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Centr~_ Contra Costa Sanitar.. District
BOARD OF DIRECTORS
PAGE 1 OF 5
POSITION
PAPER
BOARD MEETING OF
January 9, 1986
NO.
v.
ENGINEERING
1
SUBJECT
CONSIDER THE REQUEST BY MR. DAVID DEUTSCHER CONCERNING
CONDEMNATION OF A PUBLIC SEWER EASEMENT IN PLEASANT
HILL (JOB 4048)
DATE
January 7, 1986
TYPE OF ACTION
CONSIDER REQUEST
SUElMITTE.Q B'y .
Jay MC~OY, Construction Dlvision Manager
INITI~TING DEPT.lDIV.
tngineering/Construction
ISSUE: Mr. David Deutscher requests that the Board of Directors approve the sewer
routing through the Stokes property at 319 Strand Avenue and that the Board request
the City of Pleasant Hill to proceed with a condemnation action to acqui re an
easement through the Stokes property.
BACKGROUND: Mr. Deutscher is developing a 26 lot subdivision in Pleasant Hill at
the northeast corner of Taylor Boulevard and Grayson Road. Grading operations have
been proceeding at the subdivision. Mr. Deutscher submitted a sewer creek crossing
design to the District in 1984. The design received preliminary approval. In Fall
of 1985, Mr. Deutscher advised District staff that he was unable to purchase the
easement rights for his creek crossing and requested that the District condemn the
necessary property rights for him. Staff evaluated alternatives to provide sewer
service to Mr. Deutscher's development and discovered a technically feasible project
which consisted of the construction of an 800 foot sewer main in Linda Lane. Staff
subsequently recommended that Mr. Deutscher pursue the Linda Lane alternative rather
than the condemnation approach.
Mr. Deutscher investigated the Linda Lane sewer alternative and rejected it because
it was more expensive than the creek crossing alternative. He then appealed staff's
decision and requested the Board to condemn an easement through Mr. Stokes'
property. The Board heard Mr. Deutscher along with testimony from Strand Avenue
homeowners on November 7, 1985 and at a follow-up meeting on December 5, 1985.
Mr. Deutscher has subsequently modified his request of the Board. He no longer
requests that the Board condemn an easement through the Stokes property; he now
requests that the Board approve the creek crossi ng design and asks that the Board
submit a request to the City of Pleasant Hill to pursue the Stokes condemnation
action.
Staff has investigated the technical aspects of the Deutscher development sewering
needs further. The following new information has resulted:
o Staff retained the firm of Camp, Dresser, and McKee (CDM) to perform a
hydrological analysis of Grayson Creek. This was done in response to
homeowner input at a previous Board meeting indicating that Grayson
Creek runs full during winter storms. The Camp, Dresser, and McKee
analysis revealed that the current creek crossing design proposed by
2fJE
COMMENDED FOR BOARD ACTION
'"
JM
RAB
SUBJECT
POSITION PAPER
CONSIDER THE REQUEST BY MR. DAVID DEUTSCHER CONCERNING
CONDEMNATION OF A PUBLIC SEWER EASEMENT IN PLEASANT
HILL (JOB 4048)
PAGE
DATE
2
OF 5
January 7, 1986
Mr. Deutscher becomes immersed at the 25 year storm condition and thus
does not meet County Flood Control Standards or accepted engineering
practice.
o Staff has had a formal engi neering estimate performed for the Linda
Lane sewer alternative. The predesign level cost estimate for this
alternative is $118,000. (This estimate assumes that no major
resurfacing of Linda Lane will be required by Pleasant Hill).
o Staff discussed the possibility of a Pleasant Hill condemnation with
several city officials from Pleasant Hill including the City Manager
and the City Attorney. The consensus of opinion expressed by the
officials contacted was that this is a Central Contra Costa Sanitary
District matter and that they would not recommend to the City Council
that Pleasant Hill pursue a condemnation action for Mr. Deutscher.
Staff has reviewed its original decisions concerning Mr. Deutscher and finds no
reason to modify its actions. Specifically, the staff position regarding Mr.
Deutscher's development remains as follows:
o A creek crossing would be acceptable if Mr. Deutscher could purchase
the necessary property rights and meet the appl icable design
requirements. (Based on the COM analysis, Mr. Deutscher would have to
widen or deepen the creek, or raise the subdivision in order to keep
the sewer creek crossing high enough above the water level to meet
county flood control requirements.)
o Staff does not recommend that the District condemn an easement for Mr.
