HomeMy WebLinkAboutAGENDA BACKUP 02-02-84
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Central Contra Costa Sanitary District
BOARD OF DIRECTORS
N~ IV. CONSENT CALENDAR
1 2/2/84
POSITION PAPER
VIA: ROGER J. DOLAN
General Manager-Chief Engineer
DATE
January 23, 1984
TYPE OF ACTION
SUBJECT
EXECUTE CONSENT TO COMMON USE WITH CONTRA COSTA COUNTY
JOB 3844, PARCEL 1
EXECUTE CONSENT TO
COMMON USE
Denn i s Ha 11
INITIATING DEPT./DIV.
Construction & Services
SUBMITTED BY
ISSUE: A public sewer has been designed to cross an existing County drainage
easement. A "Consent to Common Use" is required to permit the District to cross
the prior-existing drainage easement.
BACKGROUND: This document is identical to others which both agencies have used
in the past. It permits the District to cross the existing drainage easement
while retaining the Countyls prior rights.
RECOMMENDATION: Approve and execute Consent to Common Use.
REVIEWED AND RECOMMENDED FOR BOARD ACTION
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CONSENT TO COMMON USE
JOB 3844 - PARCEL 1
Central Contra Costa Sanitary District
BOARD OF DIRECTORS
NO. I V. CONSENT CALENDAR
2 2 2 84
POSITION PAPER
VIA: ROGER J. DOLAN
General Manager-Chief Engineer
DATE
January 23, 1984
SUBJECT TYPE OF ACTION
AUTHORIZATION FOR P.A. 84-4 TO BE INCLUDED IN A FUTURE FORMAL ACCEPT FOR PROCESSING
ANNEXATION TO THE DISTRICT
Denn is Ha 11
INITIATING DEPT./DIV.
Construction & Services
SUBMITTED BY
Parcel
No.
Area
Owner
Address
Parcel No. & Acreage
Remarks
Lead
Agency
84-4
Danvi lIe
K. Davison
(R. H. Sawyer)
155 Dean Road
Danville, CA 94526
196-031-03 (1.0 AC)
Existing house with a fail-
ing septic system. District
to prepare "Notice of Exemp-
t ionl'
CCCSD
RECOMMENDATION: Authorize P.A. 84-4 to be included in a future formal annexation.
REVIEWED AND RECOMMENDED FOR BOARD ACTION
INITIATING DEPT./DIV.
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.. PROPOSED ANNEXATION ~. ~'~. 'L~~
P A. 84-4 ~0'~~
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Contra Costa Sanitary District
BOARD OF DIRECTORS
VIA: ROGER J. DOLAN
General Manager-Chief Engineer
N~ IV. CONSENT CALENDAR
3 2/2/84
January 24, 1984
POSITION PAPER
DATE
SUBJECT TYPE OF ACTION
ACCEPT THE CONTRACT FOR THE INSTAllATION OF THE SERVICE
AIR COMPRESSOR (PROJECT 3812) AND AUTHORIZE THE FiliNG ACCEPT CONTRACT WORK
OF THE NOTICE OF COMPLETION
SUBMITTED BY
D. J. Re i nd 1
INITIATING DEPT./DIV.
Construction and Services Division
ISSUE: The contract for modification of the service air system is ready
for acceptance.
BACKGROUND: Champion Plumbing and Heating started work on the project on
September 22, 1983. The project was substantially complete on November 21,
1983. All items of work have been completed, and it is appropriate to
accept the project.
RECOMMENDATION: Accept the contract for the installation of the Service
Air Compressor (Project No. 3812) and authorize the fil ing of the Notice
of Completion.
REVIEWED AND RECOMMENDED FOR BOARD ACTION
INITIATING DEPT./DIV.
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Central Contra Costa Sanitary District
BOARD OF DIRECTORS V. WATER POLLUT I ON
NO.
2/2/84
POSITION PAPER
VIA: ROGER J. DOLAN
General Manager-Chief Engineer
DATE 84
January 25, 19
SUBJECT AUTHORIZATION OF $25,000 IN SEWER CONSTRUCTION FUNDS
TO COMPLETE THE RELOCATION OF THE GRIT SYSTEM
TYPE OF ACTION
CAPITAL EXPENDITURE
SUBMITTED BYWi 11 iam Brennan, Senior Engineer
INITIATIti.G. DEPT.~DIV. . .
