HomeMy WebLinkAboutNWRI CDPH Panel Report Vol II for Meeting 1 FINAL 061214NATIONAL WATER RESEARCH INSTITUTE
Volume II
Final Report
of the March S, 2014, Conference Call Meeting of the
Expert Panel
for the
California Department of Public Health
(Agreement No. 13- 21041)
on
Development of Water Recycling Criteria
for Indirect Potable Reuse through
Surface Water Augmentation and the Feasibility
of Developing Criteria for Direct Potable Reuse
June 12, 2014
Fountain Valley, California
www.nwri- usa.or /g ca- panel.htm
ABOUT NWRI
A 5010 nonprofit organization, the National Water Research Institute (NWRI) was founded in
1991 by a group of California water agencies in partnership with the Joan Irvine Smith and
Athalie R. Clarke Foundation to promote the protection, maintenance, and restoration of water
supplies and to protect public health and improve the environment. NWRI's member agencies
include Inland Empire Utilities Agency, Irvine Ranch Water District, Los Angeles Department of
Water and Power, Orange County Sanitation District, Orange County Water District, and West
Basin Municipal Water District.
For more information, please contact:
National Water Research Institute
18700 Ward Street
P.O. Box 8096
Fountain Valley, California 92728 -8096 USA
Phone: (714) 378 -3278
Fax: (714) 378 -3375
www.nwri-usa.org
www.nwri-usa.org/ca-panel.ht
Jeffrey J. Mosher, Executive Director
Gina Melin Vartanian, Editor
Publication Number: NWRI- 2014 -05
ACKNOWLEDGMENTS
The Expert Panel on "Development of Water Recycling Criteria for Indirect Potable Reuse
through Surface Water Augmentation and the Feasibility of Developing Criteria for Direct
Potable Reuse" (Panel) was formed at the request of the California Department of Public Health
(CDPH). Financial support for the Panel is being provided by CDPH through Agreement No.
13- 21041.
The Panel would like to thank CDPH staff for the information, materials, and suggestions
received from CDPH as part of the first Panel Meeting, which is the focus of this Panel Report.
In particular, the Panel thanks Mr. Randy Barnard, Mr. Mark Bartson, Mr. Brian Bernados, Mr.
Bruce Burton, Mr. Robert Hultquist, and Dr. David Spath of CDPH for their assistance. The
Panel also appreciates the support of Mr. Bruce Burton, Chief of the Northern California
Drinking Field Operations Branch, who serves as the CDPH project representative on this effort.
In addition, the Panel thanks the National Water Research Institute for administering and
organizing the Panel's efforts. The Panel would also like to recognize the WateReuse Research
Foundation, WateReuse California, and Water Research Foundation for participating in the first
Panel Meeting and providing valuable information on current and future potable reuse research
projects.
DISCLAIMER
This report was prepared by an NWRI Expert Panel (Panel), which is administered by the
National Water Research Institute (NWRI). Any opinions, findings, conclusions, or
recommendations expressed in this report were prepared by the Panel. This report was published
for informational purposes.
CONTENTS
Volume I
1. Purpose and History of the Panel .................................................................. ............................... l
1.1 Project Background .......................................................................... ..............................1
1.2 Panel Members ................................................................................. ..............................2
2. Panel Meeting ................................................................................................ ..............................3
2.1 Background Material ....................................................................... ..............................3
2.2 Meeting Agenda ............................................................................... ..............................3
2.3 Meeting Attendees ........................................................................... ..............................4
3. Comments ...................................................................................................... ..............................5
3.1 General Comments ........................................................................... ..............................5
3.2 CDPH Mandate and Panel Process .................................................. ..............................6
3.3 Comments about the Research Plan ................................................. ..............................6
3.4 Panel's Response to Research Plan Questions ................................ .............................13
Appendix A: Panel Background ....................................................................... .............................14
Appendix B: Panel Member Biographies ......................................................... .............................16
AppendixC: Meeting Agenda .......................................................................... .............................22
Appendix D: Meeting Attendees
Volume II
1. Presentation Slides from the March 5, 2014, Web - Enabled Conference Call Meeting of the
Expert Panel
2. California Direct Potable Reuse Initiative Research Plan
3. California Water Code Section 13560 -13569
ITEM 1:
PRESENTATION SLIDES FROM THE MARCH 5, 2014,
WEB - ENABLED CONFERENCE CALL MEETING
OF THE EXPERT PANEL
NWRI Expert Panel
Development of Water Recycling Criteria for IPR
through Surface Water Augmentation and the
Feasibility of Developing Criteria for DPR
for the California Department of Public Health
Conference Call Meeting 'job R
NWRI March 5, 2014 ! COPH
9:00 am to 1:00 pm (PST) t. W..— D:p.......
PublicHeelth
Welcome (9:oo,io.m)
Welcome and Introductions
• Jeff Mosher, NWRI
i
Proposed ground rules:
• Mute phone if possible
• In GoToMeeting use "chat" to ask questions
• Q &A after the presentations
E
1
Attendees
Expert Panel Members
• CHAIR: Rhodes Trussell, Trussell Technologies
• Michael Anderson, UC Riverside
• Dick Bull, MoBull Consulting
• Jorg Drewes, Technische Universitat Munchen
Attendees
Expert Panel Members
• Chuck Haas, Drexel University
• Walter Jakubowski, WaltJay Consulting
• Perry McCarty, Stanford University
• Kara Nelson, UC Berkeley
i
4
L
Attendees
Expert Panel Members
• Adam Olivieri, EOA, Inc.
• Joan Rose, Michigan State University
• David Sedlak, UC Berkeley
• Tim Wade, US EPA
f
0k; 41?
5
Attendees
CDPH Staff:
Bruce Burton, Chief, Northern California Drinking
Field Operations Branch
e Randy Barnard, RW Treatment Specialist
Mark Bartson, Chief, Technical Operations Section
Brian Bernados, Technical Specialist
Bob Hultquist, Drinking Water Program Expert
Dave Spath, Drinking Water Program Expert
0
I
Attendee`
WateReuse Representatives
• Stefani McGregor, WateReuse Research Foundation
• Julie Minton, WateReuse Research Foundatio
• Justin Mattingly, WateReuse Research Foundation
• David Smith, WateReuse California
• Mark LeChevallier, American Water (WRRF RAC Chair)
Water Research Foundation
• Chris Rayburn, Water Research Foundatio
NWRI Staff
Jeff Mosher, txecuuve uirecior
Brandi Caskey, Events Manager
Gina Vartanian, Communications Manager
Pro g ra m (9:10 — 9:20 am)
Review Purpose of Meeting
and Meeting Agenda OF
Rhodes Trussell, Panel Chair
i m _ 1
II
LE
Meeting Objectives
Provide an overview of the CDPH's mandate regarding
the Expert Panel.
Review the Panel's scope of work.
Review DPR research efforts to date and future
research needs.
Agenda
Overview of Panel Process
CDPH Perspective
• Statuary Mandates and Specific Tasks of the Panel
• Briefing on Potable Reuse in California
Review of DPR Research
• WateReuse DPR Initiative and "Research Plan" Overview
• Overview of Current DPR Research Projects
• Discussion on DPR Research
Closed Panel Discussion
9
IN
A
!)CDPH
PublicHeakh
CDPH Perspective and Panel Overview
CDPH Perspective (9:20 -9:35 am)
Statuary Mandates and Specific Tasks of the
Panel
• Bruce Burton, CDPH
OCDPH
Cali Forma Dcparrmcnc of
PublicHealth
12
0
Expert Panel
Assess DPR Research Needs
Advise on Development of IPR through Surface
Water Augmentation (SWA). Make a
Determination as to Whether Proposed Criteria
for SWA are Adequately Protective of Public
Health
Advise on the Feasibility of Developing Uniform
Criteria for Direct Potable Reuse
I1
California Department of Public Health
Adopt Groundwater Replenishment Regulations
by December 31, 2013
Adopt SWA Regulations by December 31, 2016
Report to the Legislature by December 31, 2016
on the Feasibility of Developing Uniform Water
Recycling Criteria for Direct Potable Reuse
Advisory Group
Advise the Expert Panel on the development of
uniform water recycling criteria for DPR criteria
Advise the Department on the feasibility of
developing uniform water recycling criteria for
DPR
X
Panel Overview (9:35 -9:50 am)
Description of Expert Panel Process
• Jeff Mosher, NWRI
i
Expert Panel - Areas
Areas of Expertise:
• Chair
• Toxicologist
• Wastewater treatment engineering
• Water treatment engineering
• Epidemiology
• Microbiology
• Chemistry
• Multi- barrier system reliability
• Microbial risk assessment
• Limnology 18
I
Expert Panel
Charge (Tasks):
�. Assess what, if any, additional areas of researcr.
are needed for establishing criteria for DPR
2. Advise CDPH on public health issues and
scientific and technical matters regarding the
development of surface water augmentation (IPR)
criteria
3. Advise CDPH on public health issues and
scientific and technical matters regarding the
feasibility of developing criteria for DPR
19
Phase 1 - Approach
Review Research Plan(s) (Task 1)
• DPR research is ongoing and more research is
planned
• To ensure funds are focused on critical knowledge
gaps, the panel will be asked to review research
plans
Surface water augmentation criteria (Task 2)
• Review initial CDPH draft criteria (and rationale)
• Review: City of San Diego efforts, research,
monitoring data, demonstration studies, epi studies,
risk assessments, state reports, NRC study, etc.
• Guiding principal: protection of public health 20
10
Phase 2 (DPR) — Approach
Review and evaluate feasibility of criteria for
DPR (Task 3)
• Goal: Protect public health
• To determine feasibility review:
• Treatment technologies
• Multiple barriers needed
• Information on health effects
• Failure of treatment systems (how to react)
• Monitoring
• Other scientific or technical issues
• Additional research needed
• Concerns raised by Advisory Panel?
21
Expert Panel - Schedule
Phase 1
• Review DPR Research Plan(s) (Task 1)
• No legislated schedule
• Address surface water augmentation criteria (Task 2)
• By December 31, 2016
Phase 2
• Review and evaluate feasibility of criteria for DPR
(Task 3)
• Product: Report to legislature
• Draft Recommendations Report — June 30, 2016
• Public review draft — September 1, 2016
• Final Report — December 31, 2016 22
11
Panel Process
NWRI coordinates with CDPH and Panel Chair
1. CDPH will develop "scope of work"
2. NWRI and Chair: Develop proposed approach
Review approach with Panel (at first meeting)
• Finalize approach
General:
• Use of Panel meetings (open and closed sessions)
• 5 meetings in first phase
• Use of web - enabled conference calls
• Make assignments for between meeting efforts
• "Advisory Panel" input 23
Panel Outcomes
"Panel reports" representing a consensus of
the panel
By Task:
1. Review of DPR research — letter /memo report
2. Review of "Surface Water Augmentation
Criteria" — Panel Report
3. Review of "Feasibility of Criteria for DPR" —
Panel Report
24
12
Advisory Committee on DPR
At least 9 representatives in these areas:
• Water and wastewater agencies
• Local public health officers
• Environmental organizations
• Environmental justice organizations
• Public health nongovernmental organizations
• CDPH
• State Water Resources Control Board
• U.S. EPA
• Ratepayer or taxpayer advocate organizations
• Business community 25
Advisory Committee Representatives
Ray Tremblay
Jim Fiedler
Marsi Steirer
Mike Wehner
Al Lau
Keith Solar
Traci Minamide
Garry Brown
Andria Ventura
Conner Everts
Shahla Farahnak
Alisa Reinhardt
Charles Mosher
Bruce Macler
Mark Bartson
LACED
Santa Clara Valley Water District
City of San Diego
Orange County Water District
Padre Dam Municipal Water District
San Diego County Taxpayers Association
LA Bureau of Sanitation
Orange County Coastkeeper
Clean Water Action
Environmental Justice Coalition for Water
SWRCB
San Diego Regional Chamber of Commerce
Mariposa County Health Department
U.S. EPA
CDPH 26
13
Advisory Committee (CDPH)
Charge:
• Advise the Expert Panel regarding investigation of
the feasibility of developing criteria for DPR
• Consult in selecting members of the Expert Panel
• Review the Panel's draft report
Open meetings
• Bagley -Keen Meeting Act Requirements
• Public participation encouraged
Schedule
• Initial meeting: February 21
• Discuss organization /operation of Advisory Group 27
CDPH Perspective (9:50 to 10:20 am)
Briefing on Potable Reuse in California
• Bob Hultquist and Brian Bernados, CDPH
ON
4.
Assoc
Kposition
28
14
REGULATING POTABLE REUSE
CALIFORNIA
SAFE DRINKING WATER ACT
• Pure, wholesome, potable, and healthy water
• Evaluate and permit each source
• Chemical Standards (MCLs)
• For surface water augmentation and direct potable reuse -
Surface Water Treatment Rule (SWTR)
• A water system "using an approved surface water shall provide
multibarrier treatment necessary to reliably protect users from the
adverse health effects of microbiological contaminants ..."
