HomeMy WebLinkAboutAGENDA BACKUP 05-01-86
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Centr,-- Contra Costa Sanitall District
BOARD OF DIRECTORS
I PAGE 1
OF S
POSITION PAPER I BOARD MEETING OF May 1, 1986
SUBJECT
AUTHORIZATION FOR P.A. 86-14 (ALAMO) AND P.A. 86-15
TO BE INCLUDED IN A FUTURE FORMAL ANNEXATION TO THE
DISTRICT
NO.
v. CONSENT CALENDAR 3
DATE Apri 1 25, 1986
(ALAMO)
TYPE OF ACTION
ACCEPT ANNEXATION FOR
PROCESSING
SUBMITTED BY
Dennis Hall, Associate Engineer
INITIATING DEPT./DIV.
Engineering Dept./Construction Div.
:
Owner
Address
Parcel No. & Acreage
Remarks
Lead
Agency
Parcel
No. Area
86-14
Alamo
Jerry L. Bi ggs
4209 IIBII Street
Sacramento, CA 95819
196-050-011 (0.92 Acres)
New construction - One CCCSD
single family home.
District to prepare IINotice
of Exemption.1I
86-15
Alamo
Garry Delange
2617 Danville Blvd.
Alamo, CA
188-370-014 (0.64 Acres)
Existing House - failing CCCSO
septic system. District
to prepare IINotice of
Exemption.1I
RECOMMENDATION: Authorize P.A. 86-14 and P.A. 86-15 to be included in a future formal
annexation.
REVIEWED AND RECOMMENDED FOR BOARD ACTION
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ROGER J DOLAN
1302~ -9/85
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Cenb _ . Contra Costa Sanita. ~ District
BOARD OF DIRECTORS
PAGE 1 OF 2
POSITION
PAPER
BOARD MEETING OF
Ma 1, 1986
NO.
V.
CONSENT CALENDAR 4
SUBJECT
APPROV E JlGREEMENT RELATING TO REAL PROPERTY WITH
AHMAD ENFERADI, JCB 3220, PARCEL 6, ALAMO AREA
DATE
A ril 22, 1986
TYPE OF ACTION
APPROV E REAl..
PROPERTY ,4GREE~NT
SUBb!lITTED BY
uennis Hall, Associate Engineer
INITIATING DEPT./DIV.
Engineering Dept./Construction Div.
ISSUE: Improvements are proposed for construction over an existing sanitary sewer
easement.
BACKGROUND: The property <*ner of the vacant lot at 195 Stone Vall ey Way has
proposed to construct a residence adjoining the District sewer easement within the
<*ner's property. A portion of a concrete sl ab patio with a wooden "trell is" roof
and other paved 1 andscape areas adj acent to the new resi dence w ill encroach into
the sewer easement. At Di strict staff's request, the col umns supporti ng the
overhead trell is will rest on a "spread"-type footing, rather than concrete piers
as ori gi nally desi gned. The proposed real property agreement prov i des that the
property C7ttner is responsible for all additional maintenance costs which may
result from the improvements encroaching into the easement area.
The property <*ner has cooperated with District staff by modifying the
construction drawings of the proposed improvements and has paid the District's fee
for processi ng the subj ect agreement.
Staff has determined that the improvements will not interfere with the present use
of our sewer; h<*ever, if the need shoul d ari se, the agreement requi res the
property C7ttner to remove the improvements at the C7ttner's expense within 30 days of
notice.
RECOMMENDATION: Approve the Agreement Rel ati ng to Real Property with Ahmad
Enferadi, Job 3220, Parcel 6, authorize the President of the Board and the
Secretary of the District to execute said Agreement and authorize the Agreement to
be recorded.
REVIEWED AND RECOMMENDED FOR BOARD ACTION
1302,A..9/85
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PROPERTY AGREEMENT
REAL 6
3220 PARCEL
JOB
ALAMO AREA
.
Cenb I Contra Costa Sanita." District
BOARD OF DIRECTORS
PAGE 1 OF 1
May 1, 1986
NO.
v.
CONSENT CALENDAR 5
POSITION
PAPER
BOARD MEETING OF
AUTHORIZE $9,100 FROM THE SEWER CONSTRUCTION FUND FOR
THE REPLACEtJENT OF APPROXIMATELY 408 FEET OF PIPELINE
IN CARLBACK AVENUE IN WALNUT GREEK BY DISTRICT FORCES
DATE
April 23, 1986
TYPE OF ACTION
SUBJECT
AUTHORIZE FUNDS
SUBMITTED BY
INITIATING DEPT./DIV.
Jim Coe, Senior Engineer
Collection System Operations
ISSUE: Sewer construction funds are needed to replace a section of public sewer in
order to prevent sewage overflows.
BAa<GROUND: The public sewer that serves the businesses on Carlback Avenue in
Walnut Creek is currently in very poor condition. The sewer is one of Walnut
Creek's original sewer lines and consists of asphaltic pipe material. The sewer
has begun to fail and problems with maintenance have been increasing. In 1978 and
1979 this pipe plugged causing overflows. In order to prevent a recurrence of the
overflows this pipeline is currently cleaned every 6 months.
Replacement of this old 6-inch pipe with 8-inch ,4BS pipe is recommended at this
time because it is cost effective in terms of savings in future preventative
maintenance costs.
RECOMMENDATION: Authorize $9,100 from the Sewer Construction Fund for the
replacement of approximately 408 feet of pipeline in Carlback Avenue in Walnut
Creek by District forces.
REVIEWED AND RECOMMENDED FOR BOARD ACTION
INITIATING DEPT./DIV.
JIv/
1302"..9/85
ROGER J. DOLAN
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.
Cent. _ .. Contra Costa Sanita~" District
BOARD OF DIRECTORS
POSITION PAPER
PAGE 1 OF
NO.
v. CONSENT CALENDAR 6
SUBJECT
AUlHORIZE lHE ATTENDANCE OF ROBERT Sn",K>NS AT A
FIVE-DAY COURSE ENTITLED "SLOPE STABILITY AND
LANDSL IDES" IN MADISON, WISCON SIN, MAY 12 - 16, 1986
DATE
AUlHORIZE
ATTENDANCE
SUBMITTED BY
David R. Will iams,
Engineerin Division Mana er
ISSUE: Authorizati on of attendance of a Di stri ct amployee at an out-of-state
course .
BACKGROOND: Duri ng the past four years the Engi neeri ng Div i si on has been call ed
upon to study and recommend solutions to over forty landsl ides which have
disrupted or threatened to disrupt sewer service to District customers. Hillside
and creek bank stability issues will continue to assume a significant role in the
Division's future work. Although considerable in-house experience has been gained
over the past four years in the techniques used in stabil izing slopes, for the
most part, the detailed geotechnical engineering analysis has been performed by
outside consultants. An opportunity exists for sending a District staff member to
an intensive five-day semi nar on slope stabil ity and 1 andsl i des. The course,
which is being offered by the University of Wisconsin, will teach current
geotechnical engineering practice for stability analysis of slopes and hQtl to
prevent, control, and correct 1 andsl i des. The 1 ecturers are recognized
authori ti es in the fiel d of geotechni cal engi neeri ng and i ncl ude several experts
from the Bay Area. The District would benefit from developing its Qtln in-house
capability for analyzing situations involving slope stability. This will not
preclude the future use of outside geotechnical services, but it will enhance the
Department's ability to assess the appropriateness of recommendations.
The cost of the course is $1,400 and will be charged to the Engineering Division's
Employee Educati on and Trai ni ng Budget. The course was not budgeted for fiscal
year 1985-86 since the Associate Engineer, James Hill, who previously was in
charge of landsl ide projects had al ready taken the course. Mr. Hill left the
District in November 1985 and was replaced by Robert Simmons. Authorizing Robert
Simmons to attend this course will result in the Engineering Division's Employee
Education and Training budget being over-expended by $1,400.
RECOMMENDATION: Authorize the attendance of Robert Simmons at a five-day course
entitled "Slope Stability and Landslides" in Madison, Wisconsin, May 12 - 16,
1986 .
REVIEWED AND RECOMMENDED FOR BOARD ACTION
130211.9/85
DRW
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iJRtJ DEPT./DIV.
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.
Cenb ~ Contra Costa Sanita." District
BOARD OF DIRECTORS
PAGE 1 OF 17
POSITION
PAPER
BOARD MEETING OF
May 1, 1986
NO.
VI.
ADMINISTRATION
1
AUTHORIZE THE IMPLEMENTATION AND FINANCING
OF A SELF-INSURANCE PROGRAM FOR THE
CENTRAL CONTRA COSTA SANITARY DISTRICT
DATE
April 25, 1986
TYPE OF ACTION
REVIEW, ADOPT, AND
AUTHORIZE DISTRICT
SELF-INSURANCE PROGRAM
SUBJECT
SUBMITTED BY
Jack E. Campbell
Administrative Operations Manager
INITIATING DEPT./DIV.
