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HomeMy WebLinkAboutBUDGET AND FINANCE AGENDA 09-30-13Jl Central Contra Costa Sanitary District SPECIAL MEETING OF THE CENTRAL CONTRA COSTA SANITARY DISTRICT BUDGET AND FINANCE COMMITTEE Chair McGill Member Nejedly Monday, September 30, 2013 3:00 p.m. Middle Conference Room 1470 Executive Drive, Second Floor Concord, California INFORMATION FOR THE PUBLIC ADDRESSING THE COMMITTEE ON AN ITEM ON THE AGENDA BOARD OF DIRECTORS: JAMES A. NEJEDLY President DA V7D R. YVILLIAMS President Pro Tem PA UL H. CA USEY MICHAEL R. MCGILL TAD J. PILECKI PHONE: (925) 228 -9500 FAX.- (925) 676 -7211 www.centralsan.org Anyone wishing to address the Committee on an item listed on the agenda will be heard when the Committee Chair calls for comments from the audience. The Chair may specify the number of minutes each person will be permitted to speak based on the number of persons wishing to speak and the time available. After the public has commented, the item is closed to further public comment and brought to the Committee for discussion. There is no further comment permitted from the audience unless invited by the Committee. ADDRESSING THE COMMITTEE ON AN ITEM NOT ON THE AGENDA In accordance with state law, the Committee is prohibited from discussing items not calendared on the agenda. You may address the Committee on any items not listed on the agenda, and which are within their jurisdiction, under PUBLIC COMMENTS. Matters brought up which are not on the agenda may be referred to staff for action or calendared on a future agenda. AGENDA REPORTS Supporting materials on Committee agenda items are available for public review at the Reception Desk, 4849 Imhoff Place, Martinez. Reports or information relating to agenda items distributed within 72 hours of the meeting to a majority of the Committee are also available for public inspection at the Reception Desk. During the meeting, information and supporting materials are available in the Conference Room. AMERICANS WITH DISABILITIES ACT In accordance with the Americans With Disabilities Act and state law, it is the policy of the Central Contra Costa Sanitary District to offer its public meetings in a manner that is readily accessible to everyone, including those with disabilities. If you are disabled and require special accommodations to participate, please contact the Secretary of the District at least 48 hours in advance of the meeting at (925) 229 -7303. Budget and Finance Committee September 30, 2013 Page 2 1. Call Meeting to Order 2. Public Comments 3. Risk Management *a. Review Loss Control Report and discuss outstanding claims Staff Recommendation: Review the report, discuss outstanding claims and provide direction if needed. *b. Review Legal Expenditure Summary Staff Recommendation: Review Legal Expenditure Summary. *4. Review the draft audited financial statements for the fiscal year ended June 30, 2013 (Vikki Rodriguez of Maze & Associates will be present) Staff Recommendation: Recommend Board acceptance of the audited financial statements for the fiscal year ended June 30, 2013, scheduled for the October 17, 2013 Board meeting. 5. Receive status update on cleanup of unclaimed homeowner and contractor deposits (Item in 6.a.3) Board Binder) Staff Recommendation: Receive the update. *6. Review overhead components and discuss possible revisions to the annual calculation Staff Recommendation: Review and provide input to staff. *7. Review the District's reserves using the current cash reserve practice Staff Recommendation: Review and provide input to staff. 8. Review August 2013 Financial Statements and Investment Reports (Item 4.c. in Board Binder) Staff Recommendation: Review and recommend Board approval. Budget and Finance Committee September 30, 2013 Page 3 9. 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CENTRAL CONTRA COSTA SANITARY DISTRICT BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 Review Draft 9/24/13 4:00 PM CENTRAL CONTRA COSTA SANITARY DISTRICT BASIC FINANCIAL STATEMENTS For the Year Ended June 30, 2013 Table of Contents INTRODUCTORY SECTION Tableof Contents ............................................................................................ ............................... i FINANCIAL SECTION INDEPENDENTAUDITOR'S REPORT ............................................................. ............................... l MANAGEMENT'S DISCUSSION AND ANALYSIS ........................................ ..............................3 BASIC FINANCIAL STATEMENTS Statementof Net Position ................................................................................... .............................10 Statement of Revenues, Expenses and Changes in Net Position ..................... .............................11 Statementof Cash Flows .................................................................................... .............................12 NOTES TO BASIC FINANCIAL STATEMENTS ............................................ .............................14 SUPPLEMENTARY INFORMATION Combining Schedule of Net Position — EnterpriseSub - Funds ................................................................................ .............................39 Combining Schedule of Revenues, Expenses and Changes in Net Position — Enterprise Sub -Funds ......... ............................... 40 Schedule of Running Expenses, Comparison of Budget and Actual Expensesby Department ......................................................................... ............................... 41 Running Expense — Schedule of Supplemental Net Position Analysis ....................................................... ............................... 42 Review Draft 9/24/13 4:47 PM i INDEPENDENT AUDITOR'S REPORT To the Board of Directors Central Contra Costa Sanitary District Martinez, California Report on Financial Statements We have audited the accompanying financial statements of the business -type activities of the Central Contra Costa Sanitary District (District) as of and for the year ended June 30, 2013, and the related notes to the financial statements, which collectively comprise the District's basic financial statements as listed in the Table of Contents. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of the financial statements that are free from material misstatement, whether due to fraud or error. Auditor's Responsibility Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor's judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the District's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the District's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. Opinion In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the business -type activities of the Central Contra Costa Sanitary District as of June 30, 2013, and the respective changes in financial position and, where applicable, cash flows thereof for the year then ended in conformity with accounting principles generally accepted in the United States of America. Review Draft 9/24/13 4:00 PM Emphasis of a Matter Management adopted the provisions of Governmental Accounting Standards Board Statement No. 63- Financial Reporting of Deferred Outflows of Resources, Deferred Inflows of Resources, and Net Position, which became effective during the year ended June 30, 2013 and required certain title changes to the Statement of Net Position and Statement of Changes in Net Position. See Note 1L to the financial statements for relevant disclosures. The emphasis of this matter does not constitute a modification to our opinion. Other Matters Required Supplementaty Information Accounting principles generally accepted in the United States of America require that Management's Discussion and Analysis be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming an opinion on the financial statements that collectively comprise the District's financial statements as a whole. The Supplementary Information listed in the Table of Contents is presented for purposes of additional analysis and is not a required part of the financial statements. The Supplementary Information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the financial statements. The information has been subjected to the auditing procedures applied in the audit of the financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the financial statements or to the financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the Supplementary Information is fairly stated in all material respects in relation to the financial statements as a whole. Pleasant Hill, California September 18, 2013 Review Draft 9/24/13 4:00 PM 2 MANAGEMENT'S DISCUSSION AND ANALYSIS r: This section of the District's annual financial report presents an analysis of the District's financial performance during the fiscal year ended June 30, 2013. This information is presented in conjunction with the audited financial statements, which follow this report. FINANCIAL HIGHLIGHTS The District's 2012 -13 financial highlights are listed below. These results are discussed in more detail later in the report. ® The District's total ending net position increased by $9.1 million or 1.45% in 2012 -13 when compared to fiscal year 2011 -12; when comparing 2012 -13 to 2010 -11, net position have increased by $12.9 million or 2.07%. This is mainly due to capital project asset additions. ® Total revenues in 2012 -13 increased by $8.8 million or 11.64% when compared to 2011 -12; when comparing 2012 -13 to 2010 -11, total revenue has increased by $10.9 million or 14.85 %. The total Sewer Service Charge (SSC) rate increased by 8.8 %; a larger portion of the internal SSC allocation was shifted from Capital Contributions to Operating Revenues, Total 2012 -13 expenses increased by $3.1 million or 3.60% compared to 2011 -12; when comparing 2012 -13 to 2010 -11, total expenses increased by $9.1 million or 11.23 %. This is mainly due to higher cost of total labor and technical services. ® Capital Contributions decreased in 2012 -13 compared to 2011 -12 by -$0.4 million or - 2.42 %. Capital Contributions increased by $6.0 million or 65.78% comparing 2012 -13 to 2010 -11. The decrease in 2012 -13 was due to the SSC rate increase, with more being allocated to Operations and Maintenance, and higher connection fees when comparing 2012 -13 to 2011 -12. The volatile housing and construction markets caused swings in connection fee revenue. (Connection fee revenue of $6,1 million in 2012 -13, $5.7 million in 2011 -12 and $3.5 million in 2010 -11). OVERVIEW OF THE FINANCIAL STATEMENTS This annual report includes the management's discussion and analysis report, the independent auditor's report and the basic financial statements of the District. The financial statements also include notes that explain information in the financial statements in more detail. This report also contains other supplementary information in addition to the basic financial statements. UIRED FINANCIAL STATEMENTS The Financial Statements of the District report information utilizing methods similar to those used by private sector companies. These statements offer short and long -term financial information about its activities. Recycled Paper Statement of Net Position — reports the District's current financial resources (short-term spendable resources) with capital assets and long -term obligations Statement of Revenues, expenses and Changes in Net Position — reports the District's operating and non - operating revenues by major source along with operating and non- operating expenses and capital contributions ® Statement of Cash Flows — reports the District's cash flows from operating activities, non- capital financing activities, capital and related financing activities, investing activities, and non- cash activities STATEMENT OF NET POSITION The following table shows the condensed statement of net position of the Central Contra Costa Sariifary District for the past three years: Condensed Statement of % Increase Net Position Fiscal Year Ended June 30 (Decrease) FY 12 -13 FY 12 -13 VS. vs. 2012 -13 2011 -12 2010 -11 FY 11 -12 10 -11 Current Assets $ 78 006,233 $ 78,506,812 $ 80,407,120 -0.64% -2.99% Capital Assets 603,985,469 597,689,744 593,461,791 1.05% 1.77% Other Non - current Assets 9,454 886 9,332,364 12 456,011 1.31% - 24.09% Total Assets 691,446,588 685,528,920 686 324,922 0,86% - 0.75% Current Liabilities 11,704,101 11,128,540 10,682,746 5.17% 9.56% Non - Current Liabilities 44,027,490 47,797,407 52,844,305 -7.89% - 16.68% Total Liabilities 55,731,591 58,925,947 63,527,051 -5.42% - 12.27% Invested in Capital Assets, Net of Related Debt 559,523,642 549,462,506 541,613,208 1.83% 3.31% Restricted - Debt Service 4,730,837 4,663 601 4,612,103 1.44% 2.57% Unrestricted 71,460,518 72,476,866 76,572,560 -1.40% -6.68% Total Net Position $ 635,714,997 $ 626,602,973 $ 622,797,871 1.45% 2.07% The total net position of the District increased from $622.8 million in 2010 -11 to $626.6 million in 2011 -12 and to $635.7 million in 2012 -13. The increase in net position over the 3 -year period totals $12.9 million and is the result of the combination of net income and capital contributions; comparing 2012 -13 to 2011 -12 net position increases by $9,1 million. By far the largest portion of the District's net position (88.01% percent) reflects its investment in capital assets (e.g. land, buildings, machinery, equipment, intangible assets, and sewer line infrastructure), less any related debt used to acquire those assets that are still outstanding. The District uses these capital assets to provide services to its ratepayers; consequently, these assets are not available for future spending, Although the District's investment in its capital assets is reported net of debt, it should be noted that the funds needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. There is currently $4.7 million restricted for debt service. The remaining balance of $71.5 million in unrestricted net position may be used to meet the District's ongoing obligations to its ratepayers and creditors. The unrestricted net position may also be used for payment of long -term unfunded liabilities. 