Deutscher.
o Staff feels that the Linda Lane sewer alternative is a technically
acceptable and economically feasible method to sewer Mr. Deutscher's
development and continues to recommend it.
Staff recommends that the Board not request any other agency to condemn an easement
to sewer Mr. Deutscher's development. Staff feel s that it is important that the
District retain full authority to enforce acceptable sewer design practices.
Condemnation by another agency and subsequent court mandated action could interfere
with the District's ability to do so.
Staff has investigated the financial arrangements which would be required should Mr.
Deutscher choose to pursue the Linda Lane sewer alternative. Past practice and
current District criteria for the financing of sewer mains dictates that Mr.
Deutscher would be responsible for financing the construction of the Linda Lane
sewer. The Linda Lane sewer woul d be handl ed as a "Rebate Line". Mr. Deutscher
woul d receive rebates from future connectors to a new Linda Lane sewer. These
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13026-9/85
SUBJECT
POSITION PAPER
CONSIDER THE REQUEST BY MR. DAVID DEUTSCHER CONCERNING
CONDEMNATION OF A PUBLIC SEWER EASEMENT IN PLEASANT
HILL (JOB 4048)
PAGE 3
DATE
OF 5
Januarv 7, 1986
future connectors would pay a proportional share of the cost of the sewer. Staff
has considered the circumstances concerning the Deutscher development issues and can
find no justification for direct District participation in the financing of a Linda
Lane sewer, should Mr. Deutscher decide to pursue this alternative.
Should Mr. Deutscher connect to the Strand Avenue sewer to serve his development via
a creek crossi ng, the Di strict woul d need to expedite needed repai r work on that
sewer. As would customarily be the case, this work would be at the District's
expense.
A map of the Deutscher development is attached for the Board's information.
RECOMM:NDATION:
1. Deny Mr. Deutscher's request that the Board ask the City of Pleasant
Hill to condemn an easement through the property of Mr. Stokes.
2. Deny Mr. Deutscher's request that the Board approve the creek crossing
sewer alternative as currently designed and refer future design review
considerations to staff for routine processing.
--------.
13028-9/85
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-----
DAVID DEUTSCHER REAL ESTATE
COMMERCIAL AND INDUSTRIAL REAL ESTATE/LAND DEVELOPMENT
December 19, 1985
Central Contra Costa Sanitary District
Board of Directors
5019 Imhoff Place
Martinez, CA 94553
Board of Directors:
He wi sh to cl arify our pos iti on as it rel ates t~ the sewer access of
our subdivision at the end of Linda Lane, Pleasant Rill.
We wish to gain access to the sewer in Strand Avenue. ~Je have
determined that the best access for us is through the Stokes property at
319 Strand Avenue. We bel ieve it is the best access for the Sanitary
District because of access for maintenance. We are requesting the Board
to agree to accept that access and then request,the City of ~leasant Hill
proceed with condemnation to acquire the access.
We want to make it perfectly clear we are not requesting the Sanitary
District to condemn the property therefore there would not be a reason to
call for a public hearing.
Sincerely yours,
~/ . I, ~---)
>t~A "a J:~
D vi d Deu sc~r
.-..
DD:ys
370 CIVIC DRIVE · PLEASANT HILL. CALIFORNIA 94523 . 14151 676-6166
.
Centr&. Contra Costa Sanitar ~ District
BOARD OF DIRECTORS
PAGE 1 OF 4
POSITION
PAPER
BOARD MEETING OF
January 9, 1986
NO.
VI.
BUDGET AND FINANCE 1
SUBJECT
RECEIVE ANNUAL STATEMENT OF INVESTMENT POLICY
DATE
January 2, 1986
TYPE OF ACTION
RECEIVE INVESTMENT
POLICY
SUBMITTED BY
INITIATING DEPT./DIV.
Walter Funasaki, Finance Officer
Administrative/Finance & Accounting
ISSUE: The District's Investment Policy, which is to be rendered to the Board of
Directors annually, is attached.
