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HomeMy WebLinkAboutBUDGET & FINANCE AGENDA 10-12-09~~ Central Contra Costa Sanitary District BUDGET AND FINANCE COMMITTEE Chair Lucey Member Nejedly Monday, October 12, 2009 3:00 p.m. Third Floor Conference Room 5019 Imhoff Place Martinez, California INFORMATION FOR THE PUBLIC ADDRESSING THE COMMITTEE ON AN ITEM ON THE AGENDA BOARD OF D/RECTORS JAhIES A. NEJEDLY PresiAcnl .1flCHAEL R. ,t1tGlLL PmsiRen! Pra Trm BARBARA D. HOCKETI GERALD R. LUCEY MARIO ,l/..t/ENES/,V/ PHONE: (925J 228-9500 FAX: (915J 676-72 / l wlvw.centraJsan.org Anyone wishing to address the Committee on an item listed on [he agenda will be heard when the Committee Chair calls for comments from the audience. The Chair may specify the number of minutes each person will be permitted to speak based on the number of persons wishing to speak and the time available. After the public has commented, the item is closed to further public comment and brought to [he Committee for discussion. There is no further comment permitted from the audience unless invited by the Committee. ADDRESSING THE COMMITTEE ON AN ITEM NOT ON THE AGENDA In accordance with state law, the Committee is prohibited from discussing items not calendared on the agenda. You may address the Committee on any items no[ listed on the agenda, and which are within their jurisdiction, under PUBLIC COMMENTS. Matters brought up which are not on the agenda may be referred to staff for action or calendared on a future agenda. AGENDA REPORTS Supporting materials on Committee agenda items are available for public review at the Reception, SOl9 Imhoff Place, Martinez. Reports or information relating to agenda items distributed within 72 hours of the meeting to a majority of the Committee are also available for public inspection at the Reception. During the meeting, information and supporting materials are available in the Conference Room. AMERICANS WITH DISABILITIES ACT In accordance with the Americans With Disabilities Act and California Law, it is the policy of the Central Contra Costa Sanitary District to offer its public meetings in a manner that is readily accessible to everyone, including those with disabilities. If you are disabled and require special accommodations to participate, please contact the Secretary of the District at least 43 hours in advance of the meeting at (925) 229-7303. ® RecydeA Paper Budget and Finance Committee October 12, 2009 Page 2 1. Call Meeting to Order 2. Public Comments 3. Old Business *a: Review outstanding questions 4. Claims Management *a. Review new and outstanding claims 5. Reports and Announcements a. Redwood Painting -Charles Del Monte (Discussion of previous invoice for CSO fence painting) *b. Pool Vehicle Report *c. Legal opinion regarding expense reimbursement for County Supervisor breakfast 6. Review Expenditures (Item 3.a. in Board Binder) 7. Adjournment * Attachment 3.Q. Central Contra Costa Sanitary District October 9, 2009 TO: BOARD BUDGET AND FINANCE COMMITTEE FROM: RANDALL MUSGRAVES DEBBIE RATCLIFF ,~ SUBJECT: SEPTEMBER 28, 2009 COMMITTEE MEETING There were two outstanding questions from the last Board Budget and Finance Committee meeting which required additional staff research. The questions and answers are provided below: 177353 Supervisor Breakfast -The Committee asked for a legal opinion regarding the payment of expenses for Board members to attend political breakfasts. Please see the attached opinion letter from Kent Alm, item 5.c. 2. 177422 - US Bank Procurement Card -What was the fraudulent transaction and how was it handled? A total of three fraudulent transactions occurred on one of the District employee's p-card totally approximately $5,000. The fraudulent activity started with a series of $1 transactions to test the card and then the three larger transactions occurred. The procurement card company contacted the employee to inquire as to the validity of the charges. The card was canceled, a credit has been issued for the fraudulent charges and a new card has been issued. This is standard practice when a fraudulent transaction occurs. m 0 0 N n 0 v N a` L ~_ C d Q x w J Z LL W U Z N Z w J W N +-... N O I. n M (D 69 O U 2 N O U 0 m J w ~ U m c ~ Y U d U N N ~~ a U o Z Cn Z c ~ ~ U ~ N N C ~ ~ ~ ~ ~ ` ~ C ~ o ~ CO a~ Z E y N ~ ' ~~ ` ~ ~ m c rn m ~ ~ rn u :y ~~ m a U °~ . ~ ~ ~ m ...E C ~ ~ ~ ~ a a a ' N ~ .0 tT m y C Q Cn ~ N p N - (q d N m O ~ L` U E ~ ~ °? c ' Y »~ o m m c ~ U N Q . m ~' t0 ` U ~ 0 (j N ~ ^ N a ~ c r ~ .. .~ m C7 ii a ~ ~ o a"i ¢ ~ ~ ii ~ J (n ~ ~ ~ O L ~ 0 0 ~ ~ ~ ~ (n ~ ~ ~ ~ ~ ¢ ¢ ¢ ¢ a ¢ w w w U a F-- ¢ ~ U ; ' .. ~ o m m ~ ~ ~ v v ~ ~ o ~ -. 