from the District for the Ian year ended December 31,2004,was$5,893,440. These contributions payment p y represented 32%of covered payroll. The District's contribution for the plan years ended December 31,2003 and 2002 were$5,552,304 and$3,541,530 respectively and were equal to the District's required contributions and the employee's basic contributions for each year. NOTE#10—POST EMPL0YEMENT HEALTH CARE BENEFITS F:. The Districtp rovides certain health care and life insurance benefits for retired employees. These benefits are provided for in negotiated employment agreements,commonly referred to as Memorandums of Understanding, r which cover substantially all employees who reach normal retirement age while working for the District: These benefits for active employees,are provided through a health maintenance organization and benefits, and sirrular ben emp y p g an insurance company whose premiums are based on the benefits paid during the year. The District recognizes the cost of providing those benefits by expensing the annual insurance premiums,which were$1,610,474 for the 167 eligible retirees for the year ended June 30,2005. y a ,14 26 l CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 309 2005 J NOTE#11—COMMITMENTS AND CONTINGENCIES Commitments and contingencies,undeterminable in amount,include normal recurring pending claims and litigation. In the opinion of management,based upon discussion with legal counsel,there is no pending litigation, which is likely to have a material adverse affect on the financial position of the District. Claims and losses are recorded when they are reasonably probable of being incurred and the amount is estimable. Insurance proceeds and settlements are recorded when received. The District has purchase commitments relating to construction projects at June 30,2005 of$12,358,430. r J J :i 27 i i i i i i i i SUPPLEMENTARY I I I I I I CENTRAL CONTRA COSTA SANITARY DISTRICT i COMBINING SCHEDULE OF STATEMENT OF NET ASSETS AS OF JUNE 309 2005 iMi-wMYM�f MrrMM►-YFwwwMl�MwMMNM�FWM/�MMr M`F .Mwa}iMMw.F4f/F MW�WM-MWYw.WMMww.MYwcFrM�FwvNW M.wMMWM #•Mwv Running Sewer Self Debt Expense Construction Insurance Service Eliminations Total ASSETS CURRENT ASSETS 9 Cash and investments available for operations $ 289,729 $ 652338,868 $3,535,525 $ - $ - $ 69,1645122 f Accounts receivable 716341442 32376,334 - - 11,010,772 Interest receivable - 70,594 - - 70594 + Due from other sub-funds 69,8272324 5527577170 110039575 3822433271 164983 1,340) - Parts and supplies 194962779 - - - 12496,779 Prepaid expenses 17241,647 - - - 172413647 TOTAL CURRENT ASSETS 80,489,921 12475423962 42539,100 38,2439271 (1643831,340) 82,9837914 NONCURRENT ASSETS Restricted cash and investments - - - 31613,196 - 316132196 Land,property,plant and equipment,net of accumulative depreciation 480,9985888 - - - - 48429983888 Construction in progress 22,438,361 - - - - 22,4389361 Contractual assessment district receivable - 21189,774 - - - 211893770 Revenue bond issuance costs, net of amortization - - - 324,117 - 3242117 TOTAL ASSETS 583,9279170 _ 126,7_32,732, 415393100 4231761584 1647831, 592,5442246 LIABILITIES CURRENT LIABILITIES Accounts payable and accrued expenses $ 297972609 $ 19498,046 $ 19,190 $ - $ 41314,845 Due from other sub-funds 7610901239 825585,577 9801714 5,174,814 (16498312340) - Interest payable - 2722988 - 494,492 - 7675480 Current portion of refunding revenue bonds - - - 25060,000 - 220609000 Current portion of water reclamation loan contract - - - 1343030 - 1341030 Liability for uninsured clauns - - 881,504 - 8817500 Accrued compensation absences 4,8622902 - - - 4,862,942 Refundable deposits 1359009 526,716 - - - 661725 TOTAL CURRENT LIABILITIES 83,8855759 8498837327 198813404 718639332 (164,831,340) 1396829482 NONCURRENT LIABILITIES Revenue bonds,net of current portion - - - 301,2790764 - 309279,764 Water reclamation