HomeMy WebLinkAboutBOARD MINUTES 01-30-03
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MINUTES OF THE ADJOURNED REGULAR BOARD MEETING
OF THE DISTRICT BOARD OF THE
CENTRAL CONTRA COSTA SANITARY DISTRICT
HELD ON JANUARY 30, 2003
The District Board of the Central Contra Costa Sanitary District convened in an
adjourned regular session at its regular place of meeting, 5019 Imhoff Place, Martinez,
County of Contra Costa, State of California, at 2:00 p.m. on January 30, 2003.
President Nejedly called the meeting to order and requested that the Secretary call roll.
1. ROLL CALL
PRESENT: Members:
Menesini, Hockett, Lucey, Boneysteele, Nejedly
ABSENT:
Members:
None
a.
PLEDGE OF ALLEGIANCE TO THE FLAG
Board and staff joined in the Pledge of Allegiance to the Flag.
2. PUBLIC COMMENTS
None
3. BUDGET AND FINANCE
a.
FINANCIAL PLANNING AND POLICY WORKSHOP
Mr. Charles W. Batts, General Manager, stated that the analogy of the perfect storm
has been used to describe the confluence of events now facing the District, including
the State of California budget crisis, employee salary and benefits agreement
negotiations, rising retirement and health care costs, the economic downturn, new
regulations, and an aging infrastructure. The Board is concerned, management is
apprehensive, and employees are anxious; but the Board has positioned the District to
weather the storm. Mr. Batts stated that the purpose of the workshop today is to review
last year's Board workshop scenario; provide updated financial information; and receive
Board direction with regard to the 2003-2004 Sewer Service Charge increase of $24,
operating expenses and maintaining the near term response with future reports to the
Board, deferral of certain large capital projects identified in the Capital Improvement
Program into future years, and anticipation of the loss of ad valorem tax revenue and
dealing with the future loss of that $7 million in revenue. Mr. Batts stated that staff has
made certain assumptions: that the State will take ad valorem tax revenue from
enterprise districts, that the District will lose ad valorem tax revenue after the time for
the Proposition 218 notice of a rate increase to offset the loss of ad valorem tax
revenue, that the full impact of the State budget crisis on other services is unknown at
this time, and that the Board does not want to increase the Sewer Service Charge rates
beyond the adopted $24 amount before the need is evident to the District's ratepayers.
Future actions by staff anticipated as an outcome of this workshop will be to plan to
implement the $24 Sewer Service Charge rate increase for 2003-2004; complete the
District budgeting process continuing with the near term actions previously discussed
with the Board, consider reductions if warranted and provide budget information to the
City of Concord; proceed with the District budgeting and rate setting process providing
for public input and hearing although no Proposition 218 notice is required for
implementation of the $24 Sewer Service Charge increase previously approved by the
Board; and consider the impact of loss of tax revenue and the process for a 2004-2005
rate increase.
Mr. Batts reviewed the District goals and stated that the challenge will be to maintain
responsible rates while providing excellent customer service and full regulatory
compliance and continuing to be a high performance organization coupled with contract
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negotiations and expectations and the anticipated loss of ad valorem tax revenue. The
variables analysis provided to the Board while defined for each scenario, includes the
Sewer Service Charge amount under the rates; revenue assumptions from other
sources of revenue remain fixed in all scenarios with a decrease based on projected
modest economic downturn, operating expense assumptions, and modification of the
Capital Improvement Budget.
