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HomeMy WebLinkAboutAGENDA BACKUP 04-17-97 .~ (;entral Contra Costa Sanitary District BOARD OF DIRECTORS Page 1 of 2 :::::IIIII111II::IIIII:::::::::::i:: BOARD MEETIAGp~1 17 1997 mt:::1t~11j~:::::::::)i::::::;::::i:::::~1~:::::111~:::::~~::::;::::::t:::f~ii::i1~~1~:::::1rt::fj~!;:::::::rm~;:::::::::::::::)1~~::::J1~1~~111~11' , DATE TYPE OF ACTION April 11, 1997 COMPLETE ANNEXATION OF DA 135 NO. 3. CONSENT CALENDAR d. SUBJECT ORDER COMPlETION OF DISTRICT ANNEXATION 135, WENDT RANCH BOUNDARY REORGANIZATION, DANVILLE AREA SUBMITTED BY Dennis Hall, Associate Engineer INITIATING DEPT IDIV Engineering Department/Infrastructure Division ~: A resolution by the District's Board of Directors must be adopted to finalize District Annexation 135. BACKGROUND: On February 3, 1997, Shapell Industries of Northern California filed with the Local Agency Formation Commission (LAFCO) a request for a Boundary Reorganization and Sphere of Influence (S.O.l.) update for a 164.84 acre property Shapell owns in Tassajara Valley, known as Wendt Ranch. On March 12, 1997, LAFCO held a hearing to consider Shapell's request. During the public hearing, LAFCO reviewed and considered the Environmental Impact Report (EIR) that was prepared by Contra Costa County. LAFCO approved Shapell's request for annexation and amended this District's S.O.I. to include the subject territory and adjacent territory located to the west of Wendt Ranch. LAFCO designated the District to be the conducting authority and authorized the District to conduct the annexation proceedings without notice and hearing because the territory is uninhabited and has 100 percent land owner consent. The EIR determined that providing sewer service to the subdivision would not have a significant, unavoidable, adverse impact on the environment. A copy of the Sanitary Sewer section of the EIR has been made available for District Board review. Staff has reviewed this EIR and believes that the impacts of annexation to the District and the proposed mitigation measures were adequately addressed. RECOMMENDATION: Adopt a resolution certifying a review of information, adopting California Environmental Quality Act findings, and ordering completion of District Annexation 135. ~ AND RECOkWENDED FOR BOARD AC710N DH JSM RAB INITIATING DEPARTMENTIDIVISlON wM PH fl4 ffD:) H:\PP\DA 135.DH 9/16/96 T ASSAJARA VALLEY ~ N , ~JItttt = Existing District Sphere of ~:::::::::::::::::::::::: Influence (501) and Boundary 7///; = New Addition to District 501 Wendt Ranch Boundary -... = Reorganization (CCCSD & EBMUD) 1" = 1080' I WENDT RANCH BOUNDARY REORGANIZATION ~ l,entral Contra Costa Sanitary District BOARD OF DIRECTORS :::::~.~ijiji..i::::::~;~.'~fi.i.]ii~::::::::::::::: BOARD MEEllANGpOrFI'1 17, 1997 ~tg~BBI~~~I~~~i.'lr~~gmfiI~Bf:ltt~tj~ Page 1 of 2 NO. 3. CONSENT CALENDAR e. DATE April 11, 1997 TYPE OF ACTION SET PUBLIC HEARING SUBJECT ESTABLISH MAY 1,1997, AT 3 P.M. AS THE DATE AND TIME FOR A PUBLIC HEARING TO CONSIDER ADOPTION OF A RESOLUTION OF NECESSITY FOR THE SOUTH ORINDA SEWER IMPROVEMENTS PROJECT, DISTRICT PROJECT NO. 4928 SUBMITTED BY Tad J. Pilecki, Senior Engineer INITIATING DEPTIDIV Engineering Department/Infrastructure Division ISSUE: A public hearing must be conducted and a Resolution of Necessity must be adopted to initiate eminent domain proceedings for acquisition of public easements. BACKGROUND: The 1986 Collection System Master Plan identified numerous sewers with inadequate wet weather hydraulic capacity in the Orinda area. Wet weather overflows occur frequently along the Moraga Way trunk sewer during the rainy season. Four wet weather overflows have occurred in the South Orinda area during the recent heavy rains. All of these will be addressed as part of the project. Overflows are of particular concern since the watershed drains into San Pablo Reservoir, a drinking water supply for East Bay Municipal Utility District. Some Orinda sewers also experience periodic dry weather overflows due to root and grease blockages and structural deficiencies (offset joints, damaged pipes, etc.) The majority of the collection system in the Orinda area is over 40 years old and requires extensive maintenance to keep it functioning properly. The South Orinda Sewer Improvements Project will address many of these problems and has been the subject of several recent Board updates. District staff is in the process