Administrative/
Risk Management and Safety
ISSUE: The staff is presenting a proposal for the District Sel f-Insurance Program
to begin on July 1, 1986. Board approval is necessary prior to implementation.
BACKGROUND: At the March 4, 1986 Board meeting, David Warren, CPCU, presented the
results of his insurance and risk management study. This study recommended that
because of the District's financial position, loss experience, and insurance
marketpl ace, the ri sks shoul d be sel f-insured rather than to util ize commerci al
insurance as has been done in the past. The Board directed staff to develop such a
program.
The attached exhibit is the program to self-fund the District's liability and
property losses and is designed to replace the commercial policies by providing the
coverages the District needs for its risks. The program proposal is in two parts;
the fi rst is the program operati on, and the second descri bes the accounti ng system
which would be used to establish and operate the Self-Insurance Fund. .
There is considerable discretion as to the amounts allocated from the O&M and Sewer
Constructi on Funds to provi de the i niti al fi nanci ng for the Sel f-Insurance Fund.
The staff is suggesting one approach which could be used this year with the
understanding that there would be an annual review of the reserves and any additions
required. A Board resolution implementing this action is attached.
RECOMMENDATION: Review the proposed Self-Insurance Program and provide comments.
Adopt resolution to initiate the self-insurance program and authorize the financing
for it to be included in the District's 1986-87 budget plan.
~
1302
WNF
CENTRAL CONTRA COSTA SANITARY DISTRICT
SELF-INSURANCE PROGRAM
Developed and Submitted By:
Paul Morsen, Deputy General Manager
Jack Campbell, Administrative Operations Manager
Walter Funasaki, Finance Officer
Ken Laverty, Purchasing and Materials Officer
Reviewed By:
Jim Hazard, Counsel for the District
Mollie Marshall, Hood and Strong
David Warren, Risk Management Consultant
April 25, 1986
TABLE OF CONTENTS
SCOPE
BACKGROUND .
.... ....
.... ....
PROGRAM OBJECTIVES .
..........
PROGRAM DESCRIPTION
PART 1.
PART II.
.............
PROGRAM OPERATION
........
Li ab 11 i ty Losses . . . . . . . . . . .
Types .. . .
Fundi ng . .
Types of Expenditures.
Administration and Reporting
Major Liability Claims
. . . .
Property Losses . . . .
Types . . .
Funding. . . . . . . . .
Types of Expenditures .
Administration and Reporting
Major Property Losses . . . . . .
......
ACCOUNTING FOR A DISTRICT ADMINISTERED
SELF-INSURANCE PROGRAM . . . . . .
Introduction.
.....
Chart of Accounts
Asset, Liabilities and Reserves.
Revenues and Expenditures .
Self-Insurance Fund Revenues.
L i abl1 ity Losses . . . .
Property Losses . . . . .
Self-Insurance Fund Expenditures.
Self-Insurance Fund Cash and Temporary Investments.
Representative Accounting Entries
Consolidation of Self-Insurance Fund.
Conclusion. . .
..........
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April 25, 1986
CCCSD SElF- INSU~ PROGRAM
Background - The District's premiums for liability and property insurance
increased more than 500 percent for the 1985-86 fiscal year, the
coverages obtained had lower maximum levels with more restrictions and
this trend will continue in the near future. As a result of this, the
District Board requested the staff to undertake a study to determine
alternatives which could be implemented for the 1986-87 fiscal year. As
part of this David Warren, CPCU, was retained to perform an insurance and
risk analysis of the District which would provide sufficient data for
loss financing decisions to be made. The conclusion of his study was
that, given the District's financial position, loss experience, and state
of the insurance marketpl ace, it woul d be practical for the Di strict to
self-insure its risks. He recommended the establishment of an internal
loss-funding procedure and the development of a District risk management
policy. The District Board has directed the staff to implement this
recommendation.
Scope - This initial self-insurance program is confined to the funding of
liability and property losses including associated external expenses and
is intended to replace the commercial insurance which traditionally has
been purchased as the risk transfer mechanism for the District. Market
conditions do change and certain types of commercial pol icies may be
obtai ned in the future when the economics of loss probability versus
premium costs make it practical to do so. The District may also purchase
speci al coverages from time to time. In such situations thi s program
will apply to losses within the self-insured retention limits, loss
amounts above policy maximums, and for losses occurri ng outsi de of the
commercial coverages.
Progra. Objectives
1. To establish CCCSD operational and financial policies which will
provide for the funding of claims against the District and property
losses incurred by the District.
2. To combine the risks formerly insured through commercial coverages
and the District's self-retained risks into a comprehensive loss
financing program.
3. To have a structured self-insurance program which anticipates
various types of losses and is prepared to pay those which occur or
to develop special financing strategies for major losses when they
arise.
Progra. Description
Thi s presentati on is in two parts. The fi rst descri bes the program
operation and the second the accounti ng system which woul d be used to
implement the program's finances.
-1-
PART I - PROGRAM OPERATION
The program woul d be under the day-to-day management of the
Administrative Operations Manager with overall direction and expenditure
approval authority from the Deputy General Manager. The program funds
would pay for:
(a) Attorney, legal services, and consultant costs associated with
cl aim defense and al so the prosecution of cl aims when the
District is claiming from someone else.
(b) Claim adjusting and investigation services when an external
fi rm is used.
(c) Payment of claims and settlements.
(d) Payment of property losses.
(e) Insurance premiums, if any.
The current authorization approval limits for claims payment or recovery
are:
Board of Directors
$1 - $1,000
$1,001 - $5,000
$5,001 - $10,000
(reported to the Board
on the Consent Agenda)
$10,001 +
Department Managers
Chairman of the Risk Management Committee
General Manager-Chief Engineer
These limits would continue under the self-insurance program.
The Ri sk Management Committee is chai red by the Deputy General Manager
with the Administrative Operations Manager, Counsel for the District, and
rinance Officer as members. other District staff participate for
specific agenda matters in which they are invol ved. The committee will
meet to review loss incidents, develop strategy for loss control and
evaluate proposed settlements.
L iabil ity Losses
Types
Land Movement and Related Inverse Condemnation
Sewage Overflows and Spills
Auto BI and PO
Slips and Falls (Premises)
Errors and Omissions
Dam Failure and Cave-ins
Air and Ground Pollution
-2-
Toxic Gas Releases
Contractual 81 and PO
Inverse Condemnation, General
Public Official Liability
Fundina
Payment of claims for liability losses is considered to be an
operati on and mai ntenance expense and is funded from that category
of District finances. At present, claims funding is provided by a
Claims Account (Obj. No. 098) which was established at a level of
$18,300 at the beginning of the 1985-86 fiscal year and augmented as
needed during the year from the O&M Contingency Account.
There are four other O&M accounts with expenditures rel ated to
District 1 iabil ity insurance and cl aims: Liability Insurance
Premiums (Obj. No. 052), Legal Services-District (Obj. No. 073), and
Claims Adjusting Services <Obj. No. 086) and Contingency (Obj. No.
190). The 1986-87 proposed budgeted amounts for the five accounts
would be:
Account No. 052 Liability Insurance $344,824
Account No. 073 Legal Services-District 100,000
Account No. 086 Claims Adjusting Services 4,000
Account No. 098 Cl aims 18,300
Account No. 190 Contingency 100,000
Total $567,124
These accounts except for the contingency account portion related to
salary increases will be removed from the O&M chart of accounts and
the appropri ate amount transferred from the O&M Budget to the new
Self-Insurance Fund through one new O&M account entitled
Sel f-Insurance Expense. The fund bal ance will carry-over each year
and be augmented each fiscal year from earned interest on the fund
balance plus annual additions necessary 'to fund it at a level
adequate to protect the District from major claims should they
occur. Other fundi ng will be provi ded from the ad valorem tax
revenue as explained under the property loss section. The fund
bal ance will be re-eval uated each year as to its adequacy and the
need for increased funding.
Types of Expenditures
Internal operational expenses related to claims will not be charged
to the fund but, instead, covered by the regul ar O&M budget.
Excepti ons may be made for speci alone-time items unique to the
fund's operation. District Counsel's charges would be charged to the
fund when he is working on a specific claims matter. Specific
procedures will be developed governing the charging of District
1 abor costs to the Sel f-Insurance Fund which woul d be based on
generally-used criteria developed for administering insurance
cl ai ms.
