HomeMy WebLinkAbout05. Strategic Plan Tracking54,
Central Contra Costa Sanitary District
June 1, 2015
TO: ADMINISTRATION COMMITTEE
VIA: ROGER S. BAILEY, GENERAL MANAGER
FROM: ANN SASAKI, DEPUTY GENERAL MANAGER tt.g-_
SUBJECT: STRATEGIC PLAN TRACKING REPORT —THIRD QUARTER OF
FY 2014 -15
Attached is the Strategic Plan Tracking Report for the third quarter of FY 2014 -15. The
legend color GREEN indicates that the goal is "On Target" and RED indicates that the
goal is "Short of Target." Notes are included at the end of the report to address goals
that are falling short of target.
RSB:AS:amt
Attachment
N: \POSUP \Board of Directors \Board - Administration Comm ittee\Strateg ic Plan Memo 06- 08- 2015.docx
Legend:
GOAL 1 - Meet Regulatory Requirements
Green = On Target
Red = Short of Target
Strategy /Initiatives
Key Performance Indicator
Target
FY Jul -Sep
Q1
FY Oct -Dec
Q2
FY Jan -Mar
Q3
FY Apr -Jun
Q4
Strategy 1 - Strive to achieve 100% permit compliance in air, water,
land and other regulations.
Initiatives: 1) Meet existing and future requirements for regulatory
Deputy GM - Ann Sasaki
compliance, energy efficiency, and infrastructure sustainability. 2)
Collaborate with sister agencies and industry associations to monitor
Air Quality - Title V Permit Violations
Zero Violations
0
0
0
GHG - Metric Tons of GHG Emissions
Below 25,000 Metric Tons
trends in regulatory changes. 3) Actively manage greenhouse gas
(GHG) emissions in the most cost effective and environmentally
responsible manner.
Plant Operations Division Manager -Alan Weer
NPDES - Permit Violations
Zero Violations
0
0
0
Recycled Water - Title 22 Permit Violations
Zero Violations
0
0
0
Director of Engineering and Technical Services -
Jean -Marc Petit
Industry - Related Associations - Number of
Employees with Active Committee Participation in
At Least One CCCSD Employee
Professional Associations (NACWA, WEF, CASA,
Serving on Each National or State
BACWA, CWEA, etc.)
Professional Organization Committee
Wastewater Master Plan - Implementation
Implement per Planned Schedule
Strategy 2 - Strive to reduce the number of sewer overflows.
Initiatives: 1) Continue seven -year, system -wide CCTV program.
2) Establish defined cleaning cycles on a yearly basis.
CSO Division Manager - Paul Seitz
Reduce SSO's - Spills per 100 Miles of Pipeline
< 3.5 Spills per 100 Miles
1
1.73
2.4
Spilled vs. Treated - Gallons Spilled per MGD
Treated
< 5 Gallons Spilled /MGD Treated
1.39
1.56
1.38
150 Miles per Year - Average 38
Lines TV - Miles of Sewer Lines Televised per Year
Miles per Quarter
58
55
48
Lines cleaned - Miles of Sewer Lines Cleaned per
800 Miles per Year - Average 200
Year
Miles per Quarter
196
223
203
Legend:
GOAL 2 - Financial Stability
Green = On Target
Red = Short of Target
Strategy /Initiatives
Key Performance Indicator
Target
FY Jul -Sep
1
FY Oct -Dec
02
FY Jan -Mar
03
FY Apr -Jun
04
Strategy 1 - Maintain a fair and equitable rate structure based on
cost of service study results.
Initiatives: 1) Conduct cost of service study, and development of
Finance Manager - Thea Vassallo
updated forecasting and ratemaking model. 2) Meet revenue
requirements. 3) Adopt reserves policy for the District. 4) Adopt debt
Credit Rating with Standard & Poor's
Maintain AAA Credit Rating
Maintain Coverage Ratio of at Least
management policy.
Two Times (2 x). Calculated at the
Debt Service Coverage Ratio
End of the Fiscal Year
Unqualified Audit Opinion - CAFR
Obtain Unqualified Audit Opinion
Obtain GFOA Certificate of
GFOA Certificate of Achievement - CAFR
Achievement
Maintain Service Affordability - Annual Service
Maintain Service Charge Close to
Charge
the Median of Bay Area Agencies
Strategy 2 - Address unfunded liability, minimizing it in the future.