• Organism log reductions are determined as part of source
approval process
15
TRANSITION: CWA to SDWA
when "Approved Source"
INDIRECT POTABLE REUSE
REGULATORY SCHEME
• Clean Water Act regulators:
• Regulate the reuse project to assure no impairment of the
receiving groundwater of surface water
• Groundwater recharge regulated in recycling criteria
• Drinking Water Regulators:
• Enforce standard provisions of the SDWA
• For SWA much of the regulation will be in the SWTR
IR
.9
Surface
water
reservoir
(for SWA)
Drinking
Water
,
a
INDIRECT POTABLE REUSE
REGULATORY SCHEME
• Clean Water Act regulators:
• Regulate the reuse project to assure no impairment of the
receiving groundwater of surface water
• Groundwater recharge regulated in recycling criteria
• Drinking Water Regulators:
• Enforce standard provisions of the SDWA
• For SWA much of the regulation will be in the SWTR
IR
A POSSIBLE REGULATORY SCHEME
FOR DPR
• Clean Water Act regulators could regulate what they
have the authority, expertise, and operator certification
program for:
• Source control for the collection system
• Treatment through secondary or tertiary
• Disposition of inadequately treated wastewater
Drinking Water Regulators could:
• Approve secondary or tertiary effluent meeting the CWA
regulators permit as the "approved" surface water source
• Specify advanced treatment and monitoring in the water
system permit as they would for any impaired or extremely
impaired source
SOURCE QUALITY
1 Extremely Impaired
Chemical
Contamination
Impaired ..
Pathogen Contamination --- ON.
17
POTABLE REUSE REGULATION
PRINCIPLES
• Make a "safe" drinking water
• Low tolerable risk
• 10 -4 annual risk of infection
• Drinking water standards
• Unregulated chemical controlled to
match good conventional supplies
• Low risk of failure
• Multiple barriers for contaminants
• Appropriate monitoring
35
TRACE ORGANIC CHEMICALS
• The advanced treatment in the IPR draft regulation is
effective where 100% reclaimed water reaches a
drinking water source and should be good for DPR
-The IPR advanced treatment is RO and AOP
-Treatment alternatives may be allowed if they assure
the same level of health protection
• Chronic risk
-Have time to react to a treatment problem
-IPR - provided by travel time
•DPR -does the risk from a failure justify additional measures?
in
PATHOGENIC MICROORGANISMS
Acute risk
Set a log reduction treatment requirement
Raw sewage to finished drinking water
• 12 -log Virus
• 10 -log Giardia
• 10 -log Cryptosporidium
• Based on high sewage levels and USEPA
drinking levels for a 10 -4 risk
37
PATHOGEN CONTROL APPROACHES
We could assure safe water by providing:
• Real -time monitoring of organism reduction for
the required barriers,
or, possibly
• Best available monitoring and redundant barriers
to provide extra log reduction capacity to
compensate for monitoring limitations
19
PATHOGENS CONTROL QUESTIONS
• Is the available monitoring sensitive and rapid enough to
tell us when the organism reduction goal is not being met?
• How do we measure the overall reliability of the treatment
scheme?
• How consistently must the treatment meet the organism
log- reduction goal?
• Multiple redundant barriers minimize the chance of a
complete failure of treatment -
how do we determine the necessary number and
capability of the redundant barriers?
SUMMARY
A POSSIBLE DPR SCHEME
• Regulate the critical treatment under the SDWA
• Focus on acute risks (pathogens)
• Continuously verify treatment performance
• Provide sufficient barriers with:
• Real -time organism reduction verification monitoring
or
• Best available monitoring with redundant barriers to strictly restrict the
chance of inadequately treated water
• Provide a fail -+safe response to a system problem
20
RESEARCH TO SUPPORT REGULATION
Clarity in Rulemaking
It must be clear whether or not a project is in
compliance with the criteria.
The criteria should rely on specific, objective
measures
To support regulation - research into treatment
should correlate contaminant reduction
performance with readily measured, enforceable,
performance indicators.
Questions & Research Issues
Adenovirus
Reliability
Engineered storage buffer
Pathogen surrogates
Is it Safe?
March 5, 2014
Brian Bernados, P.E.
Technical Operations Section
Brian.bernados @cdph.ca.gov
21
Adenovirus and Public Health
• Adenovirus are often a question, especially
involving UV treatment
• Is the high concentration of adenoviruses in
sewage a concern?
• Since there are various adenoviruses, should
enteric adenoviruses AD40 and 41 be the
focus?
Adenovirus or MS -2?
• Question - "... 6 -log credit for virus through UV
(after RO), do I ... target 6 -log of polio or do I ...
target 6 -log adenovirus ? ?"
• My Response: In the EPA UVDGM, adenoviruses
needs 186 mJ /cm2 for 4 -log ... recent studies
have shown high concentrations of adenovirus in
wastewater.
• If FAT, the UV should be operated at a very, very
high dose.
• AOP is generally monitored via EE /0, but current
FAT projects are not directly tracking UV dose.
22
engineered storage buffers
• Surface water treatment plants typically have
clearwells
• For DPR, the ESB replaces the natural barrier
• It is assumed that treatment processes failure
is inevitable, and ESBs address this through
monitoring and storage time.
• Some experts consider ESB important
• Should ESB be required?
ESB Three tanks?
• Would a three -tank process as proposed in the WRRF
11 -10 be recommended?
Testing
�.._ ---a
2nd 12 Hours
3 12 Hours
23
Reformation of N DMA
and other DPBs
• Could long contact times with free chlorine
cause reformation of NDMA?
• What about other regulated DPBs?
• Would potential future DBP contaminants be a
problem for DPR?
Online monitoring for pathogens
• The status of online monitoring for pathogens
• Current sensitivity is inadequate
• Cannot directly monitor pathogens at the
levels deemed safe for human consumption.
• Therefore, what makes a suitable surrogate?
• What alternative surrogates should be
considered and /or developed?
M.
Resolution & Sensitivity Issue
• As an example, EPA LT2 SWTR defines:
• Resolution: the size of a breach from a direct
integrity test (DIT)
• Resolution for Cryptosporidium = 3 µm.
• Sensitivity: max LRV reliably verified by the DIT
• The sensitivity of a DIT must =>
Cryptosporidium removal credit awarded
• Virus resolution = 0.01 µm vs. 3 µm.
• Need a test pressure => 4,000 psi ( + / -) vs. 15 psi
• In general, for any contaminant, what is the
resolution & sensitivity needed for an instrument?
Safety of DPR
• What techniques / methodologies can be used
for the assessment of DPR water safety
• Water are the proper metrics for "safety "?
• That is how can you measure safety?
25
AOP & By- products
• Is there is the concern over their AOP
metabolites or by- products of treatment.
• For DPR, should GAC or biological treatment
follow to ensure AOP degradates are
removed?
• For DPR, is another removal barrier, besides
AOP is necessary compounds that are not
easily oxidized?
PHGs
• Since DPR is bridging the gap to drinking water,
what is the relevance of CA's Public Health
Goals?
• If contaminants > PHGs must be in annual
Consumer Confidence Reports.
• Some must provide a report about health risks
if > PHG and cost to meet the PHG, and hold a
public hearing.
W
Other Research Needs
• A direct integrity test (DIT) for RO should be
developed
— online sensor with sensitivity and resolution of
viruses
• Adequate real -time online monitoring
pathogens
• How many sensors are needed
• Do we need new epidemiological studies?
Review of DPR Research
WA
DPR Research (10:20 -10:35 am)
WateReuse DPR Initiative and "Research
Plan" Overview
• David Smith, WateReuse California
F
WATE FUSE
CALIFORNIA �/►.
55
S
i
Why APR?
■ State recycling goal
State's Goal for Requires
Additional Recycling
-*- Recycled Water Use
3.0
.-.
LL
i 2.5
2.0
1.5
3
O 1.0
v 0.5
0.0
1960 1980 2000
MAF= million acre - feet =326 billion gallons
Total Water Use
50
45,
40 a
35
30
25
20 0
153
10 0
5 ~
0
2020 2 140.
Why DPR?
• State recycling goal
• Legislation
— SB 565 would have capped ocean
discharge
— SB 918/SB 322 require DPR regulation
feasibility review, and expert panel
Why DPR?
• State recycling goal
• Legislation
— SB 565 would have capped ocean
discharge
— SB 918/SB 322 require DPR regulation
feasibility review, and expert panel
• Energy and cost
Recycled Water Is
Cost - Competitive
$2,500
o $2,000
0
LL
m $1,500
U
Q
a $1,000
$500
$0
Non - potable
Recycled
Potable Projected Ground- Ocean
Recycled Imported water Desal
Energy Conservation Benefits of
Potable Reuse
3.5
3.0
2.5
E 2.0
1.5
1.0
0.5
0.0
Typical Energy Intensity by Water Source . I
4,500
4,000
3,500
3,000
x
2,500
s
2,000 v
n
1,500
1,000
500
0
!
M
�
'O
Y
�_
O
U
>� p
N
r
Cef
7
-0p
C
0
O
)
f�6 7
d
O
m O
O d
6
Q
a-�
(n
(P
(7
U
Source: Pacific Institute analysis regarding SDCWA data
4,500
4,000
3,500
3,000
x
2,500
s
2,000 v
n
1,500
1,000
500
0
DPR Initiative
■ Partnership of WRRF and WRCA
■ Goals
— Rigorous research (WRRF)
— Stakeholder awareness 4 acceptance (WRCA)
— Regulations for DPR (DPH /SWRCB)
■ Initiative Budget: $8 -10 million over three
years
DPR Initiative
Status
• Business Plan developed
• Research
— Plan developed, Expert Panel review needed
— Research projects in progress
■ Education and outreach activities
DPR Research (10:35 -11:30 am)
Overview of Current DPR Research Projects
• Julie Minton, WateReuse Research Foundation
• Stefani McGregor, WateReuse Research Foundation
• Justin Mattingly, WateReuse Research Foundation
WATE LASE
RESEARCH
Questions for Panel on "Research Plan"
Does the Research Plan appropriately define the needed DPR
research?
Is the framework (Section 2) presented in the Plan appropriate
(i.e., regulatory, utility, and community concerns)?
Can the Panel identify any substantial gaps in the research
framework, including the current research (Appendix B) and
proposed future research (Section 4)?
Does the Panel have other comments for WateReuse as it
implements the Plan?
How would the Panel like to be updated in the future on the
status of the research efforts?
66
33
Overview of Current
DPR Research
CDPH Expert Panel
Conference Call
March 5, 2014
WATE EUSE
RESEARCH
Research Path to Achieve DPR
Initiative Goal
To overcome the regulatory, scientific, technical, and
attitudinal barriers to DPR by undertaking three main
tasks:
• Conduct rigorous scientific research
• Communicate the research findings through public awareness
programs
• Work with regulatory authorities to facilitate DPR
implementation by local water utilities
WATE EUSE
RESEARCH
34
WRRF DPR Program
• DPR Specific Research
Initiated in 2011 Based off of:
• DPR: A Path Forward
(2010)
• NRC Report (2012)
• DPR Workshop
(12/12/12)
DIRECT
POTABL F
R REUSF
a
Y WAr= W
E
WATE EUS
HFSFAHCt�
Research Framework
1. Regulatory Concerns
— How to achieve treatment and process reliability through
redundancy, robustness, and resilience
2. Utility Concerns
— Address economic and technical feasibility
3. Community Concerns
— Awareness, Education, and Acceptance
WATE EUSE
RESEARCH
35
Solid Foundation of DPR Research
Project#
Research PrcjectTiitle
Principal Irwestigator
ReseadiFoa.Fs
K/bnitorirg for REIialiIity and Process Control ofPcabl E
Ian Pepper, Univesityof
Regulatory - Process
MRF -11 -01
ReiiseAoications.