~Iant Operations Department/Operations
ISSUE: On July 14, 1983, the Board of Directors authorized funds to
build the first phase of the Plant Operations Department grit system
project. This was comprised of an elevated platform for one existing
hydrogritter unit and a concrete driveway. At that time the Board was
informed that a second unit would be installed to handle the large
volumes of grit which are carried into the plant during wet weather
flows and to provide backup to the initial unit. The authorization did
not cover the cost of installing the second unit.
BACKGROUND: The grit system In the Plant Operations Solids Conditioning
Building was an operational and maintenance problem because of the
distance and 1 ift required to bring the grit from the preaeration tanks
to the third floor of the building. The first phase of the grit system
project reduced the maintenance and energy costs. This second phase
will provide appropriate backup and greater process efficiency during
wet weather flows.
The second phase will consist of an expansion of the existing platform
to accommodate a second hydrogritter with appropriate piping and
electrical service. A metal panel roof and walls to the south and west
designed to protect operators and equipment will be fabricated from
decking similar in appearance to that used on structures elsewhere in
the treatment plant.
The cost of this work is estimated to be $25,000.
RECOMMENDATION: Authorize $25,000 in sewer construction funds to
complete the relocation of the grit system.
REVIEWED AND RECOMMENDED FOR BOARD ACTION
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INITIATING DEPT./DIV.
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TREATMENT PLANT PROJECT
RELOCATION OF GRIT SYSTEM
ITEM DESCRIPTION AMOUNT
Construction of platform
expansion $18,750
2 Mechanical 2,000
3 Electrical 3,000
Subtotal $23,750
4 Contingencies (5%) 1,250
Total $25,000
BOARD OF DIRECTORS
N~ VI. COLLECTION SYSTE
1 2/2/84
POSITION PAPER
VIA: ROGER J. DOLAN
General Manager-Chief Engineer
DATE
January 18, 1984
SUBJECTAUTHORIZE THE GM-CE TO EXECUTE A CONTRACT WITH HAVILAND
ASSOCIATES FOR ARCHITECTURAL SERVICES FOR DESIGN OF CSO
DEPARTMENT REMODEL PROJECT - DSP 3836
TYPE OF ACTION
Authorize Execution
of Contract
SUBMITTED BY
Robert H. Hinkson
INITIATING DEPT./DIV.
Collection System Operations
ISSUE: The CSO Department requires a remodel project in order to mitigate space,
environmental, efficiency, and general maintenance problems at the Walnut Creek
facility.
BACKGROUND: The CSO Department facility requires additional office space, a
conference room, a drying room for rain gear and boots, a larger locker room
with improved ventilation, additional showers and sinks, a larger training room
and lunch room, a crew leader/map room, and a lower level women's shower a~d
restroom.
The Board has authorized $15,000 in sewer construction funds for the design
of a remodel project at the CSO Department Walnut Creek facility. The following
proposals for architectural services have been received:
1. Confer and Nance
a. Completion of construction documents not
to exceed.......................................... $15,000
b. Bidding through construction of completed
project not to exceed.......... ...... ... .... ....... 5,000
Tota 1 (not to exceed).. $20,000
2. Perata/Sy 1 vester /Mutte r
a. Completion of construction documents not
to exceed.......................................... $16,000
b. Additional services including construction consulting
billed on a time and mate:r'ial basis with no limit specified.
3. Haviland Associates
a. Completion of construction documents not
to exceed.......................................... $1 0,200
b. Bidding through construction of completed
project not to exceed........ ... ................... 1,800
Tota 1 (not to exceed).. $12,000
District staff has negotiated a contract agreement with Haviland Associates
to perform the required services at a total cost not to exceed $12,000.
RECOMMENDATION: Authorize the GM-CE to execute a contract with Haviland
Associates for architectural services for design of the department remodel
project (DSP 3836).
REVIEWED AND RECOMMENDED FOR BOARD ACTION
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INITIATING DEPT./DIV.