4 REVIEW OF REVENUES, EXPENSES AND CHANGES IN NET POSITION The table below shows the condensed statement of revenues, expenses, and changes in net position for the Central Contra Costa Sanitary District for the past 3 years: Condensed Statement of Revenues, Expenses, and % Increase Changes in Net Position Fiscal Year Ended June 30 (Decrease) FY 12 -13 FY 12 -13 vs. vs. 2012 -13 2011 -12 2010 -11 FY 11 -12 10 -11 Sewer Service Charges SSC $ 67,254 405 $ 59,771,237 $ 58 320,822 12.52 %a 15.32% Other Service Charges and Miscellaneous 1,828,281 1,845,402 1,575,738 -0.93% 16.03% Total Operating Revenue 69,082 686 61,616,639 59,896,560 12.12% 15.34% Property Tax 13,010,477 12,047,169 12,213,624 8.00% 6.52% Permit & Inspection Fees 1,169,809 903,810 895,825 29.43% 30.58% Interest and All Other 1,356,574 1,226,598 673,990 10.60% 101.28% Total Non - Operating Revenues 15,536,860 14,177,577 13,783,439 9.59% 12.72% Total Revenues 84,619,546 75,794,216 73,679,999 11.64% 14.85% Total Labor and Benefits 49,811,218 45,562,430 41,705,131 9.33% 19.44% Chemicals & Utilities 5,420,789 6,090,408 5,664,360 - 10.99 % - 4.30% Repairs and Maintenance 3,151,127 3,068 604 2,972,395 2.69% 6.01% Professional, Legal and Outside Services 2,836,638 4,099,876 2,425,612 - 30.81% 16.95% Materials & Supplies 1,980,314 2,031,401 1,944,767 -2.51% 1.83% Hauling and Disposal 1,088,294 1,009,137 944,394 7.84% 15.24% Self- Insurance Expense 2,380,466 810,849 1,003,115 193.58% 137.31% All Other 472,630 1,612,482 1,575,905 - 70,69% - 70.01% Depreciation Expense 21,596,266 21,190,059 20,580,061 1.92% 4.94% Total Operating Expenses 88,737,742 85,475,246 78,815,740 3.82% 12.59% Non - Operating Expense - Interest Expense 1,802,084 1,919,375 2,585,112 - 6.11% - 30.29% Total Expenses 90,539,826 87,394,621 81,400 852 3.60% 11.23% Income Before Capital Contributions 5,920,280 11,600,405 7,720,853 - 48.96% - 23,32% Customer Contributions SSC 8,001,147 8,888,663 5,018,092 -9.98% 59.45% Contributed Sewer Lines 939,628 792,011 533,616 18.64% 76.09% Capital Contributions - Connection Fees 6,091,529 5,724,833 3,515,804 6.41% 73.26% Total Capital Contributions 15,032,304 15,405,507 9,067,512 -2.42% 65.78% Change in Net Position 9,112,024 3,805,102 1,346,659 139.47% 576.64% Beginning Net Position 626,602,973 622,797,871 621,451,212 0.61% 0,83% Ending Net Position $ 635,714,997 $ 626,602,973 $ 622,797,871 1.45% 2.07% In 2012 -13, operating revenues increased by $7.5 million or 12.12% compared to 2011 -12 and increased by $9.2 million or 15.34% comparing 2012 -13 to 2010 -11. Total non - operating revenue increased in 2012 -13 compared to 2011 -12 by $1.4 million or 9.59% and increased by $1.8 million or 12.72% comparing 2012 -13 to 2010 -11. The change in total revenue resulted in an increase of $8.8 million or 11.64% comparing 2012 -13 to 2011 -12 and increased by $10.9 million or 14.85% comparing 2012 -13 to 2010 -11. There was an 8.8% SSC rate increase in 2012 -13, 9.65% SSC rate increase in 2011 -12 and no increase in SSC for 2010 -11. Property Tax revenue increased in 2012 -13 and basically remained flat during 2011 -12 and 2010 -2011 due to housing values remaining low. In 2012 -13, total expenses increased by $3.1 million or 3.60% compared to 2011 -12. Comparing 2012- 13 to 2010 -11, total expenses were $9.1 million or 11.23% higher. Increases are mainly due to higher labor and benefit costs along with technical services for temporary staff. Labor costs increased due to employee benefit costs (primarily pension and healthcare costs), cost -of- living adjustments, merit increases, and filling of vacant positions. Depreciation expense increased due to new capital additions. Non - Operating Expense is mainly driven by debt service interest expense. Total income before capital contributions went from -$7.7 million in 2010 -11 to -$11.6 million in 2011 -12 and -$5.9 million in 2012 -13. Total capital contributions in 2012 -13 were $15.0 million compared to $15.4 million in 2011 -12 and $9.1 million in 2010 -11. This was mainly due to higher customer contributions (SSC) in 2012 -13 due to the 8.8% rate increase, shift of the internal SSC revenue allocation, and volatility in connection fees due to the fluctuation of the housing and construction markets. The total change in net position increased by $7.8 million or 576.64% when comparing 2012 -13 to 2010 -11. CAPITAL ASSETS Capital assets include the District's entire major infrastructure including wastewater treatment facilities, sewers, land, buildings, pumping stations, vehicles, intangible assets and furniture and equipment exceeding our capitalization policy limit of $5,000, net of depreciation. As of June 30, 2013, the District's investment in capital assets totaled $604.0 million, which is an increase of $6.3 million or 1.05% over the capital asset balance of $597.7 million at June 30, 2012, Capital Assets increased by $10.5 million or 1.77% comparing 2012 -13 to 2010 -11. A comparison of the District's capital assets over the past 3 fiscal years is presented below: % Increase Capital Assets Fiscal Year Ended June 30 (Decrease) FY 12 -13 FY 12 -13 vs. vs. 2012 -13 2011 -12 2010 -11 11 -12 10 -11 Land $ 17,262,249 $ 17,114,720 $ 17,114,720 0.86% 0.86% Sewage Collection System 311,633 989 303,693,519 290 317,724 2.61% 7.34% Contributed Sewer Lines 150,834,930 149,895,302 149,110,351 0.63% 1.16% Outfall Sewers 11,338,935 8,518,443 8,518,443 33.11% 33.11% Sewage Treatment Plant 299,830,466 292,432,883 287,537 513 2.53% 4.28% Recycled Water Infrastructure 13,515,026 13,335,295 12,300,131 1.35% 9.88% Pumping Stations 54,412 730 54,412,730 54 412,730 - - Buildings 36,120,720 34,477,124 31,317,466 4.77% 15.34% Intangible Assets 4,596,467 2,463,834 2,058,921 86.56% 123.25% Furniture & Equipment 15,651,212 14,031,564 13,243,330 11.54% 18.18% Motor Vehicles 6,558,065 6,010,773 6,038,527 9,11% 8.60% Construction In Progress 24,533,254 221469,694 22,632,142 9.18% 8.40% Subtotal 946 288,043 918,855,881 894,601,998 2.99% 5.78% Less Accumulated Depreciation 342,302,574 321 166,137 301,140,207 6.58% 13.67% Total Capital Assets net of depreciation) $ 603,985,469 $ 597,689,744 $ 593,461,791 1.05% 1.77% The major reasons for the increase in capital assets, net of depreciation, of $6.3 million from 2011 -12 to 2012 -13 and $10.5 million from 2010 -11 to 2012 -13, are as follows: ® Sewer pipe ongoing renovations, upgrades, expansion, pumping station improvements, and contributed sewer lines increased by $8.9 million comparing 2012 -13 to 2011 -12 and $23.0 million comparing 2012 -13 to 2010 -11. ® Treatment plant infrastructure renovations, upgrades, equipment, and improvements increased by $7.4 million comparing 2012 -13 to 2011 -12 and $123 million comparing 2012 -13 to 2010 -11. ® Buildings increased by $1.6 million comparing 2012 -13 to 2011 -12 and $4.8 million comparing 2012 -13 to 2010 -11. ® All other asset categories, including construction in progress, increased by $9.5 million comparing 2012 -13 to 2011 -12 and increased by $11.5 million comparing 2012 -13 to 2010 -11. ® Capital Asset increases are offset by an increased subtraction of accumulated depreciation of $21.1 million comparing 2012 -13 to 2011 -12 and $41.2 million comparing 2012 -13 to 2010 -11 due to our increasing capital asset investment and its associated depreciation expense. See Note 5 in the audited financial statements. DEBT ADMINISTRATION The District has the following outstanding debt as of June 30, 2013: Revenue Bonds $ 43,595,000 Water Reclamation Loan 866,827 $ 44,461,827 See Note 6 in the audited financial statements. ECONOMIC AND OTHER FACTORS The Federal and State of California economies continue to slowly recover from the 2008 recession. The Federal economic challenges have resulted in budget sequestration. The State Budget Act reflects California's most stable budget in years. With the State's tough spending cuts enacted and new temporary revenues provided by the passage of Proposition 30, the State's budget is projected to remain balanced for the foreseeable future. However, substantial risks, uncertainties, and liabilities still remain. Changes in the state budget have a significant impact on the District. Federal and State economic challenges will continue into the future and will have a trickle -down effect on local government. Items impacting the District are: ® Current Employee Memorandum of Understanding contracts end as of December 17, 2017. ® Current and future legislation impacting public employee pensions is in play, also calling for higher employee contributions and lower pensions by eliminating spiking. A significant number of anticipated early retirements may occur depending on the legislated changes to public employee salary and benefits. ® Increased cost of employee benefits, mainly due to pension costs and healthcare. Housing market is still recovering and continues to impact development and user fees. ® Regulatory requirements becoming more stringent, causing the District to spend more on compliance, both for operations and maintenance costs and capital projects. This may require debt financing for large capital projects. Continued low interest rates negatively impact interest earnings for District temporary investments as well as OPEB trust and pension plan assets. In addition to making efforts to reduce spending and improve process efficiencies, the District has the ability to raise the SSC to meet our long -term commitments. The District has a Standard and Poors AAA rating, and can obtain bond financing if necessary. FINANCIAL CONTACT The financial report is designed to provide our customers and creditors with a general overview of the District's finances and to demonstrate the District's accountability for the money it receives. If you have questions about this report or need additional financial information, contact: Finance Manager Thea Vassallo, Central Contra Costa Sanitary District, 5019 Imhoff Place, Martinez, CA 94553. This Page Left Intentionally Blank CENTRAL, CONTRA COSTA SANITARY DISTRICT STATEMENT OF NET POSITION JUNE 30, 2013 ASSETS CURRENT ASSETS Cash and cash equivalents (Note 2) $46,714,788 Short term investments (Nate 2) 10,498,624 Accounts receivable, net (Note 3) 16,517,549 Interest receivable 65,321 Parts and supplies 2,005,741 Prepaid expenses 2,204,210 Total current assets 78,006,233 NON - CURRENT ASSETS Restricted cash and equivalents (Notes I.E. and 2) 100,000 Restricted investments (Note 2) 5,412,500 Assessment Districts receivable (Note 4) 2,089,461 Net OPEB asset (Note 10) 1,537,638 Revenue bonds issuance costs, net of amortization 315,287 Capital assets: Nondepreciable (Note 5) 41,795,503 Depreciable, net of accumulated depreciation (Note 5) 562,189,966 Total capital assets, net 603,985,469 Total non - current assets 613,440,355 TOTAL ASSETS 691,446,588 LIABILITIES CURRENT LIABILITIES Accounts payable and accrued expenses 5,376,935 Interest payable 718,147 Refunding Water Revenue Bonds - current portion (Note 6) 3,720,000 Water Reclamation Loan Contract - current portion (Note 6) 164,582 Accrued compensated absences - cuff ent portion (Note 1.1.) 383,000 Liability for uninsured claims (Note 7) 1,000,000 Refundable deposits 341,437 Total current liabilities 11,704,101 NON - CURRENT LIABILITIES Refunding Water Revenue Bonds, noncurrent portion (Note 6) 39,875,000 Water Reclamation Loan Contract, noncurrent portion (Note 6) 702,245 Accrued compensated absences, noncurrent portion (Note 1.1.) 