loan contract, 1 - - - net of current portion - ,907,855 159072855 TOTAL LIABILITIES _ 832885,759 84,883,327 198817404 ., 40,054,951- w(1649831,340)_ 45 870101 NET ASSETS: Invested in capital assets,net of related debt 5032437,247 - - (349061,532) - 469,3759715 Restricted for debt service - - - 311183704 31118,704 Unrestricted (3,395,836) 41,849,405 2,657,696 33,068,461 - 74,179,726 TOTAL NET ASSETS $50%0411411 $ 41 849)405 $2,65 7,696 $ 2,125,633 $ - $ 546,6742145 28 OF CENTRAL CONTRA COSTA SANITARY DISTRICT COMBINING SCHEDULE OF STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS FOR THE YEAR ENDED JUNE 309 2005 w,w+.....++rr.`w..w......w..r.www.+rw..vw.+.w..w.....+.r........wr.r-..wv..w.r�.---.......�—.....,r....�—.r.r�rw.+..+. .rwrww.wr..a.wrrrw4rn�rt .w...w+.r►M...w...w ...ww.vwr..rwr..nw�Mw..w.rrwwr..--......-.�:. _ r....+.+..rww.wwwww.ry.,w.+an....wrw Running Sewer Self Debt ti Expense Construction Insurance Service Eliminations Totals Operating Revenues: F Sewer service charges(SSC} $ 32,282,846 $ - $ - $ - $ - $ 321282,806 Service charges-City of Concord 69603,000 - - - - 616039000 L Other service charges 6729887 - - - - 6722887 - - Miscellaneous charges 612985 - - 6129851 Total operating revenues 40,171,544 - - - - _ 407171,544 Operating Expenses: Sewage collection and pumping stations 89533,883 - - - - 895339883 Sewage treatment 181767,128 - - - - 181,7679128 Engineering 513117981 - - - - 593111,981 Administrative and general 9,681,994 - 111895693 - - 10,871,687 Depreciation _ 169041,555 - - - 1620419555 _ Total operating expenses 58 336 541 - 111899693 - - 59,526,234 - - Operating Lass � �18,16429971 (1,189,693 19354_� (- �-. ,z690,._.� Non-Operating Revenues(Expenses): Taxes - 197,450 - 318129930 - 410109380 City of Concord cash contributions to- capital costs - 296229731 - - - 2,5225,731 Customer cash contributions to capital cost(SSC} 12,4939854 - - - 12,0932854 ' Permit and inspection fees 192327983 839,018 - - - 21,072,OOI u Interest earnings 191,081 171579523 829028 881,560 195199192 Pump zone fees - 271939619 - - 2,1939619 Interest expense - - - (19775,857) - (12,7759857) " Other income(expense) 661,240 1702143 2781333_ - - 12109Z716 Total non-operating revenues(expenses) - 220859304 - 19,274,338 360,361 29125,633, 231,8451,636` Income(loss)before contributions and transfers (1620799693) 192274,338 (8299332) 2,125,633 - 4114901,946 Contributed sewer lines 59530,848 - - - - 595301,848 Capital contributions-connection fees - 1077289717 - - - 1097289717 26,2562048..__-(26,256,44 - Transfers - - - Change In Net Assets 1597071,203 31,7479007 (8299332) 291259633 - 2497507511 Total Net Assets-Beginning 484,334,208 38,1027398 .3v487,1028 - - 5253923,634 Total Net Assets-Ending �$ 5009041,411 $ 41,8491445 $ 2,657 696 $ 271252633 $ - $ 546,16741145 29 CENTRAL CONTRA COSTA SANITARY DISTRICT SCHEDULE OF RUNNING EXPENSES COMPARISON OF BUDGET AND ACTUAL EXPENSES BY DEPARTMENT FOR THE YEAR ENDED .TUNE 309 2005 Sewage Administrative Variance Sewage Pumping Treatment and Favorable Collection Stations Plant _En�:ring General Total Bud et� . ..(Unfavorable)_ Salaries and wages $ 392829762 $ 7633395 $ 62806,980 $ 430395669 $ 316619922 $18,554,728 $1924259872 $ 8717144 Employee Benefits 12753,668 3737278 375949943 230895085 359289216 1177393190 1212277350 4887164 Directors'Fees and Expense 497009 492009 50,000 991 Chemicals 1323348 8789201 190105549 191277000 1162451 Professional and Legal Services 93767 119166 137,347 2699666 427,946 376,995 (509951) Outside Services 136,740 739194 476,719 3881240 847,548 199223441 210505480 127,639 Hauling and Disposal 76,891 51,805 3709933 361597 8151226 9875064 1713834 Repairs and Maintenance 5283078 1342297 1109592027 891)766 1893782 2,900,950 2,757,003 (143,947) Materials and Supplies 518,388 34,271 7433979 1499160 129,664 19575,462 174809850 (94,612) Utilities 739160 447,290 39534,203 442624 116,462 41215,739 450047850 (2102889) Other 92,189 1861J006 512,708 107,635 4895725 088,263 13698,844 310,581 Less Capitalized Overhead and Benefits ._._ 394) 52,254 (121,731} (2,095,142} (213042517) 2,294 990} 9 527 Total $.._5,49 $ 2 097,634 -$ 18,767`w ..