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HomeMy WebLinkAbout05.b. Receive Final Organization and Staffing Plan (Staffing Needs Assessment) and approve Staffing Plan for FY 2015-16�b Central Contra Costa Sanitary District � r BOARD OF DIRECTORS POSITION PAPER Board Meeting Date: MARCH 5, 2015 Subject: RECEIVE THE FINAL ORGANIZATION AND STAFFING PLAN PREPARED BY RAFTELIS FINANCIAL CONSULTANTS, INC. CONDUCTED AS PART OF THE COST OF SERVICE STUDY, APPROVE THE STAFFING PLAN FOR FISCAL YEAR 2015 -16, AND DELETE, ADD AND AUTHORIZE THE FILLING OF THE POSITIONS SET FORTH WITHIN THE PLAN Submitted By. Initiating Dept. /Div.: Roger S. Bailey, General Manager Administration REVIEWED AND RECOMMENDED FOR BOARD ACTION: Ann K. Sasaki – Deputy General Manager `/� �,� David Heath – Director of Administration Jean -Marc Petit – Director of Engineering A— Roger S. Bailey 9 9 General Manager Teji O'Malley – Human Resources Manager ISSUE: Every year, staff submits the fiscal year Staffing Plan for Board approval. Since the completion of the staffing needs assessment coincided with the annual submittal schedule, staff is presenting the recommendations set forth in the Raftelis assessment as the formal Fiscal Year (FY) 2015 -16 Staffing Plan. RECOMMENDATION: Approve the Staffing Plan for FY 2015 -16. FINANCIAL IMPACTS: The proposed Staffing Plan would increase budgeted annual costs in FY 2015 -16 by $377,838. However, there will be no net increase in the current number of authorized and budgeted positions. ALTERNATIVES /CONSIDERATIONS: Modify or reject the proposed staffing plan. BACKGROUND: In June of 2014, the District contracted with Raftelis Financial Consultants to perform a Cost of Service Study as well as an Organizational and Staffing Needs Assessment. The Assessment was conducted in order for Raftelis to identify opportunities to enhance the organization and to consider organizational /staffing changes that would meet future anticipated service levels and to address strategic areas of focus in the most efficient and cost - effective manner. On January 20, 2015, the Board held a workshop to discuss the organizational changes set forth in the draft Organizational and Staffing Plan and, accordingly, staff is now submitting the final recommendations as the District's formal FY 2015 -16 Staffing Plan. After further evaluation and as a result of the discussion during the workshop, staff has decided not to create a Safety and Risk Manager position, and the Risk Management C:\ Users \danderson \Desktop \PP - Staffing Plan (FY15 -16) -Rev. 1.docx Page 1 of 3 POSITION PAPER Board Meeting Date: MARCH 5, 2015 Subject-' RECEIVE THE FINAL ORGANIZATION AND STAFFING PLAN PREPARED BY RAFTELIS FINANCIAL CONSULTANTS, INC. CONDUCTED AS PART OF THE COST OF SERVICE STUDY, APPROVE THE STAFFING PLAN FOR FISCAL YEAR 2015 -16, AND DELETE, ADD AND AUTHORIZE THE FILLING OF THE POSITIONS SET FORTH WITHIN THE PLAN function will continue to report to the Director of Administration. Raftelis' Organization and Staffing Plan, in its entirety, is attached. A majority of the recommendations detailed within the Staffing Plan fall within the purview of the General Manager's authority; hence, those changes will be made administratively beginning March 6, 2015. These changes include job classification title changes, Department and /or Division relocations, position relocations, and the addition of General Manager Special positions. The following table reflects those changes that require Board approval and adoption: Position Changes Additions Deletions Information Technology Manager System Administrator Information Technology) Plant Operations) Information Technology Supervisor Senior Right of Way Agent Information Technology) Plan ing and Development Services Information Technology Supervisor Administrative Technician Information Technology) (Maintenance) Environmental and Regulatory Assistant Land Surveyor Compliance Division Manager (Planning and Development Services) Environmental and Regulatory Division Associate Engineer Internal Auditor (Planning and Development Services) (Finance) Maintenance Crew Leader Field Operations Superintendent Collection System) Collection System) Technical Support Analyst Information Systems Specialist (Information Technology) (Information Technology) Three of the classifications reflected in the above table are newly established and those job classification descriptions are attached as required for Board adoption. Additionally, a recommendation was made to add four positions in the future, once the Organization and Staffing Plan has been fully implemented. These four positions are reflected below with an anticipated timeline as to when the positions would be added. Staff will include these requests within the appropriate year's staffing plan. C:\ Users \danderson \Desktop \PP - Staffing Plan (FY15 -16) -Rev. 1.doex Page 2 of 3 POSITION PAPER Board Meeting Date: MARCH 5, 2015 Subject: RECEIVE THE FINAL ORGANIZATION AND STAFFING PLAN PREPARED BY RAFTELIS FINANCIAL CONSULTANTS, INC. CONDUCTED AS PART OF THE COST OF SERVICE STUDY, APPROVE THE STAFFING PLAN FOR FISCAL YEAR 2015 -16, AND DELETE, ADD AND AUTHORIZE THE FILLING OF THE POSITIONS