Initiatives: 1) Monitor actuarial assumptions used to determine
Finance Manager - Thea Vassallo
unfunded liability. 2) Develop presentations for Board, staff,
stakeholders and the public detailing the unfunded liability.
CCCERA Unfunded Actuarial Accrued Liability
(UAAL) Updates
Present to Board Finance
Committee Annually
Monitor CCCERA Board of Directors Meetings to
Attend CCCERA Board of Directors
Keep Current on Changes in Actuarial Assumptions
Meetings
Present to Board Administration
OPEB Actuarial Updates
Committee every Two Years
Present to Board Finance Commitee
OPEB Trust Earnings Activity Updates
Semi - Annually
Strategy 3 - Implement prudent risk management procedures to
minimize exposure to risk.
Initiatives: 1) Reduce /control costs of liability claims and litigation.
Risk Management Administrator - Shari Deutsch
2) Establish target reserves for the self- insurance fund. 3) Evaluate
and monitor the District's total cost of risk. 4) Reduce the number
and cost of strain /sprain injuries.
Workers Compensation Experience Modifier
Maintain Workers Compensation
Modifier at 1.0 or Lower
0.61
0.61
0.61
Provide Modified Duty for at Least
Return to Work Program - Modified Duty
75% of Occupational Injuries
100%
100%
100%
Maintain Average Cost at or below
Average Cost per Overflow Claim
$25,000
$9,214.73
$12,583.72
0
Evaluate and Implement Additional Cost - Effective
Perform Annual Review by Fourth
Risk Control and Self- Insurance Opportunities
Quarter
GOAL 3 - Develop Human Resources
Legend:
Green = On Target ■
Red = Short of Target
Strategy /Initiatives
Key Performance Indicator
Target
FY Jul -Sep
Q1
FY Oct -Dec
Q2
FY Jan -Mar
Q3
FY Apr -Jun
Q4
Strategy 1- Ensure appropriate staffing levels.
Initiatives: 1) Conduct benchmarking studies to determine
Human Resources Manager - Teji O'Malley
appropriate staffing levels. 2) Develop appropriate strategies for
succession planning. 3) Identify and address internal career "gaps"
in the current organizational structure.
Employee Promotions (Establish Trend)
Percentage of Employees Promoted
1.9%(5)
1.9%(5)
1.9%(5)
Updates and Revisions to Job Descriptions in the
Number of Job Descriptions
Updated /Revised (FY 2011 -2012 to
Previous Three Years
Present)
35 to Date
8
At or Below Industry (Government)
Employee Turnover Rate
average of 3.4%
3.10%
0%
0.37%
Average Time to Fill a Vacancy (from GM Approval
'See Note 1 -
to Hire)
60 Working Days or Less
69.8 Days
56 Days
34 Days
Strategy 2 - Develop and implement District - focused leadership
development programs.
Initiatives: 1) Identify potential, interested future leaders seeking
Human Resources Manager - Teji O'Malley
career development in the District for targeted leadership training.
2) Develop District training /leadership academies (Management and
Supervisory). 3) Develop District - specific training
Number of Employees Enrolled in Management
Leadership Academy
20 -25 Employees
Last session
May 5
programs /session /brown bags. 4) Develop and support mentoring
Number of Employees Enrolled in Supervisors
and cross - training programs.
Academy
20 -25 Employees
Target July 1
Number of District Customer Service Trainings per
Year
Up to 3 per Year
6
5
0
Strategy 3 - Provide appropriate coaching, mentoring and
development resources for staff to be successful in current and
future positions.
Initiative: Collaborate with industry, civic, and other appropriate
Human Resources Manager - Teji O'Malley
associations for training and leadership development purposes (e.g.
Bayworks).
Use of Tuition Reimbursement
Number of Employees Utilizing
Tuition Reimbursement Dollars
7
9
10
$436 per FTE
$431 per FTE
$425 per FTE
Comparison of Budgeted vs. Actual
Budged /$204
Budgetd /$225
Budgetd /$186
Annual Training Investment
Training Investment per Employee
per FTE Actual
per FTE Actual
per FTE Actual
Employees Active in Industry- Related Associations
135% of Employees
Legend:
GOAL 4 - Industry Leader
Green = On Target
Red = Short of Target
Strategy /initiatives
Key Perfomance Indicator
Target
FY Jul -Sep
Q1
FY Oct -Dec
Q2
FY Jan -Mar
Q3
FY Apr -Jun
Q4
Strategy 1 - Use sustainable practices that minimize waste, maximize
resources, protect the ratepayer, improve the community, and
embrace innovation.