Arizona
Reliability
\AFFF -13-02
Equivalency ofAdvanced TreatmaitTrains for Potable
NiodesTrussdl,TrussElI
Ca n-runity
VARRF -11 -02
Acceptance
'es
Regulatory- Treat rrert
Rase
Technol
De r onstrati rig the Berie#its of DV neared Di rest Potabl e
Troy Walke-, Fazes&
Rtgulatory - Process
VbRRF13-03
and reliabilityofmitipletreatiTent barriers ofDPR
Gen Boyd,
ConTninity,
MRF-11-05
Reuse ve-sus Ur ntenti onaI I rd rest Potabl a Rase
The Cadms Croup I nc
Regulatory
Systerrs
Eval skReJucti anPrinciples for Drect
Andy�Ivson, Card Io
lJb l i � ty, l atory
VARRF -11 -10
�e�e
�latory - Treatn-Ent
Devel opnrTt of Opeati on and Mai nta-mnce PI an and
VMRRF -1313
Ciai del i na for Figi nee-ed Stoiagefor Di rest Pcitabl e
Andy Salvaon, Card I o
Unity
\APP,F-12-06
Reuse S terns
u taY I a Treatment
VvOT -13-15
Rase
nears
Utility
V,RF4536
Fo.seTreatrrart Fad Iiti a
bv
amatory - Process
VARRF -12 -07
Nletliods for lntegity Test rig ofNFandlDMm rbrares
JoeJacargdo,NVM
�VnlVbrch(rranaged
Reliability
WATERQEUSE
RESEARCH
= over $3.8 million
2013 DPR Program
Project#
Resead-iProjectTitle
Principallnuestigator
ReseachFoas
Mark M I I an, Data
Model Publ i c Corrrruni cat on Pi an for Advand ng DPR
I nsti acts; Patsy
\AFFF -13-02
Ca n-runity
Acceptance
Te TVson, Katz &
Associates
Critical Control Pdntassess —, tocluantifyrobustnas
Troy Walke-, Fazes&
Rtgulatory - Process
VbRRF13-03
and reliabilityofmitipletreatiTent barriers ofDPR
scherre
Sawyer
Reliability
C-val uati on of Source Water Control Opti ors and the
lBD
lJb l i � ty, l atory
I npact of SEA ected StratEg es on DPR
Devel opnrTt of Opeati on and Mai nta-mnce PI an and
VMRRF -1313
Trai ni ng and Cerdfi cab on Fran vo'k for Di rect Potabl a
1BD
Unity
Reuse S terns
VvOT -13-15
BIecli rig Requirerrets for Water from Drect Potabl e
lBDinMbrch(nanaged
Utility
V,RF4536
Fo.seTreatrrart Fad Iiti a
bv
Assessrre'rt of Techrii ques to lval uate and Derrvnstrate
�VnlVbrch(rranaged
�Safety of Water frarnDirectPo tableRaseTreatrrart
�Iity,Rt�ulatoy
(V"413-14
VVRF4508
Facilities
by VVF'fl
WATE USE
RESEARCH
_ $1 million invested by VIRTT, $600,000 by WRF
36
Research Focus: Regulatory Concerns
Treatment & Process Reliability
Reliability
• Develop concepts that draw upon the existing regulatory framework for drinking water to
establish the definition of reliability in potable reuse
• Define treatment requirements for chemicals and pathogens of health significance
• Develop on -line monitoring strategies for each unit process and demonstrate application
Redundancy
• Define the benefits of the multi- barrier concept to ensure public health protection
• Describe the balance between redundancy, monitoring, and storage, and how they work
together to ensure reliability
• Define what level of redundant (supernumerary) treatment is necessary to ensure reliability,
particularly for CDPH Path 2
Design of Engineered Buffers
Robustness
• Develop guidelines for an acceptable DPR source water
• Determine robust treatment schemes that are best suited to address unknown challenges
• Develop strategy to determine how to quantify the sense of the WATEREUSE
unknown with CECs RESEARCH
Resilience
• Determine appropriate resilient strategies to ensure reliabil� extreme events
J- .74
37
2014 DPR Program
Principal
Project #
Research Project Title
Research Focus
4M
A
Investigator
Integrated Management of Sensor Data for
Regulatory - Process
WRRF -14 -01
TBD
Real Time Decision Making and Response
Reliability
WRRF -14 -02
Establishing additional log reduction credits
TBD
Regulatory - Treatment
for WWTPs
Develop Methology of comprehensive
( fiscal /triple bottom line) analysis of
WRRF -14 -03
TBD
utility
alternative water supply projects compared
to DPR
WRRF -14 -04
DPR Rapid Response Messages
TBD
Community
Screening high risk chemicals potential of
WRRF -14 -05
assagethrou h RO /AOP
TBD
Regulatory- Treatment
E
_ $1.2+ million investerrM7T0''RRF
RESEARCH
.7
Research Focus: Regulatory Concerns
Treatment & Process Reliability
Reliability
• Develop concepts that draw upon the existing regulatory framework for drinking water to
establish the definition of reliability in potable reuse
• Define treatment requirements for chemicals and pathogens of health significance
• Develop on -line monitoring strategies for each unit process and demonstrate application
Redundancy
• Define the benefits of the multi- barrier concept to ensure public health protection
• Describe the balance between redundancy, monitoring, and storage, and how they work
together to ensure reliability
• Define what level of redundant (supernumerary) treatment is necessary to ensure reliability,
particularly for CDPH Path 2
Design of Engineered Buffers
Robustness
• Develop guidelines for an acceptable DPR source water
• Determine robust treatment schemes that are best suited to address unknown challenges
• Develop strategy to determine how to quantify the sense of the WATEREUSE
unknown with CECs RESEARCH
Resilience
• Determine appropriate resilient strategies to ensure reliabil� extreme events
J- .74
37
Regulatory Track 1: Treatment and
Engineered Storage
Current Research Questions Focus on:
—Treatment Train Reliability
— Design of Buffers and Engineered Storage Systems
— Regulatory Requirements
— Identifying Unknown Health Risks
WATE EUSE
RESEARCH
Research Focus:
Treatment Train Reliability
Equivalency of Advanced Treatment Trains for Potable Reus(-
WRRF -1 1-02: Trussell Technologies
Research Questions
• What criteria should be used to judge the equivalency of potable reuse
trains?
• What treatment trains are capable of meeting these criteria?
Projected Outcomes
• Determine what modifications are necessary to treatment trains to satisfy
the more stringent public health criteria for DPR.
• Project will result in a computer model (toolbox) that delivers information
on integrated water reuse treatment trains for DPR.
• Using initial findings from the toolbox several treatment trains have been
identified for near - full -scale direct potable
reuse testing WATE EUSE
• Final result will be a report summarizing the results RESEARCH
from the large -scale validation of the potable reuse
treatment trains.
Research Focus:
Treatment Train Reliability
Equivalency of Advanced Treatment Trains for Potable Reuse
WRRF -1 1-02: Trussell Technologies
Preliminary Findings
• One - size - fits -all treatment approach not
effective
• Public health protection = primary goal
• Needs addressed by WRRF 11 -02:
— Develop criteria to evaluate treatment
trains
— Utilize criteria to identify PR alternatives
• Multiple treatment trains can provide
equivalent public health protection
Work is expected to be complete in
July 2014 with publication in 2015'
Research Focus:
WA=
III I QW41ad ireatmeal it RID TGOIDO l
po loblo IOV Yin
1T3'R
Treatment Train Reliability
valuation of Risk Reduction Principles to Direct Potable Reuse
WRRF -1 1 -1 0: Andy Salveson, Carollo Engineers
Objective: To identify how risk reduction and response concepts developed
in other industries can be adapted and applied to DPR systems. The project
evaluated the value of the environmental buffer and investigated ways of
replacing it (for example, through multi- barrier or redundant treatment).
"The primary benefit of an
environmental buffer is to
DIRECT
provide time to react should
woraeIF
REUSE
treatment be inadequate due
'71 ' " "'
to process failure or other
4
factors"
w
WATE EUSE
— Direct Potable
RESEARCH
Reuse, A Path
Forward
39
Research Focus:
Treatment Train Reliability
Evaluation of Risk Reduction Principles to Direct Potable Reuse
WRRF -1 1 -10: Andy Salveson, Carollo Engineers
Risk
Focus on eliminating acute risk due to treatment failures.
Design & Operation
Other process trains besides "FAT" should be considered.
Focus on the goal and not specific processes.
Monitoring
Push to develop better monitoring tools.
Human Element
Need motivation, training, and focus. WATE USE.
Cost RFSFARCH
i
Driven by treatmen orage.
Research Focus: Design of Buffers any►
Engineered Storage Systems
Guidelines for Engineered Storage Systems
WRRF -1 2 -06: Andy Salveson, Carollo Engineers
• Objective: To develop recommendations for optimizing engineered
storage systems for direct potable reuse, through examining current
practices and existing research to generate a guidance document
and report.
— Designing Engineered Storage
• Examining parameters such as retention time, response time, and costs
— Task 3 — Examining Public Perception
• What does the public know /think about the
engineered storage buffer and DPR?
— Task 4 — IPR to DPR Transition Case Studies WATE USE
RESEARCH
.30
I '
Research Focus: Design of Buffers and
Engineered Storage Systems
Guidelines for Engineered Storage Systems
WRRF -1 2 -06: Andy Salveson, Carollo Engineers
Basic Framework for Sizing Engineered Storage System:
Failure Response Time
For each individual process:
Identify Failure Respond
Sampling - • - System Minimum
Interval Reaction
Storage
Time
Failure Response Time (FRT)
Research Focus:
Regulatory Requirements
Establishing Pathogen Log Reduction Credits for WWTPs
WRRF -1 4 -02
Objectives:
• Obtain more accurate picture of the microbial treatment requirements by
addressing the major source of uncertainty —the concentration of
pathogens in raw wastewater and secondary effluent
• Establish if there is any correlation between the number of pathogens in
raw wastewater and secondary effluent
• Establish removal credit for biological treatment provided (e.g., activated
sludge) for protozoa, bacteria, and viruses
• Determine validity of pathogen log- removal requirements identified by
CDPH for potable reuse projects. WATE USE
RESEARCH
41
Research Focus:
Identifying Unknown Health Risks
Screening High Risk Chemicals
Potential Passage Through RO/AOP
WRRF -1 4 -05
The final report will summarize the screening process aimed at identify
potential for registered chemicals to pass RO- UV /HZO, barriers in a DPR
system, including identification of potential compounds (inorganic and
organic) that are likely to occur, pass treatment, pose health risk or pose
aesthetic risks to consumers.
WATE EUSE
RESEARCH
Regulatory Track 2:
DPR Process Reliability
Current Research Questions Focus on:
• Reliability of "systems" /multiple barriers
• Reliability of existing unit processes
• Operational barriers including sensors
• Monitoring
WATE EUSE
RESEARCH
WIA
Research Focus:
Reliability and Monitoring
Monitoring for Reliability and Process Control of
Potable Reuse Applications
WRRF -1 1 -01: Ian Pepper, Shane Snyder — U of Arizona
Objective of identifying, evaluating, testing, and validating monitoring systems to
assure the public safety and reliability of potable reuse. Project is specifically focused
on real -time or near real -time monitoring for the removal of trace organics and
biological contaminants.
The ultimate goal is to
advance smart water
reuse systems that are
self - monitoring and self -
healing, and gain public
trust through
demonstrated reliability
and security.
Treatment Efficiency Quality Assurance
Removal of Sensor -based monitoring
contaminants of contaminants
Advanced and smart water reuse with
self- monitoring and sel T
f- hegli���l E USE
iRESEARCH
Research Focus:
Reliability and Monitoring
Standard Methods for Integrity Monitoring and
On -line Monitoring of NF and RO Membranes
WRRF -1 2 -07: Joe Jacangelo, MWH
Reason for the project:
• NF and RO integrity can be compromised at several system locations
during manufacturing, transport, installation and operation.
There are no integrity monitoring methods for NF and RO systems
employed at the full -scale that directly demonstrate microorganism
removal.
• Several integrity testing methods have been evaluated for NF and RO
membranes but with limitations. It is important to develop a method that
is not only practical but is also cost effective WATE USE
RESEARCH
43
Research Focus:
Reliability and Monitoring
Standard Methods for Integrity Monitoring and
On -line Monitoring of NF and RO Membranes
WRRF -1 2 -07: Joe Jacangelo, MWH
Project Goal and Significance
• Develop a scientifically proven method for integrity monitoring of NF and
RO membranes for a 4 log validation of microorganisms.
• The development of such a method and protocol will assist in its adoption
as an industry standard for approval by regulatory agencies to provide
microbial removal credits for NF and RO systems.
Work Completion date — January 2016, Publication end 2016
WATE USE
RESEARCH
Research Focus:
Operational Barriers
Critical Control Point Assessment to Quantify Robustness and Reliability
of Multiple Treatment Barriers of DPR Scheme
WRRF -1 3 -03: Troy Walker, Ben Stanford — Hazen & Sawyer
Objectives
• Conduct hazard assessment for key unit operations for two or more direct
potable reuse (DPR) treatment trains, including the following:
• MF /UF — RO — UV /H2O2 —Cl2 — Engineered Storage
• 03 — BAC — GAC — UV—C12— Engineered Storage
• Develop best design, monitoring, and operational practices by evaluating
critical process control points in each of the DPR treatment trains
evaluated to meet overall system robustness and reliability.
• Develop standard design approaches and response str SE
operations plan and standard operating procedures) to� .
events to strive towards 'fail--s—are —o—peration of a DPR plant.
..
Research Focus:
Operational Barriers
Critical Control Point Assessment to Quantify Robustness and Reliability
of Multiple Treatment Barriers of DPR Scheme
WRRF -1 3 -03: Troy Walker, Ben Stanford — Hazen & Sawyer
Preliminary Results: The first Hazard Analysis and Critical
Control Points (HACCP) workshop was held on 2/25 — 2/26
• First determination of critical control points and monitoring
options determined.
• Critical Control Points (CCP)for both processes (FAT membrane
treatment and Ozone /BAC /GAC /UV) identified.
• Key items for utility data gathering identified and actions for
collection. WATE USE
RESEARCH
• Detailed water quality risk assessment to be undertak
separately (more value o e'fearn on CCP selection).
Research Focus:
Sensors and Monitoring
Integrated Management of Sensor Data for
Real Time Decision Making and Response
WRRF -1 A -01
Objectives
• Develop an operation support tool that integrates diverse sensors within the
treatment process for immediate feedback /alerts. Integrate existing sensors as an
early warning system for a Direct Potable Reuse (DPR) treatment process to
provide:
— Real time sensor network for tracking system performance and key quality
parameters,
— A tool for early detection of system anomalies prior to any compromise in
water quality.
Projected Outcomes
• A decision support tool will be developed to integrate the sign I r
• The tool will be applied to a full scale or pilot scale plant to de RESEARCH
operational challenges and validate- eutrmt.
. ®o
45
Research Focus: Utility Concerns,
Economic and Technical
• Identify methods to reduce the cost (and energy intensity) of
DPR treatment
• Identify alternative treatment trains that meet public health
criteria
• Identify non -RO DPR treatment options to eliminate need for
brine disposal
• Develop DPR training and operational plans
• Product water aesthetics: taste and odor
WATE EUSE
RESEARCH
Research Focus:
Utility Operations
Evaluation of Source Water Control Options and the
Impact of Selected Strategies on DPR
WRRF -13 -12
Objectives:
• Evaluate upstream wastewater treatment impacts (e.g. Biological
treatment through nitrification /denitrification and other means,
chemical treatment, industrial source control) on DPR source water
quality and DPR process
• Evaluate impact of hydraulic control mechanisms (e.g. flow
equalization and source water storage buffers) on influent water
quality and flow variations that "stress" the DPR process
WATEREUSE
Proposals currently under review by Project Advisor)Pn
.,
Research Focus:
Utility Operations and Trainintj
Development of Operation and Maintenance Plan
and Training and Certification Framework for DPR Systems
WRRF -13 -13
Objectives
• Develop a standard operations and maintenance plan for various DPR treatment
processes, including appropriate portions of the upstream secondary wastewater
treatment processes providing feedwater to the DPR processes.