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KELLY, GENERAL MANAGER FROM: ANN FARRELL, DIRECTOR OF ENGINEERING BILL BRENNAN, DIRECTOR OF COLLECTION SYSTEM OPERATIONS DOUG CRAIG, DIRECTOR OF OPERATIONS RANDALL MUSGRAVES, DIRECTOR OF ADMINISTRATION SUBJECT: REVIEW OF DISTRICT VEHICLE FLEET USAGE AND SIZE At the August 31, 2009 Budget and Finance Committee staff was asked to review the size of the District's vehicle fleet. I have met with the Department Directors and reviewed both usage and need. The Vehicle Inventory spreadsheet displaying the vehicle and user information is attached for your review. H i sto ry/l n trod u cti o n The District has followed a plan developed in 2002 by Don Rhoads, Field Operations Superintendent. The Vehicle Inventory spreadsheet reflects the plan. In 2002, Mr. Rhoads was tasked with reducing the fleet size by then District Manager, Charles Batts. The size of the fleet at that time was approximately 130 vehicles, and included many vehicles in very poor condition and others which were getting little or no use. Included in that number were 10 passenger cars that were considered pool vehicles (unassigned to specific users) that were available for checkout through administrative staff at the front desk at HOB. Over the years, replacement criteria (see below) has been refined and the fleet size has been reduced, currently at 113 vehicles, pending deletion of nine vehicles earmarked for disposal in the replacement plan; after researching use patterns only 5 vehicles are now in the vehicle pool. This vehicle plan is designed to meet departmental needs. Newer vehicles are assigned to higher mileage users. Usage The District has a total of 113 vehicles. Nine are surplus and will be gone by the end of November 2009, resulting in a fleet of 104 vehicles. The attached Vehicle Inventory spreadsheet identifies the users and type of vehicles. Pool- The five (5) pool vehicles, assigned to the Administrative Department, are available for checkout by any District personnel and are heavily used. Scheduling conflicts frequently occur causing an employee to reschedule tasks to a time when a pool car is available. Employees carinot be directed to use their own vehicle due to it not being a job requirement. Staff does not recommend a reduction to the pool vehicles. Administration -There are two other vehicles assigned to Administration, one (1) for the Community Affairs Representative and one (1) for the warehouse. The Community Affairs Representative's use is heavy during construction season and for meetings at homes and with the community. The warehouse is heavily used for pick- ups and deliveries. Engineering -The Engineering Department is currently assigned twenty-four (24) vehicles. They are assigned as discussed below and on the attached spreadsheet. The Capital Projects Division is assigned eight (8) vehicles. These vehicles are all in use during the construction season but receive reduced usage during the winter months, when fewer projects are under construction. Some years we have had more than usual collection system projects under construction and have held back some of the vehicles earmarked for disposal and rented an extra vehicle for one year under a specific project. It might be possible to surrender one or two vehicles if they were replaced with rentals for about six months per year. Fleet management will be performing a cost benefit analysis on this alternative. Environmental Services Division is assigned the remaining sixteen (16) vehicles. Six (6) vehicles are assigned to development inspection, and these are typically the vehicles with the most mileage each year as they visit the most sites. One (1) vehicle could possibly be surrendered, if we could replace it with a rental vehicle for approximately four months per year when we have summer help. As mentioned above, fleet management will be performing a cost analysis on this alternative. Seven (7) vehicles are assigned to source control. Six (6) are assigned to inspectors and one (1) is shared by the two senior inspectors and the superintendent. One (1) vehicle is assigned to HHW, and two are assigned to Survey. Seasonally, the Engineering Department has need of all of its assigned vehicles. However, as many as three vehicles are primarily used during construction season and could possibly be surrendered and replacement vehicles rented for 4-6 months per year. Fleet management rotates vehicles around the District such that those with the most miles and least value are being used by those with the least use, i.e. the seasonal users. A cost benefit analysis.will be performed addressing the renting of three vehicles for 4-6 months per year versus keeping some of the older vehicles in the fleet available for this use. Since the value of these vehicles may be very low due to their age and mileage, we may find that it is less expensive to continue to operate as we have than to reduce the number of vehicles and rent additional vehicles during the construction season. Plant Operations and Maintenance - The laboratory has one (1) pickup truck used for transporting samples and equipment, driving to sampling locations, and performing odor patrol. The machine shop has one (1) truck used on a regular basis for picking up or dropping off parts, equipment, paint, and supplies. The mechanical maintenance shop has one (1) truck due to be replaced with No. 190 from Buildings and Grounds (B&G). The Mechanical Maintenance truck is a 3/< ton Utility truck which they need to tow the welder, air compressor, etc., and move equipment. The instrument shop has one (1) van used to service equipment at both the plant and pump stations. When