HomeMy WebLinkAbout06. Strategic Plan Tracking Report - FY 2015-16 Second Quarterr�
Central Contra Costa Sanitary District
February 8, 2016
TO: ADMINISTRATION COMMITTEE
VIA: ROGER S. BAILEY, GENERAL MANAGER
VSb-
FROM: ANN SASAKI, DEPUTY GENERAL MANAGER l
SUBJECT: STRATEGIC PLAN TRACKING REPORT— FY 2015-16 SECOND
QUARTER
Attached is the Strategic Plan Tracking Report for the second quarter of FY 2015-16.
The legend color GREEN indicates that the goal is "On Target' and RED indicates that
the goal is "Short of Target." Notes are included at the end of the report to address
goals that are falling short of target.
RSB:AS:amt
Attachment
N:\POSUP\Board of Directors\Board - Administration Committee\2016\Strategic Plan Memo 02-25-2016.docx
GOAL 1 - Meet Regulatory Requirements
Legend:
Green = On Target ■
Red = Short of Target
Strategynnitiatives
Key Performance Indicator
Target
FY Jul -Sep
Q1
FY Oct -Dec
Q2
FY Jan -Mar
Q3
FY Apr -Jun
N
Strategy 1 - Strive to achieve 100% permit compliance in air, water,
land and other regulations.
Initiatives: 1) Meet existing and future requirements for regulatory
compliance, energy efficiency, and infrastructure sustainability. A242)
Collaborate with sister agencies and industry associations to monitor
trends in regulatory changes. 3) Actively manage greenhouse gas
(GHG) emissions in the most cost effective and environmentally
responsible manner.
Deputy GM - Ann Sasaki
Air Quality - Title V Permit Violations
Zero Violations
GHG - Metric Tons of GHG Emissions
Below 25,000 Metric Tons
Plant Operations Division Manager- Alan Weer
NPDES - Permit Violations
Zero Violations
Recycled Water - Title 22 Permit Violations
Zero Violations
Environmental and Regulatory Compliance
Manager - Lori Schectel
Develop Comprehensive Regulatory Matrix
100% Compliance Meeting Reporting
Requirements of Permits
See Note 1
See Note 1
Director of Engineering and Technical Services -
Jean -Marc Petit
Implementation of Wastewater Master Plan
Implement per Planned Schedule
See Note 2
See Note 2
Strategy 2 - Strive to reduce the number of sewer overflows.
Initiatives: 1) Continue seven-year, system -wide CCTV program.
2) Establish defined cleaning cycles on a yearly basis.
CSO Division Manager- Paul Seitz
Reduce SSO's - Spills per 100 Miles of Pipeline
< 3.5 Spills per 100 Miles
0.6 1.46
Spilled vs. Treated - Gallons Spilled per MG
Treated
< 5 Gallons Spilled/MG Treated per
Quarter
Lines TV - Miles of Sewer Lines Televised per Year
150 Miles per Year - Average 38
Miles per Quarter
37 68
Lines cleaned - Miles of Sewer Lines Cleaned per
Year
800 Miles per Year - Average 200
Miles per Quarter
206 200
Legend:
GOAL 2 - Financial Stability
Green = On Target
Red = Short of Target
Strategy/Initiatives
Key Performance Indicator
Target
FY Jul -Sep
FY Oct -Dec
Q2
FY Jan -Mar
Q3
FY Apr-JunQ1
Q4
Strategy 1- Maintain a fair and equitable rate structure based on
cost of service study results.
Initiatives: 1) Conduct cost of service study, and development of
updated forecasting and ratemaking model. 2) Meet revenue
Finance Manager - Thea Vassallo
requirements. 3) Adopt reserves policy for the District. 4) Adopt debt
Credit Rating with Standard & Poor's
Maintain AAA Credit Rating
Maintain Coverage Ratio of at Least
management policy.
Two Times (2 x). Calculated at the
Debt Service Coverage Ratio
End of the Fiscal Year
Unqualified Audit Opinion - CAFR
Obtain Unqualified Audit Opinion
Obtain GFOA Certificate of
GFOA Certificate of Achievement - CAFR
Achievement
Maintain Service Affordability - Annual Service
Maintain Service Charge Close to
Charge
the Median of Bay Area Agencies
Strategy 2 - Address unfunded liability, minimizing it in the future.