Mr. Batts stated that like the State of California, the District is seeing impacts of this
economic downturn in revenue. The City of Concord reimbursement of $8 million is
down for future years due to the planned decrease in plant capital projects and
operations and maintenance (O&M) savings implemented to offset the loss of ad
valorem tax. The State budget deficit is estimated at $35 billion. That fact, coupled with
a State report that indicates that enterprise districts should not receive tax funding
makes it probable that enterprise districts will lose ad valorem tax revenue. If the $7
million ad valorem tax revenue is lost, it would be equivalent to a $46 increase in the
District's Sewer Service Charge. Connection fees may be impacted by the economic
downturn. Mr. Batts stated that housing starts remain strong. Connection fees
exceeded expectations for last year but long-term projections are down. Residential
Unit Equivalents (RUEs) estimated at 1,600 for 2002-2003 are projected to decrease to
1,300 in 2004-2005 and throughout the remainder of the ten-year planning horizon. The
previous year's budget showed connection fees increasing to 2,000 RUEs in 2006-
2007. Interest income revenue will be slightly reduced due to decreased reserves and
lower interest rates. Staff projects future interest rates to be 3 to 4 percent, with total
interest revenue decreasing in future years as reserves shrink and as interest rates
remain low. The District has met the requirements of the San Ramon settlement
agreement and the developers have paid for facilities in the Dougherty Valley, and the
approximate $3 million in interest for the bonds for the San Ramon Pumping Station
upgrades is being reimbursed by the developers over the next several years.
Mr. Batts reviewed a chart showing the 2002-2003 projected total District revenue of
$63.2 million and draw from reserves of $3.9 million for a total of $67.1 million. Of that
total, Sewer Service Charges comprise 56 percent, ad valorem tax comprises 11
percent, and the draw from reserves makes up 6 percent.
Mr. Batts provided a comparison of the District's annual Sewer Service Charge of $248
with other agencies' annual charges ranging of $113 to $436, noting that when the $24
Sewer Service Charge increase is implemented in 2003-2004 the District's Sewer
Service Charge of $272 will still be below the median. Many of the other agencies listed
are expecting major increases in expenses and some will be impacted if ad valorem tax
revenue is lost. In response to questions from Member Lucey, Mr. Batts stated that
about half of the agencies listed receive ad valorem taxes and the other half do not.
Some of the cities that receive ad valorem taxes put the funds directly into the General
Fund.
Mr. Batts stated that staff is reviewing other fees and charges, recalculating connection
fees, updating developer service charges, and reviewing the overhead calculation. Staff
will present the findings to the Board at a future Board Meeting and the Board could
consider adoption of any proposed changes in the April/May timeframe.
Mr. Batts reviewed the staff recommended scenario, Scenario 4. The following expense
assumptions were made:
.
Limited filling of budgeted positions (near term budget response);
.
Using salary increases of 4 to 5 percent in future years (2.5 to 3 percent of
that increase is for normal merit increases);
.
Using projected increased costs for employee benefits;
.
Using projected rates and costs for both utilities and chemicals;
.
Using a 3 percent general inflation factor; and
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.
Using the approved Capital Improvement Budget with $4 million removed
from projected spending in 2002-2003 and $14 million deferred over the
next three years.
Mr. Batts indicated that there are some cost increases. A major increase in benefit
costs is expected. Medical costs for 2003-2004 are up 20 percent, retirement costs are
up 25 percent and other benefits such as Workers' Compensation and dental are going
up as well. There is also concern over future energy and chemical costs. A general
inflation factor has been assumed for other areas. Total projected District expenses for
2002-2003 are $67.1 million. Of that total, 58 percent is O&M, 37 percent is Capital,
and 5 percent is debt service and the recycled water loan.
Mr. Batts stated that a Board Capital Improvement Budget workshop is scheduled in the
spring. In Scenario 4, the staff recommended scenario, the Capital Improvement
Budget for the next two years is $38.3 million. Some major projects have been
suspended at design and staff will be involved in smaller projects.
Mr. Batts stated that the funds required/funds available conceptual model was
introduced at the 1999 Board workshop to show the need for ample reserves. Staff is
still trying to have the same result; that is to have funds available to create a soft
landing. A soft landing concept is for annual rate increases that allow the District to
meet its essential cash flow requirements. With rate increases, capital deferrals, and no
ad valorem tax revenue, funds available are projected to approach funds required by
June 2004 creating a cash flow issue. Mr. Batts stated that staff is asking the Board to
approve the adopted $24 Sewer Service Charge increase for the coming year.