needed they also borrow the maintenance staff sedan. The electric shop has one (10) van and one utility truck used to service equipment at both the plant and pump stations. The utility truck is necessary to move large motors and equipment. Plant operations has two (2) trucks used by the secondary operator for making rounds of the treatment plant and by the operations coordinator, shift supervisor, and superintendent as needed to respond to operational needs in and around the treatment plant. The maintenance staff has one (1) sedan used by maintenance planners to expedite parts, by the instrument shop when they need to go the pumping stations and their van is in use, and by the maintenance superintendent and any of the shop supervisors to check up on any of their crews working in various areas around the treatment plant. Buildings and Grounds (B&G) has one (1) boom truck used for pulling gates and setting equipment. They also have two (2) one-ton dump trucks used for moving dirt, rock, sand, etc. for landscape maintenance and sandbagging. In addition, there are five (5) pickups assigned to B&G ranging in size from one- half to three-quarter ton. B&G uses these trucks to move portable pumps, generators and equipment for tank work etc., spraying, gardening, tree trimming, weed control, hauling equipment, and moving furniture. Also, B & G staff asked to keep one of their vehicles slated for disposal to replace two electric carts which became inoperable after the equipment budget was set. Staff will pertorm a cost benefit analysis of reducing one dump truck and one pick-up truck. Collection Systems Operation - These include the both the large vehicles used for cleaning and repair of the collection system as well as the smaller vehicles used by both the pumping station operators and collection system staff. As of this date, there are fifty-six (56) vehicles total in CSOD. There are twenty-nine (29) vehicles that are more than one ton in capacity. In the two cleaning sections, there are four (4) hydrovactors ,one (1) fetter, and seven (7) rodding trucks. In the construction section there are fifteen (15) of these larger vehicles. These include the construction crew trucks, dump trucks of various sizes, two flatbeds, the confined space van, the pump van, and the Permaliner van. In the CCTV/locating section there are the two CCTV trucks. There are seventeen (17) vehicles one ton or less used for pipeline maintenance, the vehicle shop, and for the CSOD pool. These include the two on call trucks for crew leader and crew member, a pick up truck which follows the smaller CCTV truck with equipment, the locating (USA) truck, the truck used to carry the Envirosite camera system, the truck used to carry the concrete saw, the hand rod truck, one truck assigned to each of four supervisors, and a truck shared by the two field operations superintendents based in the Walnut Creek office. There are three (3) vehicles assigned to the vehicle shop. These include a van and two trucks. There are two vehicles assigned to the CSOD pool. These include a minivan and one pick up truck. With the scheduled retirement of one supervisor there is ari opportunity to reduce the inventory by one pick up truck early in the next calendar year. The pumping station section has ten (10) vehicles all less than one ton. With the recent resignation of one pumping station operator there is currently a need for only nine vehicles so the extra vehicle will be moved to the Plant Operations department as earmarked in the replacement plan to replace on older vehicle (probably Unit 174) so no replacement vehicle will need to be purchased this year. However, the replacement truck will need to be provided when the position is filled. Each pumping station operator, supervisor and the superintendent is assigned either a half ton or three quarter ton pickup truck. These trucks are on call vehicles and are equipped with GPS locating devices. If it is desirable to staff up pumping stations in the future to provide for training of replacements prior to expected retirements, a tenth vehicle will be needed again. In the short term, the CSO vehicle inventory can be reduced by one vehicle less than one ton in size (the pumping station truck) which brings the inventory to fifty-five (55). After the scheduled retirement early in the next calendar year, the inventory can be reduced to fifty-four (54) vehicles for CSO. Replacement Plan Light-duty vehicles rated at three quarter ton or less including passenger cars and vans are assigned a 100,000 mile and/or 10-year replacement cycle. The heavy-duty vehicles larger than this are placed on a 150,000 mile and/or 15-year replacement cycle with a few exceptions. The exceptions are two CSO construction crew trucks that are on a 150,000 mile and/or 12-year replacement cycle and two 12-yard, three-axle, dump trucks which are on an unlimited mileage schedule. Some heavy-duty vehicles are driven very few miles but the engines are used to power ancillary equipment so they are evaluated based upon an industry standard of their engine hours (1 hour = 34 miles). Generally heavy duty vehicles such as hydrovac trucks, rodders, and