3,450,245 Total non - current liabilities 44,027,490 TOTAL LIABILITIES 55,731,591 NET POSITION (Note 11) Net investment in capital assets 559,523,642 Restricted for debt service 4,730,837 Unrestricted 71,460,518 TOTAL NET POSITION $635,714,997 REVIEW DRAFT 9/26/2013 12:21 PM See accompanying notes to financial statements 10 { D09A4517- FCB9- 41F6- A531- 64C6CC303B1El.xls SNA CENTRAL CONTRA COSTA SANITARY DISTRICT STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION FOR THE YEAR ENDED JUNE 30, 2013 OPERATING REVENUES Sewer service charges (SSC) $56,770,984 Service charges - City of Concord 10,483,421 Other services charges 1,076,401 Miscellaneous charges 751,880 Total operating revenues 69,082,686 OPERATING EXPENSES Sewage collection and pumping stations 14,327,933 Sewage treatment 23,035,943 Engineering 8,680,934 Administrative and general 21,096,666 Depreciation 21,596,266 Total operating expenses 88,737,742 OPERATING INCOME (LOSS) (19,655,056) NONOPERATING REVENUES (EXPENSES) Taxes 13,010,477 Permit and inspection fees 1,169,809 Interest earnings 405,474 Interest expense (1,802,084) Other income (expense) 951,100 Total nonoperating revenues (expenses), net 13,734,776 INCOME (LOSS) BEFORE CAPITAL CONTRIBUTIONS (5,920,280) CAPITAL CONTRIBUTIONS City of Concord contributions to capital costs 3,616,771 Customer contributions to capital cost (SSC) 4,384,376 Contributed sewer lines 939,628 Capital contributions - connection fees 6,091,529 Total capital contributions 15,032,304 CHANGE IN NET POSITION 9,112,024 NET POSITION, BEGINNING OF YEAR 626,602,973 NET POSITION, END OF YEAR $635,714,997 See accompanying notes to financial statements REVIEW DRAFT 9/24/2013 4:18 PM 11 {D09A4517- FCB9 -4l F6- A531- 64C6CC303BIE).xls IS CENTRAL CONTRA COSTA SANITARY DISTRICT STATEMENT OF CASH FLOWS FOR THE YEAR ENDED JUNE 30, 2013 CASH FLOWS FROM OPERATING ACTIVITIES Receipts from customers Payments to suppliers Payments to employees and related benefits Net Cash Provided by Operating Activities CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Receipt of taxes Inspection/permit fees and other non- operating income Cash Flows from Noncapital Financing Activities $67,310,423 (36,581,237) (29,929,031) 800,155 13,010,477 2,120,909 15,131,386 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Capital contributions 8,940,775 Connection fees 6,091,529 Acquisition and construction of capital assets (27,891,991) Interest paid on long -term debt (1,838,134) Principal payments on long -term debt (3,448,341) Cash Flows (used for) Capital and Related Financing Activities (18,146,162) CASH FLOWS FROM INVESTING ACTIVITIES Redemption and acquisition of investments, net $6,012,471 Interest received 395,301 Cash Flows from Investing Activities 6,407,772 NET INCREASE (DECREASE) IN CASH 4,193,151 Cash, beginning of year 42,621,637 Cash, end of year $46,814,788 REVIEW DRAFT 9/26/2013 12:22 PM See accompanying notes to financial statements 12 (Continued) { D09A4517- FCB9- 41F6- A531- 64C6CC303B1E).)ds CF CENTRAL CONTRA COSTA SANITARY DISTRICT STATEMENT OF CASH FLOWS FOR THE YEAR ENDED JUNE 30, 2013 Reconciliation of operating (loss) to net cash provided by operating activities: Operating (loss) ($19,655,056) Adjustments to reconcile operating loss to cash flows from operating activities: Depreciation 21,596,266 Change in assets and liabilities: Receivables, net (1,772,263) Parts and supplies 1,704 Prepaid expenses 296,495 Accounts payable and accrued expenses 472,291 Accrued payroll and related expenses 122,665 Refundable deposits 12,149 Net OPEB asset (274,096) Net cash provided by operating activities $800,155 SCHEDULE OF NON CASH ACTIVITY Developer pipe contributions $713,525 Change in fair value of investments 395,301 Total non cash activity $1,108,826 CASH AND CASH EQUIVALENTS, AS PRESENTED ON STATEMENT OF NET POSITION: Unrestricted cash and cash equivalents $46,714,788 Restricted cash and cash equivalents 100,000 Total cash and cash equivalents at end of year $46,814,788 REVIEW DRAFT 9/26/2013 12:22 PM See accompanying notes to financial statements 13 {D09A4517- FCB9 -4l F6- A531- 64C6CC303BIE }.xls CF CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 1— DESCRIPTION OF DISTRICT AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. Reporting Entity The Central Contra Costa Sanitary District (District), a special district and a public entity established under the Sanitary District Act of 1923, provides sewer service for the incorporated and unincorporated areas under its jurisdiction. A Board of Directors comprised of five elected members governs the District. As required by accounting principles generally accepted in the United States of America, these basic financial statements present the financial statements of Central Contra Costa Sanitary District and its component unit. The component unit discussed in the following paragraph is blended in the District's reporting entity because of the significance of its operational and financial relationship with the District. Blended Component Unit - Component units are legally separate organizations for which the District is financially accountable. Component units may also include organizations that are fiscally dependent on the District, in that the District approves their budget, the issuance of their debt or the levying of their taxes. In addition, component units are other legally separate organizations for which the District is not financially accountable but the nature and significance of the organization's relationship with the District is such that exclusion would cause the District's financial statements to be misleading or incomplete. For financial reporting purposes, the component unit discussed below is reported in the District's financial statements because of the significance of its relationship with the District. The component unit, although a legally separate entity, is reported in the financial statements using the blended presentation method as if it were part of the District's operations because the Governing Board of the component unit is the same as of Governing Board of the District and because its purpose is to finance facilities to be used for the direct benefit of the District. The Central Contra Costa Sanitary District Facilities Financing Authority (Authority) was organized solely for the purpose of providing financial assistance to the District. The Authority does this by acquiring, constructing, improving and financing various facilities, land and equipment purchases, and by leasing or selling certain facilities, land and equipment for the use, benefit and enjoyment of the public served by the District. The Authority has no members and the Board of Directors of the Authority consists of the same persons who are serving as the Board of Directors of the District. There are no separate basic financial statements prepared for the Authority. B. Basis of Accounting The District's financial statements are prepared on the accrual basis of accounting. The District applies all applicable Governmental Accounting Standards Board (GASB) pronouncements for certain accounting and financial reporting guidance. Review Draft 9/24/13 4:00 PM 14 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 1— DESCRIPTION OF DISTRICT AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) The District is a proprietary entity; it uses an enterprise fund format to report its activities for financial statement purposes. Enterprise funds are used to account for operations that are financed and operated in a manner similar to private business enterprises, where the intent of the governing body is that the cost and expenses, including depreciation, of providing goods or services to its customers be financed or recovered primarily through user charges; or where the governing body has decided that periodic determination of revenues earned, expense incurred, and net income is appropriate for capital maintenance, public policy, management control, accountability, or other purposes. Enterprise funds are used to account for activities similar to those in the private sector, where the proper matching of revenues and costs is important and the full accrual basis of accounting is required. With this measurement focus, all assets and liabilities of the enterprise are recorded on its statement of net position, all revenues are recognized when earned and all expenses, including depreciation, are recognized when incurred. Enterprise funds distinguish operating revenues and expenses from non - operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with an enterprise fund's principal ongoing operations. The principal operating revenues of the District are charges to customers for services. Operating expenses for the District include the costs of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non - operating revenues and expenses. For internal operating purposes, the District's Board of Directors has established four separate sub - funds, each of which includes a separate self - balancing set of accounts and a separate Board approved budget for revenues and expenses. These sub -funds are combined into the single enterprise fund presented in the accompanying financial statements. The nature and purpose of these sub -funds are as follows: Running Expense - Running Expense accounts for the general operations of the District. Substantially all operating revenues and expenses are accounted for in this sub -fund. Sewer Construction - Sewer Construction accounts for non - operating revenues, which are to be used for acquisition or construction of plant, property and equipment. Self- husurance - Self - Insurance accounts for interest earnings on cash balances in this sub -find and cash allocations from other sub - funds, as well as for costs of insurance premiums and claims not covered by the District's insurance coverage. Debt Service - Debt Service accounts for activity associated with the payment of the District's long term bonds and loans. That portion of the District's net position which is allocable to each of these sub -funds has been shown separately in the accompanying supplementary information to the financial statements. The District's Board of Directors adopts annual budgets on a basis consistent with accounting principles generally accepted in the United States of America. Review Draft 9/24/13 4:00 PM 15 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE I — DESCRIPTION OF DISTRICT AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) G Investments Investments held at June 30, 2013 with original maturities greater than one year, are stated at fair value. Fair value is estimated based on quoted market prices at year -end. All investments not required to be reported at fair value are stated at cost or amortized cost. D. Prepaid Expenses Certain payments to vendors reflect costs applicable to firture accounting periods and are recorded as prepaid items in the financial statements. E. Bank Escrow Deposit An escrow agreement was formed between the District and the National Park Service for the right- of -way through the John Muir National Historic Site, in lieu of issuing a performance bond. The current right -of -way permit is 10 years, but is renewable and must remain in effect so long as there is sewage running through the area; therefore, it is unlikely that the escrow funds will ever be released to the District. These funds are listed as restricted cash in the financial statements. F. Parts and Supplies Parts and supplies are valued at average cost and are used primarily for internal proposes. G. Property, Plant, and Equipment Purchased capital assets are stated at historical cost. Capital assets contributed to the District are stated at estimated fair value at the time of contribution. The capitalization threshold for capital assets is $5,000. Expenditures which materially increase the value or life of capital assets are capitalized and depreciated over the remaining useful life of the asset. The term depreciation includes amortization of intangible assets. Depreciation of exhaustible capital assets has been provided using the straight -line method over the asset's useful life as follows: Years Sewage Collection Facilities 75 Intangible Assets 75 Sewage Treatment Plant and Pumping Plants 40 Buildings 50 Furniture and Equipment 5-15 Motor Vehicles 6-15 Review Draft 9/24/13 4:00 PM 16 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 1— DESCRIPTION OF DISTRICT AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) H. Property Taxes Property tax revenue is recognized in the fiscal year for which the tax is levied. The County of Contra Costa levies, bills and collects property taxes for the District; all material amounts are collected by June 30. General County taxes collected are the same as the amount levied since the County participates in California's alternative method of apportionment called the Teeter Plan. The Teeter Plan as provided in Section 4701 at seq. of the State of Revenue and Taxation Code establishes a mechanism for the County to advance the full amount of property tax and other levies to taxing agencies based on the tax levy, rather than on the basis of actual tax collections. Although this system is a simpler method to administer, the County assumes the risk of delinquencies. The County in return retains the penalties and accrued interest thereon. Secured property tax bills are mailed once a year, during the month of October on the current secured tax roll, to the owner of the property as of the lien date (January 1). Payments can be made in two installments, and are due on November 1 and February 1. Delinquent accounts are assessed a penalty of 10 percent. Accounts which remain unpaid on June 30 are charged an additional 11/2 percent per month. Unsecured property tax is due on July 1 and becomes delinquent on August 31. The penalty percentage rates are the same as secured property tax. L Compensated Absences The liability for vested vacation, compensatory time, and sick pay is recorded as an expense when earned. District employees have a vested interest in 100 percent of accrued vacation time and 85 percent of accrued sick time for employees hired before May 1, 1985. Employees hired after May 1, 1985 have a vested interest in up to 40 percent of their sick time, based upon length of employment with the District. The changes in compensated absences were as follows for fiscal year ended June 30, 2013: Beginning