-3-
The fund does not extend coverage into District activities
associated with investigation, analysis, and repairs of problems
which have or will occur with the collection system and treatment
plant. Loss identification, prevention, and control functions would
continue to be regularly budgeted items by the Administrative, CSO,
Engineering, and Plant Operations departments. The concept of this
fund is that it is the equivalent of a comprehensive general
liability insurance policy written in a broad form with few
exclusions. Some examples paralleling insurance policies are:
Covered by the Fund:
o Approved claims and settlements
o Attorney fees and consultants working for an attorney on a
specific case matter
o Claims adjusting and investigation when performed by an
outside consultant
Not Covered by the Fund:
o Property repl acements which are not part of a cl aim or
settlement (example: repair of someone's driveway,
fencing, or landscaping after the property has been
entered for construction or maintenance work)
o Consultants retained for work which is not part of a
speci fic cl aim defense or prosecuti on (exampl e: a
consultant reviewing District hazardous waste disposal or
a geotechnical engi neer assessi ng storm damage and
1 andsl ides)
o District staff time invol ved with cl aims' investigation
and negotiation of settlements (example: CSO resolving a
sewage overflow or the Administrative Operations Manager
presenting a District claim against a person who has
damaged District property)
Administration and ReportinQ
There has only been one insurance carrier paid cl aim in the past
several years (vehicle accident/injury); all the other claims
payments have either been within the sel f-insured retention amount
of the District's commercial policies or have been for losses
outside of the commercial insurance coverage. For this reason major
changes in the way the claims themselves are administered are not
anticipated.
There will be changes, however, in the way claims are recorded and
in the reports which will be produced. Beginning on July 1, 1986,
all claims and incidents which potentially could lead to a claim
will be recorded on a claim and incident log. For the time being
-4-
this will be done using a word processor until a computerized system
can be brought on 1 ine as suggested by David Warren's report. The
current report which is provided by the George Hill's insurance
adjusting firm will be continued since it has the six-year
historical record of District claims, many of which are still open.
A new report structure will be developed which operates similarly to
what insurance underwriters use. There will be a comp1 ete 1 i st of
reported claims grouped by type with categories for each as follows:
claims reserve, expense reserve, losses paid or recovered, expenses
paid, and total cost to date. This will provide a running financial
status report on all reported c1 aims and will rep1 ace the
"Litigation Report" and "Request to Increase Authorized Expenditure
Level" mechanisms currently used to establish case budgets and
monitor expenditures.
Major Liability Claims
Although the District's recent loss history is excellent it is to be
expected that someday there will be a major claim against the
Di stri ct. A maj or c1 aim is defi ned as a c1 ai m or i nci dent the
payment of which wou1 d exceed one-thi rd of the unob1 igated reserve
in the liability claim fund. The unobligated reserve is defined as
the balance remaining after the total claim and expense reserves for
all the listed cases is subtracted from the liability claim fund
total. As an example, if the fund had a total of $1.5 million and
$300,000 was reserved for reported cases then any new c1 aim or
claims from a single occurrence with a potential loss of more than
$400,000 would be a major claim.
A major claim would initiate a review process by the Risk Management
Committee worki ng with the Di strict Fi nance Officer to p1 an and
present recommendati ons for the method by which the Di strict wou1 d
fund the loss assuming the District was eventually required to pay.
These methods could include increased allocations to the liability
reserve from other funds, installment payments to cl aimant,
i ncreasi ng the sewer service charge to provi de additi ona1 fundi ng,
or issuance of bonds.
Property Losses
Types
Earthquake
Flood
Fire and Explosion
Vehicle Damage
Theft
Aircraft Impact
Boiler and Machinery
Data Processing
Employee Dishonesty
-5-
Funding
Unlike the O&M funds which have specific annual expenditure
categories which can be transferred to the Self-Insurance Fund there
is no such equivalent in the District's Capital Fund. Property
losses and replacements have been paid through the regular equipment
purchase mechanisms or specific construction projects. However,
there needs to be a sufficient amount in the Self-Insurance Fund to
cover insurance type property losses when they occur. The staff
recommends that a $1 million portion of the ad valorem tax revenues
be added each July 1 through July 1, 1991, to the Self-Insurance
Fund as an increment to establish a fund balance for property losses
in the amount of $6 mill ion. This is a purely discretionary amount
and woul d be much less than the property insurance 1 imit which the
District has been carrying ($20 million).
The current replacement value of the District insured assets for
insurance purposes has been carried at $161,700,000 including
foundations and $155,200,000 without. The greatest part of this is
the Wastewater Treatment Pl ant (89%); the bal ance being the HOO
(4%), Walnut Creek Office (0.6%), 17 pump stations (6%), and the
vehicles <0.4%). The 1,200 miles of collection system piping has
not previously been included in the covered property schedule nor
have the new facilities under construction.
The David Warren report estimates annual ized property losses at
$140,000 and a single occurrence maximum possible loss of $20
million. This is a very wide range for a reserve but it would be
reasonab 1 e to target a fi gu re of between $5 and $10 mi 11 i on for an
eventual fund balance for the property risk.
Six million on an individual loss basis represents 30 percent of the
estimated maximum possible loss to the District for an earthquake,
60 percent of the estimated maximum fi re and expl osi on loss, 85
percent of the HOO value, and 100 percent of the value for at least
two of the Di strict facil ities located away from the Imhoff Pl ace
site. Adequacy of the reserve can be evaluated each year as part of
the District's budgeting process and refunding recommendations
submitted if needed.
Types of Expenditures
Except for employee dishonesty and theft, property losses have
sudden occurrences and the damage assessment can be made relatively
rapidly. Also the loss is an internal District matter and under a
self-insurance program, third parties are not usually involved. The
District has considerable flexibil ity in deal ing with a property
loss ranging from non-replacement through replacement-in-kind to the
obtainment of a completely different functional item or facil ity.
Except for land, all property items are considered to have a finite
useful 1 ife and thei r eventual repl acement shoul d be part of the
District's long-range planning.
-6-
Most minor property losses have been covered by existing District
and departmental funds and this would be expected to continue. The
Self-Insurance Fund would be used for replacements when the loss
ci rcumstances are equival ent to those of a commerci al insurance
pol1cy. Naninal repairs to the collection system or the placement
of temporary bypass sewer lines woul d not be covered. Al so, any
costs attributable to providing an improvement or betterment to the
original or for future loss prevention would not be covered. . Sane
examples of fund use are:
Covered by the Fund:
o Losses to buildings and contents resulting from a sudden
occurrence such as fire, flood, earthquake, explosion,
etc.
o Damage from vehicular collisions
o Thefts of items from District facilities
o Damage to collection system facilities attributable to
fi re, flood, earthquake, expl osi on, or other sudden
occurrences. This would include District labor directly
involved with restoring damaged facilities.
Not Covered by the Fund:
o Property deterioration or aging
o Underground piping leaks
o Damage fran routine liquid or gas leaks which are not the
result of a specific sudden occurrence
o Electrical equipment burnouts (if a motor started a fire
which burned other facilities, then there would be
coverage)
o
Loss
due
to
erosion
or
corrosion
o Mysterious disappearance of equipment or other missing
items disclosed by inventory activities.
o Any portion of a replacement which constitutes a
betterment condition (restoring a sewer line destroyed by
a landslide would be covered; rebuilding an entire
hillside or creek bank to prevent future occurrences would
not be covered)
o Temporary repairs or replacements
-7-
The issue of what coverage the Di strict may provide for Di strict
property under construction will be reviewed. At this time it would
not be a coverage included under the Self-Insurance Fund.
Administration and ReportinQ
As menti oned above, property losses are sudden occurrences and, if
affecting essential operations, require immediate action. This
action can be of a comprehensive nature invol ving much more than
just the eventual issuance of a check such as is done with liability
claims. For this reason minor losses of equipment and facilities of
a non-critical nature will be investigated and reviewed by the Risk
Management Committee as part of the loss preventi on program. The
Committee will make recommendati ons on a case-by-case basi s as to
the appropriateness of loss replacement from the property loss fund.
When a major loss occurs which requi res immedi ate comprehensive
acti on and expenditures, the Ri sk Management Committee will meet
with the appropriate department representatives to plan and initiate
the District action. In this way complete coordination and
documentation of the District's response can be done from the
beginning of an incident and any changes communicated to those
i nvol ved. Expenditures rel ati ng to and necessary for the recovery
operation will be approved for payment from the property loss fund.
This will not include regular operational expenses previously
included in the District budget.
Major Property Losses
A catastrophic loss is always possible and could exceed or deplete
the amount available in the property loss fund. In the event of
such an occurrence the Risk Management Committee would join with
other District staff in planning the loss recovery strategy. The
mechanisms used include obtainment of federal and/or state disaster
funds or loans, reprogramming the District's capital project plan,
issuance of bonds, or use of other District reserves.
-8-
PART II - ACCOUNTING FOR A DISTRICT ADMINISlERED SELF-INSURANCE PROGRAM
Introduction
A formalized accounting system for the District's self-insurance program
is required to enable reporting of claim expenditures and available
reserves for future claims on a scheduled basis each month. The
accounting system will be based on the establishment of a separate
sel f-insurance fund which will be operated as a fiscal and accounting
entity with a self-balancing set of accounts. The Self-Insurance Fund's
financial position and results of financial operations will be reported
using the accounts established within a Chart of Accounts.
Chart of Accounts
The accounts which will be establ ished in the Sel f-Insurance Fund are
presented in the following Chart of Accounts.