of completing the design for Phase 1 of the South Orinda area, which includes 8,000 linear feet of microtunneling in Moraga Way. To reduce the traffic impacts on Moraga Way, the pits for the microtunneling operations have been located on private property. District staff has been negotiating for permanent and temporary easements across 34 properties. To date, District staff has not been able to obtain property rights from four owners. Acquisition of rights from these four owners was the subject of a public hearing held on February 20, 1997, after which the Board adopted a Resolution of Necessity to initiate eminent domain proceedings to acquire these rights. Technical objections to the Resolution of Necessity were made by an attorney representing a property owner. To eliminate any dispute and further discussion regarding these objections, staff is recommending the adoption of a new Resolution of Necessity, followed by a recision of the existing Resolution of Necessity. RE\fEII\B) AND RECOMMENDED FOR BOARD ACT10N JSM RAB pI/Yf ()fS G:\ VIRGINIA \STHR4928.T JP 9/16/96 .1.1.1111111.~IIII.II.IJ.IIIIIIIIIIIIII.lilililllililil11I1I1II DATE April 11, 1997 I Page 2 of 2 SUBJECT ESTABLISH MAY 1, 1997, AT 3 P.M. AS THE DATE AND TIME FOR A PUBLIC HEARING TO CONSIDER ADOPTION OF A RESOLUTION OF NECESSITY FOR THE SOUTH ORINDA SEWER IMPROVEMENTS PROJECT, DISTRICT PROJECT NO. 4928 Another area included in the South Orinda Project is Overhill Creek. The sewer serving the Overhill Creek area has experienced numerous dry weather overflows due to root and grease blockage. Since the sewer is located in a steep hillside area, access for maintenance and repair has been difficult. In addition, heavy stormwater runoff has severely undermined the sewer in one location. In the position paper for the Board meeting on February 20, the potential of initiating eminent domain proceedings for some of the easements needed in the Overhill Creek area was mentioned. Staff has been negotiating with owners of 14 properties for easement rights. To date, District staff has been unsuccessful in obtaining property rights from 8 of the 14 owners. Including the four properties from the Moraga Way portion of the project, there are currently a total of 12 properties which may be included in the eminent domain proceedings. The project is scheduled to be advertised on April 21, 1997, with the award of contract tentatively set for June 5, 1997. The goal is to have property rights secured through the eminent domain process before the contract is awarded. Therefore, the hearing on the Resolution of Necessity is proposed for May 1, 1997, which will allow sightly more than one month to secure the rights. Staff has been negotiating and will continue negotiations with all owners with the intent of reaching settlements. As required by law, staff has notified all affected property owners at least 15 days prior to the public hearing. Properties where rights are acquired by the date of the public hearing will be dropped from further action. RECOMMENDA1l0N: Establish May 1, 1997, at 3 p.m. as the date and time for a public hearing to consider adoption of a Resolution of Necessity for the South Orinda Sewer Improvement Project, District Project No. 4928. ,- Central Contra Costa Sanitary District CERTIFIED RETURN-RECEIPT MAIL NO. I!E~R~Cert Mail~ ROGERJ. DOLAN General Manager Chi.f Engi",.r April 15, 1997 File: 4928.5.1.5 KENTON 1.. AIM Cowuelfor the District (510) 938-1430 JOYCE E. MURPHY &cr.tary afth. District mOODiIN f .~~:Is! ..,.........,...1 yJ. .................................... .... Dear 11:lItUGreeting),F NOTICE OF PUBLIC HEARING ON THE RESOLUTION OF NECESSITY REGARDING CONDEMNATION OF PERMANENT AND TEMPORARY EASEMENTS; APN: J.iIE.~1~: Central Contra Costa Sanitary District (District) is in the process of completing the design for Phase 1 of the South Orinda Sewer Improvements Project. The project is required to reduce the potential for both dry and wet weather overflow of sewage into San Pablo Creek, which flows into San Pablo Reservoir, an East Bay Municipal Utility District drinking water supply. A portion of the South Orinda Sewer Improvements Project includes 8,000 linear feet of microtunneling in Moraga Way. To reduce traffic impacts on Moraga Way, the pits for microtunneling operations have been located on private property. The Phase 1 South Orinda Project is scheduled to be advertised for competitive bidding