dump trucks are kept in the same use over the course of their lifetime. When light-duty vehicles are purchased most of them are placed with higher mileage users; e.g., pumping stations operators and developer inspectors. As the mileage accumulates, the vehicle is moved to another user who will drive fewer miles and a new vehicle is purchased for the high mileage user. Every attempt is made to get all vehicles to reach both their mileage and year schedules before they are replaced. Once a vehicle reaches either of its schedules (mileage or years) it is reviewed for replacement based upon the schedule, mechanical condition/repair history, and current budgetary restraints, to determine if they will be replaced according to schedule or not. If a vehicle suffers major mechanical failure or severe accident prior to its scheduled replacement a business decision is made whether to fix or replace the vehicle before its anticipated year. Vehicle Washin Collection System Operations (CSO) vehicles are washed at the CSO facility on the wash rack. The Vehicle and Equipment Service Worker washes the CSO trucks and pool cars as service is provided. In addition, he washes the five pool vehicles located behind the HOB building in a designated area of the Plant two to three times per week. The CSO Maintenance Crew Members have trucks assigned to them. They are responsible to wash and clean their assigned vehicles. Pump Station Operators also wash and clean their assigned vehicle. Management has found this practice more effective in keeping the vehicles washed and cleaned: The CSO Maintenance Crew Members also wash the large Vactor and Rodder trucks. Source Control vehicles are generally washed either at the designated location of the plant site or at the vehicle maintenance shop when they are serviced. When needed, inspectors will wash them at a commercial carwash. Construction Inspectors are charged with the responsibility of keeping their assigned vehicles looking presentable. They do this by using commercial carwashes that they can visit on their rounds rather than taking the vehicles out-of-service for District staff to wash. Plant Operators and Mechanics generally wash their assigned vehicle either at the designated location of the plant site or the vehicle maintenance shop will wash it when they are serviced. When needed, staff will wash them at a commercial carwash. Staff will research the cost benefit of a mobile vehicle washing service. Staff has reduced the size of the vehicle fleet and will continue to evaluate areas of consolidated uses. Obviously, there is a balance between the cost of a vehicle and maintenance versus flexibility and productivity. An additional two (2) to five (5) vehicles have been identified as possible reductions. Upon completion of the cost benefit analysis, staff will return to the Committee identifying the results and savings. 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W O U'~ Ul (O N .. CO c7 O ~ O N -' ~I-~~ININ111-~I-~ININ m e y e r s nave riback silver & Wilson professional law corporation MEMORANDUM DATE: October 8, 2009 T0: Board of Directors Central Contra Costa Sanitary District FROM: Kenton L. Alm, General Counsel I BY: Jennifer E. Faught, Associate Attorney COPY: Jim Kelly, General Manager RE: Payment for Board Attendance at Gayle Uilkema Breakfast Meetings Question Presented 5.~. Kenton L. Alm Attorney at Law 510.808.2000 May the District send checks to the officeholder account of County Supervisor Gayle Uilkema to pay for Board member attendance at her quarterly "Breakfast Club" meetings? Short Answer We recommend that no membership dues or other payments be made to Supervisor Uilkema's officeholder account because there is a risk that those payments may be viewed as campaign contributions. Background and Analysis i Supervisor Uilkema's Breakfast Club meets once a quarter primarily to hear guest speakers discuss issues of local concern. Attendees are asked to pay annual "membership dues' of $75 per person or $200 per organization or company to join the Club, as well as $30 per person for each breakfast meeting. Supervisor Uilkema makes use of several different accounts, three of which are relevant to this discussion: (1) a personal account that volunteer Jean Tajima uses to pay for breakfast expenses only; (2) an officeholder account used only for covering expenses that are related to Ms. Uilkema's work as a Supervisor, such as visiting other counties; and (3) a campaign account (called the "Re-elect Gayle Uilkema 2008" campaign account) which is used for all campaign contributions and expenditures. The $75 or $200 membership payments are placed in Supervisor Uilkema's officeholder account. The $30 breakfast payments are often paid directly to Jean Tajima, whose separate account is used only for paying 55512th Street, Suite 1500 I Oakland, California 94607 ~ tel 510.808.2000 ~ fax 510.444:1108 ~ www.mepersnave.com LOS ANGELES OAKLAND SACRAMENTO SAN FRANCISCO SANTA ROSA To: Board of Directors From: Kenton L. Alm Re: Payment for Board Aflendance at Gayle Uilkema Breakfast Meetings Date: October 8, 2009 Page: 2 the costs of the breakfast, including