Balance Additions Payments Ending Balance Current Portion $3,710,580 783,906 (661,241) $3,833,245 $383,000 The current portion of the liability to be used within the next year is estimated by management to be approximately 10% of the ending balance. Review Draft 9/26/13 12:23 PM 17 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 1— DESCRIPTION OF DISTRICT AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) J. Statement of Cash Flows For purposes of the statement of cash flows, all highly liquid investments, including restricted assets, with maturities of three months or less when purchased, are considered to be cash equivalents. Included therein are petty cash, bank accounts, and the State of California Local Agency Investment Fund (LAIF). Restricted assets are debt service amounts maintained by fiduciaries and not available for general expenses. IC Use of Estimates The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosures of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. L. Implementation of Governmental Accounting Standards Board (GASB) Pronouncements GASB Statement No. 60 — In November 2010, the GASB issued Statement No. 60, Accounting and Financial Reporting for Service Concession Arrangements. The objective of this Statement is to improve financial reporting by addressing issues related to service concession arrangements (SCAB), which are a type of public - private or public - public partnerships. The requirements of this Statement are effective for financial statements for periods beginning after December 15, 2011, This Statement had no impact on the District's financial statements for fiscal year ending June 30, 2013. GASB Statement No. 61 — In November 2010, the GASB issued Statement No. 61, The Financial Reporting Entity: Omnibus — an amendment of GASB Statements No. 14 and No. 34. The objective of this Statement is to improve financial reporting for a governmental financial reporting entity. The provisions of this Statement are effective for financial statements for periods beginning after June 15, 2012. This Statement did not have a material impact on the District's financial statements for fiscal year ending June 30, 2013. GASB Statement No. 62 — In December 2010, the GASB issued Statement No. 62, Codification of Accounting and Financial Reporting guidance Contained in Pre - November 30, 1989 FASB and AICPA Pronouncements. The objective of this Statement is to incorporate into the GASB's authoritative literature certain accounting and financial reporting guidance that is included in the FASB and AICPA pronouncements, which does not conflict with or contradict GASB pronouncements. The requirements of this Statement are effective for financial statements for periods beginning after December 15, 2011. This Statement did not have a material impact on the District's financial statements for fiscal year ending June 30, 2013. Review Draft 9/24/13 4:00 PM 18 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE I – DESCRIPTION OF DISTRICT AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) GASB Statement No. 63 – In June 2011, the GASB issued Statement No. 63, Financial Reporting of Deferred Ouqflows of Resources, Deferred Inflows of Resources and Net Position. This Statement provides financial reporting guidance for deferred outflows of resources and deferred inflows of resources. hi addition to assets, the statement of financial position or balance sheet will sometimes report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position or fund balance that applies to a future period(s) and so will not be recognized as an outflow of resources (expense /expenditure) until then. In addition to liabilities, the statement of financial position or balance sheet will sometimes report a separate section for deferred inflows of resources. This separate financial statement element, deferred inflows of resources, represents an acquisition of net position or fiend balance that applies to a future period(s) and so will not be recognized as an inflow of resources (revenue) until that time. The provisions of this Statement are effective for financial statements for periods beginning after December 15, 2011. This Statement changed certain financial statement titles and nomenclature on the District's financial statements for fiscal year ending June 30, 2013, GASB Statement No. 65 – In March 2012, the GASB issued Statement No. 65, Items Previously Reported as Assets and Liabilities. This Statement establishes accounting and financial reporting standards that reclassify, as deferred outflows of resources or deferred inflows of resources, certain items that were previously reported as assets and liabilities and recognizes, as outflows of resources or inflows of resources, certain items that were previously reported as assets and liabilities. The provisions of this Statement are effective for financial statements for periods beginning after December 15, 2012. This Statement will not have a material effect on the financial statements. GASB Statement No. 66 – In March 2012, the GASB issued Statement No. 66, Technical Corrections- 2012 —an amendment of GASB Statements No. 10 and No. 62. The objective of this Statement is to improve accounting and financial reporting for a governmental financial reporting entity by resolving conflicting guidance that resulted from the issuance of two pronouncements, Statements No. 54, Fund Balance Reporting and Governmental Fund Type Definitions, and No. 62, Codification of Accounting and Financial Reporting Guidance Contained in Pre - November 30, 1989 FASB and AICPA Pronouncements. The provisions of this Statement are effective for financial statements for periods beginning after December 15, 2012. This Statement will not have a material effect on the financial statements. GASB Statement No. 67 – In June 2012, the GASB issued Statement No. 67, Financial Reporting for Pension Plans —an amendment of GASB Statement No. 25. The requirements of this Statement will improve financial reporting primarily through enhanced note disclosures and schedules of required supplementary information that will be presented by the pension plans that are within its scope. The provisions of this Statement are effective for financial statements for periods beginning after June 15, 2013. This Statement will not have a material effect on the financial statements. Review Draft 9/24/13 4:00 PM 19 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 1– DESCRIPTION OF DISTRICT AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) GASB Statement No. 68 – In June 2012, the GASB issued Statement No. 68, Accounting and Financial Reporting for Pensions —an amendment of GASB Statement No. 27. The requirements of this Statement will improve the decision - usefulness of information in employer and governmental nonemployer contributing entity financial reports and will enhance its value for assessing accountability and interperiod equity by requiring recognition of the entire net pension liability and a more comprehensive measure of pension expense. The provisions of this Statement are effective for financial statements for periods beginning after June 15, 2014, therefore, the District will implement this Statement in fiscal year ending June 30, 2015. This Statement will have a material effect on the financial statements. NOTE 2 – CASH AND INVESTMENTS A. Summary of Cash and Investments Investments as of June 30, 2013, are classified in the accompanying financial statements as follows: Cash and cash equivalents $46,714,788 Short term investments 10,498,624 Restricted cash and cash equivalents 100,000 Restricted investments 5,412,500 Total Cash and Investments $62,725,912 B. Policies and Practices The District is authorized under California Government Code to make direct investments in local agency bonds, notes, or warrants within the State: U.S. Treasury instruments, registered State warrants or treasury notes, securities of the U.S. Governments, or its agencies, commercial paper, certificates of deposit placed with commercial banks and /or savings with loan companies, and certificates of participation. State code and the District's investment policy prohibit the District from investing in investments with a rating of less than A or equivalent. Review Draft 9/24/13 4:00 PM 20 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 2 — CASH AND INVESTMENTS (Continued) C. General Authorizations Limitations as they relate to interest rate risk, credit risk, and concentration of credit risk are indicated in the schedules below: District District California State Limits Policy Policy Maximum Maximum Maximum Maximum Minimum Remaining Percentage Investment Percentage Legal Authorized Investment Type Maturity of Portfolio In One Issuer of Portfolio Quality U.S. Treasury Obligations 5 years None None 100% N/A Banker's Acceptances 180 40% 40% 10% N/A Commercial Paper (1) 270 25% 10% 10% Aaa Collateralized Certificates of Deposit (2) 5 years 30% None 10% Aaa County Pooled Investment Funds N/A None None 100% N/A Local Agency Investment Fund (LAIF) N/A None None 100% N/A (1) Prime quality; limited to corporations with assets over $500,000,000 (2) Prior approval of the Board of Directors must be obtained to acquire maturities beyond one year, excluding Treasury Notes and LAIF. D. Interest Rate Risk Interest rate risk is the risk that changes in market interest rates will adversely affect the fair value of an investment; generally, the longer the maturity of an investment, the greater the sensitivity of its fair value to changes in market interest rates. It is the District's policy to manage exposure to interest rate risk by purchasing a combination of shorter term and longer term investments and by timing cash flows from maturities so that a portion of the portfolio is maturing or coming close to maturity evenly over time as necessary to provide the cash flow and liquidity needed for operations. District policy is that investment maturities do not exceed one year, with the exception of Treasury Notes or Local Agency Investment Fund; however, investments can be held longer with Board approval. The District's investments at year end with the exception of the U.S. Treasuries and Commercial Paper below are held in external investment pools which are liquid investments. Review Draft 9/24/13 4:00 PM 21 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 2 — CASH AND INVESTME NTS (Continued) Information about the sensitivity of the fair values of the District's investments to market interest rate fluctuation is provided by the following schedule that shows the distribution of the District's investments by maturity, as of June 30, 2013: 12 Months Investment Type or less Maturity Certificates of Deposit $7,000,136 7/26/13 Certificates of Deposit - Debt Reserve 5,412,500 4/30/14 Commercial Paper 3,498,488 7/26/13 California Local Agency Investment Fund 43,011,748 Not applicable Total Investments 58,922,872 Cash in bank 3,803,040 Total Cash and Investments $62,725,912 E. Credit Risk Credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. Presented below is the actual rating as of the June 30, 2013 of each investment type: Investment Type Certificates of Deposit Commercial Paper Totals Not rated.• California Local Agency Investment Fund Cash in Bank Total Cash and Investments F. Concentration of Credit Risk Aaa Total $12,412,636 $12,412,636 3,498,488 3,498,488 $15,911,124 15,911,124 43,011,748 3,803,040 $62,725,912 The District is a voluntary participant in LAW which is regulated by the California Government Code under the oversight of the Treasurer of the State of California. LAW is not registered with the Securities and Exchange Commission. The fair value of the District's investment in this pool is reported in the accompanying financial statements at amounts based upon the District's pro - rata share of the fair value provided by LAIF for the entire LAW portfolio (in relation to the amortized cost of that portfolio). The balance available for withdrawal is based on the accounting records maintained by LAIF, which are recorded on an amortized cost basis. At June 30, 2013 these investments matured in an average of 278 days. Review Draft 9/26/13 12:24 PM 22 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 2 — CASH AND INVESTMENTS (Continued) Investments in County Treasany — The District is considered to be a voluntary participant in an external investment pool. The fair value of the District's investment in the pool is reported in the financial statements in cash and cash equivalents at amounts based upon the District's pro -rata share of the fair value provided by the County Treasurer for the entire portfolio (in relation to amortized cost of that portfolio). The balance available for withdrawal is based on the accounting records maintained by the County Treasurer, which is recorded on the amortized cost basis. G. Custodial Credit Risk - Investments Custodial risk for investments is the risk that, in the event of the failure of the counterparty (e.g. the broker- dealer) to a transaction, a government will not be able to recover the value of its investment or collateral securities that are in the possession of another party. The California Government Code does not contain legal or policy requirements that would limit the exposure to custodial credit risk. The District's policy is