• Develop a DPR Training and Certification framework for DPR system operators
Projected Outcomes
• Operations and maintenance protocols will be developed for appropriate portions of
collection system, secondary treatment processes, the following DPR advanced water
treatment (AWT) processes:
MF /UF — RO — UV /H202— Engineered Storage—C12
03 — BAC — GAC — UV— Engineered Storage—C12 WATEREUSE
• Training and Certification curriculuS.WALdaIwloped along with RESenacr
recommended DPR system staffing
Proposals currently under review by Project Advisorvlaraswk!!�e
Research Focus:
Blending Requirements
Blending Requirements for Water from
Direct Potable Reuse Treatment Facilities
Collaboration with the Water Research Foundation (RFP #4536)
Objectives:
This project will develop requirements and guidelines for integrating water from
direct potable reuse (DPR) treatment facilities with existing water supplies to
meet water quality and operational performance goals.
Proposals have been submitted and an award is expected to be finalized in
March
WATE USE
47
Research Focus:
DPR Product Water Safety
Assessment of Techniques to Evaluate and Demonstrate the Safety of
Water from Direct Potable Reuse Treatment Facilities
Collaboration with the Water Research Foundation (RFP #4508)
Objectives:
• Identify key criteria by which water providers and regulators would assess
the safety of direct potable reuse (DPR) product water
• Evaluate known techniques /methodologies for the assessment of DPR water
safety using the identified criteria
• Evaluate the effectiveness of DPR treatment trains for the production of DPR
water using the developed techniques
• Compare benchmarks to other water sources and bottled water
Proposals have been submitted and an award is WATE USE
expected to be finalized in March RFSFARCH
Research Focus: Economics of DPR
Develop Methodology of Comprehensive
(Fiscal /Triple Bottom Line) Analysis of Alternative
Water Supply Projects Compared to DPR
WRRF -14 -03
Objectives
• To develop and demonstrate an assessment method (spreadsheet,
database, or other) to provide information to decision makers in
considering the full economic, social, and environmental impacts of
a DPR water supply versus other alternative supplies.
Projected Outcomes
— A user - friendly assessment tool that can be used to compare DPR and
non -DPR water supply options
— Assigned values (monetary or non - monetary) for the various TBL
components that can be used in the comparisons bas�d�� ESE USE
Studies (and industry standards RESEARCH
— Demonstrated applicabilite assessment methodology
range of alternative water supplies in California
Research Focus:
Community Concerns
• Identify and clarify health and safety concerns
related to DPR
• Identify concerns about reliability (What happens if
something goes wrong ?)
• Develop communication tools to address emotional
and intellectual concerns
• Develop a public outreach framework and messages
that can be adapted by utilities for a variety of
community audiences.
WATE EUSE
RESEARCH
Research Focus:
Community Concerns
Demonstrating the Benefits of Engineered DPR
Versus de facto Reuse Systems
WRRF -1 1 -05 Glen Boyd, The Cadmus Group
Objective: To obtain a more quantitative assessment of the water quality
impacts associated with unintentional indirect potable reuse and
demonstrate how more fully engineered approaches to direct potable reuse
will result in water quality benefits
Findings
• An increasing awareness of de facto reuse may help change the public
perception of DPR as a regular practice for augmenting public water
supplies.
• Engineered potable reuse systems produce finished water quality that is
much more consistent than what is received at the influent of a surface
water treatment plant from a natural water body. ���,�T
• Effective outreach is proactive, rather than reactive and EUSE
benefits of the reuse project to the community and the e1 \F6 H
.•
Research Focus:
Community Concerns
Guidelines for Engineered Storage Systems
WRRF -1 2 -06
Research Goals
1) To explore if messaging about water supply
delivery mechanisms influence attitudes
2) To better understand what is most important
— the safety of the water or history of the water?
WATEFtEUSE
RESEARCH
low
Research Focus:
Community Concerns
Model Public Communication Plan for Advancing DPR Acceptance
WRRF -1 3 -02 Mark Milian, Data Instincts
Three Phases for Gaining Public Acceptance:
- Develop Strategic Communication Plans
II - Develop Messaging Material and Methods
III - Implement, Evaluate and Refine Plan
WATE EUSE
RESEARCH
50
Research Focus:
Community Concerns
Model Public Communication Plan for Advancing DPR Acceptal ,
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1 Feb Mar A•
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AgencylDls
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Listen
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Special Interest Groups
Focus Groups
Pbl' S
May Jun
u is urveys ivill Statewide Comm. Plan
Local Comm. Plan
Guidance for Leaders
51
Research Focus:
Community Concerns
DPR Rapid Response Messages
W RRF -1 4 -04
This project will create a repository of template responses that
include clear, concise, simple messages to use when responding
to a range of scenarios including, but not limited to:
• Misinformation campaigns within the community
• Science debate regarding efficacy of treatment process and safety
• Broad -based illness in a community that gets water supply from a DPR
plant — unspecified reason, but media is pointing to the reuse plant
• Plant under construction or operational and now it is raining — why
support for potable reuse is still needed
WATE USE
RESEARCH
Is our Current Research addressing
the Regulatory, Utility, and
Community Barriers /Concerns?
What are the gaps to be further
studied?
WATE USE
1
.104
52
Research Focus: Regulatory Concerns -
Treatment & Process Reliability
Reliability
• Develop concepts that draw upon the existing regulatory framework for drinking water to
establish the definition of reliability in potable reuse
WRRF- 11 -02, 14 -02: Define treatment requirements for chemicals and pathogens of health significance
I1 -01, 14 -01: Develop on -line monitoring strategies for each unit process and demonstrate application
Redundancy
• I1 -02, 11 -10, 13 -03: Define the benefits of the multi- barrier concept to ensure public health protection
• 13 -03 : Describe the balance between redundancy, monitoring, and storage, and how they work together
to ensure reliability
• I1 -10, 13 -03: Define what level of redundant (supernumerary) treatment is necessary to ensure reliability,
particularly for CDPH Path 2
• 12 -06: Design of Engineered Buffers
Robustness
13 -12: Develop guidelines for on acceptable DPR source water
I1 -02, 14 -05: Determine robust treatment schemes that are best suited to address unknown challenges
• 14 -05: Develop strategy to determine how to quantify the sense of the unknown with CECs
Resilience WATE USE
• 11 -10, 13 -03: Determine appropriate resilient strategies to ensure reliability in RESEARCH
extreme events
Research Focus: Utility Concerns
Economic and Technical
• WRRF- 14 -03: Identify methods to reduce the cost (and energy
intensity) of DPR treatment
• 11 -10, 14 -02 : Identify alternative treatment trains that meet
public health criteria
• Identify non -RO DPR treatment options to eliminate need for
brine disposal
• 13 -13: Develop DPR training and operational plans
• WRF4508: Product water aesthetics: taste and odor
WATE USE
.10G
53
Research Focus:
Community Concerns
WRRF- 13 -02:
• Identify and clarify health and safety concerns related DPR
• Identify concerns about reliability (What happens if
something goes wrong ?)
• Develop communication tools to address emotional and
intellectual concerns
• Develop a public outreach framework and messages that can
be adapted by utilities for a variety of community audiences.
WATE EUSE
RESEARCH
Potential Future Research
Identified by RAC
Future Research Project Title
Source
Budget
Evaluation of Policies Integrating DPR and other
2014 RAC B I i st
$200,000
Reuse Strategies into Comprehensive Water
Project to support CA DPR Initiative Effort
2014 RAC B list
$50,000
document'process', concerns, etc as learning
White Paper: State of the Science Report on
2014 RAC B list
$25,000
Antibiotic Resistance in potable reuse
WATE EUSE
RESEARCH
54
Potential Future Research
Source
Identified by Current Pls
WRRF -11 -01 Monitoring for Reliability and Process Control of
Proposed to 2014TC
$$0,000
Potable Reuse Applications Expansion: Real -time Detection
Extension of
$60,600
of Viruses in Water
current project
WRRF -11 -01 Monitoring for Reliability and Process Control of
Workshop (DPR -OP-
TBD
Potable Reuse Applications Expansion: Real -time Detection
Extension of
$98,475
of Fluorescence
current project
WRRF -11 -02 Equivalency of Advanced Treatment Trains for
Extension of
$200,000
Potable Reuse Expansion: Additional in vitro bioassay suite
current project
WRRF -12 -06 Guidelines for Engineered Storage Systems
12/12/12 DPR
$300,000 -
Expansion: Performing real -time emergency response to
Extension of
$40,000
treatment process or water quality failures
current project
Evaluate the Feasibility of Using Odor compounds as surrogates
DPR
for monitoring low molecular weight particles that may pass
Workshop OA
Workshop (YDP
TBD
through MF & RO and Using Flavor Profile Analysis (FPA)as part of
/R
1201) AT
US
this feasibility analysis.
RESEARCH
Future Research Project Title
Source
Budget
WRRF -11 -01 Monitoring for Reliability and Process Control of
Proposed to 2014TC
$$0,000
Potable Reuse Applications Expansion: Real -time Detection
Extension of
$60,600
of Viruses in Water
current project
WRRF -11 -01 Monitoring for Reliability and Process Control of
Workshop (DPR -OP-
TBD
Potable Reuse Applications Expansion: Real -time Detection
Extension of
$98,475
of Fluorescence
current project
WRRF -11 -02 Equivalency of Advanced Treatment Trains for
Extension of
$200,000
Potable Reuse Expansion: Additional in vitro bioassay suite
current project
WRRF -12 -06 Guidelines for Engineered Storage Systems
12/12/12 DPR
$300,000 -
Expansion: Performing real -time emergency response to
Extension of
$40,000
treatment process or water quality failures
current project
Potential Future Research
Identified by DPR Workshop
Future Research Project Title
Source
Budget
Performance Testing of the Colorado Municipal Water District's
Proposed to 2014TC
$$0,000
Raw Water Production Facility in Big Spring, TX
program, TBD
12/12/12 DPR
Dealing with reverse osmosis brine in applications with non -
Workshop (DPR -OP-
TBD
ocean discharge
12 -01)
12/12/12 DPR
Reducing Energy Intensity of Advanced Treatment Methods for
Workshop (DPR -TT-
$1,000,000
Recycling Water
12 -01)
Establishment ofO A Requirements for Alternative DPR
12/12/12 DPR
$300,000 -
Treatment Schemes
Workshop (DPR -QA-
$350,0000
12 -03)
Evaluate the Feasibility of Using Odor compounds as surrogates
DPR
for monitoring low molecular weight particles that may pass
Workshop OA
Workshop (YDP
TBD
through MF & RO and Using Flavor Profile Analysis (FPA)as part of
/R
1201) AT
US
this feasibility analysis.
.110
55
Questions, Comments, Ideas
for Future Research?
WATE FUSE
RESEARCH
Discussion: DPR Research
11:30 am to 12:00 noon
Closed Panel Discussion
a
ITEM 2:
CALIFORNIA DIRECT POTABLE REUSE INITIATIVE
RESEARCH PLAN
CALIFORNIA DIRECT POTABLE
REUSE INITIATIVE
RESEARCH PLAN
February 25, 2014
Prepared by:
WateReuse Research Foundation
WATE ELISE
RFSEARCH
WateReuse California
WATE ELISE
CALIFORNIA
Version 3.0
Section 1: Background, Drivers, and Participants of the DPR Initiative
Goal of DPR Initiative
The WateReuse Research Foundation (WRRF) and WateReuse California (WRCA) have
launched the CA Direct Potable Reuse (DPR) Initiative to establish DPR as a water supply
option that is protective of public health and can be regulated by state agencies, can be
implemented by water utilities in a safe and cost - effective manner, and is acceptable to the
public.
Purpose of Research Plan
The purpose of this document is to guide the research of the DPR Initiative so that it can provide
information for regulators, utilities, and communities as they consider the implementation of
potable reuse in the State of California. The plan can be used as a model nationally and
internationally for regions considering DPR.
What is DPR?
DPR is the introduction of highly treated reclaimed water directly into the raw water supply
immediately upstream of a water treatment plant, or into the distribution system downstream of a
water treatment plant. To date, proposals have been to introduce DPR water into a water
treatment plant intake rather than into the distribution system. While identical in many aspects to
indirect potable reuse (IPR) with full advanced treatment, DPR eliminates the passage of the
treated water through an environmental buffer —such as a groundwater aquifer or a reservoir
(below). The direct passage of treated water to the drinking water system is the main
characteristic distinguishing it from the indirect path of IPR.
A. Indirect Potable Reuse
Advanced Water
Treatment
Facility
Environmental buffer
(aquifer or reservoir)
I
B. Direct Potable Reuse
WTP or
Distribution
system
Advanced Water WTP or
Engineered
Treatment buffer Distribution
Facility system
Despite the similarities between the two systems, DPR presents significant new benefits and
challenges. By eliminating the environmental buffer, DPR can significantly reduce the energy
2 Version 3.0
and cost requirements, maintain the high water quality of the advanced treated water, and remove
the need for a suitable aquifer or reservoir, which are not available in all locations. Eliminating
the buffer also poses important new challenges. DPR loses the benefits from the environmental
buffer, namely (1) decreased contaminant removal, (2) decreased blending and dilution, and (3)
shortened time period to detect and respond to treatment failures. Determining how to design and
operate DPR systems to overcome these challenges represents an important technical and
regulatory hurdle. The public health risks from DPR may differ from IPR, and the system must
adapt to meet these differences. Beyond health considerations, DPR must also be cost - effective
and acceptable to the public, the ultimate consumers of DPR.
These issues become more complex when considering the fact that DPR also exists in various
forms. DPR product water can either be added to the influent of a drinking water treatment plant
or pumped directly into a treated water distribution system. Given that these two scenarios
provide different levels of treatment, the requirements for different DPR configurations should
also be appropriately adjusted.