SET FORTH WITHIN THE PLAN Position Fiscal Year Training Coordinator (Human Resources) 2016 -17 Facilities Maintenance Planner (Maintenance) 2016 -17 Assistant Land Surveyor (Planning and Development Services) 2016 -17 Internal Auditor (Administration) 2017 -18 RECOMMENDED BOARD ACTION: Approve the Staffing Plan for FY 2015 -16. Attached Supporting Documents: 1. Raftelis' Organization and Staffing Plan 2. Job Classification - Information Technology Manager 3. Job Classification- Information Technology Supervisor 4. Job Classification- Environmental and Regulatory Compliance Division Manager C:\ Users \danderson \Desktop \PP - Staffing Plan (FY15 -16) -Rev. 1.docx Page 3 of 3 ATTACHMENT I CENTRAL CONTRA COSTA SANITARY DISTRICT Organization and Staffing Plan Final Report March 5, 2015 This is a placeholder only. The full report will be available at centralsan.org as soon as it becomes available. CENTRAL CONTRA COSTA SANITARY DISTRICT Effective: 03/05/15 Range: M -24 Respirator Class: 3 INFORMATION TECHNOLOGY MANAGER DFFINITION ATTACHMENT 2 Oversee and manage the effective operation of information technology (IT) and information systems within the District. Ensure strategic and operational alignment with the business objectives of the District. Serve as principal advisor to District managers and directors regarding IT. Perform related duties as required. DISTINGUISHING CHARACTERISTICS This is a single position, professional management level classification. This position must demonstrate a high degree of proficiency in making a wide variety of managerial and technical decisions that have District -wide implications in the administration of the District's IT. Successful performance requires the ability to maintain an understanding of current and emerging industry trends and best practices, professional standards, and technical knowledge in a wide variety of IT disciplines and the ability to coordinate their application through subordinate supervisors in several IT functions. SUPERVISION RECEIVED AND EXERCISED Receive general direction from the Director of Administration. Exercise direct and general supervision over subordinate technical personnel, consultants, and contractors. EXAMPLES OF ESSENTIAL DUTIES Plan, direct, and coordinate the activities of the IT Division. Formulate and implement short-term objectives and long -term goals for the division. Develop, coordinate, guide, and maintain IT systems as well as strategic and operational plans in alignment with the District's Strategic Plan. Conduct enterprise -wide IT planning by consulting with internal staff to identify and prioritize the IT needs of the District. Provide guidance and leadership on evaluation, selection, implementation, and maintenance of the District's IT by evaluating alternatives, performing appropriate cost - benefit analysis, and recommending solutions. Ensure the Backup and Disaster Recovery Plans are developed and maintained, and oversee regular testing of the plans. - 1 - Oversee the inventory management activities, including performing annual inventory and keeping the hardware, software inventory, and licensing records current. Help coordinate the assignment of IT resources to projects, operations, and events. Oversee the development, implementation, and maintenance of security policies and procedures to support the protection of IT assets and the integrity and security of District data. Provide leadership and support in deploying industry best practices for all areas of IT. Drive process optimization and continuous process improvement across IT to improve productivity, efficiency, and security Provide support in the event of an emergency by fulfilling appropriate responsibilities in the Emergency Operations Center. Build and manage a highly skilled team of functional experts and oversee IT budgeting and infrastructure. Communicate opportunities, issues, challenges, and trends to the District management team. Help document and manage IT activities and services to support benchmarks, performance management, and policy development. Support the development of business case evaluations and lifecycle cost analyses to assist the District in making cost - effective IT investments. Represent IT on appropriate Committees. Perform related duties as required. MINIMUM QUALIFICATIONS Knowledge of: Principles, procedures, and infrastructure used for data management; networking; project management; physical and virtual servers; SAN storage; PC's; laptops, electronic devices; wireless technology; and telecommunications, including telephone and voicemail systems. Principles, practices, methods, and techniques used in the operation, maintenance, and administration of computer operating systems and hardware applicable to the administration of a wastewater utility. -2- Enterprise information systems, e.g., GIS, CAD, CMMS, SCADA, ERPs, and relational databases. Administrative principles and practices, including goal setting, program development, implementation, and evaluation and supervision of staff, either directly or through subordinate levels of supervision. Effective communication and leadership techniques. Principles and practices of budget preparation, administration, and