Initiatives: 1) Monitor actuarial assumptions used to determine
unfunded liability. 2) Develop presentations for Board, staff,
Finance Manager - Thea Vassallo
stakeholders and the public detailing the unfunded liability.
CCCERA Unfunded Actuarial Accrued Liability
Present to Board Finance Committee
(UAAL) Updates
Annually
Monitor CCCERA Board of Directors Meetings to
Attend CCCERA Board of Directors
Keep Current on Changes in Actuarial Assumptions
Meetings
Present to Board Administration
OPEB Actuarial Updates
Committee every Two Years
Present to Board Finance Commitee
OPEB Trust Earnings Activity Updates
Semi -Annually
Strategy 3 - Implement prudent risk management procedures to
minimize exposure to risk.
Initiatives: 1) Reduce/control costs of liability claims and litigation.
2) Establish target reserves for the self-insurance fund. 3) Evaluate
Risk Management Administrator - Shari Deutsch
and monitor the District's total cost of risk. 4) Reduce the number
Maintain Workers Compensation
and cost of strain/sprain injuries.
Workers Compensation Experience Modifier
Modifier at 1.0 or Lower
0.64
0.64
Provide Modified Duty for at Least
Return to Work Program - Modified Duty
75% of Occupational Injuries
100%
100%
Maintain Average Cost at or below
Average Cost per Overflow Claim
$25,000
$714
$22,142
Evaluate and Implement Additional Cost -Effective
Perform Annual Review by Fourth
Risk Control and Self -Insurance Opportunities
Quarter
Legend:
GOAL 3 - Develop Human Resources
Green = On Target ■
Red = Short of Target
Strategy/Initiatives
Key Performance Indicator
Target
FY Jul -Sep
Q1
FY Oct -Dec
Q2
FY Jan -Mar
Q3
FY Apr -Jun
Q4
Strategy 1 - Ensure appropriate staffing levels.
Initiatives: 1) Conduct benchmarking studies to determine
appropriate staffing levels. 2) Develop appropriate strategies for
Human Resources Manager -Teji O'Malley
Employee Promotions (Establish Trend)
Percentage of Employees Promoted
2.2%(6)
1.1%(3)
succession planning. 3) Identify and address internal career "gaps" in
Number of Job Descriptions
the current organizational structure.
Updates and Revisions to Job Descriptions
Updated/Revised
1
2
At or Below Industry (Government)
Employee Turnover Rate
Average of 3.4%
1.1%(3)
1.5%(4)
Average Time to Fill a Vacancy (from GM Approval
___jjV
to Hire)
60 Working Days or Less
53
Strategy 2 - Develop and implement District -focused leadership
development programs.
Initiatives: 1) Identify potential, interested future leaders seeking
career development in the District for targeted leadership training. 2)
Human Resources Manager -Teji O'Malley
Number of Employees Enrolled in Supervisors
Develop District training/leadership academies (Management and
Supervisory). 3) Develop District -specific training
Academy
20-25 Employees
25
Number of District Customer Service Trainings per
programs/session/brown bags. 4) Develop and support mentoring
and cross -training programs.
Year
Up to 3 per Year
Strategy 3 - Provide appropriate coaching, mentoring and
development resources for staff to be successful in current and future
positions.
Initiative: Collaborate with industry, civic, and other appropriate
associations for training and leadership development purposes (e.g.
Human Resources Manager -Teji O'Malley
Number of Employees Utilizing
Bayworks).
Use of Tuition Reimbursement
Tuition Reimbursement Dollars
1
0
$324 per FTE
$323 per FTE
Comparison of Budgeted vs. Actual
Budgted I$197
Budgetedl$211
Annual Training Investment
Training Investment per Employee
per FTE Actual
per FTE Actual
Employees Active in Industry -Related Associations
35% of Employees
Legend:
GOAL 4 - Industry Leader
Green = On Target
Red = Short of Target
Strategy/Initiatives
Key Perfomance Indicator
Target
FY Jul-Sep
Q1
FY Oct-Dec
Q2
FY Jan-Mar
Q3
FY Apr-Jun
Q4
Strategy 1 - Use sustainable practices that minimize waste, maximize
resources, protect the ratepayer, improve the community, and
embrace innovation.