Mr. Batts then reviewed scenarios for future years as set forth in the binder provided to
the Board. Scenario 1 (prior year) contains last year's assumptions of a $24 Sewer
Service Charge rate increase, projected full revenues, projected expenses based on
known 2002 increases, Capital Improvement Budget with deferrals only as needed to
get the San Ramon projects done, and projected modest future Sewer Service Charge
increases. It was expected that as expenses grew modestly each year, there should be
funds available to cover them.
Scenario 2 (baseline) establishes a baseline assumptions at a $24 Sewer Service
Charge increase, loss of ad valorem tax revenue, near term responses in 2002-2003
only, projected increases in employee benefits, and capital spending at projected levels
from the November Capital Improvement Workshop. Mr. Batts stated that this scenario
will not work. Mr. Batts displayed a chart showing Scenario 2 - Funds Available/Funds
Required, and the devastating effect of the loss of ad valorem tax revenue on funds
required. There have been a number of changes in 2003-2003. Connection fee
revenue, Sewer Service Charge revenue, and ad valorem tax revenue were higher than
budgeted in 2002-2003 and Capital spending and O&M spending were less than
budgeted. In addition, $15 million in bond proceeds were added to the Sewer
Construction Fund. However, employee benefits increases, a decrease in interest
income, and lower Concord O&M and Capital billings have had an unfavorable impact.
The total net favorable effect was $9.5 million over what was expected last year.
Scenario 3 (one year rate increase) is the baseline (Scenario 2) with a one-year Sewer
Service Charge rate increase of $72 in 2004-2005, loss of ad valorem tax revenue,
projected expenses with no reductions, Capital Improvement Plan with deferrals this
year only and projected Capital Improvement Budgets in the future, based on the
discussion in the November workshop, and projected modest Sewer Service Charge
increases in the future. This scenario is based on raising rates the first year of the tax
loss an amount necessary to eliminate the need for any O&M or Capital reductions.
Scenario 4 (phased rate increases with budget cuts), the staff-recommended scenario,
is the baseline (Scenario 2) with phased rate increases in 2004-2005, 2005-2006, and
2006-2007 and the staff assumptions as stated earlier. Scenario 4 assumes a $32
Sewer Service Charge rate increase for three years, the loss of ad valorem tax revenue,
projected expenses with benefits increases offset by continued near term deferrals for
the next three years beginning in 2004-2005, Capital project deferrals for a three-year
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period, and the expectation that the District would return to full O&M and Capital
expenditures in the fourth year. Mr. Batts stated that even though this will not be
considered until next year's Board workshop, staff believes that this is what would be
favorably received by the District's ratepayers.
Mr. Batts presented the staff recommendation to:
.
Implement the $24 Sewer Service Charge increase for 2003-2004;
.
Defer $4 million in Capital projects in the current fiscal year (2002-2003)
and implement the near term response for O&M discussed previously
with the Board;
.
Anticipate the loss of ad valorem tax revenue;
.
Reduce the Capital Improvement Budget $14 million over the next three
years;
.
Continue O&M savings over the same period of time; and
.
Consider future Sewer Service Charge rate increases at the 2004 Board
Budget Workshop.
Future staff actions will include:
.
Meet with Board Committees on continuing near term response;
.
Proceed with development of District budget based on Board input;
.
Provide rate and budget information to ratepayers in spring edition of
Pipeline newsletter;
.
Develop appropriate rate setting process; and
.
Update Board on State budget developments that impact the District.
Mr. Batts stated that he does not believe the District will go down with the ship. He
believes that the District has the resources to respond to this crisis in a way that is
favorable to the District's ratepayers and customers.
Member Lucey stated that the District's connection fees are much lower than other
nearby agencies. Member Lucey suggested that an outside consultant be retained to
help review the connections fees and overhead calculation. Member Lucey stated
further that the potential costs and benefits of changing from the County Retirement
System to PERS should be investigated. Member Lucey emphasized that he is only
interested in the PERS alternative if the District's employees do not lose. Finally,
Member Lucey stated that the term "funds required" is being used. Member Lucey
stated that he understands what is meant, but it must be understood that the final
decision will be made by the Board.