Initiatives: 1) Continue cost - effective self - sufficiency consistent with
best industry practices. 2) Continue developing and investing in
Deputy GM - Ann Sasaki
innovations, technologies, and applied research (R &D).
Energy Imports - 2% Less Energy Compared to
15,616,000
Previous Year
Track Amount of Energy Produced
kWh
5,700,000 kWh
5,766,000 kWh
Director of Engineering and Technical Services -
Jean -Marc Petit
Percentage of Dollars Invested in
1
1
Investment in R &D
R &D Compared to Annual CIB
0.40%
0.40%
0.40%
Strategy 2 - Collaborate with regional water and wastewater agencies
to augment the region's water supply while expanding access to
recycled water for District customers.
Initiatives: 1) Establish recycled water fill station at HHW for District
Director of Engineering and Technical Services -
customers. 2) Develop partnerships and collaborations with other
Jean -Marc Petit
Implement a Recycled Water Fill
districts, as well as public and private agencies. 3) Investigate
satellite and scalping plants for use by public and private entities.
Residential Fill Station at HHW
Station at HHW
In Permitting
Permitted
Ongoing
4) Establish the available and economical capacity of our existing
recycled water facilities (under the EPA Agreement). 5) Continue to
develop Zone -1. 6) Continue maintenance and operational status of
Customers Participation at Residential Recycled
Water Fill Station
Track Customer Participation at
Recycled Water Fill Station
3 Customers
39 Registered
Users
our existing recycled water facilities.
Gallons of Recycled Water Provided to Residential
Customer Using the HHW Fill Station
700 Gallons
446 Gallons
36,511 Gallons
Develop Recycled Water Scalping
Meeting with Golf Course
DCC MOU
Policy on Scalping Plants for Use of Recycled Water
Plant Policy
Consultants
Approved
Verify Capacity of Existing Recycled
Water Facilities to be Included in
Target
Capacity of the Existing Recycled Water Facilities
2015 -2016 Master Plan
06/16
Volume of Recycled Water Delivered
Annual Recycled Water Deliveries to Customers
to Customers per year
62.4 MG
22.28 MG
20.37 MG
Develop New Strategies for New Wholesale
Develop Strategies for New
Target
Customers
Wholesale Customers
12/15
Legend:
GOAL 4 - Industry Leader
Green = On Target
Red = Short of Target
Strategy /Initiatives
Owner /KPI
Target
FY Jul -Sep
Q1
FY Oct -Dec
Q2
FY Jan -Mar
Q3
FY Apr -Jun
Q4
Strategy 3 - Complete IT Maser Plan integration throughout all
District operations.
Initiatives: 1) Obtain Board approval of IT Master Plan.
IT Manager - Vacant/Temp
2) Include in IT Master Plan the business requirements to enable
online transactions for permitting, payments, payroll and timecards
along with other digital opportunities to improve effectiveness and
efficiency of service delivery.
Data Backup and Recovery
Zero Lost Data
System Security - Contract with Outside Security
Consultant to Test Firewall Vulnerability Semi-
Semi Annual Vulnerability Test
Annually
Conducted
System Reliability and Continuity
99.5% Up -Time
See Note 1
Semi Annual Internal Customer
Internal Customer Support
Survey Conducted
Target 4/2015
Issue RFP for System Requirements
Implementation of New Strategies for ERP System
in FY 2015 -2016
Develop New Strategy and Implementation of IT
BOD Accepted
Master Plan
IT Master Plan Accepted by Board
3/5/2015
Legend:
GOAL 5 - Provide Exceptional Customer Service
Green = On Target
Red = Short of Target
Strategy /Initiatives
Key Performance Indicators
Target
FY Jul -Sep
Q1
FY Oct -Dec
Q2
FY Jan -Mar
Q3
FY Apr -Jun
Q4
Strategy 1 - Make a concerted effort to understand customer
expectations and degree of satisfaction with District services.
Initiatives: 1) Develop residential and business surveys.
Capital Projects Division Manager - Edgar Lopez
2) Determine how survey results will be measured, communicated
(Provisional)
and acted on.