Initiatives: 1) Continue cost-effective self-sufficiency consistent with
best industry practices. 2) Continue developing and investing in
Deputy GM - Ann Sasaki
Produce Minimum of 18 M kWh of
innovations, technologies, and applied research (R&D).
Electricity Annually
Maximize Onsite Energy Generation
(Reported as Rolling Average)
24.7
24.3
Director of Engineering and Technical Services -
Jean -Marc Petit
Percentage of Dollars Invested in
Investment in Research and Development (R&D)
R&D Compared to Annual CIB
See Note 1
See Note 1
Strategy 2 - Collaborate with regional water and wastewater agencies
to augment the region's water supply while expanding access to
recycled water for District customers.
Initiatives: 1) Establish recycled water fill station at HHW for District
Director of Engineering and Technical Services -
customers. 2) Develop partnerships and collaborations with other
Jean -Marc Petit
districts, as well as public and private agencies. 3) Investigate
satellite and scalping plants for use by public and private entities.
4) Establish the available and economical capacity of our existing
recycled water facilities (under the EPA Agreement). 5) Continue to
Customers Participation at Residential Recycled
Water Fill Station
Track Customer Participation at
Recycled Water Fill Station Quarterly
2,047
Registered
Users
2,143
Registered
Users
Gallons of Recycled Water Provided to Residential
develop Zone-1. 6) Continue maintenance and operational status of
our existing recycled water facilities.
Customer Using the HHW Fill Station
700 Gallons
-10 MG
-11.4 MG
BP-019 Drafted
Ongoing
and Presented
Develop Recycled Water Scalping
Meetings with
to Admin.
Policy on Scalping Plants for Use of Recycled Water
Plant Policy
DCC
I Committee
Verify Capacity of Existing Recycled
Water Facilities to be Included in
Target
Target
Capacity of the Existing Recycled Water Facilities
2015-2016 Master Plan
06/2016
06/2016
Volume of Recycled Water Delivered
Annual Recycled Water Deliveries to Customers
to Customers per Year
-80 MG
-80 MG
Develop New Strategies for New Wholesale
Develop Strategies for New
Target
Received Draft
Customers
Wholesale Customers
12/2015 1
12/15115
Legend:
GOAL 4 - Industry Leader
Green = On Target ■
Red = Short of Target
Strategy/Initiatives
Key Performance Indicator
Target
FY Jul -Sep
Q1
FY Oct -Dec
Q2
FY Jan -Mar
Q3
FY Apr -Jun
Q4
Strategy 3 - Complete IT Maser Plan integration throughout all District
operations.
Initiatives: 1) Obtain Board approval of IT Master Plan.
2) Include in IT Master Plan the business requirements to enable
Information Technology Manager -John Huie
Data Backup and Recovery
Zero Lost Data
Zero Lost
online transactions for permitting, payments, payroll and timecards
System Security - Contract with Outside Security
along with other digital opportunities to improve effectiveness and
efficiency of service delivery.
Consultant to Test Firewall Vulnerability Semi-
Semi Annual Vulnerability Test
Scheduled for
Annually
Conducted
Q3
System Reliability and Continuity
99.5% Up -Time
100% Uptime
Annual Internal Customer Survey
Scheduled for
Internal Customer Support
Conducted
Q4
Issue RFP for System Requirements
Contracting
Implementation of New Strategies for ERP System
in FY 2015-2016
with Sungard
GOAL 5 - Provide Exceptional Customer Service
Legend:
Green = On Target
Red = Short of Target
Strategy/Initiatives
Key Performance Indicators
Target
FY Julep
Q1
FY Oct -Dec
Q2
FY Jan -Mar
Q3
FY Apr -Jun
Q4
Strategy 1 - Make a concerted effort to understand customer
expectations and degree of satisfaction with District services.
Initiatives: 1) Develop residential and business surveys.
Communication Services and Intergovernmental
2) Determine how survey results will be measured, communicated and
Relations Manager- Emily Barnett
acted on.
Customer Satisfaction with Construction Projects
70% and Higher Satisfaction
Conduct Surveys of Customers Impacted by
Construction Projects
80% of Customers
Environmental Services Division Manager -
Danae Gemmell
Conduct Survey of Permit Counter Customers
100% of Customers
CSO Division Manager - Paul Seitz
Timely Response - Respond to Emergency Line
Customers within 1 Hour (Call Back in Person or
Other Timely Contact)
95% of the Time
100%
100%
>=3.5 Rating on Customers'
Conduct Survey of Customers' Emergency Calls
Emergency Calls Survey
3.83
3.75%
Strategy 2 - Increase District interaction with local, state, and federal
officials.