For DPR to move forward, research must address the needs of the three main groups of
stakeholders: (1) regulators, (2) utilities, and (3) communities. Each group (and its consultants)
has its own set of issues, though significant overlap exists between the groups. For regulators, the
key concern is ensuring that DPR regulations are protective of public health. In their
presentations, the California Department of Public Health (CDPH) has discussed two paths to
achieving safe DPR systems. In Path 1, they discuss the use of (1) multiple barriers to minimize
the chance of a complete treatment failure and (2) infallible treatment verification monitoring. In
Path 2, they discuss the use of redundant barriers to provide supernumerary (i.e., above the
minimum) log reduction capacity to compensate for any lack of reliability in the treatment,
monitoring, or failure response component of the scheme so that the risk of inadequate treatment
is miniscule. In both cases, the end goal is the same —a reliable DPR system, i.e., one that
protects public health. Reliability is therefore the key concept for regulators.
Of the three groups, the utilities need to address the broadest range of concerns for DPR. Not
only are they beholden to regulatory requirements, but they must ensure that DPR can be
accomplished in a cost- effective manner while also being acceptable to the communities that
they serve. Research needs for the utilities therefore spans regulatory issues, economics, and
public acceptance.
Finally, the consumers of DPR water —the communities —must also be involved for the success
of DPR. Communities are aware of the wastewater origin of DPR water, and are rightfully
concerned about safety. Research is also needed therefore to understand what obstacles
communities face in accepting DPR as a new drinking water resource.
Drivers for California DPR Initiative
The California DPR Initiative was developed to address the obstacles to DPR and to move it
forward as a viable means to expand our water supply. The Initiative sees that DPR has the
potential to provide a sustainable and cost - competitive water supply option that is less energy -
intensive than many alternative options. This new path forward is very timely given the decline
in traditional water supply sources along with growing demand.
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Another main driver for DPR is legislative action. The State of California's Recycled Water
Policy established aggressive goals to increase recycled water production in order to help meet
the State's overall water supply goal (by 2020, increase recycled water use by 1 million acre -feet
per year over 2002 levels). Initially, the main tool to achieve this goal was the expansion of non-
potable reuse, though it has become clear that the goal cannot be met through non - potable reuse
alone. IPR has also provided a new opportunity for achieving this goal, though IPR itself has
limitations that preclude its use in certain situations. Many communities without suitable
groundwater aquifers or reservoirs, communities who have maximized their non - potable options,
and communities that have exhausted all other water supply options could benefit from DPR.
The most significant legislation pushing DPR forward has been SB 918. In addition to advancing
regulations for IPR, SB 918 also requires the State to evaluate the feasibility of DPR by the end
of 2016. The California DPR Initiative aims to contribute to this movement by providing
information for regulators, utilities and communities as they consider the implementation of
potable reuse in the State of California.
The Initiative has identified seven strategies to achieve this goal:
1. Define the agenda for needed DPR research
2. Raise funds to support the research program
3. Commission DPR research studies
4. Use research findings to develop communication, education, and awareness programs
5. Recruit partners to disseminate the message and coalesce DPR support
6. Develop and education and outreach agenda and programs for key stakeholders
7. Establish practice and technical recommendations for utilities to adapt and adopt DPR
The focus of this document is on the first of the seven strategies: defining the agenda for DPR
research. The following sections provide a framework for meeting the research needs of the three
main DPR stakeholders: regulators, utilities, and communities.
Key Participants in DPR Initiative
The WRRF and WRCA launched the California DPR Initiative in 2012 to provide leadership and
direction in the field of DPR, a practical solution to water scarcity and water stewardship. The
Initiative strives to provide needed information through both research and education & outreach.
WRRF — Research
The research side of the initiative is led by WRRF, whose mission is to conduct and promote
applied research on the reclamation, recycling, reuse, and desalination of water. The Research
Foundation is an educational, nonprofit public benefit 501(c)(3) corporation that conducts
applied research on behalf of the water and wastewater community for the purpose of advancing
the science of water reuse, recycling, reclamation, and desalination. The Foundation's research
covers a broad spectrum of issues, including chemical contaminants, microbiological agents,
treatment technologies, salinity management, public perception, economics and marketing. The
Foundation's research supports communities across the United States and abroad in their efforts
to create new sources of high quality water while protecting public health and the environment.
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In the context of the DPR Initiative, the main goal of WRRF is to support the Panel's evaluation
of DPR feasibility per SB 918, and to support possible future draft regulations as appropriate.
The selection and management of research projects, including those in the DPR program, in
addition to the organization of the Foundation, are described in detail in the Foundation's
Operating Plan ( http: / /www.watereuse.org/sites/ default / files /u8 /Operating_Plan_2010.pdf). In
summary, research projects are determined on an annual basis by the Research Advisory
Committee (RAC) and are approved by the Board of Directors. The RAC, comprised of 32
technical experts from around the world, meets in the beginning of each year to select and/or
develop proposed research projects that reflect priority issues from the Foundation's research
agenda. The RAC reviews a summary, completed by staff, of the collected information to date
from research needs workshops (e.g. DPR workshop 12/12/12), Subscriber surveys /workshops,
the Board, and other sources including the RAC members themselves. A list of priority projects
for funding consideration under the Solicited Research Program is created and presented for
approval by the Board.
Once approved, an assigned Project Manager (PM) forms a Project Advisory Committee (PAC)
of 4 -6 technical experts representing water and wastewater utilities, government agencies,
consulting firms, etc. PACs are volunteers that provide expert peer review and technical
oversight on Foundation research projects. The PM and PAC use the project description
approved by the Board to develop a Request for Proposal (RFP). RFPs are posted for competitive
bid on the Foundation's website and are promoted through news releases and by the WateReuse
Association. PACs review proposals and come to a consensus recommendation for the project
award. If there are any shortcomings of the selected proposal, award conditions are provided
that the selected contractor must address in a revised scope of work.
Once a funding agreement is negotiated between The Foundation and the project team, the
project commences. Quarterly progress reports are submitted to the Foundation and reviewed by
the PAC to ensure the project progresses as expected. The contractor is responsible for
addressing any of the PACs concerns during the project. The research team, PAC, and PM
typically meet in person at least once during the project for a workshop, kickoff meeting, or at
the end of the project to discuss project scope and conclusions. At the end of the project, the
team submits a final report in addition to any other deliverables as stated in the RFP, which goes
through several reviews prior to publication.
WRCA — Education and Outreach
Education and outreach activities are led by WRCA. The purpose of these activities is to provide
information about DPR to support decision - making by stakeholders at State, regional and local
level, and to develop information to support the education and outreach activities undertaken by
the utilities.
5 Version 3.0
Section 2: Research Path to achieve DPR Initiative's goal
To achieve the 2016 goal of SB 918, regulatory, scientific, technical, and attitudinal barriers to
DPR need to be removed and/or addressed. Overcoming these hurdles requires undertaking three
main tasks:
1. Conduct rigorous scientific research
2. Communicate the research findings through public awareness programs
3. Work with regulatory authorities to facilitate DPR implementation by local water utilities
To accomplish these tasks in the most effective manner, a research framework for ensuring the
integration and complementarity of these tasks is needed. This framework is meant to provide a
structure for determining important research focuses and to aid in assigning research priorities.
All of the research must serve the principal goal of understanding the feasibility of the future of
DPR in California. Given the varying needs of the main stakeholders, the research framework
needs to be broad enough to cover the concerns of each group, while maintaining a global vision
that allows the groups to achieve their shared goals.
Research Framework 1: Regulatory Concerns
To address the regulatory concerns, the research framework should focus on the ultimate goal of
DPR systems — the provision of a safe and reliable potable supply. As stated above, reliability in
the DPR setting is defined as the provision of a potable supply that is protective of public health
at all times. To achieve reliability, a number of supporting concepts can be used including
redundancy, robustness, and resilience. The DPR process (including source control, treatment,
monitoring, operations, training, maintenance, etc.) can achieve reliability by incorporating these
three factors into system design and operation. A reliable DPR process incorporates redundancy
(i.e., the use of multiple barriers to control acute risks) and robustness (i.e., capacity to remove a
wide range of contaminants) to control microbial and chemical risks under typical operation
scenarios. In addition, DPR facilities must also be resilient to ensure reliability even during rare
failure events. A resilient system is not a system that never fails, but a system that fails safely,
meaning that it responds to failure by preventing the distribution (and consumption) of all water
that does not meet requirements. In ensuring the provision of safe DPR water, redundancy,
robustness, and resilience all contribute to reliability.
The research plan can support the regulatory aspects of DPR by focusing on the reliability
framework. Examples of specific research products that could be important guideposts toward
this are raised in the following bullet points. It should be emphasized that this list of research
products is not exhaustive.
Reliability
• Develop concepts that draw upon the existing regulatory framework for drinking water to
establish the definition of reliability in potable reuse
• Define treatment requirements for chemicals and pathogens of health significance
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• Develop on -line monitoring strategies for each unit process and demonstrate application
Redundancy
• Define the benefits of the multi - barrier concept to ensure public health protection
• Describe the balance between redundancy, monitoring, and storage, and how they work
together to ensure reliability
• Define what level of redundant (supernumerary) treatment is necessary to ensure
reliability, particularly for CDPHPath 2
Robustness
• Develop guidelines for an acceptable DPR source water
• Determine robust treatment schemes that are best suited to address unknown challenges
• Develop strategy to determine how to quantify the sense of the unknown with CECs
Resilience
• Determine appropriate resilient strategies to ensure reliability in extreme events
Research Framework 2: Utility Concerns
The research needed to address utility concerns is the broadest of the three stakeholder groups,
given their interaction with both regulatory issues (Framework 1) and community issues
(Framework 3). Utilities also have a number of unique research needs that are specific to their
issues, mainly focusing on the economic and technical feasibility of DPR systems. Research
Framework 2 therefore focuses on overcoming the specific technical and economic obstacles
that currently affect DPR implementation.
Examples of specific research products that could be important guideposts toward this are raised
in the following bullet points. It should be emphasized that this list of research products is not
exhaustive.
Economic and Technical
• Identify methods to reduce the cost (and energy intensity) of DPR treatment
• Identify alternative treatment trains that meet public health criteria
• Identify non -RO DPR treatment options to eliminate need for brine disposal
• Develop DPR training and operational plans
Research Framework 3: Community Concerns
Addressing community concerns represents a significant challenge in achieving the goal of
widespread public acceptance for DPR. Research is needed to explore and assess the critical
concerns among community members and survey attitudes about DPR. Activities would include
gauging the general understanding of DPR, identifying the primary concerns, and developing
educational and communication tools that support acceptance. Learning how members of the
community respond to the idea of DPR emotionally and objectively — and focusing in on
their main concerns are key pieces in understanding public perception and developing the tools
and messages that will support acceptance.
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The emphasis of Research Framework 3 should be Awareness, Education and Acceptance.
Research in this area would include various assessment, in -depth interviews, surveying, focus
groups, and communication research (message testing and evaluation). The areas of research
could include:
• Identify and clarify health and safety concerns related DPR
• Identify concerns about reliability (What happens if something goes wrong ?)
• Develop communication tools to address emotional and intellectual concerns
• Develop a public outreach framework and messages that can be adapted by utilities for a
variety of community audiences.
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Section 3: Current WateReuse Research Foundation DPR Research Projects
In 2011, WRRF began its program specifically geared towards DPR with funding research
identified by WateReuse's Direct Potable Reuse: A Path Forward, the 2012 NRC report on
potable reuse, and the investors of the California DPR Initiative. These six projects (WRRF -11-
01, 11 -02, 11 -05, 11 -10, 12 -06, and 12 -07), representing over $3.8 million in research, created a
solid foundation exploring the viability of DPR. Significant findings and conclusions will arise
from these initial DPR projects and will help steer future DPR research.
In the meantime, WRRF and WRCA hosted a DPR Research Needs Workshop at West Basin's
Edward C. Little Water Recycling Facility in December 2012 to identify research gaps to be
addressed in new research. Attended by more than 50 (Appendix A) international leaders in
potable reuse, the workshop divided the experts in industry, academics, consulting, and
regulators into four strategic breakout groups (Operations, Quality Assurance, Treatment
Technology, and Public Acceptance). Descriptions for 22 projects resulted and were ranked by
the workshop attendees.
This ranked list was submitted to the Foundation's Research Advisory Committee (RAC) for
review and selection at their January 2013 meeting. The RAC further developed four projects
addressing regulatory, utility, and community concerns. This 2013 DPR research approved by
the Board (WRRF- 13 -02, 13 -03, 13 -12, 13 -13) totals $1,000,000 and is funded by the CA DPR
Initiative donors as well as Metropolitan Water District of Southern California. This program is
further enhanced by collaboration with the Water Research Foundation (WaterRF), who is
funding and managing an additional two projects at $600,000.
The RAC again met in January 2014 and added more important research to address remaining
gaps in DPR. The RAC built off of existing projects and recommended research to develop six
new projects to be started in 2014 (pending Board approval in March). Those 2014 projects add
another $1.15 million to the DPR program to address technical and public acceptance concerns
with DPR.
The Foundation's 17 DPR projects initiated in 2014 or before total over $7.2 million in research
to evaluate and demonstrate the feasibility of DPR (Table 1). A detailed description of the
current DPR research portfolio is presented in Appendix B.