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Costa Sanitary District
BOARD OF DIRECTORS
NO. V II. BUDGET
POSITION PAPER
VIA: ROGER J. DOLAN
General Manager-Chief Engineer
DATE
January 24, 1984
SUBJECT
TYPE OF ACT ION
RECEIVE 1983-1984 SIX MONTH 0 & M BUDGET REVIEW
Receive Budget Review
SUBMITTED BY
Walter N. Funasaki, Finance Officer
INITIATING DEPT./DIV.
Administrative
ISSUE: A comparative review of actual and budgeted Operations and Maintenance revenues
and expenses for the first six months of the fiscal year ending June 30, 1984 has been
performed.
BACKGROUND: The results of the review of the actual and budgeted Operations and
Maintenance revenues and expenses for the six months ended December 31, 1983 are
summarized in the following sections.
DISTRICT REVENUES
The amount of $14,273,092 was recorded from all revenue sources through the six months
ended December 31, 1983, representing 88.9% of the $16,062,044 of total revenues
budgeted for the fiscal year. The principal revenues budgeted are $13,244,344 of
Environmental Quality Charges and $2,400,000 of Service Charge Revenue from the City
of Concord. The amount of $13,157,058 of Environmental Quality Charges was recorded
as revenue through December 31, 1983, $12,658,531 of which has been credited to the
District's account through the Contra Costa County's property tax rolls.
The amount of $788,900 has been received from the City of Concord as an advance
payment of one-half of the service charges for the first six months of the current fiscal
year. The balance of the budgeted service charge revenue of $1,611,100 is considered to
be realizable during the remainder of the fiscal year.
As the two princ ipal revenue accounts, comprising 97.4% of budgeted revenues, are
considered to be fully achievable, the total budgeted revenues of $16,062,044 are
projected to be realizable in the 1983-1984 fiscal year.
DISTRICT EXPENSES
Total District expenses of $7,414,345 for the first six months of the fiscal year were
$764,377 less than budgeted expenses of $8,178,722. Explanations of major under-
expended or overexpended accounts for the six months ended December 31, 1983 are
provided for each department in Attachment I.
A summary of the budgeted and actual expenses by department for the six months ended
December 31, 1983, and the projected variance from budgeted expenses for the 1983-
1984 fiscal year are shown on the next page.
REVIEWED AND RECOMMENDED FOR BOARD ACT/ON
IN~TING DEPT./DIV. .
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Six Months Ended 12/31/83
De"artment Budqet Actual
Administrati ve $1,086,215 903,045
Engineering &
Construction 917,000 880,420
Collection Systems
Operations 1,190,014 1,088,680
Plant Operations 4,390,826 4,043,210
Pump Stations 594,667 498,990
Total District $8,178,722 7 ,414,345
Compensated Absences - Attachment II
ACCOUNTING ISSUES
Favorable
(Unfavorable)
Projected Fiscal
Year Ended 6/30/84
Favorable (Unfavorable
183,170
54,000
36,580
101,334
347,616
95,677
764,377
40,000
123,000
30,000
247,000
(250,000 )
$ ( 3,000)
A number of issues involving changes in the method of accounting for compensated
absences and postemployment benefits, and the establishment of a general overhead
charge to capital projects and an 0 &. M contingency account are reviewed in the
following attachments:
Accounting for Compensated Absences
Accounting for Postemployment Benefits
Administrative and General Overhead
o & M Contingency Account
Attachment II
Attachment III
Attachment IV
Attachment V
RECOMMENDA TION: Receive the 1983-1984 Six Month 0 & M Budget Review and
Attachments I through V, and provide observations and comments to District staff.
INITIATING DEPT ./DIV.
REVIEWED ~ND RECOMMENDED "OR 80~RD ~CTION
GEN. MGR.lCHIEF ENG.
ttachment I
Opererations and Maintenance Budqet Variances
Administrati ve Department
Expenses for the six months ended December 31, 1983 totaled $903,045, and were $183,170
less than the budgeted expenses of $1,086,215. The underexpenditure of 16.9% is primarily the
result of the following causes:
Property Insurance expense is $23,749 less than budget because of highly favorable rates
realized through the obtaining of competitive quotations from the District's two brokers.
This account is projected to be $30,000 underexpended for the fiscal year.
Liability Insurance expense is $14,953 less than budget for the same reason described in
the preceding explanation. This account is projected to be $25,000 underexpended for
the fiscal year.