Customer Satisfaction with Construction Projects
80% and Higher Satisfaction
Communication Services and Intergovernmental
Relations Manager - Vacant
Conduct Surveys of Customers Impacted by
Construction Projects
100% of Customers
Environmental Services Division Manager -
Danae Gemmell
Conduct Survey of Permit Counter Customers
100% of Customers
CSO Division Manager - Paul Seitz
Timely Response - Respond to Emergency Line
Customers within 1 Hour (Call Back in Person or
Other Timely Contact)
95% of the Time
100%
100%
100%
Conduct Survey of Customers' Emergency Calls
100% of Customer Emergency Calls
100%
100%
100%
Strategy 2 - Increase District interaction with local, state, and federal
officials.
Initiatives: 1) Give annual or semi - annual presentations for City
GM / Board of Directors
Councils by liaison Board members. 2) Hold annual meetings with
Martinez (TP) -
GM and Board liaison with Mayor, City Manager and Public Works
Annual Meeting with Service Area Cities (Including
Conduct One Annual Meeting with
Walnut Creek
Director of each city and county counterparts. 3) Keep State
Concord and Clayton)
District Service Area Cities
(MM)
legislators representing the District's service area and all county
supervisors informed of the District's mission, accomplishments, and
relevant plans. 4) Hold annual meetings between Board member and
Annual Meetings with State and Federal
Representatives
Conduct one Annual Meeting
Contra Costa Water District. 5) Appoint Management Staff
GM / Human Resources
Appointment of Communication
member(s) as liaison for Contra Costa Water District and EBMUD.
Services and Intergovernmental
Establish a Government Affairs Manager for the
Reglations Manager by Fourth
District
Quarter
Legend:
GOAL 5 - Provide Exceptional Customer Service
Green = On Target ■
Red = Short of Target
Strategy /Initiatives
Key Performance Indicator
Target
FY Jul -Sep
Q1
FY Oct -Dec
Q2
FY Jan -Mar
Q3
FY Apr -Jun
Q4
Strategy 3 - Develop business plan, integrating and prioritizing
initiatives identified in the Strategic Plan.
Initiatives: 1) Investigate viable use of social media outlets.
Communication Services and Intergovernmental
2) Update standard specifications and post to website.
Relations Manager - Vacant
Develop Social Media Communications Strategic
Develop Strategic Plan by Fourth
Plan
Quarter
Planning and Development Services Division
Manager - Danea Gemmell
Develop Online Process for Permit
Develop Online Process for Permit Applications
Applications
See Note 1
Strategy 4 - Continue Emergency Operations and business
continuity preparation throughout the District to best respond in the
event of a catastrophe.
Initiatives: 1) Perform periodic review of Business Continuity Plan.
Risk Management Administrator - Shari Deutsch
2) Continue to conduct annual Emergency Operation Center (EOC)
exercises. 3) Expand training programs and topics for EOC staff. 4)
Collaborate with local County and State agencies.
Annual Emergency Operations Center Drill
Conduct One Exercise per Year By
Third Quarter
3/24/2015
Review and Update Business
Review and Update Business Continuity Plan
Continuity Plan
Project Start
Review and Update the Emergency Operations Plan
Update Plan byThird Quarter
Target 6/30/15
Prepare and Submit Annual Hazard Mitigation Plan
Prepare and Submit Report per
Per County
Report to FEMA (via CCCOES)
County Schedule by Third Quarter
Schedule
Update Cal WARN Inventory Database
Update Database by Fourth Quarter
Target 6/30/15
Conduct EOC Inventory and Supply Audits
Annually, Restock as Needed
Conduct Inventory by Fourth Quarter
Target 6/30/15
Legend:
GOAL 6 - Maintain Reliable Wastewater Infrastructure
Green = On Target
Red = Short of Target
Strategy /Initiatives
Key Performance Indicator
Target
FY Jul -Sep
Q1
FY Oct -Dec
Q2
FY Jan -Mar
Q3
FY Apr -Jun
Q4
Strategy 1 - Establish an asset management program.
Initiatives: 1) Develop an asset management policy for the District.