accountability. Ability to: Help analyze, identify, interpret, know, observe, problem solve, remember, understand, and explain various software and hardware systems. Sit at desk and in meetings for long periods of time on a continuous basis; intermittently twist to reach equipment surrounding desk; perform simple grasping, pushing, pulling, and fine manipulation; use telephone; write or use a keyboard to communicate through written means; and lift or carry weight of 25 pounds or less. Communicate via mobile communication device. Administer programs and the work of staff directly and through subordinate levels of supervision. Develop and implement goals, objectives, policies, procedures, work standards, and internal controls for the division. Conduct complex research projects, evaluate alternatives, make sound recommendations, and prepare effective technical staff reports. Establish and maintain cooperative- working relationships with those contacted in the course of work. Provide exceptional customer service to all internal and external customers. Operate and evaluate complex and interdependent software and hardware systems. Troubleshoot complex hardware and software problems. Help configure, monitor, and troubleshoot the interaction of computer and telecommunication networks. Keep current on changes, trends, and developments in relevant technologies. Maintain records to monitor complex systems and procedures. -3- Prepare clear and concise reports, records, budgets, memoranda, correspondence, and other documents. Communicate clearly and concisely orally and in writing. Make articulate and effective presentations to various groups. Experience and Education: Any combination equivalent to experience and education that could likely provide the required knowledge and abilities would be qualifying. A typical way to obtain the knowledge and abilities would be: Experience Ten years' experience in an IT Manager role including at least seven years of experience in system administration, supervision, and project management. Education Equivalent to a bachelor's degree from an accredited college or university with major coursework in computer science, information systems, information technology, or a closely related field. Licenses and Certificates: Possession of a valid California Driver's License. A valid out -of -state license will be accepted during the application process. Must possess a valid California Driver's License within 90 days of appointment. -4- ATTACHMENT 3 CENTRAL CONTRA COSTA SANITARY DISTRICT Effective: 03/05/15 Range: S -82 Respirator Class: 3 INFORMATION TECHNOLOGY SUPERVISOR DEFINITION Under general direction, plans, organizes, and directs either the customer service or infrastructure functions of the Information Technology (IT) Division; provides technical, policy, and managerial advice to the IT Manager; provides direction in the areas of policy and planning for IT- related functions; and performs related duties as required. DISTINGUISHING CHARACTERISTICS The IT Supervisor directs day -to -day operations and ensures initial and continuing competency of staff under his or her respective responsibility. The Information Technology Supervisor must be a highly communicative and collaborative leader who establishes strong partnerships with internal and external partners. These positions require high quality service orientation and a strong understanding of technology. SUPERVISION RECEIVED AND EXERCISED Receive general direction from the IT Manager. Exercise direct and general supervision over subordinate technical personnel, consultants, and contractors. EXAMPLES OF ESSENTIAL DUTIES Plans, organizes, coordinates, assigns, schedules, and directs staff work in assigned functional area. Establishes and maintains technical information services standards for work products and work methods within assigned functional area. Provides technical, policy, and managerial assistance to the IT Manager. Directs, organizes, and reviews the work of subordinate staff. Provides excellent customer service, which includes developing and sustaining productive customer relationships. Provides periodic reporting to the IT Manager regarding work tickets, key performance indicator (KPI) metrics, and District technology needs and others areas on an as- needed basis Schedules, assigns, and allocates work tickets to appropriate personnel. - 1 - Identifies and escalates issues per IT Escalation Policy and Procedures. Obtains quotes, requisitions, and /or purchases technical infrastructure. In addition to the above, the position assigned to the Infrastructure Unit will perform these essential duties: Administering, configuring, and supporting physical and virtualized server environments, networking, and telecommunications infrastructure. Monitoring and managing databases. Knowledge of: Principles, practices, methods, and techniques used in the operation, maintenance, and administration of computer operating systems and hardware applicable to the administration of a wastewater utility. Technical infrastructure monitoring and security. Scripting and scripting tools. Principles and techniques of personnel management and supervision. Effective