BACKGROUND: Assembly Bill No. 1073, which was enacted in 1984, amended Cal ifornia
Government Code Section 53646 to require that:
a. The treasurer or chief fiscal officer is to annually render to the legislative
body of the local agency a statement of investment policy.
b. The treasurer or chief fiscal officer is to render a monthly report to the chief
executive officer and legislative body of the local agency showing the type of
investment, institution, date of maturity, amount of deposit, current market
val ue of all securities with a maturity of more than 12 months, rate of
interest, and such data as may be required by the local agency.
c. Section 53646 shall remain in effect only until January 1, 1991, and as of that
date is repealed, unless a later enacted statute, which is enacted before
January 1, 1991, deletes or extends that date.
A monthly investment report is submitted with the District's monthly financial
statements to the General Manager-Chief Engi neer and the Board of Di rectors which
complies with all requirements of amended Section 53646.
The attached investment policy is identical to the pol icy adopted in 1985, except
for a change in Section IX, Controls, wherein all investment transactions of
$5 million or less now requi re the countersignature of the Deputy General Manager.
This change was made in response to an internal accounting controls recommendation
by the District's independent auditors in conjunction with their 1984-1985
examination of the District's financial statements.
RECOMMENDATION: Receive the District's Investment Policy and provide District staff
with any revisions or additions the Board believes appropriate.
REVIEWED AND RECOMMENDED FOR BOARD ACTION
INITIATING DEPT./DIV.
PM
1302".9/85
CENTRAL CONTRA COSTA SANITARY DISTRICT
INVESTMENT POLICY
The investment policy of the Central Contra Costa Sanitary District is
embodied in the following eleven sections:
I. Statement of Objectives
The temporary investment portfolio of the District shall be
designed to attain a market-average rate of return, taking into
account the District's investment risk constraint and prudent
investment principles.
II. Permissible Investments
Within the constraints prescribed by the Government Code of the
State of California for permissible investments, the District's
investment portfolio will only be invested in the following
instruments:
o United States Treasury Bills and Notes, and obligations of
government agencies for which the full faith and credit of
the United States is pledged.
o Bankers Acceptances, drawn on and accepted by a commercial
bank, which are eligible for purchase by the Federal
Reserve System.
o Certificates of Deposit issued by a Federal or State
chartered bank or a Federal or State chartered savings and
loan association.
o Commercial Paper of prime quality limited to corporations
with assets over $500,000,000.
o Repurchase agreements for a period less than 30 days.
o Local Agency Investment Fund of the State of California.
III. Banks and Dealers
The District will use the services of the Treasurer's Office of
the County of Contra Costa which will transact the District's
investment decisions in compliance with the requirements
described in this investment policy. The Treasurer's Office
will execute the District's investments through such brokers,
dealers, and financial institutions as are approved by the
County Treasurer.
IV. Maturities
The maximum maturity for investments of the District is one
year. Prior approval of the Board of Di rectors must be
obtained to acquire investments with maturities beyond one
year.
V. Diversification
To minimize the risk of loss through default, the total amount
invested in a single issuer will not be greater than 15% of the
District's investment portfolio value, except that the 15%
limitation will not apply to United States Treasury Bills and
Notes.
VI. Risk
Credit and market risks will be minimized through adherence to
the list of permissible investments, a limit on maximum
maturities and the limitation on the total investment in a
single issuer.
VII. Delegation and Authority
The District Finance Officer will be responsible for investment
transactions which should be made in accordance with this
investment policy and within the internal controls described in
the following section.
VIII.
Prudence
Prudent judgment must be exercised by the District Finance
Officer responsible for investment transactions undertaken in
accordance with this investment policy.
IX. Control s
The District Finance Officer will establish subsidiary
accounting records of each investment which will enable the
determination of income earned monthly and through maturity,
and the balancing of the principal amounts to a control account
in the general ledger.
Internal control procedures will be based on the requirement
for the countersignature of the Deputy General Manager for all
transactions which are initiated by the Finance Officer.
Investment transactions which exceed the doll ar limit of the
Deputy General Manager will requi re approval of the General
Manager-Ghief Engineer. The dollar limit of the Deputy General
Manager will be $5 million. Such internal controls are to be
reviewed by the District's independent auditors annually.
x. Reporting
The District Finance Officer will annually render a statement
of investment policy to the Board of Directors.