Central Contra Costa Sanitary District
Self-Insurance Fund
Chart of Accounts
Asset, Liabilities and Reserves
Assets:
Cash
Temporary Investments
Accrued Interest Receivable
Subrogation Recovery Receivable
Due From Other Funds
L iabl1 ities:
Accounts Payable
Claims Payable
Unearned Interest
Due To Other Funds
Rese rves:
Committed Reserves for Losses
Uncommitted Reserves for Future Losses
Revenues and Expenditures
Revenues:
Property Insurance Premium Revenue
Liability Insurance Premium Revenue
Ad Valorem Tax Revenue
Subrogation Recoveries
Interest Income
Expenditures:
Legal Services
Claims Adjusting Services
-9-
.. -'~"'-----"---'--"-----'---------'-'._~~-~,_",_.",~,~.,-^. -""'~-"-"-''''''._'"'--'-~^^-'''-''_. " .._._-_.,--,~..,-,........,._-,._-_._-_. ...-..-.---.-..----..-...----
Insurance Consulting Services
Property Losses
L i abil ity Losses
Self-Insurance Fund Revenues
The following are revenue sources for the Self-Insurance Fund to
accumul ate appropri ate level s of reserves to meet actual and future
District liability and property losses:
Liability Losses
A discretionarily established amount will be paid annually by the
Running Expense Fund to the Sel f-Insurance Fund and recorded as
liability insurance expense in the former fund, and as liability
insurance revenue in the latter fund. The amount to be paid will be
based on an estimate of an annual premium, so that the 1 iabil ity
insurance expense recorded in the Running Expense Fund can be
maintained within a reasonably stable range over a seven to ten-year
peri od.
Property Losses
A portion of the ad valorem taxes recorded in the Sewer Construction
Fund may be designated annually as a revenue source to provide
reserves for property losses. Such taxes would be recorded in the
Self-Insurance Fund as ad valorem tax revenue, and as a reduction of
ad valorem tax revenue in the Sewer Construction Fund. Supplemental
fundi ng for property losses may al so be provi ded by the Runni ng
Expense Fund. The amounts contributed to the Self-Insurance Fund
will be discretionarily established annually to produce a
predetermined reserve level in a seven to ten-year period.
In addition to the revenue sources described above, investment income and
subrogation recoveries are appropriate revenue sources of the
Self-Insurance Fund.
Self-Insurance Fund Expenditures
The Self-Insurance Fund expenditures will include:
o liability losses of the type defined in Part I of this document
o property losses of the type defined in Part I of this document
o legal services for claim settlement and subrogation against
others
o claims adjusting and reporting services
o insurance consulting services
-10-
The above expenditures will be budgeted within the Self-Insurance Fund.
All other operating expenses, including management and clerical salaries,
will continue to be budgeted in the Running Expense Fund.
Self-Insurance Fund Cash and Temporary Investments
The Self-Insurance Fund will have monies received from its revenue
sources deposited into a separate cash account, and expenditures
withdrawn from such cash account. Any cash balances which are in excess
of immedi ate requi rements will be temporarily invested in short-term
securities of the type authorized in the District's Investment Policy.
Investment income produced by such temporary investments will be retained
as a revenue source of the Self-Insurance Fund.
Representative Accounting Entries
Sample entries and resultant financial statements which illustrate the
recording of the Self-Insurance Fund revenues, loss and claims settlement
expenditures and adjustments to reserves are shown on Attachment I.
Consolidation of Self-Insurance Fund
The Sel f-Insurance Fund will be the fourth fund establ ished within the
Di strict. The other funds are the Runni ng Expense Fund, Sewer Service
Fund and the Debt Service Fund. In the consolidation of these funds to
produce the District's combined statement of financial position and
results of financial operations, interfund revenue and expense
transactions are el iminated. Thus, on a combined basis, the insurance
cl aims costs and cl aims settlement expenditures and restricted reserves
of the Self-Insured Fund will be reported.
Conclusion
A self-insured insurance program does not compel establishment of a
separate fund with a self-balancing set of accounts. A system of paying
cu rrent and futu re losses from exi st i ng funds as they occu r, and the
restriction of a portion of general reserves to provide for future losses
is an acceptable accounting alternative. However, the formalized system
described in the foregoing sections is recommended to ensure a fiscal
structure for the sel f-insurance program which will facil itate
administration of the program and provide for systematic accumulation of
reserve levels to meet unknown future losses.
-11-
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_.~--_._,~""-_.._... __ ~_______._4_.._____,____.,____..
SELF-INSURANCE FUND
SAMPLE BALANCE SHEET
June 30, 1987
Assets:
Cash
Temporary Investments
Total Assets
Liabilities and Reserves:
Claims Payable
Reserves:
Committed Reserves for Losses
Uncommitted Reserves for Future Losses
Total Liabilities and Reserves
$ 206,124
1,500,000
$1,706,124
$
5,000
Attachment I
Page 2 of 2
100,000
1,601,124
1,701,124
$1,706,124
SELF-INSURANCE FUND
SAMPLE STATEMENT OF OPERATIONS
FISCAL YEAR ENDED JUNE 30, 1987
Revenues:
Liability Insurance Premium Revenue
Ad Valorem Tax Revenue
Interest Income
Total Revenues
Expenditures:
Property Losses
Liability Losses
Lega 1 Serv ices
Claims Adjusting Services
Total Expenses
Net Addition to Reserves
$ 567,124--
1,000,000
200,000
$1,767,124
30,000 --
30,000
5,000
1,000
66,000
$1,701,124
(1) On consolidation,
netted against
Sel f-Insurance
Expense in Running
Expense Fund
(2) On consolidation,
netted against
reimbursement from
Self-Insurance Fund
Account in Sewer
Construction Fund
David Warren, CPCU
RISK MANAGEMENT CONSULTANT
~~~~UW~/Q)
APR 241986
CCCSD
RISK MGMT
April 23, 1986
Jack E.Carnpbell
Central Contra Costa Sanitary District
5019 Imhoff Place
Martinez, California 94553
Dear Jack:
I have read the 4/22/86 SELF-INSURANCE PROGRAM prepared by you and
others. It seems to me a fine job of putting into practice the recommendations
made in my recent report. I have no further recommendations.
Sincerely,
~
David Warren
58 DIABLO VIEW DRIVE · ORINDA, CALIFORNIA 94563 · (415) 254-9472
.
Centr,- Contra Costa Sanitar", District
BOARD OF DIRECTORS
PAGE 1
OF 3
POSITION
PAPER
BOARD MEETING OF
Ma 1, 1986
NO.
VI I.
ENGINEERING
1
SUBJECT
ADOPT A RESOLUTION ELECTING TO RECEIVE
AN ALLOCATION OF TAX REVENUES FROM THE
DANVILLE REDEVELOPMENT PROJECT AREA
DATE
April 25, 1986
TYPE OF ACTION
ADOPT RESOLUTION
SUBMITTED BY
Jay S. McCoy, Construction Div. Manager
INITIATING DEPT./DIV.
Engineering Dept./Construction Div.
ISSUE: The Board of Directors must pass a resolution to receive future ad valorem
tax revenues from the area included within the boundaries of the project area of
the City of Danville's Downtown Redevelopment Plan.
BACKGROUND: Central Contra Costa Sanitary District (CCCSD) is authorized,
pursuant to Health and Safety Code Section 33676, to elect to receive an
all ocati on of property tax revenues from redevelopment pl an proj ect areas. The
City of Danv1l1e has proposed a redevelopment project pursuant to the community
redevelopment law. It is in the best interests of CCCSD to elect to receive its
allocated share of tax revenues from the Danville redevelopment project by passing
a resolution to that effect. By so doing, the District will receive its share of
increased property tax revenues due to the annual 2 percent increase in assessed
valuations provided by the Revenue and Taxation Code. The District will also
conti nue to receive property tax revenues based on the assessed val ue of all
taxable properties for fiscal year 1985-86 (base year). Increases in tax revenues
due to other increases in assessed valuations will accrue to the redevelopment
age ncy .
RECOMMENDATION: Adopt a resol uti on el ecti ng to receive an all ocati on of tax
revenues from the Danville Redevelopment Project Area.
Iff]
ECOMMENDED FOR BOARD ACTION
1302/1.9/85
JSM
RAB
RESOLUTION NO. 86-
A RESOLUTION ELECTING TO RECEIVE AN ALLOCATION OF TAX REVENUES
PURSUANT TO COMMUNITY REDEVELOPMENT LAW
WHEREAS Central Contra Costa Sanitary Di strict (CCCSD) is
authorized, pursuant to Health & Safety Code Section 33676, to elect to
receive an allocation of tax revenues attributable to (1) increases in
the rate of tax imposed on taxable property in a redevelopment project
area, and (2) increases in the assessed val ue of taxabl e property in a
redevelopment project area; and
WHEREAS the Community Development Agency for the City of Danville
has proposed a prel iminary redevelopment pl an pursuant to the Community
Redevelopment Law (Health & Safety Code Section 33000 et seq.),
identified as the "Danville Downtown Redevelopment Plan No.1"; and
WHEREAS sai d redevelopment pl an may be fi nanced from property tax
revenues derived from taxable property located in the redevelopment
project area, a provision which entitles CCCSD to elect to receive a
proportionate share of these property tax revenues pursuant to Health &
Safety Code Section 33676; and
WHEREAS it would be of benefit to and in the best interest of CCCSD
to elect to receive its allocated share tax revenues attributable to
increases in the tax rate and in the assessed value of taxable property
in the redevelopment project area;
NOW, THEREFORE, BE IT RESOLVED that the Board of Di rectors of
Central Contra Costa Sanitary District does hereby elect to receive an
allocation of tax revenues pursuant to Health & Safety Code Section
33676, in addition to tax revenues allocated to CCCSD pursuant to
subdivision (a) of Section 33670 of the Health & Safety Code.