Electrical expense for the Headquarters Office Building is $14,516 less than budget
because of a delay in projected rate increases. This account is projected to be $21,000
underexpended for the fiscal year.
Legal Services expenses are $12,017 less than budget because of a lower than anticipated
volume of non-capital litigation matters during the first six months of the fiscal year;
however, the legal expense accounts are projected to be substantially equivalent to
budget for the fiscal year.
Election expense is $46,355 less than budget because the billing from the Contra Costa
County Election Office which was expected to be received by December 1983 was not
submitted until January 1984. This account is expected to be $8,000 underexpended for
the fiscal year.
The balance of the underexpenditures occurred within accounts in which the variances
were less than $10,000, or produced a variance percentage less than 15%. Most of these
accounts are projected to be substantially equivalent to budgeted expenses for the fiscal
year; however, Salaries and Wages - Management will be $30,000 overexpended as a
result of a termination payment to the former Deputy General Manager upon retirement
in January 1984.
The Administrative Department's expenses are projected to be $54,000 underexpended for the
fiscal year ending June 30, 1984, as a result of underexpenditures of $30,000 in Property
Insurance, $25,000 in Liability Insurance, $21,000 in Electricity and $8,000 in Election
Expense, offset by a $30,000 overexpenditure in Salaries and Wages - Management.
Engineering Department
Expenses for the first six months ended December 31, 1983 totaled $880,420, and were $36,580
less than budgeted expenses of $917,000. The 4.0% underexpenditure is primarily the result of
a $5,000 favorable variance in Technical Services expense caused by a delay in reprinting the
Standard Specifications and use of Engineering Division staff for typesetting/printing graphics,
$30,101 and lower than budget non-management salaries and wages and employee benefits,
offset by an unfavorable variance of $11,318 in Printing Chargeouts due to the delay in the
reprinting of the Standard Specifications. The Engineering Department's net expense, after
capitalized Salaries and Wages and related employee benefits and overhead, are projected to
be substantially equivalent to budgeted net expenses for the fiscal year.
-1 -
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Collection System Operations Department
Expenses for the six months ended December 31, 1983 totaled $1,088,680, and were $101,333
less than budgeted expenses of $1,190,014. The 8.5% underexpenditure is primarily the result
of non-management salaries and wages and related employee benefits being $67,367 under-
expended because of unfilled staff positions, and a favorable variance of $10,421 in Gasoline,
Oil and Fuel due to a delay in purchases, offset by an unfavorable variance of $16,656 in
Outside Repairs and Maintenance caused by unanticipated emergency repairs to the outfall
line and for storm repairs.
The projected underexpenditure in non-management salaries and wages and related employee
benefits for the fiscal year of $62,132 is likely to be partially offset by higher than budgeted
Claims Expenses during the remaining six months of the fiscal year; however, the department's
total projected expenses for the fiscal year are anticipated to be $40,000 underexpended
primarily in Salaries and Wages - Non-Management.
Plant Operations Department
Expenses for the six months ended December 31, 1983 totaled $4,043,210, and were $347,585
less than the budgeted expenses of $4,390,826. The 7.9% underexpenditure is primarily the
result of the following causes:
Operating Fuel expense is overexpended by $41,561 due to the purchasing of backup
diesel fuel in the first six months instead of the second six months of the fiscal year, as
budgeted. This account will be substantially equivalent to budget for the fiscal year.
Chlorine expense is $8,030 higher than budget because of an unanticipated 10 percent
price increase and slightly higher yearly flows. This account is projected to be $6,000
overexpended for the fiscal year.
Polymer expense is $46,707 less than budget as a result of a Goals and Objectives
program to reduce polymer usage, and a negotiated 5 percent price reduction. This
account is projected to be $100,000 underexpended for the fiscal year.
Electrical expense is $81,145 underexpended because of a delay in anticipated rate
increases. This account is projected to be substantially equivalent to budget for the
fiscal year.
Maintenance Supplies expense is overexpended by $17,188 because of higher than
anticipated use of lubricants and miscellaneous supplies for plant maintenance. This
account is anticipated to be $20,000 overexpended for the fiscal year.