to use the services of the Treasurer's Office of the County of Contra Costa, which will transact the District's investment decisions in compliance with the requirements of the District's policy. The County Treasurer's Office will execute the District's investments through such broker- dealers and financial institutions as are approved by the County Treasurer, and through the State Treasurer's Office for investment in the Local Agency Investment Fund. NOTE 3 — ACCOUNTS RECEIVABLE Accounts receivable are comprised of the following at June 30, 2013: City of Concord (see Note 8) $14,100,192 Household Hazardous Waste Partners 837,802 All Other 1,579,555 Total Accounts Receivable $16,517,549 NOTE 4 — ASSESSMENT DISTRICTS RECEIVABLE The District established the Contractual Assessment District (CAD) program to help homeowners finance the cost of connecting to the District. The construction costs associated with the project within the program are capitalized and depreciated. Individual homeowners are assessed at an amount equal to their share of the construction costs and connection fee. The assessments, plus interest, are generally payable over 10 years. At June 30, 2013, the CAD receivable balance was $434,396. The District also established the Alhambra Valley Assessment District (AVAD) to provided services to residents in the Alhambra Valley in Martinez. Residents have the choice to pay cash or finance the construction costs and connection fees. At June 30, 2013, the AVAD receivable balance was $1,655,065. The total receivable balance at June 30 2013 for CAD and AVAD was $2,089,461, and is shown as a non- current asset on the Statement of Net Position. Review Draft 9/24/13 4:00 PM 23 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 5 — CAPITAL ASSETS Property, plant and equipment, and construction in progress are summarized below for the year ended June 30, 2013: NOTE 6 — LONG -TERM DEBT A. 2009 Wastewater Revenue Certificates of Participation On November 12, 2009 and December 3, 2009 the District issued two Certificates of Participation (COP). The 2009 Wastewater Revenue Certificates of Participation, Series A and Series B were issued for $19,635,000 and $34,490,000, respectively. The Series A COP are federally taxable "Build America Bonds" which have a direct 35% interest rate subsidy from the Federal Government. Yields on this series range from 3.45% to 3.78 %, net of the subsidy. The Series B COP are tax exempt bonds that were used to refund the 1998 and 2002 bond issues and raise an additional $30 million in new proceeds with yields ranging from .40% to 3.79 %. Review Draft 9/24/13 4:00 PM 24 Balance at Transfer Balance at June 30, 2012 Additions Retirements from CIP June 30, 2013 Capital assets not being depreciated: Land $17,114,720 $147,529 $17,262,249 Construction in Progress 22,469,694 $27,185,118 (25,121,558) 24,533,254 Total nondepreciated assets 39,584,414 27,185,118 (24,974,029) 41,795,503 Capital assets being depreciated: Sewage collection system 303,693,519 7,940,470 311,633,989 Contributed sewer lines 149,895,302 706,873 232,755 150,834,930 Outfall sewers 8,518,443 2,820,492 11,338,935 Sewage treatment plant 292,432,883 ($200,000) 7,597,583 299,830,466 Recycled water infrastructure 13,335,295 179,731 13,515,026 Pumping stations 54,412,730 54,412,730 Buildings 34,477,124 1,643,596 36,120,720 Intangibles 2,463,834 2,132,633 4,596,467 Furniture and equipment 14,031,564 (10,001) 1,629,649 15,651,212 Motorvehicles 6,010,773 (249,828) 797,120 6,558,065 Total depreciated assets 879,271,467 706,873 (459,829) 24,974,029 904,492,540 Less accumulated depreciation: Sewage collection system 48,955,471 4,148,192 53,103,663 Contributed sewer lines 49,I09,345 2,017,935 51,127,280 Outfall sewers 2,880,325 132,156 3,012,481 Sewage treatment plant 170,703,542 10,167,282 (200,000) 180,670,824 Recycled water infrastructure 5,362,386 535,957 5,898,343 Pumping stations 22,167,742 2,175,187 24,342,929 Buildings 7,019,734 1,039,434 8,059,168 Intangibles 88,247 47,069 135,316 Furniture and equipment 10,818,661 1,042,928 (10,001) 11,851,588 Motor vehicles 4,060,684 290,126 (249,828) 4,100,982 Total accumulated depreciation 321,166,137 21,596,266 (459,829) 342,302,574 Total capital assets being depreciated, net 558,105,330 (20,889,393) 24,974,029 562,189,966 Capital assets, net $597,689,744 $6,295,725 - $603,985,469 NOTE 6 — LONG -TERM DEBT A. 2009 Wastewater Revenue Certificates of Participation On November 12, 2009 and December 3, 2009 the District issued two Certificates of Participation (COP). The 2009 Wastewater Revenue Certificates of Participation, Series A and Series B were issued for $19,635,000 and $34,490,000, respectively. The Series A COP are federally taxable "Build America Bonds" which have a direct 35% interest rate subsidy from the Federal Government. Yields on this series range from 3.45% to 3.78 %, net of the subsidy. The Series B COP are tax exempt bonds that were used to refund the 1998 and 2002 bond issues and raise an additional $30 million in new proceeds with yields ranging from .40% to 3.79 %. Review Draft 9/24/13 4:00 PM 24 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 6 — LONG -TERM DEBT (Continued) The two bonds total $54,125,000, and are secured by a pledge of revenue. Principal payments began annually on September 1, 2010 with semi - annual payments due on September 1 and March 1 of each year. Both bonds will be fully amortized as of September 1, 2029. The refunded portion of the original bonds will be paid off based on the original amortization schedule. B. Summary of Activity The changes in the District's long -term obligations during the year consisted of the following: The 2009 Revenue COP debt service requirements are as follows: Fiscal Year Original Amount Issue Balance Ending Balance due within Total Amount June 30, 2012 Retirements June 30, 2013 one year 2009 Series A Certificates of Participation Interest Principal Interest Subsidy Total Wastewater Revenue $1,190,840 $3,720,000 $851,683 $3,720,000 3.45 - 3.78 1/o, due 9/1/2029 $19,635,000 $19,635,000 2015 $19,635,000 - 2009 Series B Certificates of Participation 700,467 3,865,000 1,891,307 (416,794) 5,339,513 Wastewater Revenue 1,190,840 2,210,000 601,033 2,210,000 .40- 3.79 %, due 9/1/2029 34,490,000 27,565,000 $3,605,000 23,960,000 $3,720,000 1999 State Water Resources Control Board 501,300 2,300,000 1,692,140 (416,794) 3,575,346 Water Reclamation Loan 1,190,840 2,405,000 424,175 2,405,000 2.60 %, due 3/31/2018 2,916,872 1,027,238 160,411 866,827 164,582 8,280,000 924,558 13,430,000 6,384,618 Total Long-Term Debt 17,903,597 48,227,238 $3,765,411 44,461,827 $3,884,582 Less current portion 11,100,000 (3,765,411) (1,026,135) (3,884,582) 2029 -2030 4,565,000 202,450 $44,461,827 $40,577,245 202,450 (70,858) 4,696,592 C. Debt Service Requirements $19,635,000 $14,548,526 $23,960,000 $4,013,049 $43,595,000 The 2009 Revenue COP debt service requirements are as follows: Fiscal Year Series A Ending Series A Series B Total 35% Tax Net June 30, Principal Interest Principal Interest Principal Interest Subsidy Total 2014 $1,190,840 $3,720,000 $851,683 $3,720,000 $2,042,523 ($416,794) $5,345,729 2015 1,190,840 3,865,000 700,467 3,865,000 1,891,307 (416,794) 5,339,513 2016 1,190,840 2,210,000 601,033 2,210,000 1,791,873 (416,794) 3,585,079 2017 1,190,840 2,300,000 501,300 2,300,000 1,692,140 (416,794) 3,575,346 2018 1,190,840 2,405,000 424,175 2,405,000 1,615,015 (416,794) 3,603,221 2019-2023 $5,150,000 5,460,060 8,280,000 924,558 13,430,000 6,384,618 (1,911,021) 17,903,597 2024 -2028 9,920,000 2,931,816 1,180,000 9,833 11,100,000 2,941,649 (1,026,135) 13,015,514 2029 -2030 4,565,000 202,450 4,565,000 202,450 (70,858) 4,696,592 Total $19,635,000 $14,548,526 $23,960,000 $4,013,049 $43,595,000 $18,561,575 ($5,091,984) $57,064,591 As part of the Federal budget sequestration, the Internal Revenue Service (IRS) has announced that, as of March 1, 2013, credit payments claimed by issuers of certain tax credit bonds, including Build America Bonds, may be subject to a reduction of 8.7 %. Review Draft 9/26/13 12:25 PM 25 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 6 — LONG -TERM DEBT (Continued) D. Water Reclamation Loan Contract The District entered into a contract with the State of California State Water Resources Control Board (Board), which advanced the District $2,916,872 for design and construction costs for projects related to recycled water treatment programs. The District must repay advances from the Board over a 20 -year period beginning March 31, 1999, with an interest rate of 2.60 %. Debt service requirements are as follows: Fiscal Year Ending June 30 Principal Interest Total 2014 $164,582 $22,537 $187,119 2015 168,861 18,258 187,119 2016 173,251 13,868 187,119 2017 177,756 9,363 187,119 2018 182,377 4,742 187,119 Total $866,827 $68,768 $935,595 NOTE 7 — RISK MANAGEMENT The District is exposed to various risks of loss including torts, theft of, damage to, and destruction of assets, errors and omissions, injuries to employees, and natural disasters. To manage these risks, the District joined with other entities to form the California Sanitation Risk Management Authority ( CSRMA), a public entity risk pool currently operating as a common risk management and insurance program for the member entities. The purpose of CSRMA is to spread the adverse effects of losses among the member entities and to purchase excess insurance as a group, thereby reducing its cost. Through CSRMA, the District purchases property insurance and workers' compensation insurance. Review Draft 9/26/13 12:26 PM P CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 7 — RISK MANAGEMENT (Continued) A. Insurance Coverage The District's insurance coverage is as follows: Liability: Errors and Omissions Insurance Company of the Self Insured State of Pennsylvania 15,000,000 Deductible Per Type of Coverage Insurer Limits Occurrence All -Risk Property: Hiscox Insurance Company 1,000,000 35,000 Fire Public Entity Property 15,000,000 1,000,000 Auto Liability Insurance Program ( PEPIP) $556,015,744 $250,000 Boiler and Machinery PEPIP 100,000,000 250,000 (Shared Limits per Occurrence) Crime Travelers 1,000,000 25,000 Liability: Errors and Omissions Insurance Company of the State of Pennsylvania 15,000,000 1,000,000 Employment Practices Liability Chartis 15,000,000 1,000,000 Employment Practices Liability Hiscox Insurance Company 1,000,000 35,000 General Liability Chartis 15,000,000 1,000,000 Auto Liability Chartis 15,000,000 1,000,000 Pollution (General Aggregate) Chartis Specialty Insurance Co. 5,000,000 5,000 General Liability (Occurrence) Pollution (Legal Liability Aggregate) Chartis Specialty Insurance Co. 10,000,000 50,000 Fiduciary Liability RLI Insurance Company 1,000,000 0 Workers' Compensation: CSRMA 750,000 0 Excess Workers' Compensation Safety National Casualty Corporation Statutory 750,000 B. Liability for Uninsured Claims The Governmental Accounting Standard Board (GASB) requires state and local governments to record their liability for uninsured claims in their financial statements. The District's uninsured claims activity and exposure relates primarily to its general and automobile liability program, The District records its estimated liability for uninsured claims in this area based on the results of periodic actuarial evaluations. The actuarial evaluations are typically performed every two years. For intervening years, the liability for uninsured claims is reviewed for adequacy based on claims activity during the intervening period. Review Draft 9/24/13 4:00 PM 27 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 7 — RISK MANAGEMENT (Continued) For fiscal years ended June 30, 2013, 2012, and 2011, settlements have not exceeded insurance coverage. Changes in the District's estimated liability for uninsured claims are summarized as follows as of June 30: Beginning balance Provisions for claims incurred in the current year and changes in the liability for uninsured - claims incurred in prior years Claims paid and /or adjustments Ending balance 2013 2012 2011 $1,000,000 $1,000,000 $1,000,000 (1,659,291) 72,606 240,844 1,659,291 (72,606) (240,844) $1,000,000 $1,000,000 $1,000,000 In March 2012, the District had an explosion in its Plant Operations Department Cogeneration (Cogen) Unit. Expenses for the investigation, recovery, repair, extra energy, and staff time were tracked by Risk Management and totaled $1,793,221. Of that $250,000 was charged to the District's self - insurance and the balance was submitted to insurance as claims. After disallowing $179,024 in claims, the District received $1,364,197 in recovery payments. All expenses and reimbursements were completed in FY 2012 -13. NOTE 8 — AGREEMENT WITH THE CITY OF CONCORD In 1974, the District and the City of Concord (the City) entered into a cost - sharing agreement under which the District became responsible for providing sewage treatment facilities and services to the City. Under this agreement, the City pays a service charge for its share of operating, maintenance and administrative costs and makes a contribution for its share of facilities and makes a contribution for its share of facilities capital costs expended. Service charges and contributions to capital costs from the City totaled $10,483,421 and $3,616,771, respectively, for the year ended June 30, 