communication and leadership techniques. Ticketing system management and reporting. Service delivery and support to end -users over the phone, via remote connection or over the Internet. Proven documentation capabilities. The position assigned to the Infrastructure Unit shall also possess knowledge of: Network designing, building, testing, and implementation. Network monitoring, problem resolution, protocols, VPNs and security. Network documentation, configuration, maintenance, and diagnostic procedures and techniques. Pen testing, threat analysis, and intrusion prevention and detection. System capacity, workload performance, and connectivity monitoring and resolution of systems to provide up -to -date and efficient operations -2- Client security, security architecture and models, security management practices, network security, and application security. The position assigned to the Customer Service Unit shall also possess knowledge of: Up -to -date desktop applications Windows Servers, workstations, MS Exchange, VMware, VOIP, VDI, anti -virus and other various software applications. Ability to: On a continuous basis, analyze, identify, interpret, know, observe, problem solve, remember, understand, and explain software and hardware systems. Sit at desk and in meetings for long periods of time on a continuous basis; intermittently twist to reach equipment surrounding desk; perform simple grasping, pushing, pulling, and fine manipulation; use telephone; write or use a keyboard to communicate through written means; and lift or carry weight of 25 pounds or less. Communicate via mobile communication device. Analyze issues and utilize problem - solving techniques to resolve IT issues and challenges. Work and learn independently, define priorities, and meet deadlines. Effectively communicate complex and technical ideas with coworkers, management, vendors, and customers. Keep current on latest technology and technology advances. Conduct training on IT applications to small and large groups. Communicate clearly and concisely, both orally and in writing. MINIMUM QUALIFICATIONS Experience and Education: Any combination equivalent to experience and education that could likely provide the required knowledge and abilities would be qualifying. A typical way to obtain the knowledge and abilities would be: -3- Experience Depending on assignment, either 1) Five years of progressively responsible experience performing duties in a Help Desk Environment or 2) Five years of progressively responsible experience performing duties in Network, Server, Database Administration and /or Information Security. Education Equivalent to a bachelor's degree from an accredited college or university with major coursework in computer science, information systems, information technology, or a closely - related field. Licenses and Certificates: Possession of a valid California Driver's License. A valid out -of -state license will be accepted during the application process. Must possess a valid California Driver's License within 90 days of appointment. -4- ATTACHMENT 4 CENTRAL CONTRA COSTA SANITARY DISTRICT Effective: 03/05/15 Range: M -24 Respirator Class: 3 ENVIRONMENTAL AND REGULATORY COMPLIANCE DIVISION MANAGER DEFINITION Plan, organize, direct, and review the operations of the District's Environmental and Regulatory Compliance Division, which includes the management and oversight of the National Pollutant Discharge Elimination System (NPDES), Title V, Title 22, and Waste Discharge Permitting Sections, Laboratory, Source Control, and Household Hazardous Waste, and perform other related duties as assigned. DISTINGUISHING CHARACTERISTICS This single position classification has full responsibility over the Regulatory Compliance Division. This class is distinguished from the Director of Engineering and Technical Services in that the latter has full responsibility for the Engineering and Technical Services Department and all related activities and programs. SUPERVISION RECEIVED AND EXERCISED Receive administrative direction from the Director of Engineering and Technical Services. Exercise direct and general supervision over assigned professional and technical personnel in the Regulatory Compliance Division. EXAMPLES OF ESSENTIAL DUTIES - Duties may include, but are not limited to, the following: Manage the development and implementation of Division goals, objectives, and priorities. Oversee and ensure that District activities and operations are in compliance with applicable federal, state, and local laws, statutes, regulations, and policies. Evaluate the effectiveness of regulatory compliance programs and develop and implement new programs as mandated by legislation and /or policy. Identify Division -wide training needs and develop training plans. Select, train, evaluate, and monitor the performance of Division personnel, directly or through subordinate staff. Represent the District before boards, political bodies, committees, and the general public. CENTRAL CONTRA COSTA SANITARY DISTRICT Environmental and Regulatory Compliance Division Manager (Continued) Receive and interpret laboratory data from wastewater and environmental samples and apply results to regulatory