Rents and Leases expense is $11,361 overexpended because of unanticipated equipment
rental requirements in the Plant Maintenance Division. This account is projected to be
$4,000 overexpended in the fiscal year.
Technical Services expense is underexpended by $5,478 due to the deferred startup of the
security guard service; however, because of the increase in the level of security service,
this account will be $40,000 overexpended for the fiscal year.
-2-
Computer Maintenance expense is $26,377 underexpended because of lower than anti-
cipated maintenance requirements; however, several major repair projects have been
deferred to the second six months of the fiscal year, and this account is projected to be
substantially equivalent to budget for the fiscal year.
Lime Expense is overexpended by $3,886 for the six months ended December 31, 1983;
however, it is projected that decreased lime usage due to lower flows and lessened lime
requirements during the furnace starting will result in an underexpenditure of $20,000
for the fiscal year.
Salaries and Wages - Contra and Employee Benefits - Contra have a favorable variance
of $56,594 for the six months ended December 31, 1983. The favorable variance is
projected to remain in this amount for the fiscal year primarily because of the furnace
project.
The balance of the underexpenditures occurred within accounts in which the variances
for the six month period were less than 15%; most of these accounts are projected to be
substantially equivalent to budgeted expenses for the fiscal year; however, a cumulative
underexpenditure of $16,406 is projected for the fiscal year, primarily within chemical
and sludge removal accounts.
The Plant Operations Department is projected to be $123,000 underexpended for the fiscal
year as a result of the following account variances:
Favorable
(Unfavorable)
Chlorine Expense
$ (6,000)
Polymer Expense
100,000
Maintenance Supplies
(20,000 )
(4,000 )
(40,000)
Rents and Leases
Technical Services
Lime Expense
20,000
Salaries and Wages and
Employee Benefits-Contra
56,594
All Other Expenses
16,406
$123,000
-3-
Pump Stations
Expenses for the first six months ended December 31, 1983 totaled $498,990, and were $95,677
less than budgeted expenses of $594,667. The 16.1% underexpenditure is primarily the result
of $60,059 less than budgeted Electrical expense because of a delay in anticipated rate
increases and lower than projected flows for the first six months of the fiscal year.
The Pump Stations expenses are projected to be $30,000 underexpended in Electrical expenses
for the fiscal year.
-4-
.-----___._____._._.___.___._.o..___..,.___,___"~.... .._. ."...._...____,.~_~.___._.___."_"_,_..._"'_.._._,__.~_.......___._..___.-______
.I.l...4.tachment II
Accountinq for Compensated Absences
Accounting and financial reporting for state and local governments is guided by principles
established by the National Council on Governmental Accounting (NCGA). NCGA Statement 1,
which provides guidance for accounting and financial reporting for accumulated unused
vacation and sick pay, was adopted on May 27, 1982 and is effective for fiscal years beginning
after December 31, 1982. Although the recording of the liability for these compensated
absences is required as of the 1983-1984 fiscal year, a calculation of the liability at the end of
the 1982-1983 fiscal year was necessary to determine the cumulative liability which will be
reported as a restatement of the Retained Earnings balance of the Running Expense Fund. The
increase or decrease in the cumulative liability as of June 30, 1984 will be recorded as a
charge or credit to 1983-1984 operations.
As of June 30, 1983, the liability for compensated absences consisted of $519,000 for unused
vacation and $1,044,000 for accumulated sick pay for a total of $1,563,000. The Running
Expense Retained Earnings as of June 30, 1983 of $2,565,000 is sufficient to absorb the prior
year charge of $1,563,000. The liability for compensated absences as of June 30, 1984 is
estimated to increase by $200,000 - $300,000; this charge to 1983-1984 operations and
maintenance expense has not been included in the 0 & M budget.
\ttachment III
Accounting For Postemployment Benefits
The firm of Hood and Strong, District auditors, was engaged to review alternative accounting
procedures for recognizing medical, dental and life insurance expense for retired employees
and their dependents. The District's current accounting policy is to recognize the expense as
the monthly premiums are paid. This procedure is one of the three alternatives found in
current accounting practice, as described below:
1. Pay-as-you-go: This is the policy currently used by the District. This method considers
the expense to be an ongoing expense of doing business.