2013, for a total of $14,100,192. Review Draft 9/26/13 12:26 PM 28 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 9 — PENSION PLANS A. Contra Costa County Employee's Retirement Association Plan Plan Description Substantially all District permanent employees are required to participate in the Contra Costa County Employees' Retirement Association (CCCERA), a cost - sharing multiple employer public defined benefit retirement plan (Plan), governed by the County Employee's Retirement Law of 1937, as amended. The latest available actuarial and financial information for the Plan is for the year ended December 31, 2012, The Contra Costa Employees' Retirement Association issues a publicly available financial report that includes financial statements and supplemental information of the Plan. That report is available by writing to Contra Costa County Employees' Retirement Association, 1355 Willow Way, Suite 221, Concord, CA 94520 -5728 or by calling (925) 521 -3960. The Plan provides for retirement, disability, and death and survivor benefits. Annual cost of living (COL) adjustments to retirement allowances can be granted by the Retirement Board as provided by State statutes. Retirement benefits are based on age, length of service, date of membership and final average salary. Subject to vested status, employees can withdraw contributions plus interests credited, or leave them as a deferred retirement when they terminate, or transfer to a reciprocal retirement system. Plan Contribution Requirement The Plan requires employees to pay a portion of the basic retirement benefit and a portion of future COL costs. However, the District has paid the majority of the employees' basic contributions in accordance with the Memorandum of Understanding (MOU). Employees must pay the COL portion of the employee rate. The contribution requirement and payment from the District for the plan years ended June 30, 2013, 2012 and 2011 was as follows: The District pension plan covered 251 participants as of June 30, 2013, Review Draft 9/24/13 4:00 PM It 2013 2012 2011 Covered Payroll for fiscal years ended June 30 $24,752,463 $24,305,548 $24,709,477 Employer required contributions to pension 14,029,374 10,961,853 8,950,938 Employee (COL) required contributions to pension 1,289,095 922,520 930,648 Total required contributions $15,318,469 $11,884,373 $9,881,586 Percentage of payroll 62% 49% 40% The District pension plan covered 251 participants as of June 30, 2013, Review Draft 9/24/13 4:00 PM It CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 9 — PENSION PLAN (Continued) CCCERA determines contribution requirements using a modification of the Entry Age Normal Method. Under this method, the District's total normal benefit cost for each employee from date of hire to date of retirement is expressed as a level percentage of the related total payroll cost. Normal benefit cost under this method is the level amount the employer must pay annually to fund an employee's projected retirement benefit. This level percentage of payroll method is used to amortize any unfunded actuarial liabilities. The actuarial assumptions used to compute contribution requirements are also used to compute the actuarially accrued liability. The District uses the actuarially determined percentages of payroll to calculate and pay contributions to CCCERA. This results in no net pension obligations or unpaid contributions. Annual Pension Costs, representing the payment of all actuarially required contributions required by CCCERA, for the last three years were as follows: *Please note that CCCERA's fiscal year ends December 31. The following is a summary of the actuarial assumptions and methods: Valuation date December 31, 2012 Actuarial cost method Entry Age Normal Cost Method Amortization method Level percent of payroll for total unfunded liability (4.00% payroll growth assumed) Remaining amortization period Remaining balance of December 31, 2007 UAAL is amortized over a fixed (decreasing or closed) period with 10 years remaining as of December 31, 2012. Any changes in UAAL after December 31, 2007 will be separately amortized over a fixed 18 -year period effective with that valuation. Assets valuation method Annual Percentage Pension Cost Actual of APC Fiscal Year* (APC) Contribution Contributed 12/31/2011 $9,881,586 $9,881,586 100% 12/31/2012 11,884,373 11,884,373 100% 12/31/2013 15,318,469 15, 318,469 100% *Please note that CCCERA's fiscal year ends December 31. The following is a summary of the actuarial assumptions and methods: Valuation date December 31, 2012 Actuarial cost method Entry Age Normal Cost Method Amortization method Level percent of payroll for total unfunded liability (4.00% payroll growth assumed) Remaining amortization period Remaining balance of December 31, 2007 UAAL is amortized over a fixed (decreasing or closed) period with 10 years remaining as of December 31, 2012. Any changes in UAAL after December 31, 2007 will be separately amortized over a fixed 18 -year period effective with that valuation. Assets valuation method Market value of assets less unrecognized returns in each of the last of the last nine semi - annual accounting periods. Unrecognized return is equal to the difference between the actual market return and the expected return on the market value, and is recognized semi - annually over a five -year period. The Actuarial Value of Assets is reduced by the value of the non - valuation reserves and designations. Actuarial assumptions: Investment rate of return 7.75% Inflation rate 3,25% Cost -of- living adjustments 3.00% Review Draft 9/24/13 4:00 PM 30 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEME NTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 9 — PENSION PLANS (Continued) The schedule of funding progress presents multi -year trend information about whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liability for benefits. CCCERA's latest actuarial value and funding progress for the pool are shown below: The CCCERA Board took a depooling action in October, 2009 which yielded 12 separate cost groups by employer, with the exception of smaller employers (those with less than 50 active members) who continue to be pooled with the applicable county tier. The depooling action affected employer rates effective July 1, 2011. Public Employees' Pension Reform Act (PEPRA) Assembly Bill 340 (AB 340) created the Public Employees' Pension Reform Act (PEPRA) that implemented new benefit formulas and final compensation periods, as well as new contribution requirements for most new employees with a membership date on or after January 1, 2013, who meet the definition of new member under PEPRA. The table below provides the details of the new provisions. Benefit Formula Final Compensation Period Employer Contribution Rate as a percentage payroll Member Contribution Rate as a percentage of payroll 2.5% at Age 67 Average of last 3 years 10.19% of Reportable Compensation 10.25% of Reportable Compensation The employer contribution rate listed above is in effect until June 30, 2014. In accordance with the provisions of AB 340, the member contribution rate shown above was set at 50 percent of expected total normal cost rate, rounded to the nearest %4 percent, for the benefits that will apply to new members on January 1, 2013. Review Draft 9/26/13 9:09 AM 31 Unfunded Unfunded (Overfunded) (Overfunded) Actuarial Accrued Actuarial Liability as a Entry Age Accrued Percentage of Actuarial Actuarial Asset Actuarial Accrued Liability (B -A), Funded Covered Covered Payroll Valuation Date Value (A) Liability (B) (C) Ratio (A/B) Payroll (D) (C/D) 12/31/2010 $5,341,821,711 $6,654,036,801 $1,312,215,090 80.28% $687,443,206 190.88% 12/31/2011 5,426,719,066 6,915,311,649 1,488,592,583 78.47% 666,394,146 223.38% 12/31/2012 5,482,257,062 7,761,315,535 2,279,058,473 70.64% 652,312,180 349.38% The CCCERA Board took a depooling action in October, 2009 which yielded 12 separate cost groups by employer, with the exception of smaller employers (those with less than 50 active members) who continue to be pooled with the applicable county tier. The depooling action affected employer rates effective July 1, 2011. Public Employees' Pension Reform Act (PEPRA) Assembly Bill 340 (AB 340) created the Public Employees' Pension Reform Act (PEPRA) that implemented new benefit formulas and final compensation periods, as well as new contribution requirements for most new employees with a membership date on or after January 1, 2013, who meet the definition of new member under PEPRA. The table below provides the details of the new provisions. Benefit Formula Final Compensation Period Employer Contribution Rate as a percentage payroll Member Contribution Rate as a percentage of payroll 2.5% at Age 67 Average of last 3 years 10.19% of Reportable Compensation 10.25% of Reportable Compensation The employer contribution rate listed above is in effect until June 30, 2014. In accordance with the provisions of AB 340, the member contribution rate shown above was set at 50 percent of expected total normal cost rate, rounded to the nearest %4 percent, for the benefits that will apply to new members on January 1, 2013. Review Draft 9/26/13 9:09 AM 31 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 9 — PENSION PLANS (Continued) B. Deferred Compensation Plan District employees may defer a portion of their compensation under a District sponsored Deferred Compensation Plan created in accordance with Internal Revenue Code Section 457. Under this plan, participants are not taxed on the deferred portion of their compensation until it is distributed to them; distributions may be made only at termination, retirement, death, or in an emergency as defined by the plan. The District does not make contributions to the plan. The plan's 457 assets are held in trust for the exclusive benefit of the participants and are not included in the District's financial statements. C. 401 (a) Defined Contribution Plan The District also contributes to a money purchase plan created in accordance with Internal Revenue Code section 401(a). Contributions to the plan are made in accordance with a memorandum of understanding stating that in lieu of making payments to Social Security, the District contributes to the 401(a) Plan an amount equal to that which would have been contributed to Social Security on behalf of its employees as long as the District is not required to participate in Social Security. The assets are held in trust and are not recorded on the books of the District. The District contributed $1,546,318 to the Plan during the year ended June 30, 2013. NOTE 10 — POST EMPLOYMENT HEALTH CARE BENEFITS A. Plan Description The District's defined benefit post employment healthcare plan (DPHP) provides medical benefits to eligible retired District employees and beneficiaries. DPHP is part of the Public Agency portion of the Public Agency Retirement System (PARS), an agent multiple - employer plan administered by PARS, which acts as a common investment and administrative agent for participating public employees within the State of California. A menu of benefit provisions as well as other requirements is established by the State statute with the Public Employees' Retirement Law. DPHP selects optional benefit provisions from the benefit menu by contract with PARS and adopts those benefits through District resolution. PARS issues a separate Comprehensive Annual Financial Report. Copies of the PARS annual financial report may be obtained from PARS, 4350 Von Karman Ave., Suite 100, Newport Beach, CA 92660, by calling 1(800) 540 -6369, or by emailing info @pars.org. B. Funding Policy GASB Statement No. 45 set rules for computing the employer's expense for retiree benefits other than pension, called OPEB. The expense, called the annual OPEB Cost (AOC), is determined similarly to pensions. The annual required contribution (ARC) of the employer, represents a level of funding that, if paid on an ongoing basis, is projected to cover normal annual costs each year and amortize any unfunded actuarial liabilities (or funding excess) over a period not to exceed 30 years. Review Draft 9/24/13 4:00 PM 4% CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 10 — POST EMPLOYME NT HEALTH CARE BENEFITS (Continued) When an agency contributes more than the ARC, there is a net OPEB asset (NOA); when the contribution is less than the ARC, a net OPEB obligation (NOO) results. The District had a net OPEB asset of $1,537,638 as of June 30, 2013. Because of the volatility of the investment market, the District Board voted to make monthly installments into the OPEB Trust to take advantage of dollar- cost - averaging. C. Annual OPEB Cost and Net OPEB Asset For 2013, the District's annual OPEB cost (expense) was equal to the ARC of $8,300,000. The District contributed $4,823,096 for retiree health care premiums and $3,767,000 to the PARS trust for a total of $8,590,096. The following table summarizes the changes in the District's net OPEB (Asset) at June 30, 2013: Annual Required Contribution (ARC) $8,300,000 Interest on NOA (82,000) Adjustment to ARC 98,000 Annual OPEB Cost (AOC) 8,316,000 Contributions Made: June 30, 2012 Health care premiums paid (4,823,096) Contributions to PARS trust (3,767,000) Increase (decrease) in net OPEB obligation (274,096) Net OPEB Obligation (Asset) - Beginning of Year (1,263,542) Net OPEB Obligation (Asset) - End of Year ($1,537,638) The District's annual OPEB cost, the percentage of annual OPEB cost contributed to the plan, and the OPEB asset for the past three years are presented below: Review Draft 9/26/13 33 Current Year Percentage of Annual OPEB Actual Fiscal Year Cost (AOC) Contribution June 30, 2011 $6,976,364 $7,146,169 June 30, 2012 8,300,000 8,646,806 June 30, 2013 8,316,000 8,590,096 Review Draft 9/26/13 33 Current Year Percentage of AOC Net OPEB AOC Obligation Obligation Contributed (Asset) (Asset) 102% ($169,805) ($916,736) 104% (346,806) (1,263,542) 103% (274,096) (1,537,638) 12:44 PM CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 10 — POST EMPLOYMENT HEALTH CARE BENEFITS (Continued) D. Funded Status and Funding Progress Per PARS, actuarial assets as of June 30, 2013 and 2012, including trust contributions and interest, total $29,352,833 and $22,718,524, respectively. Actuarial valuations of an ongoing plan involve estimates of the value of reported amounts and assumptions about the probability of occurrence of events far into the future. Examples include assumptions about future employment, mortality, and the health care cost trend. The funded status of the plan and the annual required contributions of the employer are subject to continual revision, as actual results are compared with past expectations and new estimates are made about the future. The schedule of funding progress, presented below presents multiyear trend information that shows whether the actuarial value of the plan assets is increasing or decreasing over time, relative to the actuarial liabilities for benefits. Projections for benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and plan members) and include the types of benefits provided at the time of each valuation as well as the historical pattern of sharing benefit costs between the employer and plan members. The actuarial methods and assumptions used include techniques that are designed to reduce short -term volatility in actuarial accrued liabilities and actuarial value of assets, consistent with the long -term perspective of the calculations. The District's most recent actuarial valuation was prepared as of July 1, 2012 and was finalized on May 31, 2013. The June 30, 2012 actuarial valuation results will be budgeted in fiscal years 2013- 14 and 2014 -15. The ARC decreased from $8,300,000 to $8,103,000. Review Draft 9/24/13 4:00 PM 34 Unfunded Unfunded (Overfunded) Cost Method (Overfunded) Actuarial Actuarial Actuarial Actuarial Actuarial Value of Accrued Accrued Valuation Assets Liability Liability Date (A) (B) (A — B) UAAL June 30, 2009 $2,341,251 $68,769,305 ($66,428,054) June 30, 2010 9,404,000 90,337,000 (80,933,000) July 1, 2012 22,481,000 100,498,000 (78,017,000) E. Actuarial Methods and Assumptions Projections for benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and plan members) and include the types of benefits provided at the time of each valuation as well as the historical pattern of sharing benefit costs between the employer and plan members. The actuarial methods and assumptions used include techniques that are designed to reduce short -term volatility in actuarial accrued liabilities and actuarial value of assets, consistent with the long -term perspective of the calculations. The District's most recent actuarial valuation was prepared as of July 1, 2012 and was finalized on May 31, 2013. The June 30, 2012 actuarial valuation results will be budgeted in fiscal years 2013- 14 and 2014 -15. The ARC decreased from $8,300,000 to $8,103,000. Review Draft 9/24/13 4:00 PM 34 Unfunded (Overfunded) Actuarial Covered Payroll Liability as Funded (Active Plan Percentage of Ratio Members) Covered Payroll (A/B) (C) 1(A — B) /CI 3.40% $25,080,233 265% 10.41% 25,080,233 323% 22.37% 24,305,548 321% Projections for benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and plan members) and include the types of benefits provided at the time of each valuation as well as the historical pattern of sharing benefit costs between the employer and plan members. The actuarial methods and assumptions used include techniques that are designed to reduce short -term volatility in actuarial accrued liabilities and actuarial value of assets, consistent with the long -term perspective of the calculations. The District's most recent actuarial valuation was prepared as of July 1, 2012 and was finalized on May 31, 2013. The June 30, 2012 actuarial valuation results will be budgeted in fiscal years 2013- 14 and 2014 -15. The ARC decreased from $8,300,000 to $8,103,000. Review Draft 9/24/13 4:00 PM 34 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 10 — POST EMPLOYMENT HEALTH CARE BENEFITS (Continued) The following is a summary of the actuarial assumptions and methods: Valuation Date Actuarial Cost Method Amortization Method Average Remaining Period Actuarial Assumptions: Investment Rate of Return Inflation Rate NOTE 11— NET POSITION July 1, 2012 Entry Age Normal Cost Method Level Dollar /Closed 26 Years fixed 6.25% 3.00% Medical - 9.4% grading to 5% in 2021 - 22 Medicare Part B - same as medical trend Dental - 4% Net Position is the excess of all the District's assets over all its liabilities, regardless of fund. Net Position is divided into three captions: Net Investment in Capital Assets describes the portion of Net Position which is represented by the current net book value of the District's capital assets, less the outstanding balance of any debt issued to finance these assets. Restricted describes the portion of Net Position which is restricted as to use by the terms and conditions of agreements with outside parties, governmental regulations, laws, or other restrictions which the District cannot unilaterally alter. Unrestricted describes the portion of Net Position which is not restricted as to use. NOTE 12 — LEASE COMMITMENTS The District leases various facilities and equipment under operating leases. Following is a summary of operating lease commitments as of June 30, 2013: Fiscal Year Ending 2014 2015 2016 2017 Thereafter Total Office Eauinment $249,924 249,924 249,924 $749,772 Facilities $58,416 60,096 61,827 63,610 33,922 $277,871 Total rental expense for the fiscal year ended June 30, 2013 was $306,708. Total $308,340 310,020 311,751 63,610 33,922 $1,027,643 Review Draft 9/26/13 12:29 PM 61 CENTRAL CONTRA COSTA SANITARY DISTRICT NOTES TO THE BASIC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2013 NOTE 13 — COMMITMENTS AND CONTINGENCIES Commitments and contingencies, undeterminable in amount, include normal recurring pending claims and litigation. In the opinion of management, based upon discussion with legal counsel, there is no pending litigation which is likely to have a material adverse effect on the financial position of the District. Claims and losses are recorded when they are reasonably probable of being incurred and the amount is estimable. Insurance proceeds and settlements are recorded when received. The District has a number of purchase commitments for ongoing operating and capital projects that involve multi -year contracts. Purchase commitments related to these multi -year contracts are approximately $11,808,184 as of June 30, 2013. Review Draft 9/24/13 4:00 PM SUPPLEMENTARY INFORMATION Review Draft 9/24/13 4:00 PM This Page Left Intentionally Blank ASSETS CURRENT ASSETS: Cash and cash equivalents Short term investments Accounts receivable Interest receivable Due from other sub -funds Parts and supplies Prepaid expenses Total current assets NON - CURRENT ASSETS: Restricted cash and equivalents Restricted investments Assessment Districts receivable Net OPEB asset Revenue bonds issuance costs, net of amortization CAPITAL ASSETS Nondepreciable Depreciable, net of accumulated depreciation Total capital assets, net Total non - current assets TOTAL ASSETS LIABILITIES CURRENT LIABILITIES: Accounts payable and accrued expenses Due to other sub -funds Interest payable Refunding Water Revenue Bonds - cursent portion Water Reclamation Loan Contract - current portion Accrued compensated absences - current portion Liability for uninsured claims Refundable deposits Total current liabilities NON - CURRENT LIABILITIES: Refunding Water Revenue Bonds, noncurrent portion Water Reclamation Loan Contract, noncurrent portion Accrued compensated absences, noncurrent portion Total noncurrent liabilities TOTAL LIABILITIES NET POSITION Net investment in capital assets Restricted for debt service Unrestricted TOTAL NET POSITION CENTRAL CONTRA COSTA SANITARY DISTRICT COMBINING SCHEDULE OF NET POSITION ENTERPRISE SUB -FUNDS JUNE 30, 2013 Rlmrl ng Sewer Self Debt 5,376,935 Expense Construction Insurance Service Elimination Total $2,970,387 $39,891,572 $3,872,274 ($19,445) $46,714,788 10,498,624 3,720,000 10,498,624 11,789,066 3,760,182 968,301 164,582 16,517,549 383,000 26,488 2,349 36,484 65,321 118,416,830 89,775,752 1,700,940 55,110,409 ($265,003,931) - 2,005,741 158,419 2,005,741 2,204,210 119,942,733 2,861,223 20,277,990 (265,003,931) 2,204,210 137,386,234 143,952,618 6,543,864 55,127,448 (265,003,931) 78,006,233 100,000 2,089,461 1,537,638 41,795,503 562,189,966 603,985,469 5,412,500 315,287 100,000 5,412,500 2;089,461 1,537,638 315,287 41,795,503 562189,966 603,985,469 605,623,107 2,089,461 5,727,787 - 613,440,355 743,009,341 146,042,079 6,543,864 60,855,235 (265,003,931) 691,446,588 2,782,414 2,540,088 54,433 5,376,935 130,277,654 117,244,226 1,806,790 15,675,261 (265,003,931) - 718,147 718,147 3,720,000 3,720,000 164,582 164,582 383,000 383,000 1,000,000 1,000,000 183,018 158,419 341,437 133,626,086 119,942,733 2,861,223 20,277,990 (265,003,931) 11,704,101 39,875,000 39,875,000 702,245 702,245 3,450,245 3,450,245 3,450,245 - 40,577,245 44,027,490 137,076,331 119,942,733 2,861,223 60,855,235 (265,003,931) 55,731,591 603,985,469 (44,461,827) 559,523,642 4,730,837 4,730,837 1,947,541 26,099,346 3,682,641 39,730,990 71,460,518 $605,933,010 $26,099,346 $3,682,641 $635,714,997 REVIEW DRAFT' 9/26/201312:54 PM 39 (D09A4517- FCB94lF6- A531- 64C6CC303B1E)sls Supplcm my SNA CENTRAL CONTRA COSTA SANITARY DISTRICT COMBINING SCHEDULE OF REVENUES, EXPENSES, AND CHANGES IN NET POSITION ENTERPRISE SUB -FUNDS FOR THE YEAR ENDING JUNE 30, 2013 REVIEW DRAFT 9/26/2013 12;46 PM 40 ( D09A4517- FCB9- 4lF6- A531- 64C6CC303BIE }.ads SupplementarylS Running Sewer Self Debt Expense Construction Insurance Service Elimination Total OPERATING REVENUES Sewer service charges (SSC) $56,770,984 $56,770,984 Service charges - City of Concord 10,483,421 10,483,421 Other services charges 1,076,401 1,076,401 Miscellaneous charges 751,880 751,880 Total operating revenues 69,082,686 69,082,686 OPERATING EXPENSES Sewage collection and pumping stations 14,327,933 14,327,933 Sewage treatment 23,035,943 23,035,943 Engineering 8,680,934 8,680,934 Administrative and general 20,936,705 $2,380,466 ($2,220,505) 21,096,666 Depreciation 21,596,266 21,596,266 Total operating expenses 88,577,781 2,380,466 (2,220,505) 88,737,742 OPERATING INCOME (LOSS) (19,495,095) (2,380,466) 2,220,505 (19,655,056) NONOPERATING REVENUES (EXPENSES) Taxes $7,471,518 $5,538,959 13,010,477 Permit and inspection fees 967,576 202,233 1,169,809 Interest earnings 131,614 230,054 15,269 28,537 405,474 Interest expense (1,802,084) (1,802,084) Other income (expense) 665,939 285,161 2,220,505 (2,220,505) 951,100 Total nonoperating revenues 1,765,129 8,188,966 2,235,774 3,765,412 (2,220,505) 13,734,776 NET INCOME (LOSS) BEFORE CAPITAL (17,729,966) 8,188,966 (144,692) 3,765,412 (5,920,280) CONTRIBUTIONS AND TRANSFERS CAPITAL CONTRIBUTIONS AND TRANSFERS City of Concord contributions to capital costs 3,616,771 3,616,771 Customer contributions to capital cost (SSC) 4,384,376 4,384,376 Contributed sewer lines 939,628 939,628 Capital contributions - connection fees 6,091,529 6,091,529 Transfers In (Out) 27,185,118 (23,419,706) (3,765,412) Total capital contributions and transfers 28,124,746 (9,327,030) (3,765,412) 15,032,304 CHANGE IN NET POSITION 10,394,780 (1,138,064) (144,692) 9,112,024 NET POSITION, BEGINNING OF YEAR 595,538,230 27,237,410 3,827,333 626,602,973 NET POSITION, END OF YEAR $605,933,010 $26,099,346 $3,682,641 $635,714,997 REVIEW DRAFT 9/26/2013 12;46 PM 40 ( D09A4517- FCB9- 4lF6- A531- 64C6CC303BIE }.ads SupplementarylS d a d A v7 A m y raa a. W W f p R f .Q w d b � ,C 7 v pa 0 p 0 'C to a 9 0 GJ ❑y U p O; i2 w O M d' N •cO�• 7 v " 6v C� V� O M d' N 0� � v O �o 7 d; -n h 00 V oo a, It t- O Cl Mlc� � � C v W a d' `� O G� O � h � d' N M 4 N M d- 00 h 00 ON M C� Cn M N �o 00 O d' O O O '. O 0 0 0 V1 d' <Y 't O rn g o 0 0 t-- o o r �o Vl l n O N cl� O 00 0o C� C� O o0 t� cl' y O h C\ O 00 O O 10 �o ,d o0 00 (� O h C� �D O In N 00 C\ N M C M 00 M �--i M M �--� M N 00 Pa NN N 7 10 �O O\ 00 O d' 'n r- "t Wn m O 't h h M C\ O 00 h M 01 "t � O h '-+ 00 I n V N oo rn o0 N O v� O M N In h 00 00 00 O O h 00 t- In o0 N o0 O �o 00 N N M m 69 V 69 N V1 00 C+ 00 � 00 �D O �D a\ p N M d- 00 h 00 ON M C� Cn M N 0 h C, O O Ci N C� N N in � Q' 'F 0000 � 7 v00i dm° •� v� Cl) C 3 0 6s F en vi 41 os M O 'd' 01 kn 00 V1 t- t- C, O M M p M C� 00 00 M d� h 70� O O C, lc M o0 l� M ol <h In oc o0 7 C� o d' �o vn le t- �-+ O N an d Cl 3 CU+' � 2y cd l- N rn vii .N-+ r)i N � • M M D 6s sn F a v '. M cq W i N V1 00 C+ 00 � 00 �D O �D a\ p N M d- 00 h 00 i- M 00 O 00 M M In 00 M O R O N 0 r- V1 �D 0 0 •U h C, O �o M A N 00 7� 00 •� [� �D O M 7 0) M m N O h 00 t- h 3 0 F N wooun 41 os m 00 O N N� N M m cn M cic t- 'n q �n � P l� C n N C� o d' �o vn le t- �-+ O N an d Cl 9 I h N rn vii .N-+ r)i N � • M D 6s p v W i O M r- O t- O r O h •o C, -,t 00 00 'D 00 C, O O 'n O N M m V1 01 C) 't O C', �o N w ti � O 00 ti t- CM\ 69 N U U as a 'b Pa a ,q •� w N 'd b '� y o to •� .E b wa F wooun 41 CENTRAL CONTRA COSTA SANITARY DISTRICT RUNNING EXPENSE SCHEDULE OF SUPPLEMENTAL NET POSITION ANALYSIS FOR THE FISCAL YEAR ENDED JUNE 30, 2013 Prior Year Balance $8,706,410 2012 -2013 Revenue $70,847,815 2012- 2013 Expense (88,577,781) Add Back Depreciation Expense 21,596,266 3,866,300 Net Position Attributed to General Operations Net Position Attributed to All Other Running Expense Net Position 12,572,710 593,360,300 $605,933,010 Review Draft 9/4,(2013 4:33 PM \i T N rn } O J O O W Z O J U Q w w O w Q F- U) 2 cl LL O w w cc U) U U G e 0 V d yl O, O. *0 a 0 t d O c a) E Z v O t a) O CD O «i N O CD � T p C) U c M� c co L td i t In +�a)0 C C (h = >0)Ua 0- a) E �T c c (D cd a a) Cr) CD co CO CD 0 N p) C a 0 N co CC q) N `� Fn E °fir �O L a) Cii J E = cn O a .