requirements. Prepare reports and recommendations for the Board of Directors. Participate in various conferences /training in order to maintain awareness of new trends and developments related to regulatory compliance for assigned areas of responsibility. Monitor and analyze legislation and regulations that impact regulatory compliance, and develop and implement programs that ensure District compliance. Oversee the preparation and submission of statistical and analytical reports to regulatory agencies such as the San Francisco Regional Water Quality Control Board (SRWQCB) and the Bay Area Air Quality Management District (BAAQMD). Consult with the Director of Engineering and Technical Services in formulating District policy as it relates to regulatory compliance. Monitor and evaluate the efficiency and effectiveness of service delivery methods and procedures. Develop and oversee the Division's budget, which includes forecasting of funds needed for staffing, equipment, and supplies and monitoring and approving expenditures. Provide comprehensive direction and support to all District programs regarding future, pending, and existing regulatory compliance issues. Negotiate and administer contracts for a variety of routine and complex consulting projects, which includes monitoring and reviewing progress and scheduling and approving progress payments. Perform related duties as required. KNOWLEDGE, SKILLS, AND ABILITIES Knowledge of: Applicable federal, state, and local laws and regulations as they relate to regulatory compliance for assigned areas of responsibility. Principles and practices of budget preparation and administration. Principles and operational characteristics of a wastewater agency. 2 CENTRAL CONTRA COSTA SANITARY DISTRICT Environmental and Regulatory Compliance Division Manager (Continued) Principles and practices of program development and management. Legislative process of local, state, and federal government. Regulatory agency functions and processes. Principles and practices of management and supervision. Principles and practices of wastewater collection, treatment, and discharge. Practices and techniques related to the conduct of environmental investigations and studies. Methods of microbiological and bacteriological tests as related to wastewater. Safety precautions as required by the District, including but not limited to, Cal /OSHA General Industry Safety Orders, the District's Respiratory Protection Program, and District Safety Directives. Ability to: Develop and implement Division -wide goals and objectives. Interpret applicable federal, state, and local laws and regulations as they relate to regulatory compliance. Plan and organize the work of subordinate personnel. Work effectively and cooperatively with representatives from other local, state, and federal regulatory agencies and programs as well as Division staff and the general public. Communicate effectively, both orally and in writing. Prepare or direct the preparation of comprehensive studies and reports. Understand, interpret, and explain complex laws and regulations. Oversee a comprehensive monitoring and reporting program related to areas of assigned responsibility. Make effective written, graphic, and oral presentations of complex and highly 3 CENTRAL CONTRA COSTA SANITARY DISTRICT Environmental and Regulatory Compliance Division Manager (Continued) technical information. Prepare clear and concise administrative and financial reports. Analyze technical reports and data. Collect data, establish facts, and draw valid conclusions. Intermittently sit at desk, walk, stand, bend, squat, kneel, and twist during inspections, perform simple and power grasping, pushing, pulling, and fine manipulation; lift or carry weight of 10 pounds or less. May be required to communicate via mobile communication device. Perform work under minimal supervision and within an environment of competing priorities and deadlines. MINIMUM QUALIFICATIONS Experience and Education: Any combination equivalent to experience and education that could likely provide the required knowledge and abilities would be qualifying. A typical way to obtain the knowledge and abilities would be: Experience Ten years of experience monitoring, administering, and /or analyzing water quality regulations, policy, and compliance which includes experience overseeing some or all regulatory compliance related activities that would be required of an agency similar to the District. Education Equivalent to a bachelor's degree from an accredited college or university with a major in civil, environmental, chemical, mechanical engineering, environmental science, biology, chemistry, business administration, law, or a closely related field. Substitution for Education Four years of additional qualifying experience as noted above may be substituted for the bachelor's degree. 4 CENTRAL CONTRA COSTA SANITARY DISTRICT Environmental and Regulatory Compliance Division Manager (Continued) Licenses and Certificates: Possession of a valid California Driver's License. A valid out -of -state driver's license will be accepted during the application process. Must possess a valid California Driver's License within 90 days of appointment. 9