2. Terminal funding: Under this method, a liability for future payments and the related
expense are recorded at the time the employee retires; a charge to expense is made at
the time of retirement.
3. Accrual over the period of service (service lives) of the employees: This method
considers the expense to be similar in nature to pension plan payments. An accrual for
the estimated cost of future benefits is made during the service lives of the employees.
This method requires an actuarial cost calculation in order to recognize both the liability
and expense over the service lives.
The Financ ial Accounting Standards Board (F ASB) which establishes general accounting
policies is currently reviewing the accounting for pension plans. In a preliminary memorandum
entitled "Employers Accounting for Pension and Other Postemployment Benefits" issued in
April 1983, the F ASB proposed that "the cost of retirees health care and life insurance
benefits should be accrued during the service lives of the employees who are expected to
receive those benefits, provided the amounts involved are material. Pay-as-you-go (cash basis)
and terminal funding (accrue at retirement) methods would not be acceptable methods for
recognizing such costs in accrual basis financial statements." Comments are considered by the
F ASB before a final pronouncement is issued and this process can extend over a few year
period.
The recommended procedure requires recording a liability for the estimated cost of future
benefits over the service lives of the employees. Each year, an expense for current service
costs, based on an actuarial study, would be recorded. As of the effective date of change, a
liability for the actuarial present value of benefits attributable to prior service for both
current and retired employees would be recognized. The cumulative effect of this accounting
change would be charged to retained earnings, or a separate line item in the income
statement.
An actuarial calculation of the liability for the estimated cost of future benefits over the
service lives of employees, and the present value of benefits attributable to prior service for
both current and retired employees is in progress and is expected to be available in early
February 1984.
Staff anticipates recommending implementation of the change in accounting in fiscal year
1984-1985 after the actuarial results are received. The recommendation will be included
within the 1984-1985 budget process.
The liability for postemployment benefits may be continued on an unfunded basis, or it may be
established as a funded plan. A recommendation on funding will also be made after receipt of
the actuarial results.
tachment IV
Administrative and General Overhead
The Board of Directors was informed during the 1983-1984 0 & M Budget process that a
provision for an administrative and general overhead allocation to capital projects would be
implemented. The calculation of the District's overhead rate has been completed in
accordance with guidelines established in Federal Management Circular 74-4 which prescribes
requirements for federally funded projects. The computed administrative and general
overhead rate of 30.75% will be uniform ally applied to all District capital projects.
The budgeted administrative and general overhead for the six months ended December 31,
1983 was $124,925; the actual overhead amount computed is $128,787.
ttachment V
o & M Contingency Budqet Account
It is proposed that an 0 & M contingency budget account procedure be instituted in the next
fiscal year beginning July 1, 1984. The purpose of the contingency budget account is to
provide a means of supplementing the budget of expense accounts which are extremely
difficult to estimate, and thereby reduce a conservative bias in budgeting for these expenses;
the Claims Expense account is an example of such an expense which is fortuitious and volatile.
The contingency budget account is intended to be used for major, unforeseen expenses which
could not reasonably have been anticipated during preparation of the budget, and is not
provided for routine overexpenditures in expense accounts.
The contingency budget account would be established and controlled by the Board of Directors.
The procedure for establishing the contingency budget account and authorizing transfers of
amounts from the account is described below:
1. A lump sum amount would be established by Board authorization within a
contingency budget account in the Administrative Department's 0 & M Budget for
each fiscal year.
2. Department Managers may request transfers of amounts from the contingency
budget accounts to augment expense account budget balances where the amount to
be transferred is at least $1,000, and justification for the augmentation is provided
to either the General Manager-Chief Engineer or the Board of Directors based on
the amount of the requested augmentation:
o Requests of $5,000 and under may be approved by the General Manager-Chief
Engineer
o Requests greater than $5,000 require approval by the Board of Directors
3. When approved, Accounting will complete the transfer by reducing the contingency
budget account balance and increasing the budget for the expense account to be
augmented.
4. The budgeted amount of the expense account augmented will be footnoted in the
financial statements in the month in which the transfer occurs.
5. Accounting will prepare a monthly report of the transactions within the contin-
gency budget account showing the beginning account balance, details of each
transfer made, and the resulting remaining balance in the contingency account.