Initiatives: 1) Give annual or semi-annual presentations for City
Councils by liaison Board members. 2) Hold annual meetings with
GM I Board of Directors
Annual Meeting with Service Area Cities (Including
Conduct One Annual Meeting with
GM and Board liaison with Mayor, City Manager and Public Works
Director of each city and county counterparts. 3) Keep State
Concord and Clayton)
District Service Area Cities
Annual Meetings with State and Federal
Conduct one Annual Meeting
legislators representing the District's service area and all county
supervisors informed of the District's mission, accomplishments, and
Representatives
relevant plans. 4) Hold annual meetings between Board member and
Contra Costa Water District. 5) Appoint Management Staff member(s)
as liaison for Contra Costa Water District and EBMUD.
Legend:
GOAL 5 - Provide Exceptional Customer Service
Green = On Target
Red = Short of Target
Strategy/Initiatives
Key Performance Indicator
Target
FY Jul -Sep
Q1
FY Oct -Dec
Q2
FY Jan -Mar
Q3
FY Apr -Jun
Q4
Strategy 3 - Develop business plan, integrating and prioritizing
Communication Services and Intergovemmental
initiatives identified in the Strategic Plan.
Relations Manager - Emily Barnett
Initiatives: 1) Investigate viable use of social media outlets.
Develop Social Media Communications Strategic
Develop Strategic Plan by Fourth
2) Update standard specifications and post to website.
Plan
Quarter
Information Technology Manager - John Huie
Develop Online Process for Permit
Develop Online Process for Permit Applications
Applications
See Note 1
See Note 1
Strategy 4 - Continue Emergency Operations and business continuity
preparation throughout the District to best respond in the event of a
catastrophe.
Initiatives: 1) Perform periodic review of Business Continuity Plan.
2) Continue to conduct annual Emergency Operation Center (EOC)
Risk Management Administrator- Shari Deutsch
exercises. 3) Expand training programs and topics for EOC staff. 4)
Collaborate with local County and State agencies.
Annual Emergency Operations Center Drill
Conduct One Exercise per Year By
Third Quarter
Review and Update Business
Review and Update Business Continuity Plan
Continuity Plan
Review and Update the Emergency Operations Plan
Update Plan byThird Quarter
Conduct EOC Inventory and Supply Audits Annually,
Restock as Needed
Conduct Inventory by Fourth Quarter
Legend:
GOAL 6 - Maintain Reliable Wastewater Infrastructure
Green = On Target
Red = Short of Target
Strategy/initiatives
Key Performance Indicator
Target
FY Jul -Sep
FY Oct -Dec
FY Jan -Mar
FY Apr -Jun
Q1
Q2
Q3
Q4
Strategy 1 - Establish an asset management program.
Initiatives: 1) Develop an asset management policy for the District.
Senior Engineer - Dana Lawson
2) Perform a strategic asset management gap analysis. Develop an
Asset Management (AM) Implementation Plan. 3) Use computerized
Execute AM Implementation Plan
AM Implementation Plan
See Note 1
See Note 1
maintenance management system (CMMS) enhancements to align
Implemented
with present and future asset management program needs. 4) Use
condition assessments and predictive failure analysis to
Implement a new CMMS software
Implement a New CMMS Software
See Note 2
See Note 2
Plant Maintenance Division Manager - Neil Meyer
replace/rehabilitate infrastructure at the most cost-effective time.
Percentage of Preventative Maintenace (PM)
o
90 /�
See Note 3
0
97/o
Planned and Scheduled Completed on Time
83%
Percentage of Critical Assets Planned and
90%
See Note 3
92%
Scheduled Completed on Time (RIME Above 50)
82%
Implement Improvement Plan to all Three Existing
Improvement Plan to all Three
Predictive Maintenance/Condition Based
Existing Predictive
Maintenance Programs and to New Ultrasound
Maintenance/Condition Based
See Note 4
See Note 4
Program
Maintenance Programs and to New
Ultrasound Program is Complete
Percentage of Regulatory Title V, PM Work Orders
95%
100%
Completed to Plan
Percentage of Safety Work Orders Completed on
95%
100%
100%
Time
Legend:
GOAL 6 - Maintain Reliable Wastewater Infrastructure
Green = On Target
Red = Short of Target
Strategy/initiatives
Key Perrformance Indicator
Target
FY Jul-Sep
FY Oct-Dec
FY Jan-Mar
FY Apr-Jun
Q1
Q2
Q3
Q4
Strategy 2 - Update the Capital Improvement Program (CIP) annually
through priorititzation, risk analysis while focusing on the sustainability
of customer service, environmental needs and economic demands.