BE IT FURTHER RESOLVED that this Resolution, as adopted, be
transmitted to the City of Danville, the Community Development Agency for
the City of Danville, and the County Auditor-Controller for Contra Costa
County, as prescribed in subdivision (b) of Section 33676 of the Health &
Safety Code.
PASSED AND ADOPTED this 1st day of May, 1986 by the following vote:
AYES: Members:
NOES: Members:
ABSENT: Members:
President of the District Board of the
Central Contra Costa Sanitary District,
County of Contra Costa, State of California
COUNTERSIGNED:
Secretary of the Central Contra Costa
Sanitary District, County of Contra
Costa, State of California
Approved as to Form:
James L. Hazard
District Counsel
.
Centr~ Contra Costa Sanita~.. District
BOARD OF DIRECTORS
POSITION PAPER
PAGE 1 OF 3
NO.
VII. ENGINEERING 2
SUBJECT
AUTHORIZE lHE GENERAl MANPGER-CHIEF ENGINEER TO EXEQJTE A
CONTRACT WITH LOWRY & ASSOCIATES AND AUlHORIZE $55,000
FROM THE SEWER CONSTRUCTION FUND FOR THE DESIGN OF
SCREENINGS HANrLING IMPROVEfJENTS PROJECT, DP 20010
DATE
A ril 28, 1986
TYPE OF ACTION
AUlHORIZE CONTRACT
AUlHORIZE FUNDS
SUBMITTED BY
Steve McDonald, Senior Engineer
INITIATING DEPT./DIV.
Engineering Department
Engineering Division
ISSUE: Board approval is requested for the General Manager-Chief Engineer to
execute a contract with Lowry & Associates and to authorize $55,000 for the design
of the Screenings Handling Improvements Project.
BACKGROUND: There are a total of four mechanically-cleaned barscreens in the
Inlet Building which function to remove rags and debris from the influent flow.
Three barscreens are equipped with grinders which grind the screenings and return
them to the wastewater flow. Two of the mechani cally-cl eaned barscreens were
installed new in September 1985 under the first phase of a two-phase approach to
the overall improvements in the Inlet Building to expedite the installation of the
new barscreens before the arrival of wet weather. The second phase is the
provision of new screenings handling equipment for all four barscreens.
The desi gn intent of the screeni ngs handl i ng improvements proj ect is to elimi nate
the return of ground screenings to the wastewater flow. The practice of returning
ground screenings to the flow has resulted in plugging and excessive wear of plant
equipment. The elimination of this practice will reduce future operation and
maintenance costs. Several alternatives will be evaluated during design,
incl udi ng the use of conveyors or hydraulic presses to transport the screeni ngs
out of the Inlet Building into a dump box.
A cost reimbursement contract with a cost ceili ng of $42,000 has been negoti ated
with the engineering firm of Lowry & Associates of Pleasanton to provide design
services. Lowry & Associates was selected because of their experience and staff
availability.
The est imated cost to compl ete desi gn of the Screeni ngs Improvements Proj ect 1 s
$55,000 as presented in Attachment 1 to this position paper. This includes a
previous General Manager-Chief Engineer authorization to initiate the work and
District force account costs for project management, technical support, and
preparation of contract documents. The planning level project cost estimate is
approximately $390,000, including all design, construction, and construction
management costs.
This project is included in the Capital Improvement Plan.
REVIEWED AND RECOMMENDED FOR BOARD ACTION
130211.9/85
HSM
1J4J
DRW
({((?
RAB
INITIATING DEPT/DIV.
H;~
SUBJECT
AUl1-IORIZE l1-IE GENERAL MANPGER-CH IEF ENGINEER TO EXEOJTE A
CX>NTRACT WITH LCl'IRY & ASSOCIATES AND AUl1-IORIZE $55,000
FROM THE SEWER CX>NSTRUCTION FUND FOR THE DESIGN OF
SCREENINGS HANDlING IMPROVEt-ENTS PROJECT, DP 20010
POSITION
PAPER
2
OF
3
PAGE
DATE
April 28, 1986
RECOMMENDATION: Authorize the General Manager-Chief Engineer to execute a
contract for professional eng1 neer1 ng serv ices with Lo<< ry & Associates, and
authorize $55,000 from the Sewer Construction Fund for des1 gn of the Screen1 ngs
Handl1 ng Improvements Proj ect <DP 20010) .
---------
13028-9/85
Page 3 of 3
Attachment 1
SCREENINGS HANlLING IMPROVEtENTS
<DP 20010)
April 28, 1986
Prel iminarv Cost Estimate for Desi Qn
Oi stri ct Forces
$ 8,000
Low ry & Associ ates
42,000
Initial General Manager-Chief Engineer
Authorization
5,000
Total Authorization Requested
$ 55,000
.
Centr" Contra Costa Sanital.. District
BOARD OF DIRECTORS
PAGE 1 OF 1
POSITION PAPER
BOARD MEETING OF
May 1. 1 986
NO.
III. BUDGET AND FINANCE 1
SUBJECT
DATE
April 24. 1986
RECEIVE 1986-1987 EQUIPMENT BUDGET FOR REVIEW
TYPE OF ACTION
RECEIVE EQUIPMENT
BUDGET
SUBMITTED BY
INITIATING DEPT./DIV.
Nels E. Carlson. Chairman
Capital Projects Committee
ISSUE: The District's 1986-1987 Equipment Budget is submitted for review.
BACKGROUND: The 1986-1987 Equipment Budget is transmitted herewith. The Equip-
ment Budget is summarized by department for 1986-1987 and each of the four prior
fiscal years. A list of all equipment items requested by department. categorized
by functional classification. and a descriptive sheet which describes and justifies
each item are provided.
On April 23. 1986. the Capital Projects Committee met to review the proposed
Equipment Budget requests and to inspect certain pieces of equipment scheduled
for replacement. The Equipment Budget is submitted for initial review by the
full Board at this time and is scheduled for approval at the next Board Meeting
on May 15. 1986. The Capital Projects Committee endorses the Equipment Budget
and would recommend approval by the Board of Directors on May 15. 1986.
RECOMMENDATION: Receive the 1986-1987 Equipment Budget for review and provide
District staff with comments and guidance.
REVIEWED AND RECOMMENDED FOR BOARD ACT/ON
T'&1-
'1).&. Ctt~.
N. E. Carl
.
Centr ...-'1 Contra Costa Sanitar District
BOARD OF DIRECTORS
PAGE 1 OF 11
POSITION PAPER BOARD MEETING OF May I, 1986
NO.
IX. PERSONNEL 1
DAT~
Apr 11 28, 1986
SUBJECT
CONSIDER BA..OYEE INITIATED REQ.ASSIFICATION REQUEST
MD APPROVE REaMENDATION AS SUBMITTED BY RAlPH
MDERSEN & ASSOCIATES
TYPE OF ACTION
PERS~Na
SUBMITTED BY
Paul Morsen. Deputy General Manager
INITIATING DEPTJDIV.
A~1n1strat1ve/Personnel
ISSUE: In a March 19, 1986, memorandum to the Deputy General Manager, Betty Gale,
Secretary I, requested an upward reclassification under the provision of Article
III, Section 7.1 of the District's current Memorandum of Understanding. The
petition was considered to have merit; however, the position was seen as one that
did not fit neatly into the District's classification Plan. Accordingly, Ralph
Andersen & Associates (who prepared the District's current classification plan)
was retai ned to make a recommendati on regardi ng the all ocation of Ms. Gal e' s
position within the District's secretarial series.
The resul ts of the Andersen work is attached for information. The Personnel
Committee was advised of this matter at the time of their review. The Committee
members were furthermore advised of the Andersen report prior to the calendaring
of th i s item.
A summary of their recommendation follows:
o The position was found to be unique when compared to those positions
within the secretarial job series and should be classified above
Secretary III (Range 52), and below Administrative Secretary (Range 60).
Andersen has recommended that the position be titled Executive Secretary
and compensated at range 56.
o The posi ti on shoul d be taken out of the secretari al pool and woul d more
appropriately report directly to the General Manager-Chief Engineer.
o Due to the type of documents that pass across Ms. Gal es desk, the
position should be designated a Confidential position and, therefore, be
allocated to the Management Support/Confidential Group.