9 Version 3.0
Table 1. WRRF DPR Research Program 2011 - 2014
Project #
Research Project Title
Principal Investigator
Expected
WRRF
In Kind
contribution
Contribution
WRRF -11 -01
Monitoring for Reliability and Process Control of Potable Reuse
Ian Pepper, University of Arizona
Dec -15
$400,000
$1,298,817
Applications
WRRF -11 -02
Equivalency of Advanced Treatment Trains for Potable Reuse
Rhodes Trussell, Trussell
Jul -15
$375,000
$868,000
Technologies
WRRF -11 -05
Demonstrating the Benefits of Engineered Direct Potable Reuse
Glen Boyd,
May -14
$49,558
$10,000
versus Unintentional Indirect Potable Reuse Systems
The Cadmus Ground Inc
WRRF -11 -10
Evaluation of Risk Reduction Principles for Direct Potable Reuse
Andy Salveson, Carollo Engineers
Jun -14
$73,407
$71,555
WRRF -12 -06
Guidelines for Engineered Storage for Direct Potable Reuse
Andy Salveson, Carollo Engineers
Jun -14
$100,000
$111,788
WRRF -12 -07
Methods for Integrity Testing of NF and RO Membranes
Joe Jacangelo, MWH
Feb -16
$300,000
$296,965
WRRF-13-02
Model Public Communication Plan for Advancing DPR Acceptance
Mark Millan, Data Instincts; Patsy
Feb 14
$300,000
$272,606
Tennyson, Katz & Associates
WRRF-13-03
Critical Control Point assessment to quantify robustness and
Troy Walker, Hazen &Sawyer
Feb -16
$337,125
$238,969
reliability of multiple treatment barriers of DPR scheme
WRRF-13-12
Evaluation of Source Water Control Options and the Impact of
TBD
Feb 16
$150,000
TBD
Selected Strategies on DPR
Development of Operation and Maintenance Plan and Training
WRRF -13 -13
and Certification Framework for Direct Potable Reuse (DPR)
TBD
Feb -16
$250,000
TBD
Systems
WRRF -13 -15
Blending Requirements for Water from Direct Potable Reuse
TBD in March (managed by WRF)
TBD
$325,000
TBD
(WRF4536)
Treatment Facilities
WRRF -13 -14
Assessment of Techniques to Evaluate and Demonstrate the Safety
TBD in March (managed by WRF)
TBD
$275,000
TBD
(WRF4508)
of Water from Direct Potable Reuse Treatment Facilities
WRRF -14 -01
Integrated Management of Sensor Data for Real Time Decision
TBD
TBD
$300,000
TBD
Making and Response
WRRF -14 -02
Establishing additional log reduction credits for WWTPs
TBD
TBD
$400,000
TBD
WRRF -14 -03
Develop Methology of comprehensive (fiscal /triple bottom line)
TBD
TBD
$250,000
TBD
analysis of alternative water supply projects compared to DPR
WRRF -14 -04
DPR Rapid Response Messages
TBD
TBD
$150,000
TBD
WRRF -14 -05
Screening high risk chemicals potential of passage through
TBD
TBD
$100,000
TBD
RO /AOP
10 Version 3.0
The DPR research projects in Table 1 are identified into the three main research focuses,
displayed graphically in the Venn diagram in Figure 2. All of this DPR research is highly
complementary of each other and must be closely coordinated to share approach and results
throughout the duration of the project work. WRRF coordinates biannual meetings with the
project teams of these DPR projects to encourage communication and avoid duplication.
Figure 2. Venn Diagram of Reliability Framework
Repdtoiw
11 -01
11 -10 14 -02 13 -(
14 -01
13 -12 11 -0`-
12-06
13 -13 14 -04 1
11 -02
1 14 -05 14 -03
Utilitie s
C; oilutnuuty
11 Version 3.0
As displayed in Figure 3, the 12 DPR projects that are underway are due for completion between
the end of 2013 and 2016. The 2014 DPR projects will be added to the timeline once duration is
provided by the awarded research teams in late 2014.
Figure 3: Current DPR Research Timelines
DPR Project 2013 2014 2015 2016
1 2 3 4 1 2 3 4 1 2 3 4 1 2 3 4
11 -01 Sensors
11 -02 Treatment
Train
11 -05 DPR Benefits
11 -10 Risk
Reduction
12 -06 Engineered
Storage
12 -07 Membrane
Integrity
13 -02
Communication
13 -03 CCP
Assessment
13 -12 Source Water
13 -13 Operations
Plan
WaterRF 4536
Blending
WaterRF 4508 DPR
Water Safety
12 Version 3.0
Section 4: Future Research and Next Steps
New DPR research will be initiated in 2015 and beyond to ensure gaps are filled to illustrate the
feasibility of DPR. Several sources will be considered for this new research. After funding six
projects in 2013 and incorporating /combining descriptions, nine out of the original 22 research
projects proposed at the 12/12/12 DPR Workshop remain (Table 2). These will be candidate
projects for the RAC in their annual consideration of research to fund. Additionally, the
recommendations of the current 11 projects underway will come into clearer focus and will be
considered. To take advantage of the evolving knowledge, future DPR Research Needs (through
survey, panels, workshops, etc) will be considered to assess progress and redirect research
priorities towards promising paths.
Table 2. Remaining (unfunded) DPR Projects
Future Research Project Title
Source
Budget
Evaluation of Policies Integrating DPR and other Reuse Strategies
2014 RAC B list
$200,000
into Comprehensive Water Supply Planning
Project to support CA DPR Initiative Effort document 'process',
2014 RAC B list
$50,000
concerns, etc as learning document
White Paper: State of the Science Report on Antibiotic Resistance
2014 RAC B list
$25,000
in potable reuse applications
WRRF -11 -01 Monitoring for Reliability and Process Control of
Extension of current
Potable Reuse Applications Expansion: Real -time Detection of
$60,600
Viruses in Water
project
WRRF -11 -01 Monitoring for Reliability and Process Control of
Extension of current
Potable Reuse Applications Expansion: Real -time Detection of
$98,475
Fluorescence
project
WRRF -11 -02 Equivalency of Advanced Treatment Trains for
Extension of current
$200,000
Potable Reuse Expansion: Additional in vitro bioassay suite
project
WRRF -12 -06 Guidelines for Engineered Storage Systems
Extension of current
Expansion: Performing real -time emergency response to treatment
$40,000
process or water quality failures
project
Performance Testing of the Colorado Municipal Water District's
proposed to 2014
$80,000
Raw Water Production Facility in Big Spring, TX
TC program, TBD
Dealing with reverse osmosis brine in applications with non -ocean
12/12/12 DPR
Workshop (DPR-
TBD
discharge
OP- 12 -01)
Reducing Energy Intensity of Advanced Treatment Methods for
12/12/12 DPR
Workshop (DPR-
$1,000,000
Recycling Water
TT- 12 -01)
Establishment of QA Requirements for Alternative DPR
12/12/12 DPR
Workshop (DPR-
$300,000-
Treatment Schemes
QA- 12 -03)
$350,0000
13 Version 3.0
Evaluate the Feasibility of Using Odor compounds as surrogates 12/12/12 DPR
for monitoring low molecular weight particles that may pass Workshop (DPR- TBD
through MF & RO and Using Flavor Profile Analysis (FPA)as QA -12 -01 )
part of this feasibility analysis.
14 Version 3.0
Appendix A: Attendees of 12/12/12 DPR Workshop held at West Basin
Municipal Water District
Last Name
First Name
Affliation
Bardowell
Phylyp
Office of Congresswoman Napolitano
Barnard
Randy
CA Department of Public Health
Bemados
Brian
CA Department of Public Health
Bishop
Jonathan
SWRCB
Brown
Garry
Orange County Coastkeeper
Bunts
Don
Santa Margarita Water District
Campos
Carlos
Suez Environment
Cline
Shonnie
Water Research Foundation
Cook
Paul
Irvine Ranch Water District
Cotruvo
Joseph
Joseph Cotruvo & Associates, LLC
Crozes
Gil
Carollo
Drewes
Jorg
Colorado School of Mines
Festger
Adam
Trojan Technologies
Fiedler
Jim
Santa Clara Valley Water District
Ghirelli
Bob
Orange County Sanitation District
Haddad
Brent
University of California, Santa Cruz
Hultquist
Robert
CA Department of Public Health
Infurnari
Mike
WateReuse Research Foundation
Jacangelo
Joe
MWH
Jones
Paul
Eastern Municipal Water District
LeChevallier
Mark
American Water
Lovell
Adam
Water Services Association of Australia
Macpherson
Linda
CH2M Hill
McDonald
Ellen
Alan Plummer & Associates
Millan
Mark
Data Instincts, Public Outreach Consultants
Miller
Wade
WateReuse Association
Minton
Julie
WateReuse Research Foundation
Mosher
Jeff
National Water Research Institute
Nagel
Richard
West Basin Municipal Water District
Nellor
Margie
Nellor Environmental Associates, Inc.
Owen
Doug
Malclm Pirnie, ARCADIS
Pettijohn
Dave
LADWP
Price
Kevin
USBR
Provencher
Lisette
United Water
Rayburn
Chris
Water Research Foundation
Richardson
Tom
RMC Water and Environment
Rossi
John
Western Municiapal Water District
15 Version 3.0
Ruiz
Hector
Trabuco Canyon Water District
Salveson
Andrew
Carollo
Smith
David
WateReuse California
Snyder
Shane
University of Arizona
Spivy -Weber
Fran
California State Water Resources Control Board
Steele
Bill
USBR
Trejo
Reymundo
Upper San Gabriel Valley MWD
Tremblay
Ray
Los Angeles County Sanitation District
Trussell
Rhodes
Trussell Technologies
Trussell
Shane
Trussell Technologies
Wehner
Michael
Orange County Water District
Whitaker
Robb
Water Replenishment District of Southern CA
Wildermuth
Ron
West Basin Municipal Water District
Yamamoto
Gary
CA Department of Public Health
Zornes
Greta
ConocoPhillips
16 Version 3.0
Appendix B. DPR Research Project Details
1. WRRF- 11 -01, Monitoring for Reliability and Process Control of Potable Reuse
Applications (Contractor: University of Arizona)
The objective of this project is to identify, evaluate, test, and validate monitoring systems
that can be used to assure the public safety of potable reuse. The project is specifically
focused on real -time or near real -time monitoring for the removal of trace organics and
biological contaminants.
The project is comprised of three tasks: 1) state of knowledge and initial workshop, 2)
laboratory evaluation of monitoring control systems and 3) pilot and full -scale evaluations.
Status: The project is on track; the team submitted their sixth progress report in January 2014
and will be submitting their seventh progress report in March 2014.
Notable Update:
Task 2 is is currently 85% complete. The purpose of this task is to identify correlations
between treatment performance and sensor response. As part of this task the following will
be performed:
• Treatment train development: The following treatment trains will be evaluated at the
lab- scale. The treatment trains were selected in consistence with project
WateReuse 11 -02.
From secondary treatment 4 MF/UF 4 RO 4 UV/AOP 4 To reuse application
From secondary/ From
tertiary treatment 4 MF/UF4 03 4 GAC/BAC 4 surface /groundwat
er augmentation
• Use of surrogates to predict trace organic compound (TOrc) removal by rah nular
activated carbon: The purpose of this subtask is to develop correlations between bulk
organic parameters (e.g. color, total organic carbon, UV absorbance and fluorescence
excitation/emission spectroscopy) and TOrC removal during oxidation processes.
Some preliminary testing has been performed. The project team is evaluating and
analyzing the data.
• Data Acquisition Software Development: The purpose of this sub -task is to develop a
SCADA system for monitoring and controlling the water quality throughout the
treatment train for water reuse
• On -line Sensors for Real -Time Monitoring of Water Qualit. As part of this sub -task,
10 different online sensors were installed in the lab and are currently being evaluated
(see Table 3). These sensors are capable of measuring 13 different surrogate
parameters of water quality which can be divided into four categories: i) general (pH,
temperature, conductivity, turbidity); ii) organic (UVT254, UVA254, TOC, DOC,
17 Version 3.0
fluorescence); iii) inorganic (chlorine, NO3 -N); and iv) microbial parameters (total
cell count, microbial toxicity
Table 3: Surrogate parameters and online sensors that will be analyzed as part of
WateReuse -11 -01 Task 2
10, S::C8t1 xylem WET&abs .j.1�R Ir B' can b migouN
Mitt id,ty =-T. 1oc To Cantrol
Real UVT GuardlanSlue NICAVIS BwSCan
Online TTurb r Event Monitor Armtyzrf 70S IQ Wire &o5tntry (RMS_w) Torridly
a
To date, the following has been accomplished:
• Two Reverse osmosis units built
• Development of treatment technologies for UV, 03, ± H2O2
• IQ SensorNet installed
• LabView Software system installed for data stream collection from all sensors
simultaneously
• SAFire fluorescence online sensor evaluated as surrogate for dissolved organic matter
• Instant BioScan evaluated as a real -time microbial sensor
• Advanced oxidation via ozone evaluated for removal of contaminants
2. WateReuse- 11 -02, Equivalency of Advanced Treatment Trains for Potable Reuse
(Contractor: Trussell Technologies)
This project will clearly identify the benefits and tradeoffs of various treatment process trains
for potable reuse. This project will consider and examine criteria needed to evaluate the
adequacy of treatment for direct and indirect potable reuse. A model will be developed that
can allow for comparisons of alternate treatment trains for potable reuse. At least one
advanced treatment train will be tested for direct potable reuse at a scale large enough to give
information on real operating conditions.
Status: The project is on track. The National Water Research Institute (NWRI) coordinated
an Independent Advisory Panel (Panel) to lead a 2 -day workshop to develop a set of criteria
that are protective of public health to evaluate treatment technologies for DPR. This Panel
Report entitled Examining the Criteria for Direct Potable Reuse has been released. Shane
18 Version 3.0
General parameters
Organic parameters
Inorganic
parameters
Microbial parameters
�
UVT 254
Chlorine
aw
Total cell i`
pH w
M .