$ 5,311.981 $ 9,681 994 $423294,986 $43,890,91 $ 115959928 30 CENTRAL CONTRA COSTA SANITARY DISTRICT RUNNING EXPENSE SCHEDULE OF SUPPLEMENTAL NET ASSETS ANALYSIS FOR THE YEAR ENDED JUNE 309 2005 Prior Year Balance $ 1099312545 2004-2005 Revenue 4292569846 2004-2005 Expense (58,336,541) Add Back Depreciation Expense 169041,555 (38,140) Net Assets Attributed to General Operations 101593,405 All Other Net Assets 489,148,006 Running Expense Net Assets $50090419411 h ,Y 31 Central Contra Costa Sanitary District ................. ra _ -T i TWO �.. k St t t I y t Section Alba T � : r I a ti w ..y t % #_ 4 + •� _r I Y } i r '+k w I Central Contra Costa Sanitary District Statistical Section Table of Contents Financial Trends These schedules contain trend information to help the reader understand how the District's financial performance has changed over time. Changes is Net Assets and Statement of Net Assets - Last Three FiscalYears.....................................................................................................S-1 Revenue by Type - Last Ten Fiscal Years.........................................................S-2 Operating Expenses by Type - Last Ten Fiscal Years ......................................S-3 Revenue Capacity These schedules contain information to help the reader assess the District's most significant revenue sources. Major Revenue Base and Rates - Historical and Current Fees - Last TenFiscal Years..............................................................................................S-4 List of Largest Customers - Last Three Fiscal Years.........................................S-5 Assessed and Estimated Actual Valuation of Taxable Property - Last TenFiscal Years.............................................................................................S-5 Property Tax and Sewer Service Charge Fees Levied and Collected - LastTen Fiscal Years......................................................................................S-5 Debt Capacity This schedule contains information to help the reader assess the affordability of the District's current levels of outstanding debt and the District's ability to issue additional debt in the future. Summary of Debt Service -Type, Debt Service Coverage, Debt Ratio - Last Ten Fiscal Years......................................................................................S-7 Demographic and Economic Information This schedule offers demographic and economic indicators to help the reader understand the environment within which the District's financial activities take place. Population Served - Last Ten Calendar Years .................................................5-S Operating Information These schedules contain service and infrastructure data to help the reader understand how the information in the District's financial report relates to the services the District provides and the activities it performs. Full-time Equivalent Employees by Department - Last Ten Fiscal Years ..........S-9 Biosolids Produced and Plant Flow Comparisons - Last Ten Years................S-10 Miscellaneous Statistics ..................................................................................S-11 Sources: Unless otherwise noted, the information in these schedules is derived from the comprehensive annual financial reports for the relevant year. The District implemented GASB Statement 34 in the 2002-2003 fiscal year; schedules presented include information beginning in that year. Central Contra Costa Sanitary District Changes in Net Assets and Statement of Net Assets Last Three Fiscal Years Changes in Net