Staff has reviewed the Andersen classification work and concurs in their
recanmendati on. Taki ng the acti on outlined below woul d impl ement the Andersen
recommendation and respond to Ms. Gale's request for reclassification.
REVIEWED AND RECOMMENDED FOR BOARD ACTION
SUBJECT
POSITION PAPER
OONSIDER EJA..OYEE INITIATED REa.ASSIFICATION REQUEST
1140 APPROVE REOOMMENDATION AS SUBMITTED BY R1l.PH
ANDERSEN & ASSOCIATES
PAGE
DATE
2 OF 11
April 28, 1986
REaMENDATION:
1. Recl assify Ms. Betty Gal e to the positi on of Executive Secretary (sal ary
range S-56) and adopt the position description of Executive Secretary.
2. Allocate the position of Executive Secretary to the Management
Support/Confidential Group and adopt appropriate resolution.
13028-9/85
(~
Ralph Andersen
& Associates
1446 Ethan Way
Suite 101
Sacramento, CA 95825
(916) 929-5575
3880 West Northwest Highway
Suite 230
Dallas, TX 75220
(214) 956-7097
L"-u I.;; (~
, "J
;1 '.. I;:;;; i; i)
U ~:..::...-
APR 28 1986
April 25, 1986
CCC~'J
',.......r.,.!~(~~-~ l'!<""'1~!
TO:
Mr. Paul Morsen
Deputy General Manager
Suzanne Bragdon
Ralph Andersen & Associates
Findings and Recommendations Relative to the Classifica-
tion and Compensation Analysis of One Position
FROM:
SUBJECT:
This memo presents our findings and recommendations relative to a
classification and compensation analysis of one position, currently
held by Betty Gale, within the Central Contra Costa Sanitary
District. For your review, our findings and recommendations are
presented in four sections, as follow:
. Study Overvi ew
. Classification Findings and Recommendations
. Compensation Recommendations
. Administrative Recommendations.
Attachment A to this memo presents a newly drafted class specifica-
tion for the position.
STUDY OVERVIEW
Ralph Andersen & Associates was retained by the Central Contra Costa
Sanitary District to conduct a classification and compensation
analysis of one position. Recommendations were likewise requested
regarding appropriate reporting relationships and determination of
whether or not the position should be designated as confidential.
The objectives of this study and analysis are to:
. Allocate the position to an appropriate classification based
upon the duties and responsibilities assigned
. Create a new class, as appropriate, and draft resulting class
specification or update the existing class specification
(~
Mr. Paul Morsen
Central Contra Costa Sanitary District
Page Two
. Recommend an appropriate salary level for the position
. Recommend appropriate reporting relationships and confidential
status of position.
These end-products are the resul t of the compl eti on of a number of
different work tasks including the following:
. Review and finalization of the study work program with the
Deputy General Manager
. Completion of a position description questionnaire by the
incumbent
. Review and analysis of completed position description question-
naire and existing classification plan
. Conduct of interviews with supervisory staff and the employee
. Analysis of audit findings in order to allocate position to an
appropriate class, draft a class specification, recOJrmend an
appropriate salary level, identify realistic reporting rela-
tionships, and designate position as either confidential or
not confidential.
Our findings from this analysis are presented throughout the
remainder of this memo.
CLASSIFICATION FINDINGS AND RECOMMENDATIONS
Betty Gale is currently allocated to the class of Secretary 1/11, and
reports to the Supervising Secretary in charge of the secretarial
pool. Betty Gale has been in this position for approximately 1 year
and 3 months.
When Betty Gale first assumed the position of Secretary 1/11, it was
intended that she would perform general support tasks comparable to
those assumed by other posi ti ons withi n the secretari al pool, and
that these assi gnments woul d be recei ved from and revi ewed by the
Supervising Secretary. As the position evolved, Betty Gale's posi-
ti on began to serve as the personal secretary to the Deputy Chi ef
Engineer. Work assignments are now received directly from both the
Deputy Chief Engineer and the General Manager. Due to the work
.'
(~
Mr. Paul Morsen
Central Contra Costa Sanitary District
Page Three
generated from the Deputy Chi ef Engi neer and the General Manager,
Betty Gale rarely provides any support to the secretarial pool. The
role of the Supervising Secretary is currently to maintain time
records and monitor absences and leaves.
Due to the change in focus of the position over the last year, con-
cern has been raised regarding the appropriate classification and
compensation level of this position.
An analysis of the position description questionnaire and informa-
tion gathered during the audit interview of this position indicates
that the incumbent is serving as the personal secretary to both the
General Manager and the Deputy Chief Engineer, with a greater amount
of time spent in support to the Deputy Chief Engineer. Specific
responsibilities include the following:
. Maintains calendars and appointment schedules
. Screens calls, visitors and mail
. Independently prepares correspondence for the signature of
management staff
. Serves as Secretary to a variety of internal and external
groups and cOl1ll1ittees inCluding taking and transcribing
minutes, preparing agendas, and coordinating meetings
. Makes travel arrangements and prepares expense sheets
. Compiles information and data from internal records and outside
sources
. Provides administrative staff support including assistance in
budget development through the compilation of past expenditure
figures.
Based upon the nature of the secretari al and admi ni strative support
provided by this position to the General Manager and the Deputy Chief
Engineer, it is reconrnended that this position be allocated to a
newly created cl ass of Executi ve Secretary. A copy of a cl ass
specification for this class is presented in Attachment A.
(~
Mr. Paul Morsen
Central Contra Costa Sanitary District
Page Four
SALARY RECOMMENDATIONS
Based upon an analysis of the duties and responsibilities assigned
to this position, as summarized in the previous section of this memo
and outlined in the attached class specification, it is recommended
that the cl ass of Executive Secretary be compensated at Range S56,
with a top step salary of $2535. This places the class of Executive
Secretary approximately 10% below the class of Administrative
Secretary and 10.5% above the class of Secretary III. Supporting
documentation of this recommendation is presented below through a
brief synopsis of the main distinctions between the three classes.
. ADMINISTRATIVE SECRETARY--The class of Administrative Secretary
recognizes those positions that provide secretarial and admin-
istrative support to a department head. In addition to the
secretarial duties assigned, incumbents assume significant
office management responsibi lities i ncl udi ng supervi sing both
permanent and temporary staff, participating and assi sti ng in
the administration of departmental activities such as handling
general personnel matters, payrOll, purchasing and budget dut-
ies for the entire department, and managing the clerical sup-
port function of the department.
. EXECUTIVE SECRETARY--This class recognizes those positions that
provide secretarial and administrative support to upper manage-
ment staff. Support activities include maintaining calendars,
screening calls, visitors and mail, taking and transcribing
minutes at meetings, and preparing agenda packets. Responsibi-
lities require significant contact with a variety of outside
organizations and with high level management staff externally
and internally. Incumbents at this level do not supervise
other staff on an on-goi ng basi s, nor are si gnificant office
management responsibilities assumed.
. SECRETARY III--The class of Secretary III recognizes those
positions that provide support to a division or single position
office. Duties include typing, filing, receptionist activi-
ties, as well as maintaining administrative records and files
of the division or office to which assigned. Such records
include payroll, personnel files, and purchasing documents.
Emphasis of the position is on the processing of documents and
records as opposed to providing strong secretarial and admin-
istrative support to high level management staff.
(~
Mr. Paul Morsen
Central Contra Costa Sanitary District
Page Five
ADMINISTRATIVE RECOMMENDATIONS
In addition to the classification and compensation recommendations
presented in the previ ous secti ons of thi s memo, it was requested
that recommendations be made regarding appropriate reporting rela-
tionships of this position, as well as whether or not this position
should be designated as confidential. Each of these areas of con-
cern are addressed below.
. REPORTING RELATIONSHIPS--As previously indicated, the position
held by Betty Gale currently reports to the Supervising Secre-
tary. The nature of the supervision exercised is limited to
the maintenance of time records and monitoring of absences.
Work is not assigned or reviewed by the Supervising Secretary.
Performance evaluations are prepared with the direct input from
both the General Manager and the Deputy Chief Engineer.
In that work assignments are delegated to Betty Gale from both
the General Manager and the Deputy Chi ef Engi neer, and that
these positions assume responsibility for reviewing the work
completed by the position, it is recommended that the position
held by Betty Gale report directly to the General Manager.
Performance evaluations should be completed jointly by the
General Manager and the Deputy Chief Engineer.
. CONFIDENTIALITY--The position held by Betty Gale currently has
access to information on disCiplinary actions and performance
evaluations of District employees. This information is
received indirectly through the position's responsibility for
processing and filing confidential documents in order to
ensure that each document is appropriately authorized. In
that this position is currently not designated as confiden-
tial, both the General Manager and Deputy Chief Engineer have
their confidential papers typed by Personnel.