use of the space and the cost of the meal itself.t (Occasionally attendees pay the $30 fee to the offceholder account, and a payment is then made from the officeholder account to Jean Tajima.) r We understand from Supervisor Uilkema's ireasurer2 that Ms. Tajima's account and the officeholder account are kept completely separate from the actual campaign account, and that the County recognizes the segregation of officeholder and campaign accourils. Nevertheless, she explained, County and State regulations differ, and the State considers contributions to the officeholder account as counting toward campaign contribution limits. So even though in fact Supervisor Uilkema's committee keeps "campaign" and "officeholder" expenses entirely separate, in the eyes of the State there may be no difference? We contacted the Fair Political Practices Commission (FPPC), which interprets and enforces the state campaign laws, for guidance on potential pitfalls of making payments to any of the Supervisors accounts. The FPPC directed us to Regulation 18420, which requires candidates or committees to report contributions they receive from state or local government agencies. In addition, Regulation 18420 provides that "[t]he payment by a state or local government agency of the salary or expenses of its employees or agents is an expenditure or contribution only if the salary or expenses are for campaign activities and meet the requirements of [Regulation] 18423." Regulation 18420 goes on to list eleven examples of "campaign activities," which include fairly overt campaign-related tasks such as acting as campaign manager, participating in partisan "get out the vote" drives, and developing campaign literature? Under a reasonable interpretation of Regulation 18420, attendance at an informational breakfast meeting would not itself necessarily constitute a campaign activity. Although there may arguably be acampaign-like element involved, we understand the breakfasts to be primarily for the exchange of information. Payments to cover only the cost of the meals themselves thus might not be characterized as contributions to a campaign committee. As long as attendees do not participate in any campaign activities (particularly those listed in Regulation 18420), and no money collected for the breakfasts is used to fund any campaign- related expenses, the District's use of its public funds to pay for its Directors to attend informational meetings by reimbursement or direct payment to Jean Tajima would seem io be legally permissible. At ~ Jean Tajima currently volunteers for Supervisor Uilkema and has taken on the specific task of paying separately for the breakfast meetings. s The Veasurer is Carol Singer, another volunteer, who has been working as treasurer for the Supervisor for many years. a Please note that we did not research all of the many crounty and state regulations that might be relevant here and did not independently verify how each of the accounts is used. Regulation 18423 provides that the reimbursement of personal expenses is a contribution or expenditure if (1) the employee renders services at the request or direction of the employer; or (2) the employee, with employer consent, is relieved of any normal working responsibilities in order to render the personal services. It also explains that "personal services are rendered for political purposes if they are carried on for the purpose of inFluencing or attempting to influence the action of the voters .. " To: Board of Directors From: Kenton L. Alm Re: Payment for Board Attendance at Gayle Uilkema Breakfast Meetings Date: October S, 2009 Page: 3 least in the related context of supporting or opposing ballot measures, the California Supreme Court has approved the use of public funds to pay for "informational materials" but not "campaign materials." (Stanson v. Mott (1976)17 Cal.3d 206; Vargas v. City of Salinas (2009) 46 Cal.4b 1.) Of course, how far the District wants to go in this area is a policy question and we do not here opine on what may be perceived as proper or improper. The situation is slightly more complicated, however, by the fact that one is expected to become a member of the Breakfast Club in order to attend the breakfasts. Payments of the $75 or $200 membership dues for the Breakfast Club go directly to the officeholder account. Even though the membership dues reportedly are not used for campaign activities, they,are apparently not used io fund merely the cost of the breakfast. Furthermore, although Supervisor Uilkema keeps her campaigning and her officeholder accounts separate, it is not clear why additional, non-County donations are needed for her to carry out her office-related tasks, or whether it is appropriate for another local government entity to pay for those expenses. This, in addition to the information we received from Ms. Singer indicating that the State views contributions to officeholder accounts to be campaign contributions, leads us io conclude that, unless additional research is conducted which yields new information, the District at a minimum should not make any payments to Supervisor Uilkema's officeholder account. KIA:JEF 1303372.3