Assets 2002-2003 2003-2004 2004-2005 Operating Revenues: Sewer Service Charges (SSC) 31,967,101 33,935,899 32,282,806 City of Concord 61321,452 61609,602 61 603,000 Other Service Charges 633,037 648,617 672,887 Miscellaneous Charges 506,812 560,454 612,851 Total Operating Revenue 39,428,402 41,754,572 40,171,544 Operating Expenses: Salaries& Benefits 24,919,820 28,095,636 27,989,401 Chemicals, Utilities& Supplies 59735,379 51808,070 61801,750 Professional & Outside Services 29084,830 21282,408 2,3501387 Hauling, Disposal, Repairs& Maintenance 3,557,171 31871,749 31716,176 Self-Insurance 632,007 689,702 1,189,693 Depreciation 14,527,871 15,186,594 16,041,555 All Other 110182345 11042,809 11437,272 Total Operating Expenses 521475,423 56,976,968 59,5269234 Operating Loss (13,047,021) (15,222,396) (19,3541 690 Non-Operating Revenues (Expenses): Property Taxes 81801,230 8,919j327 41010,380 Customer Contributions 71833,641 10,187,725 141716,585 Connection &Other Fees 19479,870 21936,298 41265,620 Interest Income 925j509 8311215 115191192 Interest Expense (1,153,349) (1,101,115) (11775,857) All Other 11076,654 11467,877 11109,716 Total Non-Operating 18,963,555 23,241,327 23,845,636 Income Before Contributions and Transfers 51916,534 81018,931 414900946 Contributed Sewer Lines 71818,537 41410,808 51530,848 Capital Contributions- Connection Fees 51530,064 61585,984 10,728,717 CHANGE IN NET ASSETS 19,265,135 19,0159723 209750,511 Total Net Assets - Beginning 487,6429776 506,907,911 525,9239634 Total Net Assets- Ending 506,907,911 525,923,634 546,674,145 Statement of Net Assets 2002-2003 2003-2004 2004-2005 Investments in Capital Assets, Net of Related Debt 443,3509151 453,251,761 469,375,715 Restricted for Debt Service 41484,542 31035,944 31118,704 Unrestricted 59,073,218 69,6359929 74,179,726 Total Net Assets 506,907,911 525,923,634 546,674,145 The District implemented GASB 34 in the 2002-2003 fiscal year,one year earlier than required. Source:Central Contra Costa Sanitary District Audited Financial Statements S-1 f' Central Contra Costa Sanitary District Revenue By Type Last Ten Fiscal Years $90,000,000 $809000,000 Y $709000,000 $609000,000 an $50,000,000 o $40,000,000 $30,000,000 L $20,000,000 $10,000,000 °°Ncl °g� °g° NCI IT Nip NCP .._ Fiscal Year �.....� . ❑Total Operating ❑Total Non-Operating J Operating Revenue Fiscal Sewer Service City of Other Service Miscellaneous Total Year Charges* Concord Charges Charges Operating 1995-1996 21,940,280 415399927 158,749 146,063 26,785,019 1996-1997 22,045,880 49827,711 145,978 148,745 27,168,314 1997-1998 22,474,802 416939646 547,682 202,239 27,918,369 1998-1999 23,063,532 49786,407 661,168 229,851 28,7407958 1999-2000 231165,616 51342,002 446,168 309,535 29,2639321 2000-2001 27,613,157 69610,774 6019270 345,295 35,170,496 2001-2002 31,228,855 51897,008 617x768 5089916 38,2529547 2002-2003 319967,101 61321,452 633,037 5069812 399428,402 2003-2004 33,935,899 6,609,602 648,617 560,454 41,754,572 2004-2005 32,2821806 6,603,000 6721887 6129851 441171,544 Non-Operating Revenue Fiscal Property Customer Connection All Total Year Taxes Contributions 1 &Other Fees Interest Other Non-O eratin t 1995-1996 5,447,103 71732,630 41853,347 31367,023 284,005 21j6841108 1996-1997 51578,943 6,0771079 59631,597 31585,807 21280,949 239154,375 6 1997-1998 51693,740 7,284,034 41314,339 39702,313 115529362 22,546,788 1998-1999 6,169,390 69556,005 51415,272 311279827 1589844 21,427,338 1999-2000 6,684,949 81733,886 5,7861188 21921,648 3309623 249457,294 r 2000-2001 79238,662 91636,912 510049261 2,9799749 408,120 25,2679704 2001-2002 71551,581 199006,658 593859527 114989751 1,0323527 34,475,044 2002-2003 81801,230 151652,178 7,0099934 925,509 11076,654 33,465,505 2003-2004 819199327 14,598,533 91522,282 831,215 1,467,877 35,339,234 2404-2005 41010,380 20,2471433 14,994,337 11519,192 11109,716 41,881,058 a