Recognizing the inconvenience and inefficiency incurred in
coordinating certain work assignments through personnel, and
that thi s posi ti on currently has i ndi rect access to confi den-
tial materials, it is recommended that the position held by
Betty Gale be designated as confidential. This recommendation
will eliminate the need to coordinate the processing of cer-
tain documents through personnel.
(~
ATTACHMENT A--CLASS SPECIFICATION
" CENTRAL CONTRA COSTA
SANITARY DISTRICT
Code:
Effective:
Representati on Unit:
EXECUTIVE SECRETARY
DEFINITION
Perform a variety of compl ex and confi denti al secretarial and administrati ve
duties for the General Manager or a department manager including maintaining
calendars, scheduling appointments, screening calls, visitors and mail, com-
~osing correspondence and taking dictation; serve as secretary to a variety of
1nternal and external groups and committees including taking and transcribing
minutes and preparing agenda packets; compile information and data from exter-
nal contacts and internal records.
DISTINGUISHING CHARACTERISTICS
This class is distinguished from the Administrative Secretary class in that
the focus of the class is on providing responsible secretarial and administra-
tive support to high level management staff as opposed to managing and super-
vising a complex office setting.
SUPERVISION RECEIVED AND EXERCISED
Receives direction from the General Manager.
May exercise functional supervision over clerical positions within the cleri-
cal support system as appropriate.
EXAMPLES OF DUTIES - Duties may include, but are not limited to, the following:
Perform a variety of complex and confidential secretarial and administrative
duties for the General Manager and a department manager.
Serve as a liaison between the General Manager and assigned Department Mana-
ger, and other District management staff, boards, committees and the general
public; screen calls, visitors and mail.
Make travel arrangements, maintain appointment schedules and calendars, and
arrange meetings and conferences.
Compose correspondence for signature of management staff.
Take and transcribe shorthand.
Serve as Secretary to both internal and external groups and conmittees; take
and transcribe minutes; prepare agenda and agenda packets as appropriate.
Act as a receptionist; screen calls and visitors and refer inqu1r1es as appro-
priate; respond to complaints and requests for information based upon District
policies and procedures.
CENTRAL CONTRA COSTA
SANITARY DISTRICT
Executive Secretary (Continued)
EXAMPLES OF DUTIES
Type and/or transcribe a variety of confi denti al and non-confi denti al written
materi al from handwri tten copy and/or di ctaphone; operate word process ing
equi pment.
Set-up and maintain complex filing and record keeping systems.
Maintain a variety of records and files.
Research, compile and analyze data for special projects and various reports.
Compile historical data for budget preparation; prepare budget estimates and
projections for assigned area of responsibility.
Perform related duties as assigned.
QUALIFICATIONS
Knowledge of:
English usage, spelling, grammar and punctuation.
Modern office methods, procedures and equipment including word process-
ing equi pment.
Ab i 1 i ty to:
Understand the organization and operation of the District and of out-
side agencies as necessary to assume assigned responsibilities.
Communicate effectively, orally and in writing.
Work cooperatively with other departments, outside agencies, and the
public; interpret and apply departmental policies, procedures, and
rul es .
Type and/or transcribe from handwritten copy and/or di ctaphone at a
speed necessary for adequate job performance.
Take shorthand at a speed necessary for adequate job performance.
Compile and maintain complex and extensive records and files.
Experience and Education
Any combination equivalent to experience and education that could
likely provide the required knowledge and abilities would be qualify-
ing. A typical way to obtain the knowledge and abilities would be:
. CENTRAL CONTRA COSTA
SANITARY DISTRICT
Executive Secretary (Continued)
Experience:
Four years of di rectly rel ated and increasingly responsibl e
secretari al experience, including some experience serving as
the personal secretary to high level management personnel.
Education:
Equivalent to the completion of two years of business college.
.
Centr 10. Contra Costa Sanita~. District
BOARD OF DIRECTORS
PAGE 1 OF 4
POSITION
PAPER
BOARD MEETING OF
NO.
Ma 1, 1986
I x. PERS(J4NB. 2
SUBJECT
AUlHOOIZE A RAISE IN OOtFENSATION RANGE FOR PlANT
OPERATIONS DEPARTMENT MANAGER AND FOR lHE COlLECTION
SYSTEM OPERATIONS DEPARTMENT MANf6ER.. EFFECTIVE
JLL Y 1.. 1986
DATE
April 25, 1986
TYPE OF ACTION
PERS(J4NB.
SUBMITTED BY INITIATING DEPT./DIV.
Roger J. Dol an.. General Mgr.-Chfef Engr. Adlllfnfstratfve
ISSUE: The General Manager-Chief Engineer recommends upward compensation adjust-
ments of five percent for Charles Batts, Plant Operations Department Manager and for
John larson, Collection Systems Operations Department Manager.
BACKGROOND :
atar1 es Batts.. P1 ant OPEtriltf ons Depa.....ent Manager
Mr. Batts was promoted to the Plant Operations Department Manager position in 1983,
and hi s sal ary was set at Management range 24 ($5025-$6109); a sal ary increase of
five percent at this time woul d el evate his sal ary range to that of the prev ious
Plant Operations Department Manager. The Plant Operations Department is the largest
District work unit in both numbers of employees and size of budget. During the last
three years, this department has been able to maintain approximately the same yearly
budget while reducing the total staffing needs. These accompl ishments were
maintained during a period where the sludge incineration process was started as well
as other plant projects. The treatment plant compliance record has been outstanding
with no major violations despite major storms, the shutdown of the outfall for
repai rs, and the tie-in of the 5B Project. Furthermore, the Pl ant Operations
Department manager has assisted overall District efforts in such projects as the
Reclamation Study, FMIS Procurement, and the modification, testing, and startup of
the multiple hearth furnaces, to name but a few. Plant Operations staff, under Mr.
Batts' gui dance, have undertaken small proj ects over the 1 ast several years to
improve pl ant and pllnp stati on performance; exampl es of such proj ects are the grit
facfl ity, security work, process control improvements, and repair of 5A
deficiencies. The treatment plant moreover, has had an excellent safety record and
developed a strong trai ni ng program. These attri butes have been recognized as
treatment plant personnel have been recognized as Operator of the Year (1983), and
laboratory Person of the Year (1986). These achievments that have occurred at the
treatment plant under Mr. Batts' direction compel the recommendation that Mr. Batts
be provided a five percent increase and elevated to Management range M-22
($5277-$6414) .
;.
REVIEWED AND RECOMMENDED FOR BOARD ACTION
INITIATING DEPT./DIV.
.:tc
ROGER J. DOLAN
1302,0..9/85
_____.__.._.___. ..M",',.__. ,..._"._._...,_.____~._..___. _...._~_,--.____~_'.
SUBJECT
IIJ1HORIZE A RAISE IN ro~NSATION RNlGE FOR PlANT
OPERATIONS DEPARllENT MAN1tiER AND FOR THE OOlL ECTION
SYSTEM OPERATIONS DEPARll'ENT MANH;ER, EFFECTIVE
JlL Y 1. 1986
POSITION PAPER
2
OF 4
PAGE
DATE
April 25, 1986
John A. larson, Coll action Syst_ Operations Department Mana~r
Mr. Larson was appointed to the position of Collection System Operations Department
Manager in March, 1985 with no change in sal ary over what he was provided in his
past position of Engineering Division Manager; Management range 26 ($4784-$5816).
In the following 14 months, he has effectively appl ied his experience in both
professi onal engi neering and publ ic adm ini stration to improve the overall
performance of this critical department. The C.S.O. productivity (unit of work per
labor hour) has increased overall by 30% over the same 14-month period. Individual
work units have demonstrated productivity increases of 20%-100%. During Fiscal Year
1986-1987, this productivity increase has been used to offset the need for five
additional staff positions to meet increasing work load at a cost savings of over
$220,000 per year. other accompl ishments incl ude improved department adminis-
tration, investigation of new technology, and appl ication of the District's
experience to new construction projects. Sick leave usage has been significantly
reduced and employee morale has been improved as the result of a foreman program to
manage the cases of sick, injured, and disabled employees. The appl ication of new
technology and methods is currently being evaluated. Many hold great promise with
possible repair cost savings in the neighborhood of 10%-20% combined with the
significant reduction in disruption of private property. Finally, Mr. Larson,
working with the Engineering Department, has developed a guidel ine for design
engineers that will reduce the maintenance costs to furnish future Collection System
facil ities. For the above reasons, it is strongly recommended that Mr. Larson
receive a five percent upwards adjustment in compensation to range M-24
($5025-$6109).
The actions recommended in this position paper will recognize the positive
achi evements made by these managers in thei r tenure on thei r jobs. Both Mr. Batts
and Mr. Larson are important members of the District's senior management team, and
have demonstrated their abil ity to work with other District managers in implementing
necessary projects for the District's betterment and benefit. The changes in the
recommendations below woul d be effective with the 1986-1987 Personnel Budget on
July 1, 1986. The Personnel Committee reviewed and concurred with this
recommendation.