Mr. Batts agreed, stating that the use of the terms "funds available/funds required" is
simply a cash flow analysis. This number floats based on expenses and revenues and
future projections. Mr. Batts stated that PERS is another alternative that can be
investigated. Mr. Randy Musgraves, Director of Administration, looked into this with
another agency and understands that it is possible to transfer to PERS but the District
would still owe the County Retirement System for the unfunded liability. That unfunded
liability is approximately $15 million. Mr. Batts stated that an analysis of the District's
overhead calculation is being done now. With regard to connection fees, there are
other agencies with considerably higher connection fees. Ms. Ann Farrell, Director of
Engineering, has contacted an outside consultant to look at that to determine if an
increase is appropriate.
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Mr. Kenton L. Aim, Counsel for the District, excused himself and left the meeting at the
hour of 2:35 p.m.
President Nejedly stated that the District and the City of Concord are partners, and he
asked Mr. Mike Vogan, Director of Public Works for the City of Concord, if he had any
comments.
Mr. Mike Vogan, Director of Public Works for the City of Concord, stated that the City is
facing the same issues as the District with regard to the State budget crisis although the
District has the disadvantage of losing its ad valorem tax revenue. Mr. Vogan stated
that he works closely with District staff and has discussed the projections with them.
Mr. Vogan stated that from his perspective, the things being discussed by the District
are appropriate. Mr. Vogan agreed that implementing rate increases on a periodic basis
is more prudent than a larger rate increase every several years. The City is running
slightly behind the District and projects a $24 rate increase for the coming year but may
be able to reduce that because capital projects were deferred in the past and cash flow
turned out to be better than expected. The City of Concord Annual Sewer Service
Charge is now $222. For many years, the City of Concord connection fee was $1,750.
Last year an analysis was done and the connection fee was raised to $3,500 although
the analysis showed that it could be raised to $8,000. The City of Concord is in PERS
and has one of the best plans offered by PERS. The City just received a bill from PERS
for an additional $1.5 million and next year a bill for an additional $1.6 million is
expected.
President Nejedly thanked Mr. Vogan for his comments. President Nejedly stated that it
is unfortunate that the District does not know if the ad valorem tax revenue will be taken
away. President Nejedly stated that if it is taken away, he does not see any other
alternative except cost cutting and that is difficult if this District is to be run correctly.
The District cannot cut 11 percent from its budget and continue to run at the standard
expected by our ratepayers. President Nejedly stated that he would support the staff
recommendation. The Board must trust staff to weigh the risks and recommend
appropriate actions. The District is being hit with higher retirement and medical costs
but so is everyone else. It is recommended that $14 million in Capital projects be
deferred over the next three years but there may be some projects that may have to be
done sooner. O&M savings should be an every day operation and watched continually.
President Nejedly stated that he supports the staff recommendation. It is unfortunate
that a gray cloud of the possible loss of ad valorem tax revenue is hanging over the
District.
Discussion followed with regard to prioritization of projects and factors considered when
recommending deferral of a project, the economic slowdown and its impact on
connection fees, and the likelihood that the District will lose its ad valorem tax revenue
and the need to advise the ratepayers if and when that occurs.
The Board commended staff on the excellent work that went into preparing the
informational material distributed in advance of the meeting.
BREAK
None
4. REPORTS
There were no reports or announcements.
5. EMERGENCY SITUATIONS REQUIRING BOARD ACTION
None
6. ANNOUNCEMENTS/SUGGESTIONS FOR FUTURE AGENDA ITEMS
None
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7. CLOSED SESSION
a.
LABOR NEGOTIATIONS
The closed session to discuss labor negotiations pursuant to Government Code Section
54957.6 was not held
8. REPORT OF DISCUSSIONS IN CLOSED SESSION
None
9. ADJOURNMENT
There being no further business to come before the Board, President Nejedly adjourned
the meeting at the hour of 3:05 p.m.
~he ~~a~¡;~ors,
Central Contra Costa Sanitary District,
County of Contra Costa, State of California
COUNTERSIGNED:
Se r ta of the Central on Costa
San ary District, County of Contra
Costa, State of California
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