GM / Board of Directors
2) Perform a strategic asset management gap analysis. Develop an
Asset Management (AM) Implementation Plan. 3) Use computerized
maintenance management system (CMMS) enhancements to align
with present and future asset management program needs. 4) Use
condition assessments and predictive failure analysis to
Adopt AM Policy
Adopt AM Policy
BOD 015
Adopted
11/20/14
Senior Engineer Dana Lawson
Complete the AM Gap Analysis as Part of the AM
Report
Complete the AM Gap Analysis as
Part of the AM Report
Completed
8/2014
replace /rehabilitate infrastructure at the most cost - effective time.
Final Draft
Draft Routed
Received
Adopt AM Implementation Plan
Adopt AM Implementation Plan
12/2014
01/20/15
RFP
Distributed
Implement a new CMMS software
Implement a New CMMS Software
2/25/15
CSO Division Manager - Paul Seitz
Percentage of all Work Orders on Linear Assets
Tracked in CMMS
95%
100%
100%
100%
Plant Maintenance Division Manager - Neil Meyer
Percentage of Preventative Maintenace (PM)
Planned and Scheduled Completed on Time
90%
See Note 1
See Note 1
Percentage of Critical Assets Planned and
Scheduled Completed on Time (RIME Above 50)
90%
See Note 1
See Note 1
Review all Three Existing Predictive
Review all Three Existing Predictive
Maintenance /Condition Based
Maintenance /Condition Based Maintenance
Maintence Programs and Develop
Programs and Impllement Improvements
Improvement Plan by Fourth Quarter
Percentage of Regulatory Title V, PM Work Orders
Completed to Plan
95%
See Note 1
See Note 1
Percentage of Safety Work Orders Completed on
Time
95%
1
See Note 1
Legend:
GOAL 6 - Maintain Reliable Wastewater Infrastructure
Green = On Target ■
Red = Short of Target
Strategy /initiatives
Key Perrformance Indicator
Target
FY Jul -Sep
Q1
FY Oct -Dec
Q2
FY Jan -Mar
Q3
FY Apr -Jun
Q4
Strategy 2 - Update the Capital Improvement Program (CIP)
annually through priorititzation, risk analysis while focusing on the
sustainability of customer service, environmental needs and
economic demands.
Initiative: Incorporate Asset Management Program in developing
Director of Engineering and Technical Services -
CIP.
Jean -Marc Petit
Incorporate Wastewater /Recycled
Target
Incorporate Wastewater /Recyled Water Program in
Water Program in CIP Associated
FY
CIP Associated with Asset Management
with Asset Management
2015 -2016
Incorporation of Collection System
Target
Incorporation of Collection Systems Programing CIP
Programing CIP Associated with
FY
Associated with Asset Management
Asset Management
2015 -2016
Implement CIP Prioritization System for each of the
Implement CIP Prioritization System
Four Programs
for each of the Four Programs
Completed
Strategy 3 - Increase enforcement of Overflow Protection Device
(OPD) ordinance.
Initiatives: 1) Articles in Pipeline newsletter, press releases and
Communication Services and Intergovernmental
possible paid advertising announcing District plans to enforce
Relations Manager - Vacant
overflow protection device ordinance, specifically the consequences
Mailed in Early
of not having an OPD. 2) Targeted mailings in areas announcing the
Number of Articles Addressing OPDs
Three Articles per Year
April
consequences of sewage back -ups into homes (i.e., no liability on
the District's part). 3) Special discounts for the $50 OPD and /or
Planning and Development Services Division
Manager - Danea Gemmell
discounted installation of OPDs by licensed plumbers.
:of
Track Number of Discounts per Year
Number Discounts per Year for OPDs
for OPDs
Goal 3 - Human Resources
Note 1:
Depends on whether MS /CG or Local One candidate - re: meet and confer
issues.
Goal 4 - Industry Leader
Note 1:
Goal not reached.
Remediation efforts:
New core infrastructure (Nimble /Dell equipment) deployed and will be brought
online (into Production mode) early in March. Mailbox and software replication
at CSO and Martinez currently being tested for successful fallover. Next test
2/20/15.
Goal 5 - Provide Exceptional Customer Service
Note 1:
IT is researching ways to develop this process with our current software.
Goal 6 - Infrastructure
NOTE 1:
Working on fine tuning CMMS work flow and work order process to ensure all
data is appropriately tracked. This is a work in progress and we anticipate
meeting the goal by Fourth Quarter.
Q1
Q2
Q3
Q4
PM
63
69
88
RIME >50
69
69
84
Safety
75
75
100
Title V
91
91
94