Initiative: Incorporate Asset Management Program in developing
Capital Projects Division Manager -Edgar Lopez
CIP.
Incorporate Wastewater/Recycled
Incorporate Wastewater/Recyled Water Program in
Water Program in CIP Associated
CIP Associated with Asset Management
with Asset Management
Incorporation of Collection System
Incorporation of Collection Systems Programing CIP
Programing CIP Associated with
Associated with Asset Management
lAsset Management
Strategy 3 - Increase enforcement of Overflow Protection Device
(OPD) ordinance.
Initiatives: 1) Articles in Pipeline newsletter, press releases and
Communication Services and Intergovernmental
possible paid advertising announcing District plans to enforce overflow
Relations Manager - Emily Barnett
protection device ordinance, specifically the consequences of not
Number of Articles Addressing OPDs
Three Articles per Year
having an OPD. 2) Targeted mailings in areas announcing the
consequences of sewage back-ups into homes (i.e., no liability on the
DistricPs part). 3) Special discounts for the $50 OPD and /or
discounted installation of OPDs by licensed plumbers.
NOTES 2015-2016 STRATEGIC PLAN
Goal 1- Meet Regulatory Requirements
NOTE: 1
First Quarter - New regulatory matrix is currently being developed to track all current District permits across all departments.
Second Quarter - Progress has been made developing regulatory matrix. Completion anticipated in Fourth Quarter.
NOTE: 2
Master Plan on target. Several technical memos have been prepared. Asset Conditions, flows and loads, plant capacity rating, alternative technology review and hydraulics has been the
primary focus during the FY 2015-2016 Second Quarter. Hydrodynamic model development is ongoing. Flow meters to be installed in January 2016.
NOTE: 3
First Quarter - One event that was 63,131 gallons or 98% of the total gallons spilled.
Second Quarter - One event that was 13,125 gallons or 78% of the total gallons spilled.
Goal 4 - Industry Leader
NOTE: 1
First Quarter - Completed Zeolite Annamox Pilot.
Second Quarter - No pilot projects implemented this quarter.
Goal 5 - Provide Exceptional Customer Service
NOTE:1
First Quarter - IT is researching options to develop this process with the District's current software.
Second Quarter - Staff working with Sungard to evaluate and implement solution.
Goal 6 - Infrastructure
NOTE:1
First Quarter - Training staff on Reliability Center Maintenance (RCM) and pilot RCM on selected systems by December 2016.
NOTE: 2
First Quarter - Go live September 2016.
NOTE: 3
Challenges with existing CMMS System:
A. The analysis and reporting tools with the existing system have many deficiencies. It is a very difficult task to monitor, measure, and report on various parameters that are integral to
achieving the KPIs. There are many limitations on visibility of the data and those who can access the information without extensive experience and training.
B. The existing systems data has many inconsistencies and lacks detail. The preventative maintenance (PM) target completion times are inconsistent and are being corrected as they are
identified. Scheduling the work and processing the work orders is a tedious process.
C. Quality Control/Quality Assurance (QC/QA) of the PM data is a work in progress.
We expect to have training and QA/QC process issues corrected and back on target by FY 2015-2016 Second/Third Quarter.
NOTE: 4
A. Incorporate new vibration analysis equipment in reoccurring PM procedures and not just repairs and new installations. Document inspections/exceptions.
B. Incorporate new infrared (IR) equipment in the expanding IR Program to beyond electrical equipment to include mechanical equipment and furnace burner leaks and refractory issues.
C. Install bulk oil racking and filtration system (in progress).
D. Document use of ultrasonic equipment, Inspections/exceptions (steam traps, Service Air System).
E. Document increased usage of advance diagnostics in PM program.