M1, * Sewer Sery ce Charge(SSC)represents the Running Expense Fund portion of SSC County co,lections along with D'str ct d rect b'liings and counter collections. *1 Customer Contra butions also include the porton of SSC that.s abcated to Sewer Construction Fund and City of Concord reimb-i rsement of capital costs n add'tion due to change in GASB 33 reporting requ rements,$3 5 m I ion in 2000-2001 ,$14.4 m Dion n 2001-2002,$7.8 mi1on in 2002-03,$4.4 m.Ilion n ; 2003-2004 and$5 5 mi.l'on in 2004 2005 for deve,oper controbu-led sewer lines. % Source Centra Contra Costa San'ary D str ct Aud ted Financial Statements r s, 9i Central Contra Costa Sanitary District Operating Expenses by Type $601000j000 Last Ten Foscal Years $55,000,000 $509000,000 $45,000,000 $40,000,000 $35,0009000 "' - . c $30,000,000 - $25,000,000 $20,000,000 $15,000,000 - $10,0001000 - $5,000,000 NNE 00 q� °° o°' o0 0'` °� o� oo �°��� � fv W �oQ5 rV 0p ON of o� oo N°l 1,°0 'o A0 rp 2° ° Fiscal Year Salaries and Benefits Chemicals,Utilities&Supplies Professional&Outside Services Hauling, Disposal, Repairs&Maintenance Self-Insurance Depreciation All ether OPERATING EXPENSES Fiscal l Salm Chemicals,llU141e3 Professional& Hauling.Disposal, Self Insurance Depreciation All Total Operating Non-Operating s Year and Bonatits F plies Outside Services Repairs&Maintenance Other Expenses _ Expenses 1995-1996 18,551,854 4,019,670 1,678,569 2,219,572 765,549 8,299,360 808,799 36,343,373 6,125 1996-1997 18,383,214 3,889,186 1,629,631 2,463,610 2,120,312 9,649,704 784,578 38,920,235 - 1997-1998 19,308,686 4,149,602 2,065,599 3,442,826 582,222 10,332,200 840,923 40,722,058 - 1998-1999 19,564,429 4,399,152 2,345,887 4,115,527 644,371 11,345,155 920,480 43,334,601 1,301,200 1999-2000 20,034,810 5,130,743 2,560 175 3,513..754 419,312 12,157,975 1,034,683 44,851,452 1,304,980 2000-2001 22,051,911 7,496,028 2,762,603 3,621,826 924,242 13,004,018 1,085,888 50,946,516 1,250,588 2001-2002 22,848,114 7,009,868 2,110,886 3.476,325 677,159 13,833,124 745,605 50,701,081 1,202,782 2002-2003 24,919,820 5,735.379 2,084,830 3,557,171 632,007 14,527,871 1,018,345 52,475,423 1,153,349 2003-2004 28.095,636 5,808,070 2,282,408 3,871,749 689,702 15,186,594 1,042,809 56 976,968 1,101,115 2004-2005 27,989,401 6801,750 2,350,387 3,716,176 1,189,693 16,041,555 1,437,272 59,526,234 1,775,857 Informational-wt graphed Source:Central Contra Costa Sanitary District Audited Financial Statements S-3 r Central Contra Costa Sanitary District Major (Revenue Base and Rates Historical and Current Fees Last Ten Fiscal Years r r Annual Sewer Service Charge*1 Facility Pump Fiscal Year Operations Capital Total Capacity Fee*2 Zone Fee*3 1995-1996 157 31 188 29572 348 1996-1997 157 31 188 21572 348 1997-1998 157 31 188 21572 348 1998-1999 157 31 188 21572 348 1999-2000 157 31 188 21572 348 2000-2001 185 15 200 21572 348 2001-2002 204 20 224 3,360 710 2002-2003 207 41 248 31360 710 2003-2004 218 54 272 3,983 988 2004-2005 1 204 76 280 31983 988 *1 All residential accounts pay a flat annual sewer service charge shown above per household. The charge for commercial users consists of an annual rate based on a measured volume of water usage per 100 cubic feet(HCF). *2 New users who are connected to the Wastewater System are charged Capital Improvement Fees called Facility Capacity Fees.