• W W
( a..
(mg /L)
e•• =•..
t
count ,�.
•�... ars«�
(colmisJ100mL)
Temperature CJ�o
UVA 254 xylem
NO3 -N
s::can xylem
Toxicity
( °C)°�°�
(cm- +)
(mg /L)
a.s« ..
(yo) .+
Conductivity 9'
DOC s::can xylem
(NS /cm)
(mg/L)
s::can
s::can
Turbidity "°° ""
TOC
(NTU)M
(mg /L) xylem
M.w AIOC ��
a.u. q[ rosq
Fluorescence oo
(A.U.)
To date, the following has been accomplished:
• Two Reverse osmosis units built
• Development of treatment technologies for UV, 03, ± H2O2
• IQ SensorNet installed
• LabView Software system installed for data stream collection from all sensors
simultaneously
• SAFire fluorescence online sensor evaluated as surrogate for dissolved organic matter
• Instant BioScan evaluated as a real -time microbial sensor
• Advanced oxidation via ozone evaluated for removal of contaminants
2. WateReuse- 11 -02, Equivalency of Advanced Treatment Trains for Potable Reuse
(Contractor: Trussell Technologies)
This project will clearly identify the benefits and tradeoffs of various treatment process trains
for potable reuse. This project will consider and examine criteria needed to evaluate the
adequacy of treatment for direct and indirect potable reuse. A model will be developed that
can allow for comparisons of alternate treatment trains for potable reuse. At least one
advanced treatment train will be tested for direct potable reuse at a scale large enough to give
information on real operating conditions.
Status: The project is on track. The National Water Research Institute (NWRI) coordinated
an Independent Advisory Panel (Panel) to lead a 2 -day workshop to develop a set of criteria
that are protective of public health to evaluate treatment technologies for DPR. This Panel
Report entitled Examining the Criteria for Direct Potable Reuse has been released. Shane
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and Rhodes Trussell attended the DPR Collaboration Meeting on 5/6/13 in Phoenix. In
addition, a two -part webcast was conducted by the project team briefing attendants on the
preliminary results of this project. The team submitted their sixth progress report in
November 2013 and is expected to submit their seventh in February 2014.
Notable Update:
To date, the team has completed or nearly completed all of the work comprising Task 1 and
has made significant progress on Tasks 2 and 3. Within Task 1, the project team completed
Task I (Literature Review) and Task 1B (Review of Available Public Health Criteria). The
deliverable from these tasks was a Literature Review document that was distributed to the
Expert Panel and the PAC prior to the September workshop. To satisfy Task 1C (Develop
Criteria that are Protective of Public Health to Evaluate Treatment Technologies for Direct
Potable Reuse), the project team developed a set of "Strawman" criteriain the form of
PowerPoint presentations —that were distributed to the PAC and Expert Panel prior to the
workshop. Task 1C also included the August 29, 2012 workshop that was co -run with
NWRI at the LA Department of Water and Power. The Expert Panel then refined these
criteria in their Expert Panel Report; these treatment goals will serve as the final equivalency
criteria for the evaluation of DPR treatment technologies. The PAC provided comments on
the draft Expert Panel Report, and these comments were incorporated into the revised version
of the Expert Panel Report that was included with a previous progress report. Finally, the
project team created a State of the Science (SoS) Report for Task 1E that incorporates all of
the information compiled in Task 1, including the literature review (Tasks I and 1B), the
final set of public health criteria (Task 1 C), and the additional design criteria for potable
reuse trains (Task ID). The draft SoS Report was revised based on comments from the PAC
and included in a previous progress report. New science in potable reuse and proposals for
new potable reuse projects are released frequently. We recommend the SoS Report be
published as an independent WateReuse Research Foundation Report so that the information
it contains can be timely and so that its contents can contribute to this active and dynamic
dialogue.
In Task 2, the project team has completed a draft of the digital Toolbox, which includes a
wide range of treatment technologies and treatment performance. Toolbox users are now able
to combine a series of technologies to meet specified levels of pathogen and pollutant
treatment. Two further efforts are required on this toolbox: 1) costs of treatment must be
assembled, and 2) modifications to the treatment credits will be implemented once pilot
testing is complete.
In conjunction with the initial findings from the Toolbox, potential treatment trains for near -
full -scale direct potable reuse testing have been identified. The project team has developed a
draft test protocol based on these treatment trains and the availability of pilot equipment
(Task 3). Pilot testing at San Luis Obispo Water Reclamation Plant (WRP) was completed in
March and follow up testing will be completed in July. Site modifications, including the
installation of secondary containment to prevent runoff from potential pilot plant leaks from
entering storm drains, were made at LACSD's San Jose Creek Water Reclamation Plant
(SJCWRP) to accommodate pilot equipment at that location. The WEDECO ozone system,
Leopold BAC pilot unit, Econity MF pilot unit, LACSD RO skid, and GE OF skid have been
delivered to SJCWRP. The WEDECO and Leopold systems began operating in June, and the
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Econity, GE and RO skids began operating in September. All of those pilot units are
currently operating as part of Phase 1 testing.
3. WateReuse- 11 -05, Demonstrating the Benefits of Engineered Direct Potable Reuse versus
Unintentional Indirect Potable Reuse Systems (Contractor: The Cadmus Group Inc)
This project will obtain a more quantitative assessment of the water quality impacts
associated with unintentional indirect potable reuse and demonstrate how more fully
engineered approaches to direct potable reuse will result in water quality benefits.
Status: The project has been completed and will be published in the Spring of 2014.
Conclusions: The findings of this study indicate that predicted concentrations at intakes were
largely dependent on dilution, background concentrations of contaminants in surface water,
ambient temperature, and the residence time of the contaminants in the system. However, the
impacts of effluent discharges on water quality at intakes were considered negligible. The
selected analytical approach was appropriate for understanding system behavior in the
selected Unintentional Indirect Potable Reuse (de facto reuse) cases and allowed for a
consistent comparison of water quality impacts among different systems where data were
limited. This approach may be adapted by other utilities that are located only a short distance
downstream from the nearest wastewater treatment discharge point, have a limited number of
non -point source discharges in that distance, and have adequate data on trace organics to
assess the concentrations at the water intake. However, conclusions from this study were
restricted by older source water quality data, limited data on emerging contaminants of
concern, and asynchronous data collection efforts by different entities.
4. WateReuse- 11 -10, Evaluation of Risk Reduction Principles for Direct Potable Reuse
(Contractor: Carollo Engineers)
The goal of this project is to identify how fail -safe concepts developed in other industries
(structural/bridge, aviation/NASA) can be adapted and applied to DPR systems. The resultant
guidance and recommendations will be built in a stepwise fashion from the foundation of
"what we know" up through "what we could do," to "the pros, cons, and costs of the
identified DPR approach alternatives."
Status: Project was submitted to the publication queue for copyediting. Anticipated
publication date is May 1, 2014.
Conclusions: DPR is without an environmental buffer such as a groundwater basin or a surface
water reservoir. Potable reuse of highly treated reclaimed water without an environmental buffer
is worthy of consideration as an alternative water supply. Understanding and replacing the value
of the environmental buffer is a key component of this project. Concepts central to this work
include:
• Multi - barrier treatment. Treatment is provided by multiple unit processes so that no one
process is responsible for providing the full level of public health protection. The
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treatment provided by each unit can be partially or completely duplicative to another
process (i.e., provide redundant treatment).
• Redundant treatment. Treatment that is provided in excess of the required minimum
needed to maintain adequate public health protection. This is typically provided as a
back -up in case another process fails to provide adequate treatment.
• Process reliability. A measure of how consistently a treatment system can be depended
upon to perform to specifications.
The project team recognizes that this project represents the beginning of DPR guidance criteria.
As such, a number of recommendations for setting treatment goals for reclaimed water as source
water or as a potable source are suggested.
In the absence of the environmental buffer, treatment processes need accurate, robust real -time,
online monitoring of effluent quality. This monitoring ideally ensures process performance and
alarms when process effluent quality changes. These improved monitoring techniques should be
sensitive enough to pick up small changes and trends in treatment performance that could have a
significant impact on the safety of the finished water. The monitoring techniques would focus on
both microbes and trace pollutants.
5. WateReuse- 12 -06, Guidelines for Engineered Storage for Direct Potable Reuse Systems
(Contractor: Carollo Engineers)
The main objective of this project is to develop recommendations for optimizing engineered
storage systems for direct potable reuse; this will be accomplished through examining current
practices and existing research to generate a guidance document and report.
Status: The second progress report was submitted during the quarter. The project is on
schedule.
Notable Update: Project Principal Investigator and Co -PIs have submitted several abstracts to
present the work at conferences including ACE, WRRF Research Conference, and Texas
Water. The public outreach work was also presented by Linda MacPherson as part of an
NWRI workshop on Direct Potable Reuse Public Perception on February 25.
6. WateReuse- 12 -07, Standard Methods for Integrity Testing and On -line Monitoring of NF
and RO Membranes (Contractor: MWH Global)
The main goal is to create scientifically -based method(s) for the integrity testing of high
pressure membranes, including nanofiltration (NF) and reverse osmosis (RO)
membranes. Once developed, the goal is to have the methods adopted as industry standards
and approved for higher pathogen removal credits by regulatory agencies.
Status: The second progress report from MWH will be submitted in the next weeks. The
project team is behind with this report.
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Notable Update: A project kick -off meeting was held on October 3rd, 2013 between the
Foundation, project team, and PAC members. The literature review has been completed and
reviewed by the PAC. A survey on NF and RO integrity monitoring utilized by water
utilities, technology providers and membrane manufacturers has been sent to the project
participants. The survey results will be discussed during two workshops in early 2014.
7. WateReuse- 13 -02, Model Public Communication Plan for Advancing DPR Acceptance
(Contractor: TBD)
The objective of this project is to establish a framework communication plan and develop an
implementable, strategic communication plan to achieve DPR acceptance for the State of
California.
Status: The project was awarded to Data Instincts, and after negotiating the funding
agreement, the project commenced on November 15, 2014.
Notable updates: The work was presented by Mark Millan as part of an NWRI workshop on
Direct Potable Reuse Public Perception on February 25.
8. WateReuse- 13 -03, Critical Control Point Assessment to Quantify Robustness and
Reliability of Multiple Treatment Barriers of DPR Scheme (Contractor: Hazen &
Sawyer)
Objectives:
1. Conduct hazard assessment for key unit operations for two or more direct potable reuse
(DPR) treatment trains, including the following:
a. MF/UF — RO — UV /H2O2 — C12 — Engineered Storage
b. 03 — BAC — GAC — UV — C12 — Engineered Storage
2. Develop best design, monitoring, and operational practices by evaluating critical process
control points in each of the DPR treatment trains evaluated to meet overall system
robustness and reliability.
3. Develop standard design approaches and response strategies (i.e., operations plan and
standard operating procedures) to mitigate upset events to strive towards `fail -safe'
operation of a DPR plant.
Research Approach:
1. Conduct hazard assessment for key unit operations and determine critical control points
2. Conduct bench /pilot level challenge test studies
3. Conduct Monte Carlo risk analysis and develop standard design approaches, operational
procedures, and response strategies
Project Update: This project was awarded to Hazen & Sawyer in December 2013 with the
project commencing shortly thereafter. The project team has assembled a multi - disciplinary
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Hazard Analysis and Critical Control Points ( HACCP) team to assist in the delivery of
project outcomes. The first of two workshops with the HACCP team has been scheduled for
February 2014 to fully vet the water quality objectives, critical control points, and final list of
chemical and microbial indicators and surrogates. The first progress report is due April 2014.
9. WateReuse- 13 -12, Evaluation of Source Water Control Options and the Impact of
Selected Strategies on DPR (Contractor: TBD)
The goals are to evaluate upstream wastewater treatment impacts (e.g. N /dN-
nitrification/denitrification, industrial source control) on DPR source water quality and DPR
process, and to evaluate impact of hydraulic control mechanisms (e.g. flow equalization and
source water storage buffers) on influent water quality and flow variations that "stress" the
DPR process.
Project Update: The RFP was released on January 14, 2014. Four proposals were received,
and they are currently being reviewed by the PAC to determine who the award will go to.
This decision is expected to be made in March.
10. WateReuse- 13 -13, Operations Plan Development Standard (Contractor TBD)
The object of this project is to develop a standard operations and maintenance plan for
various DPR treatment processes, including appropriate portions of the upstream secondary
wastewater treatment processes providing feedwater to the DPR processes. A DPR Training
and Certification framework for DPR system operators will also be developed.
Project Update: The PAC has been formed. Proposals for the RFP were due February 18,
2014 and the PAC is currently reviewing three proposals. An award should be issued in late
March 2014.
11. WaterRF 4536, Blending Requirements for Water from DPR Treatment Facilities
(Contractor: TBD; managed by Water Research Foundation)
The objective of this project is to optimize with respect to water quality, the blending of DPR
water with existing water supplies based on existing information. Phase II will conduct case
studies of selected blending strategies
Water Research Foundation will manage this project, through a process similar to
WateReuse.
Project Update: The RFP has been released and an award should be announced shortly.
12. WaterRF 4508, Assessment of techniques for evaluating and demonstrating safety of DPR
product water (Contractor: TBD; managed by Water Research Foundation)
The objectives of this project are to evaluate known techniques /methodologies (and
potentially develop new technologies) for the assessment of DPR water safety (work with
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public outreach group to identify key criteria by which public would evaluate safety); to
evaluate the effectiveness of currently accepted and alternative treatment trains for the
production of DPR water using the developed techniques; to perform benchmarking to other
water sources (e.g. surface water, bottled water, etc.); and to develop tools and methods for
utilities to demonstrate water safety to the public, elected officials, etc.