REaMENDATIONS:
1. Adopt a sal ary range of M-22 ($5277-$6414), which represents approximatel y
a five percent (5%) adjustment for Charles Batts, Plant Operations
Department Manager, and adopt appropriate resolution. Action to be
effective J ul y 1, 1986.
2. Adopt a salary range of M-24, ($5025-$6109), which represents approximately
a five percent (5%) adjustment for John Larson, Collection System
Operations Manager, and adopt appropriate resolution. Action to be
effective J ul y 1, 1986.
--------.
1302B-9/85
RESOLUTION NO. 86-
RESOLUTION ADJUSTING THE COMPENSATION LEVEL FOR THE POSITION
OF PLANT OPERATIONS DEPARTMENT MANAGER
BE IT RESOLVED by the District Board of the Central Contra Costa
Sanitary District as follows:
THAT, effective July 1, 1986, the position of Plant Operations
Department Manager shall be compenstated at Range M-22 ($5,277-$6,414).
PASSED AND ADOPTED this 1st day of May, 1986, by the District Board
of the Central Contra Costa Sanitary District by the following vote:
AYES: Members:
NOES. Members:
ABSENT: Members:
President of the Board of Directors,
Central Contra Costa Sanitary District,
County of Contra Costa, State of California
COUNTERSIGNED:
Secretary of the Central Contra
Costa Sanitary District, County
of Contra Costa, State of California
Approved as to Form:
James L. Hazard
District Counsel
RESOLUTION NO. 86-
RESOLUTION ADJUSTING THE COMPENSATION LEVEL FOR THE POSITION
OF COLLECTION SYSTEMS OPERATIONS DEPARTMENT MANAGER
BE IT RESOLVED by the District Board of the Central Contra Costa
Sanitary District as follows:
THAT, effective July 1,1986, the position of Collection Systems
Operations Department Manager be compensated at Range M-24 ($5,025-$6,109).
PASSED AND ADOPTED this 1st day of May, 1986, by the District Board
of the Central Contra Costa Sanitary District by the following vote:
AYES: Members:
NOES: Members:
ABSENT: Members:
President of the Board of Directors,
Central Contra Costa Sanitary District,
County of Contra Costa, State of California
COUNTERSIGNED:
Secretary of the Central Contra
Costa Sanitary District, County
of Contra Costa, State of California
Approved as to Form:
James L. Hazard
District Counsel
.
Centr- Contra Costa Sanitar District
BOARD OF DIRECTORS
PAGE 1 OF 3
POSITION
PAPER
BOARD MEETING OF
NO.
May 1, 1986
IX. PERSCliNB... 3
SUBJECT
DATE
Aprll 23, 1986
APPROVE PERS<JtNB... BUDGET RmUESlS FOR
FISCAl... YEAR 1986-87
TYPE OF ACTION
PERSCJiNB.
SUBMITTED BY
INITIATING DEPT.lDIV.
Cathryn Freftas. Personnel Offfcer
A~fnfstratfvelPersonnel
ISSUE: Staff has anal yzed its personnel needs for Fi scal Year 1986-87 and is
submitting its requests for final Board approval of the Personnel Budget.
BACKGROUND: Each department has reviewed its staffing requirements for Fiscal Year
1986-87. The Personnel Budget includes memoranda from each department (Attachments
II, III, IV, V, and VI) with detailed explanations on the affect of these
recommended staffing changes.
The attached summary sheet (Attachment 1) highl ights each department's staffing
recommendations and summarizes thei r effect on the number of total authorized
positions in the District. As shown in the summary, the total number of authorized
positions in the District will increase by ten over last year; the number of
requested new positions (15) is partially offset by positions recommended to be
del eted (5).
In addition to the increased number of positions, the sal ary and wages in the
1986-87 0 & M Departmental Budgets will increase from the previous year due to the
foll owing:
o A five percent cost-of-l iving adjustment, effective May 1, 1986, per the
current Memoranda of Understanding with the employee associations;
o Merit increases scheduled in 1986-1987;
o Filling authorized positions which were vacant in 1985-1986; and
o Positions authorized in 1985-1986 which were not budgeted for the full year
because of anticipated recruitment efforts and time required to fill positions
The Personnel Budget, if approved, requires the following Board authorizations and
modifications to the District staffing charts.
Admfnistratfve Department
1) Delete one Building Maintenance Technician position, G-59, $2135-$2582
REVIEWED AND RECOMMENDED FOR BOARD ACTION
I (!7ll/EPT.lDIV
13~2"9 85
CRF
PM
SUBJECT
POSITION PAPER
APPROVE PERS<*NB.. BUDGET REQUESTS
FOR FISCAl YEAR 1986-87
PAGE
DATE
2
OF
3
April 22, 1986
2) Add one Seni or Buil di ng Mai ntenance Techni ci an positi on, G-65, $2460-$2981,
reclassify Donald "Bob" Robertson to Senior Building Maintenance Technician
and adopt class description
3) Add one Materials Coordinator 1/11 position, G-49, $1686-$2036
4) Delete one Personnel Analyst 1/11, S-65, $2472-$2994
5) Add one Publ ic Information Coordinator position, 5-68, $2786-$3215,
reel assify Harri ette Stahl to Publ ic Information Coordi nator and adopt cl ass
description
6) Add one secretarial position, (salary per reclassification.) The specific
title and salary of this position will be brought to the Board at the
completion of the reclassification analysis.
Coll actfon Syst_ Operatfons Oepartllent
7) Delete one Collection System Technician position, G-59, $2135-$2582
8) Delete one Maintenance Crew Member 1/11 position G-53, $1852-$2238
9) Add one Assistant Engineer position, G-72, $2910-$3524
10) Add one Construction Equipment Operator, G-62, $2294-$2775
P1 ant Operatf ons
11) Add one Chemist 1/11, G-62, $2294-$2775
EnQfneerfnQ Department
12) Delete present class description for Wastewater Control Technician G-64,
$2405-$2910, and adopt class description for Wastewater Control Technician,
G-60, $2186-$2645
13) Add one Source Control Speci al ist, G-69, $2710-$3276, recl assify Wastewater
Control Technici an Kurt Darner to Source Control Speci al ist and adopt cl ass
descri pt i on
14) Add three Associate Engineers, S-77, $3291-$3987
15) Add one Assistant Engineer, G-72, $2910-$3524
16) Add one Engineering Applications Technician, G-52, $1809-$2186, and adopt class
descri pti on
17> Add one Graphics Technician If II, I = G-52, $1809-$2186, and II = G-60,
$2186-$2645, and adopt cl ass descri pti on
~op PrOQr_
18) Authorize the hiring of students from the University of California Engineering
Cooperative Work Study Program (Co-op) to fill four positions
The Board Personnel Committee has met on this matter.
RECOMMENDATION: Approve Personnel Budget for Fiscal Year 1986-1987 herein
identified by items one through eighteen.
--------"
13028-9/85
'ic:J)
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.
Centr ~ _ Contra Costa Sanita~" District
BOARD OF DIRECTORS
PAGE 1
or 1
POSITION
PAPER
BOARD MEETING OF
Ma 1, 1986
NO.
IX.
PERSONNEL
4
SUBJECT
AUTHORIZE EARLY FILLING OF ONE ASSOCIATE ENGINEER
PREVIOUSLY AUTHORIZED BY THE BOARD OF DIRECTORS
DATE
April 25, 1986
TYPE OF ACTION
PERSONNEL
SUBMITTED BY
INITIATING DEPT./DIV.
James M. Kelly, Planning Division Mgr.
Engineering/Planning
ISSUE: The Planning Division requests authority for early filling of one newly
authorized Associate Engineer position prior to July 1, 1986.
B~CKGBOUNP: The Board of Directors considered the Personnel Budget in a preceding
Positi on Paper. If the Personnel Budget was approved as proposed, the Board
authorized one new Associate Engineer in the Planning Division for fiscal year
1986/87. The Planning Division has a current eligibility list for Associate
Engineer, which would enable the District to fill the position immediately. The
Associ ate Engi neer woul d start the short-term treatment pl ant hydraul ics
improvement project, which is urgently needed to correct deficiencies in the
wastewater treatment pl ant wet weather hydraul ic capacity that became apparent
during the severe rainstorms in February of this year. This action would have
only a sl ight fiscal impact on the fiscal year 1985-86 budget and would not cause
the Engineering Department to exceed budget. In addition, hiring now from the
existing list will insure that the District will not have to recruit for this
position. Recruitment cost for an Associate Engineer averages $7,000 per
recruitment.
The early filling of this position was endorsed by the Personnel Committee and was
discussed with the Board of Directors at its regular meeting of April 17, 1985.
RECOMMENDATION: Authorize early filling of one newly authorized Associate
Engineer position in the Planning Division, 5-77, $3,291-$3,987, effective May 2,
1986 .
REVIEWED AND RECOMMENDE
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130211.9/85 J MI<
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CF
OARD ACTION
INITIATING DEPT./DIV.
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