(Fee is per connection.) *3 New customers in areas where wastewater pumping stations are needed to reach the District's gravity fed sewers are charged a Pump Zone Fee. (Fee is per connection.) Source: Central Contra Costa Sanitary District Environmental Services Division $300 $250 - $200 -� cf a� 79 $150 C c 4 $100 - - $50 /9, 11.9,'�� j`9c9 j`�c9 'y� cP°o "P°o c�°o c�°o c�°o 6; ? �9 0, r, �? u? s�� �� r� �� , i° io o p, ;'° °�, °� °o 11 00 0, o� o� 0V os Fiscal Year 0 Operations 0 Capi+a' S-4 IL Central Contra Costa Sanitary District List Of Largest Customers Last Three Fiscal Years Percentage of Percentage of Percentage of Operating Operating Operating Ratepayer 2004-2005 Rank Revenue 2003-2004 Rank Revenue 2002-2003 Rank Revenue City of Concord* $ 61603,000 1 15-81% $ 6,609,602 1 15.83% $ 6,321,452 1 16.0310 Contra Costa County General Services 294,670 2 0.71% 250,442 2 0.60% 222,619 2 0.56% First Walnut Creek Mutual 225,190 3 0.54% 225,190 3 0.54% 206,246 3 0.52% Park Regency 2229880 4 0.53% 222,880 4 0.53% 197,408 4 0.50% Second Walnut Creek Mutual 210,000 5 0.50% 2109000 5 0.50% 158,224 5 0.40% Sun Valley Mall 158,077 6 0.38% 158,077 6 0.38% 138,993 6 0.35% ArchstoneTreat Commons Apartments 1429800 7 0.34% 142,800 7 0.34% 126,480 7 0.32% Reflections San Ramon Apartments 1399062 8 0.33% 139,062 8 0.33% - _ Willows Shopping Center 112,797 9 0.27% 121,996 9 0.29% 103,321 9 0.26% Kaiser Foundation Hospital 98,522 10 0.24% - - - _ St. Mary's College Contract - - - - 106,497 8 0.27% Canyon Point Condominiums - - 97,440 10 0.23% 86,304 10 0.22% Total $ 8,206,998 19.66% $ 811779489 19.58% $ 71667,544 19.45% The District implemented GASB 34 in the 2002-2003 fiscal year,one year earlier than required. Contract with the City of Concord to treat and dispose of wastewater for Concord/Clayton. Source: Central Contra Costa Sanitary District Environmental Services Division S-5 P Central Contra Costa Sanitary District Assessed and Estimated Actual Valuation of Taxable Property Last Ten Fiscal Years Fiscal Year. Local Secured Unsecured Total Chan2e,.�`. 1995-1996 28,7169946,594 11178,289,067 29,894,335,661 3% 1996-1997 29,533,4459439 1,115,907,444 30,649,352,883 3% 1997-1998 30,5821674,632 1,107,438,395 31,690,113,027 3% 1998-1999 32,514,783,517 1,119,407,570 33,634,191,087 6% 1999-2000 34,973,946,879 1,140,492,514 36,114,439,393 7% 2000-2001 38,029,210,584 11225,6081154 39,254,818,738 9% 2001-2002 409166,666,299 113759049,056 41,541,715,355 6% 2002-2003 43,172,880,129 11434,598,034 44,6071478,163 7% 2003-2004 46,821,339,668 11446,650,234 48,267,989,902 8% 2004-2005 50,577,841,843 11416,240,351 51,994,082,194 8% Source: Contra Costa County Auditor-Controllers Office Property Tax and Sewer Service Charge Fees Levied and Collected Last Ten Fiscal Years Property Tax* Sewer Service Charges* Fiscal Year Levied&Collected Levied &Collected 1995-1996 5,528,481 25,834,161 1996-1997 51657,293 25,958,341 1997-1998 51863,085 26,437,148 1998-1999 61254,229 26,984,372 1999-2000 617239957 27,078,595 2000-2001 71228,881 29,253,537 2001-2002 71901,161 339650,005 2002-2003 814609674 371479,440 2003-2004 99013,484 41,4999031 2004-2005 41027,427 43,327,756 * General County taxes collected are the same as the amount levied since the County participates in California's alternative method of apportionment called the Teeter Plan. The Teeter Plan as provided in Section 4701 et seq.of the State Revenue and Taxation Code, establishes a mechanism for the County to advance the full amount of property tax and other levies to taxing agencies based on the tax levy,rather than on the basis of actual tax collections. Although this system is a simpler method to administer,the County assu- mes the risk of delinquencies. The County in return retains the penalties and accrued interest thereon. Source: Contra Costa County Auditor-Controllers office S-6 Central Contra Costa Sanitary District Summary Of Debt Service Last Ten Fiscal Years Type Of Debt 4500000 4000000 3500000 3000000 2500000 c 2000000 --- - - 1500000 I 1000000 500000 _ t i Rill 'qq N.0i 0111I T IT ��X �°'Vo. �gq. goo. oo,�- oo�. oSO . Fiscal Year Revenue Bonds _(1 &2002L E1 Recycled Water Loan Summary By Type Of Debt - -• - 7Debt 7otat Debt Servrce Fiscal Total Total Total Debt RestrictionsYear Princi al Interest Debt Service Princi ai Interest Service Principal Interest Debt Service There is no maximum allowable 1995-1996 - 1,458,830 1,458,830 - - - - $ 1,458,830 $ 1,458,830 amount of debt that the District 1996-1997 $ 755,000 1,459,741 2,214,741 - - - $ 755,000 1,459,741 2,214,741 may borrow. 