-r O x •L C r •N �C On .c m rr O C N C d U W O m c .0 E °) N ,c aoi � �a M E. a) Q w L O ° (n w o I- CD 7 0 a) Cma� c Cc$ -0 O CL +- U a ° ca L U a > t 'Op a)O co .0 U 'C O a)C O (t<a CD -F; NO '' co a) p0m>,E C j coo.)0 O o��co A c a (d U .0 ° I- -0-0 0 N E a) a N C U co CD o m N :> > co o .0 .E 0 N a) C N '++ ,E+ cc CLy..l 0.c N° 0 x' —• -0� w E V r 0a)3oo cn 0 M �aEmm 0���°— ) V W N L �CL0> 0 0 0 0 0 0 r CO CO r T T 1 1 1 1 CD O C Cl x cs a) >, :3 o c Q. 0 CD 0�c�a) cn cn w �Q E< ".2 _0 Cn O O °) Q s? c CO _ a) Cl- td C1 si L c0 0 0 E �73UU� Dmm a) ww�-0 L a a a) I -00a:< (] a Y L > O U U L N O L An O (t< 0caa) ) a) L O CO CD 0 CD 0 co a a) ° a E co E U d (D�-0 a) a) °) c 'c a N -c�Cc co U) a 0� c E >, c a) -=Om Dank -Ca)E F-- a a) L 6. 0 d- a cO O a) O 0 a) m N 0 O O .o _'0 O o O 0 N O N C U a) CD 0) a ca (D Cl- 2 0 o CO U U N cn � 6f E >, °) H a) C c °p a) :3mcc U-p 0 0 CD C � Co E wa)U CD ��o� ca `c. 0 C cn Q% \ a) 'p Q c C) = a) tt-- w LO a) W a 06 0. x� N 3 C (n o w w c oE as C Ev o D C cu >, ° r- CD:_S Q. (n --0 M c (t< � C .0 � C D .n m co N 'a O .0 O N 'Op X °�� a) s a a) cO a) Q F a 0 a) C 0 o (n CD -I-- "' 15 Co U N O a C M D O C U 0 C CO 0> m ?, ca O O N 0 C1 x °n) aopN O@ E� a) CL .-. co �O a � c o v w N a) -co .� O O a) 'C N V> cc C C U N New C:) CL r L n. 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Calculated using 2011 -2012 Audited Financial Statements Benefits alive Overhead Hours mpacts By Item: )PEB Contribution - Retirees )PEB Contribution - Active Retiree Premiums 2013 -2014 As Calculated w/o 3 -year smoothing 117% 18% 2013 -14 With Change to Methodology 85% 77% 18% Spread to Other Departments as Direct Spread to Other Departments as Direct Spread to Other Departments as Direct I Pension and Retiree Related Changes Compensated Absence Spread to Other Departments as Direct G Building Depreciation Eliminate from Indirect E and Vehicle Depreciation Eliminate from Indirect tal Depreciation Related Combined Impact of Ch Decrease 0.0% 40.0% 0.0% 40.0% -110/1 -6°/ -18°/ -3501 -1 °i ccb 9/26/2013 3:58 PM N:\AC000NTING \GMTEMP1\Admin Overhead \potential change of method 03- 2013\Admin Overhead Matrix and potential changes.xls Revised Summary Central Contra Costa Sanitary District Illustration of Potential Changes to Administrative Overhead Calculation Method Depreciation: New - Eliminate HOB Building Depreciation $ 479,740 2.3% $ - Indirect Indirect F &E and Vehicle Depreciation 435,249 2.1% - 0.0% Portion if Portion if $ 914,989 4.4% $ - Original Original Spread to All Spread to All 45.0% $ 991,026 New Method: Spread to All Calculation Calculation Departments Departments Reduction to Departments Dollars Percentage Dollars Dollars Admin OH % OPEB Contribution - Retirees $ 2,551,986 12.2% $ 231,124 1.1% -11.1% OPEB Contribution - Active 1,608,408 7.7% 344,298 1.6% -6.0% Retiree Premiums 4,139,606 19.8% 374,909 1.8% -18.0% Retiree Premiums $ 8,300,000 39.6% $ 950,331 4.5% -35.1% Accrued Compensated Absence $ 213,907 1.02% $ 40,695 0.2% -0.8% Depreciation: New - Eliminate HOB Building Depreciation $ 479,740 2.3% $ - 0.0% -2.3% F &E and Vehicle Depreciation 435,249 2.1% - 0.0% -2.1% Indirect $ 914,989 4.4% $ - 0.0% -4.4% Total Combined Impact of Changes $ 9,428,896 45.0% $ 991,026 4.7% - 40.3% Salaries Used (Actual that was lower than normal) $ 20,949,444 Accrued Compensated Absence $ 213,907 0.96% $ 40,695 0.2% -0.8% Depreciation: New - Eliminate HOB Building Depreciation $ 479,740 2.2% $ - 0.0% -2.2% F &E and Vehicle Depreciation 435,249 2.0% - 0.0% -2.0% $ 914,989 4.1% $ - 0.0% -4.1% Total Combined Impact of Changes $ 9,428,896 42.5% $ 991,026 4.5% -38.0% Salaries Used (Increased by 6% for Anomaly above) $ 22,206,411 ccb 9/26/2013 5:26 PM N:\ACCOUNTING \GMTEMPI\Admin Overhead \potential change of method 03- 2013\Admin Overhead Matrix and potential changes New Method Impact Tables Indirect Indirect Portion if Portion if Original Original Spread to All Spread to All New Method: Spread to All Calculation Calculation Departments Departments Reduction to Departments Dollars Percentage Dollars Dollars Admin OH % OPEB Contribution - Retirees $ 2,551,986 11.5% $ 231,124 1.0% -10.5% OPEB Contribution - Active 1,608,408 7.2% 344,298 1.6% -5.7% Retiree Premiums 4,139,606 18.6% 374,909 1.7% - 17.0% $ 8,300,000 37.4% $ 950,331 4.3% -33.1% Accrued Compensated Absence $ 213,907 0.96% $ 40,695 0.2% -0.8% Depreciation: New - Eliminate HOB Building Depreciation $ 479,740 2.2% $ - 0.0% -2.2% F &E and Vehicle Depreciation 435,249 2.0% - 0.0% -2.0% $ 914,989 4.1% $ - 0.0% -4.1% Total Combined Impact of Changes $ 9,428,896 42.5% $ 991,026 4.5% -38.0% Salaries Used (Increased by 6% for Anomaly above) $ 22,206,411 ccb 9/26/2013 5:26 PM N:\ACCOUNTING \GMTEMPI\Admin Overhead \potential change of method 03- 2013\Admin Overhead Matrix and potential changes New Method Impact Tables CENTRAL CONTRA COSTA SANITARY DISTRICT History of Overhead Fiscal Year 09/10 10/11 11/12 12/13 13/14 Admin O/H 98 98 93 105 117 Non -Work Hours 19 19 19 18 18 Employee Benefits 61 61 61 71 85 Total Overhead % 1.17 178 178 173 194 220 07/08 audit 08/09 audit 09/10 audit 10/11 audit 11/12 audit' Indirect Costs 19,122,692 20,554,231 19,991,441 22,176,335 24,548,295 Salaries 19,502,722 21,020,359 21,544,549 21,201,139 20,949,444 = Admin O/H % 0.98 0.98 0.93 1.05 1.17 3 Yr 5 Yr Average Average 105.0 102.2 18.3 18.6 72.3 67.8 195.7 188.6 Recommend 'Note - Salaries are the denominator. Salaries were lower due to several retirements and unfilled positions. (Higher denominator results in lower OH %, Lower denominator results in higher OH %) Retirement Healthcare = Employee Benefit Increase 2,578,521 11.6% 1,155,621 5.6% 3,734,142 14.0% N:\ADMINSUP\ADMIN \FINANCE MANAGER \Budget and Finance Committee \Overhead \Overhead summary 3 -4- 13 9/26/2013 Q AMC 0 i L ME L X Q 0 O cn cn N E 0 rm v, �U m 0 Q 001 O O N L O C6 O W P= Q d' co cn Cn N m 4- O o a CD O +� m C/) n +j m U � O � �_ .� �� II m Q W 0 _O cn .O O U) O -� C N C/) O 00 4— O O M� n W 4- .— C: 4- (D N m O U M r cn N � II L O oc Y L i 0 z 0 U) t O V) o L O C/) O O 2 M X O � O cn O _ ' E E (o > O Q > O M O Q) LZ O Co . 2 -O co cn C m L- 0 �' O U •- O O L- O O _ Z � II M 4� O m a� L i • �J Q , ;1: m .0 !Q U. NONNI .a a N Too r Too N co cv Q m cn O 0 CL O/� Cl) LL -06 'O L- 0 V J (.)-U W O L Q L .Q 0 U .E CL W 0. 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N N d O `J N O O = C a C D d V m U 2 O G1 N 0 7 o 2 0 Q 0 (n LL 0 z Administrative Overhead - Direct/Indirect Matrix FOR ILLUSTRATION - POTENTIAL CHANGES IN METHODOLOGY Consider Spreading OPEB Trust Payment, Retiree Premiums and Accrued Comp Absence to all Departments Discuss if Depreciation Costs are Appropriate Administrative Engineerinq CSO POD PS Total Salaries & Wages Mgmt - All in Admin; Directors only in all other Non- Management Comp Abs Overtime Secretarial Indirect Direct Indirect Direct Indirect Direct Indirect Direct Indirect $ - Indirect Direct Direct Direct Direct - Indirect Direct Direct Direct Direct - Indirect Direct Indirect Direct Indirect Direct Indirect Direct Indirect - Included Above - Benefits: Benefits for Directors/Secretaiies Charged thru payroll OPEB Contribution - Retirees OPEB Contribution - Active Retiree Premiums State Unemployment Ins. Accrued Comp. Absence Included below Indirect Indirect Indirect Indirect - Indirect Direct Direct Direct Direct - Indirect Direct Direct Direct Direct - Indirect Direct Direct I Direct I Direct Indirect Direct Direct Direct Direct - Indirect WA N/A WA WA - Indirect Direct Direct I Direct Direct Capitalized Admin Overhead WA Direct Direct Direct Direct - Directors Fees and Expenses Indirect N/A WA N/A WA - Lime N/A N/A N/A Direct WA Polymer WA WA N/A Direct WA - Boiler Chemicals N/A WA WA Direct N/A - Other Chemicals WA N/A N/A Direct Direct - Hypochlorite WA N/A N/A Direct N/A - Electrical Indirect Indirect Direct Direct Direct Natural Gas Indirect Indirect Direct Direct N/A - Water Indirect Indirect Direct Direct Direct Telephone Indirect Indirect Direct Direct Direct - Outside Veh/Equip Repair WA WA Direct N/A WA - Vehicle/Equip Repair Maint N/A WA Direct WA WA - General Repairs & Maint Indirect WA Direct Direct Direct - Outside Repairs and Maint Indirect Indirect Direct Direct Direct Computer Repairs & Maint Indirect Indirect N/A Direct WA - Real Property Repairs Indirect WA N/A WA N/A - Ash Removal N/A WA WA Direct N/A - Sludge Removal N/A N/A N/A Direct N/A - Grit Removal WA WA WA Direct N/A - Janitorial & Refuse Removal N/A Indirect Direct Direct Direct Spoils Removal WA N/A Direct N/A WA - Hazardous Waste Disposal N/A Direct N/A Direct N/A - Professional Services Indirect WA WA N/A WA Legal Services - Board Indirect N/A N/A N/A WA Legal Services - Staff Indirect Indirect Direct Direct N/A - Outside Safety Services Indirect WA Direct Direct Direct - Technical Services Indirect Indirect Direct Direct Direct Data Processing Services Indirect WA WA N/A WA - Other Public Agency Services Indirect Indirect WA Direct N/A - Reprographic Services Indirect Indirect Direct Direct N/A - Recruitment Indirect N/A N/A N/A WA - Self- Insurance Expense Indirect N/A N/A N/A N/A - Office Equipment/Supplies Indirect Indirect Direct Direct WA - Gasoline, Oil & Fuel N/A WA Direct N/A WA Operating Supplies Indirect Indirect Direct Direct Direct Operating Fuel WA N/A WA Direct Direct - Laboratory Supplies WA WA N/A Direct WA - Safety Supplies Indirect Indirect Direct Direct Direct - Inventory Over/Short Indirect N/A N/A N/A N/A - Rents & Leases Indirect Indirect Direct Direct Direct - Public Agency Fees Indirect Indirect Direct Direct Direct - Public Information 50% Indirect Indirect N/A N/A WA - Tuition Reimbursement Indirect Indirect Direct Direct Direct - Tech Training, Conf. & Meetings Indirect Indirect Direct Direct Direct - Certification and Licenses Indirect Indirect Direct Direct Direct - Claims Indirect N/A Direct WA N/A - Subscri tions/Publications Indirect Indirect Direct Direct Direct - Mileage Reimbursements Indirect Indirect Direct Direct Direct - Public Notices Indirect Indirect N/A WA N/A Outside Organization Fees Indirect Indirect WA Direct N/A Employee Memberships Indirect Indirect Direct Direct N/A - Miscellaneous Indirect Indirect Direct Direct Direct - Election Expense Indirect N/A WA N/A N/A - Manager Prof Exp Reimb Indirect Indirect Direct Direct Direct - Gross Department Total Indirect - - - - - - Other Adjustments: Subtract Pollution Prevention Indirect Direct Above N/A N/A WA - Subtract Clean water Program N/A Direct Above N/A WA WA - Subtract Recycled Water WA Indirect N/A N/A WA - Subtract Source contra non -labor Indirect WA N/A WA - Pool vehicle Cost - Admin Indirect WA Direct Above N/A WA - Pool vehicle costs -Eng N/A Indirect Direct Above N/A N/A Reallocate HOB Maintenance Indirect N/A WA Direct Above WA - Add: SeU- Insurance cost less Revenue Indirect WA WA WA WA - Hoe _ Build" DeprecMan Indirect WA WA WA N/A - FK Depreciation Indirect WA WA N/A N/A - Pod Vehtas Delwaclation Indirect Ind rect WA N/A WA - Total Adjustments - - - - - - Total Adjusted Indirect Costs $ - $ - $ - $ - $ - $ - O &M Salaries WA Total Salary Total Salary Total Salary Total Salary - Capital Salaries WA Total Salary Total Salary Total Salary Total Salary - Total Adjusted Salaries to Apply OH Total Administrative Overhead % (Total Adjusted Indirect Costsrrotai Adjusted Salaries to Apply OH) wwwanalary x 0 ccb 9/26/2013 3:55 PM N:WCCOUNTINGIGMTEMP1\Admin Overhead\potential change of method 03- 2013\Admin Overhead Matrix and potential changes.xls Matrix- proposed changes C O E G i M � N dJ CIO Q 3 00 .0 N V � U U V g o g C $ o g s � S 0 0 C CD o c in t £TOZ lsnond £TOZ Alnf £TOZ aunt £TOZ AeW £TOZ IpdV £TOZ 4 »eW £TOZ Aienjgaj £TOZ Ajenuer ZTOZ jagwa:)ap ZTOZ jagwanoN ZTOZ jago1:)0 ZTOZ jaquwaldaS ZTOZ lsnSny ZTOZ Alnf ZTOZ aunt ZTOZ AeW ZTOZ I!jdd ZTOZ WRIN ZTOZ Aienagaj ZTOZ Aienuer TTOZ jagwa3ap TTOZ jagwanoN TTOZ jago130 TTOZ jagwaldaS TTOZ lsn2ny TTOZ Alnf TTOZ aunt TTOZ AeW TTOZ I!jdV TTOZ 4 »eW TTOZ tienjgaj TTOZ Aaenuer OTOZ jagwa:)ap OTOZ aagwanoN OTOzjagopo OTOZ jagwaldaS OTOZIsnOny OTOZ Alnr a u c ra m T v E v s u 0 3 0 L m u 1 c 0 t u I -1-. 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