The Finance Officer will submit a monthly report to the
District's General Manager-Chief Engineer and Board of
Directors showing the type of investment, issuer, dates of
issue and maturity. amount of deposit. current market value of
all securities with a maturity of more than 12 months. and rate
of interest.
XI. Performance Evaluation
A performance evaluation will be completed by the District's
independent auditors every four years, commencing with the
1984-1985 fiscal year. to determine whether the investment
objective of achieving a market-average rate of return is being
real ized. In determining the market-average rate of return.
the average return of three month U.S. Treasury bills. or the
average rate of Federal funds. whichever is higher, will be
used.
Central Contra Costa sanitary District
January 14, 1986
TO: THE HONORABLE MEMBERS OF THE BOARD OF DIRECTORS
FROM: WALTER N. FUNASAKI ~ a-.d-~.
SUBJECT: REVISION TO SECTION IX, CONTROLS, OF THE DISTRICT INVESTMENT
POLICY
The revision to Section IX of the District Investment Policy indicated by the
Board of Directors on January 9, 1986 has been made. The revised Section IX
is attached.
A copy of the District Investment Policy, as revised, will be forwarded to the
Contra Costa County Treasurer's Office for compliance.
WF/hb
Attachment
cc: R. Dolan
P. Morsen
obtained to acquire investments with maturities beyond one
yea r.
V. Diversification
To minimize the risk of loss through default, the total amount
invested in a single issuer will not be greater than 15% of the
District's investment portfolio value, except that the 15%
limitation will not apply to United States Treasury Bills and
Notes.
VI. Risk
Credit and market risks will be minimized through adherence to
the list of permissible investments, a limit on maximum
maturities and the limitation on the total investment in a
single issuer.
VII. Delegation and Authority
The District Finance Officer will be responsible for investment
transactions which should be made in accordance with this
investment policy and within the internal controls described in
the following section.
VIII.
Prudence
Prudent Judgment must be exercised by the District Finance
Officer responsible for investment transactions undertaken in
accordance with this investment policy.
IX. Controls
The District Finance Officer will establish subsidiary
accounting records of each investment which will enable the
determination of income earned monthly and through maturity,
and the balancing of the principal amounts to a control account
in the general ledger.
Internal control procedures will require the countersignature
of the Deputy General Manager for all transactions which are
initiated by the Finance Officer. The dollar limit of the
Deputy General Manager will be $5 million. Investment
transactions which exceed $5 million will require the
additional approval of the General Manager-Chief Engineer.
Such internal control s are to be reviewed by the Di strict's
independent auditors annually.
X. Reporting
The District Finance Officer will annually render a statement
of investment policy to the Board of Directors.
.
Centr&. Contra Costa Sanitar ~ ~istrict
BOARD OF DIRECTORS
PAGE 1 OF 1
POSITION
PAPER
BOARD MEETING OF
January 9, 1986
NO.
VII. LEGAL/LITIGATION
DATE
January 6, 1986
TYPE OF ACTION
1
SUBJECT
DENIAL OF $100,000 CLAIM FOR PROPERTY DAMAGE
FROM GERALD AND PATRICIA ORTLAND
DENY CLAIM
SUBMITTED BY
Jack E. Campbell,
Administrative Operations Manager
INITIATING DEPT./DIV.
Administrative/Risk Management
ISSUE: The Di strict has received a cl aim for $100,000 from Geral d and Patrici a
Ortland alleging damages as a result of a sewage backup.
BACKGROUND: A sewage backup occurred at 62 Rheem 81 vd., Ori nda on September 19,
1985. This is a single family residence which was leased to the Ortlands by an
out-of-area property owner. Collection System Operations crews cleared the line and
cleaned up the overflow which had spilled into a lower level bathroom and out into
the back yard. Additional cleaning was performed on September 20, 23, and 24.
Since that time the District has been attempting to settle the Ortland's claim for
damages to thei r personal property. An advance payment of $5,000 was made in
October while negotiations to reach a final settlement have continued. The Ortlands
have now retained an attorney and have filed this claim with the District for
property damage expenses and legal fees of $50,000 and another $50,000 for emotional
distress.
RECOMMENDATION: Deny the Gerald and Patricia Ortland claim for $100,000 against the
District and refer to staff for further action as necessary.
REVIEWED AND RECOMMENDED FOR BOARD ACTION
. TlrlzPT /DIV
JEC
PM