1997-1998 790,000 11421,245 2,211,245 - - - 790,000 1,421,245 2,211,245 1998-1999 835,000 1,005,749 1,840,749 $ 139,194 $ 47,925 $ 187;119 974,194 1,053,674 2,027,868 Revenue Pledge&Covenant: 1999-2000 725,000 1,013,715 1,738,715 114,900 72,219 187,119 839,900 1,085,934 1,925,834 The District pledges Property Tax 2000-2001 1,245,000 979,240 2,224,240 117,887 69,232 187,119 1,362,887 1,048,472 2,411,359 Revenue along with its ability to 2001-2002 1,285,000 993,407 2,278,407 120,952 66,167 187,119 1,405,952 1,059,574 2.465,526 raise Sewer Service Charge(SSC) 2002-2003 1,330,000 1,435,811 2,765,811 124,097 63,022 187,119 1,454,097 1,498,833 2,952,930 rates. Debt Coverage requirements 2003-2004 1,375,000 1,583,739 2,958,739 127,323 59,796 187,119 1,502,323 1,643,535 3,145,858 are discussed in the footnotes below. 2004-2005 1 1,995,000 1,719,3721 3,714,372 1 130,6341 56,485 187,119 2,125,6341 1,775,857 3,901.491 Debt Service Covera a Summag Debt Ratio ary Total Total Operating Non-Operating Debt Service Capital Debt Service Debt to Sewer Service Cost of Debt Fiscal Debt Operating Expenses less Revenue& Net Coverage Improvement Adjusted Net Coverage Expense Equivalent Per Year Service Revenue Depreciation Contributions Revenue*i Net Revenue *2 Fees/Concord Revenue-3 (Adj.Net Revenue)*4 Ratio Units-5 Connection 1995-1996 $ 1.458,830 26,785,019 $ 28,044.013 21.684,108 20,425,114 14.00 7,007,472 13,417,642 9.20 5.20% 139.747 $ 10.44 1996-1997 21214,741 27,168,314 29,270,531 23,154,375 21,052,158 9.51 6,194,972 14,857,186 6.71 7.57% 140,420 15.77 1997-1998 2,211,245 27,918,369 30,389,858 22,546,78B 20,075,299 9.08 6,327,985 13,747,314 6.22 7.28°gip 143,152 15.45 1998-1999 2,027,868 28,740,958 31,989,446 21,427,338 18,178,850 8.96 6,457,432 11,721,418 5.78 5.34% 146,891 13.81 1999-2000 1,925,834 29,263,321 32,693,477 24,457,294 21,027,138 10.92 8,867,213 12,159,925 6.31 5.89% 147,552 13.05 2000-2001 2,411,359 35,170,496 37,942,498 25,267,704 22,495,702 9.33 7,927,822 14,567,880 6.04 6.36% 149,245 16.16 2001-2002 2,465,526 38,252,547 36,867,957 34,475,044 35,859,634 14.54 5,753,738 30,105,896 12.21 6.69% 153.073 16.11 2002-2003 2,952,930 39,428,402 37,947,552 33,465,505 34,946,355 11.83 7,023,589 27,922,766 9.46 7.78% 154,420 19.12 2003-2004 3,145,858 41,754,572 41,790,374 35,339,234 35,303,432 11.22 8,370,344 26,933,088 8.56 753% 155,200 20.27 2004-2005 1 3,901,491 1 40,171,544 1 43,484,679 41,881,058 38,567,923 1 9.89 13,351,448 1 25,216,475 1 6.45 A 8.97% 158,250 24.65 *1 Net Revenue=Operating Revenue less Tota!Operating Expenses less Depredation plus Non-Operating Revenue, '2 This ratio must be above 1.00 to meet the Debt Rate Covenant. *3 Adjusted Net Revenue-Net Revenue less Capital Improvement Fees(Connection Fees)and Clty of Concord Capital Charges. *4 This ratio must be above 1.25 to meet the Debt Rate Covenant. *5 Number of connections to the sewer system. Commercial customers based on water consumption,averaged using the residential fixed rate(SSG/O&M SSC Rate) Source. Central Contra Costa Sanitary District Audited Financial Statements and Internal Accounting Records S-7 Central Contra Costa Sanitary District Demographic and Economic Data Population Served Last Ten Calendar Years Inside District Concord/ Total % As Of January 1 Boundaries Clayton Served Chan e 1996 278,330 121,200 399,530 -1.1% 1997 281,650 121,850 403,500 1.0% 1998 287,320 124,030 411,350 1.9% 1999 290,780 125,610 416,390 1.2% 2000 294,170 126,300 420,470 1.0% 2001 291,230 135,150 426,380 1.4% 2002 2939080 134,920 428,000 0.4% 2003 302,675 135,900 4389575 2.5% 2004 303,980 1359845 4399825 0.3% 2005 308,428 135,780 444,208 1.0% 500,000 450,000 400,000 --- -- 350,000 - C 300,000 0 250,000 CL 0 CL 200,000 u