Water Research Foundation will manage this project, through a process similar to
WateReuse.
Project Update: The RFP has been released and an award should be announced shortly.
13. WRRF- 14 -01, Integrated Management of Sensor Data for Real Time Decision Making
and Response (Contractor: TBD)
The objectives of this project are as follows:
Develop an operation support tool that integrates diverse sensors within the treatment
process for immediate feedback/alerts. Integrate existing sensors as an early warning
system for a Direct Potable Reuse (DPR) treatment process to provide:
• Real time sensor network for tracking system performance and key quality
parameters,
• A tool for early detection of system anomalies prior to any compromise in water
quality.
Build on criteria developed in WRRF -13 -03 and 13 -13 for decision making based on
established critical control points.
Develop framework for sensor data integration based on above criteria.
Project Update: This project was developed by the RAC in their January 2014 meeting
and will be approved by the Board in late March. Once approved, a PAC will be formed
and the RFP developed.
14. WRRF- 14 -02, Establishing additional log reduction credits for WWTPs (Contractor:
TBD)
The objectives are as follows:
• Obtain more accurate picture of the microbial treatment requirements by addressing the
major source of uncertainty —the concentration of pathogens in raw wastewater and
secondary effluent
• Establish if there is any correlation between the number of pathogens in raw wastewater
and secondary effluent
• Establish removal credit for biological treatment provided (e.g., activated sludge) for
protozoa, bacteria, and viruses
• Determine validity of pathogen log- removal requirements identified by CDPH for potable
reuse projects.
Project Update: This project was developed by the RAC in their January 2014 meeting and
will be approved by the Board in late March. Once approved, a PAC will be formed and the
RFP developed.
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15. WRRF- 14 -03, Develop Methology of comprehensive (fiscal /triple bottom line) analysis
of alternative water supply projects compared to DPR
The objective of this project is to develop and demonstrate an assessment method
(spreadsheet, database, or other) to provide information to decision makers in considering the
full economic, social, and environmental impacts of a DPR water supply versus other
alternative supplies.
Project Update: This project was developed by the RAC in their January 2014 meeting and
will be approved by the Board in late March. Once approved, a PAC will be formed and the
RFP developed.
16. WRRF- 14 -04, DPR Rapid Response Messages (Contractor: TBD)
The objective of this project is to ensure that messaging to members of the public, media and
policy makers around DPR are consistent, accurate and readily available to water agencies.
Project Update: This project was developed by the RAC in their January 2014 meeting and
will be approved by the Board in late March. Once approved, a PAC will be formed and the
RFP developed.
17. WRRF- 14 -05, Screening high risk chemicals potential of passage through RO /AOP
(Contractor: TBD)
The purpose of this project is to summarize the screening process aimed at identify potential
for registered chemicals to pass RO- UV/H2O2 barriers in a DPR system, including
identification of potential compounds (inorganic and organic) that are likely to occur, pass
treatment, pose health risk or pose aesthetic risks to consumers.
- Task 1 — Identify characteristics of inorganic and organic compounds that are not rejected
by RO.
- Task 2 — Develop a strategy and screen large numbers of registered inorganic and organic
compounds for their ability to pass RO membranes.
- Task 3 — Develop a strategy and screen compounds that pass RO to be oxidized by
UV /1-12O2.
- Task 4 — Project management, reporting, and outreach
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ITEM 3:
CALIFORNIA WATER CODE SECTION 13560 -13569
WATER CODE
SECTION 13560 -13569
13560. The Legislature finds and declares the following:
(a) In February 2009, the state board unanimously adopted, as
Resolution No. 2009 -0011, an updated water recycling policy, which
includes the goal of increasing the use of recycled water in the
state over 2002 levels by at least 1,000,000 acre -feet per year by
2020 and by at least 2,000,000 acre -feet per year by 2030.
(b) Section 13521 requires the department to establish uniform
statewide recycling criteria for each varying type of use of recycled
water where the use involves the protection of public health.
(c) The use of recycled water for indirect potable reuse is
critical to achieving the state board's goals for increased use of
recycled water in the state. If direct potable reuse can be
demonstrated to be safe and feasible, implementing direct potable
reuse would further aid in achieving the state board's recycling
goals.
(d) Although there has been much scientific research on public
health issues associated with indirect potable reuse through
groundwater recharge, there are a number of significant unanswered
questions regarding indirect potable reuse through surface water
augmentation and direct potable reuse.
(e) Achievement of the state's goals depends on the timely
development of uniform statewide recycling criteria for indirect and
direct potable water reuse.
(f) This chapter is not intended to delay, invalidate, or reverse
any study or project, or development of regulations by the
department, the state board, or the regional boards regarding the use
of recycled water for indirect potable reuse for groundwater
recharge, surface water augmentation, or direct potable reuse.
(g) This chapter shall not be construed to delay, invalidate, or
reverse the department's ongoing review of projects consistent with
Section 116551 of the Health and Safety Code.
13561. For purposes of this chapter, the following terms have the
following meanings:
(a) "Department" means the State Department of Public Health.
(b) "Direct potable reuse" means the planned introduction of
recycled water either directly into a public water system, as defined
in Section 116275 of the Health and Safety Code, or into a raw water
supply immediately upstream of a water treatment plant.
(c) "Indirect potable reuse for groundwater recharge" means the
planned use of recycled water for replenishment of a groundwater
basin or an aquifer that has been designated as a source of water
supply for a public water system, as defined in Section 116275 of the
Health and Safety Code.
(d) "Surface water augmentation" means the planned placement of
recycled water into a surface water reservoir used as a source of
domestic drinking water supply.
(e) "Uniform water recycling criteria" has the same meaning as in
Section 13521.
13561.5. The state board shall enter into an agreement with the
department to assist in implementing this chapter.
13562. (a) (1) On or before December 31, 2013, the department shall
adopt uniform water recycling criteria for indirect potable reuse
for groundwater recharge.
(2) (A) Except as provided in subparagraph (C), on or before
December 31, 2016, the department shall develop and adopt uniform
water recycling criteria for surface water augmentation.
(B) Prior to adopting uniform water recycling criteria for surface
water augmentation, the department shall submit the proposed
criteria to the expert panel convened pursuant to subdivision (a) of
Section 13565. The expert panel shall review the proposed criteria
and shall adopt a finding as to whether, in its expert opinion, the
proposed criteria would adequately protect public health.
(C) The department shall not adopt uniform water recycling
criteria for surface water augmentation pursuant to subparagraph (A),
unless and until the expert panel adopts a finding that the proposed
criteria would adequately protect public health.
(b) Adoption of uniform water recycling criteria by the department
is subject to the requirements of Chapter 3.5 (commencing with
Section 11340) of Part 1 of Division 3 of Title 2 of the Government
Code.
13563. (a) (1) On or before December 31, 2016, the department, in
consultation with the state board, shall investigate and report to
the Legislature on the feasibility of developing uniform water
recycling criteria for direct potable reuse.
(2) The department shall complete a public review draft of its
report by September 1, 2016. The department shall provide the public
not less than 45 days to review and comment on the public review
draft.
(3) The department shall provide a final report to the Legislature
by December 31, 2016. The department shall make the final report
available to the public.
(b) In conducting the investigation pursuant to subdivision (a),
the department shall examine all of the following:
(1) The availability and reliability of recycled water treatment
technologies necessary to ensure the protection of public health.
(2) Multiple barriers and sequential treatment processes that may
be appropriate at wastewater and water treatment facilities.
(3) Available information on health effects.
(4) Mechanisms that should be employed to protect public health if
problems are found in recycled water that is being served to the
public as a potable water supply, including, but not limited to, the
failure of treatment systems at the recycled water treatment
facility.
(5) Monitoring needed to ensure protection of public health,
including, but not limited to, the identification of appropriate
indicator and surrogate constituents.
(6) Any other scientific or technical issues that may be
necessary, including, but not limited to, the need for additional
research.
(c) (1) Notwithstanding Section 10231.5 of the Government Code,
the requirement for submitting a report imposed under paragraph (3)
of subdivision (a) is inoperative on December 31, 2020.
(2) A report to be submitted pursuant to paragraph (3) of
subdivision (a) shall be submitted in compliance with Section 9795 of
the Government Code.
13563.5. (a) The department, in consultation with the state board,
shall report to the Legislature as part of the annual budget process,
in each year from 2011 to 2016, inclusive, on the progress towards
developing and adopting uniform water recycling criteria for surface
water augmentation and its investigation of the feasibility of
developing uniform water recycling criteria for direct potable reuse.
(b) (1) A written report submitted pursuant to subdivision (a)
shall be submitted in compliance with Section 9795 of the Government
Code.
(2) Pursuant to Section 10231.5 of the Government Code, this
section is repealed on January 1, 2017.
13564. In developing uniform water recycling criteria for surface
water augmentation, the department shall consider all of the
following:
(a) The final report from the National Water Research Institute
Independent Advisory Panel for the City of San Diego Indirect Potable
Reuse /Reservoir Augmentation (IPR /RA) Demonstration Project.
(b) Monitoring results of research and studies regarding surface
water augmentation.
(c) Results of demonstration studies conducted for purposes of
approval of projects using surface water augmentation.
(d) Epidemiological studies and risk assessments associated with
projects using surface water augmentation.
(e) Applicability of the advanced treatment technologies required
for recycled water projects, including, but not limited to, indirect
potable reuse for groundwater recharge projects.
(f) Water quality, limnology, and health risk assessments
associated with existing potable water supplies subject to discharges
from municipal wastewater, stormwater, and agricultural runoff.
(g) Recommendations of the State of California Constituents of
Emerging Concern Recycled Water Policy Science Advisory Panel.
(h) State funded research pursuant to Section 79144 and
subdivision (b) of Section 79145.
(i) Research and recommendations from the United States
Environmental Protection Agency Guidelines for Water Reuse.
(j) The National Research Council of the National Academies'
report titled "Water Reuse: Potential for Expanding the Nation's
Water Supply Through Reuse of Municipal Wastewater."
(k) Other relevant research and studies regarding indirect potable
reuse of recycled water.
13565. (a) (1) On or before February 15, 2014, the department shall
convene and administer an expert panel for purposes of advising the
department on public health issues and scientific and technical
matters regarding development of uniform water recycling criteria for
indirect potable reuse through surface water augmentation and
investigation of the feasibility of developing uniform water
recycling criteria for direct potable reuse. The expert panel shall
assess what, if any, additional areas of research are needed to be
able to establish uniform regulatory criteria for direct potable
reuse. The expert panel shall then recommend an approach for
accomplishing any additional needed research regarding uniform
criteria for direct potable reuse in a timely manner.
(2) The expert panel shall be comprised, at a minimum, of a
toxicologist, an engineer licensed in the state with at least three
years' experience in wastewater treatment, an engineer licensed in
the state with at least three years' experience in treatment of
drinking water supplies and knowledge of drinking water standards, an
epidemiologist, a limnologist, a microbiologist, and a chemist. The
department, in consultation with the advisory group and the state
board, shall select the expert panel members.
(3) Members of the expert panel may be reimbursed for reasonable
and necessary travel expenses.
(b) (1) On or before January 15, 2014, the department shall
convene an advisory group, task force, or other group, comprised of
no fewer than nine representatives of water and wastewater agencies,
local public health officers, environmental organizations,
environmental justice organizations, public health nongovernmental
organizations, the department, the state board, the United States
Environmental Protection Agency, ratepayer or taxpayer advocate
organizations, and the business community, to advise the expert panel
regarding the development of uniform water recycling criteria for
direct potable reuse and the draft report required by Section 13563.
The department, in consultation with the state board, shall select
the advisory group members.
(2) Environmental, environmental justice, and public health
nongovernmental organization representative members of the advisory
group, task force, or other group may be reimbursed for reasonable
and necessary travel expenses.
(3) In order to ensure public transparency, the advisory group
established pursuant to paragraph (1) shall be subject to the
Bagley -Keene Open Meeting Act (Article 9 (commencing with Section
11120) of Chapter 1 of Part 1 of Division 3 of Title 2 of the
Government Code).
(c) On or before June 30, 2016, the department shall prepare a
draft report summarizing the recommendations of the expert panel.
(d) The department may contract with a public university or other
research institution with experience in convening expert panels on
water quality or potable reuse to meet all or part of the
requirements of this section should the department find that the
research institution is better able to fulfill the requirements of
this section by the required date.
13566. In performing its investigation of the feasibility of
developing the uniform water recycling criteria for direct potable
reuse, the department shall consider all of the following:
(a) Recommendations from the expert panel appointed pursuant to
subdivision (a) of Section 13565.
(b) Recommendations from an advisory group, task force, or other
group appointed by the department pursuant to subdivision (b) of
Section 13565.
(c) Regulations and guidelines for these activities from
jurisdictions in other states, the federal government, or other
countries.
(d) Research by the state board regarding unregulated pollutants,
as developed pursuant to Section 10 of the recycled water policy
adopted by state board Resolution No. 2009 -0011.
(e) Results of investigations pursuant to Section 13563.
(f) Water quality and health risk assessments associated with
existing potable water supplies subject to discharges from municipal
wastewater, stormwater, and agricultural runoff.
13567. An action authorized pursuant to this chapter shall be
consistent, to the extent applicable, with the federal Clean Water
Act (33 U.S.C. Sec. 1251 et seq.), the federal Safe Drinking Water
Act (42 U.S.C. Sec. 300f et seq.), this division, and the California
Safe Drinking Water Act (Chapter 4 (commencing with Section 116270)
of Part 12 of Division 104 of the Health and Safety Code).
13569. The department may accept funds from nonstate sources and
may expend these funds, upon appropriation by the Legislature, for
the purposes of this chapter.