x 150,000 100,000 - - ---- - 50,000 -- 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 Year 17 Inside District Boundaries 11 Concord/Clayton * Fluctuations from prior year due to population estimate revisions by the California Department of Finance. Source. Central Contra Costa Sanitary District Environmental Services Division fi S-8 Central Contra Costa Sanitary District Full-tune Equivalent Employees by Department Last Ten Fiscal Years Pull-time Equivalent Employees as of June 30 - • .r..rrrrrrrr Department 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 Administration 41 40 36 39 43 42 42 43 42 43 Engineering 69 68 71 62 64 67 67 70 71 76 Operations Collection Systems 46 42 43 40 43 41 42 44 45 46 Plant 89 88 84 79 77 79 81 82 82 81 Pumping Station 5 5 7 7 7 7 7 8 9 9 Operations Total* 140 135 134 126 127 127 130 134 136 136 District Total 250 243 241 227 234 236 239 247 249 255 "Prior to Fiscal Year 2002,the current Operations Department was 3 separate departments. The totals listed above are the combined totals for the years listed prior to the consolidation. S-9 Central Contra Costa Sanitary District Biosolids Produced and Plant Flow Comparisons Last Ten Fiscal Years 18,000 Blasolids Produced 16,000 r 14,000 - 12,000 10,000 I 12 8,000 6,000 4,000 2,000 p �gg�o �gg�l �°�go ���� �o ooh �� o00 �� oo�a oo, oA, oo. �;� �;�• o,�;�• o�z ooZ Z �g Ng No X,b do �o �0 20 (o Io Racal Year ❑Sludge to Furnace ❑Ash to Reuse Site Wet TonslYear Fiscal Year Ash to Reuse Site 1995-1996 12,775 31550 1996-1997 149280 31863 1997-1998 151041 41184 1998-1999 15,847 5,353 1999-2000 16,476 41781 2000-2001 169881 51226 2001-2002 16,318 5,235 2002-2003 161053 51384 2003-2004 16,727 5,397 2004-2005 15,841 51074 Wet sludge,which at 22 to 28 percent solids,is purr ped to the multip e-hearth furnace for incineration. The tab'e above shows the dry tons per year of sludge to the furnace,excluding the 72 to 78 percent water in the wet sludge. In the multi-hearth furnace,the wet sludge is converted to dry ash. Water is added to the dry ash as it s loaded into trucks(rato 0 60 percent ash to 40 percent water) to prevent the ash from blowing out of the truck durng transport. Plant Flow Comparisons Treatment Plant Treatment Plant Wastewater Recycled F Calendar Pipeline Permrted Capacity ADWF 2 Treated Water Produced Year* Miles �rngd)*1 (mgd)•1 (mgd) Per Day*3 (mgd) Per Da)C3� 1995 19333 45.0 36.4 44.4 1.0 1996 1,333 45.0 38.5 45.9 1.0 1997 1,346 45,0 37.3 43.0 1.0 1998 11361 45.0 42.0 510 1.1 1999 11376 45.0 39.6 444 1.3 2000 1,391 45.0 40.8 45.5 1.4 2001 11400 45.0 38.4 42.1 1.5 2002 19400 53.8 39.4 43.1 1.5 2003 11400 53.8 40.0 42.9 1.4 4 2004 11400 53.8 40.6 44.7 1.5 L ' Data collected represents calendar year,therefore corr pVe 2005 tiara not yet avai,ab;e. '2 Average Dry Weather Fow-based on average of owest three monhhs *1 rngd=M Kions of gallons per day '3 Annual average of actual flow. So.rce: Central Cont,-a Costa Sanitary Dist,ict Engineer;ng and Plant Ope,at ons Depts e In Central contra Costa Sanitary District Miscellaneous Statistics June 30, 2005 Governing Body: Elected 5-Member Board of Directors Governmental Structure: Established in 1946 under the Sanitary District Act of 1923 Staff: 255 full-time equivalent employees Authority: California Health and Safety Code Section 4700 et. Seq. Services: wastewater collection, treatment, and disposal Household Hazardous Waste Facility Recycled water Service Area: 142 square miles Total Population Served: 444,208 Operations: Total miles of trunk and sub-trunk sewers - 11400 Number of pumping stations- 19 Average Dry weather Flow-40.6 mgd Permitted Plant Capacity: 53.8 mgd (million gallons per day) Type Of Treatment: Discharge- Secondary; Reclamation -Tertiary Sewer Service Charge: $280 annually per residential equivalent unit Source: Central Contra Costa Sanitary District records S-11