in April 1997, in order to take full advantage of the summer construction season. However, no contract will be awarded unless the District's Board elects to adopt the Resolution of Necessity, which is the subject of this Notice of Public Hearing. Either the District's right-of-way agents, Associated Right of Way Services, Inc., or the District's right-of-way person, Rick Hernandez, has presented you with an offer of just compensation. Additionally, we have previously provided you the Statement of and Summary of Basis for the amount established as Just Compensation. To date the District has been unable to secure the property rights across your property required for the project. As you may be aware, the District's Board previously adopted a Resolution of Necessity relevant to this project and your property on February 20, 1997. In response to objections raised in regard to the legal description of the interests in property being acquired, staff is recommending to the District Board that it adopt a new Resolution of Necessity with revised legal descriptions of the proposed easements across your property. The law requires that certain parties be notified by the District concerning the Resolution of Necessity hearing. Please be advised that a public hearing is scheduled at the District Board Room at the above address on May 1, 1997, at 3 p.m. The purpose of this hearing ID-G L \C:\INFRA \OP\49 28\PUBHEAR 2. NTC @I""""'I'I": F=IEl...O(Name) Page 2 April 15, 1997 is to consider information as further identified below. Staff intends to recommend to the District's Board at the meeting on May 1, 1997, that it adopt a Resolution of Necessity to acquire by condemnation the proposed easements across your property described in the new Resolution of Necessity. You are hereby notified that you have the right to appear at the hearing and be heard concerning the issues set forth in the California Code of Civil Procedure Section 1240.030, which are: · whether the public interest and necessity require the District's project; · whether the project is planned or located in the manner that will be most compatible with the greatest public good and the least private injury; and · whether the subject easements are necessary for the project. You may also be heard on the issue of whether an offer, as required by Government Code Section 7267.2, was made to you. However, the amount of compensation for the easement interests in your property is not a subject of this hearing and will not be considered by the District's Board in making its decision whether or not to adopt a Resolution of Necessity. In order to appear and be heard at the hearing, you must file with the Secretary of the District, Joyce Murphy, within fifteen (15) days after the date of mailing of this notice, a written request to appear and be heard. Failure to do so will result in waiver of your right to appear and be heard. The District's negotiators, Associated Right of Way Services, Inc. or Rick Hernandez, will continue to discuss relevant issues with you concurrent with the District taking steps to obtain rights to enter your property. It remains our desire to reach an agreement with you on compensation forthe property rights required for the District's project. Please feel free to contact the undersigned at (510) 229-7273 or Rick Hernandez at (510) 229-7132. Sincerely, !Jj~ 0d~J - Tad J. Pilecki Senior Engineer T JP/vh/pk cc: M. Cornelius R. Hernandez J. McCoy J. Murphy B. Tannenbaum (ARWS) IO-Gl \C:\INFRA \DP\49 28\PUBHEAR2.NTC --_.....__.-......-._---^-_..._..,_..._-_._._._._,.~~_.,"---._'"~--_.<-_.__.~.~,._.,'_.__...._._,--- .." --_.._...~_.,~.._-".'"',".,--_..__._-_.,-~---_._-....._".'-"-"--"---"~'-'---""'-''''--'---'"''---''._,---------.---.- '--'-~-'-'------'''''--- co en 0 .- CO CO ,.... ,.... en en en en .- ,.... ,.... ,.... ,.... CO CO CO CO CO ~ 0) en en en CO CO CO CO ..... CO CO CO CO ~ Q) LO LO LO LO U 0.. 0.. 0.. 0.. C Q) '0 '0 E C CO C Q) CO +:: (I) C C .13 Q) Q) C Ol " co co ~ (I) '0 u.. .- I C 0) C 0 Q) C Q) co ~ C ~ Ol ',p Q) (I) ~~ ~co Q) >- Q) u.. ~I ~ Q) en :c co co ~ co Q) (I) Q) (I) C) ~ ...J O~ O~ M <0 LO ~ 0) >- .~ U <( U cO '0 C 0;:: o > co ~ en en Q) ... -0 -0 <( co Ol co ~ o ~ CO o M Q) E CO z Q) Q) >- Z > ~Q)Z'.g Q) Q) al...>o . (I) ... ~ (l)2!DQ) ~""ala: ... 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Dote April 3, 1997 TYPE OF ACTION RATIFY APPROVAL OF EMERGENCY WITHDRAWAL SUBJECT RATIFY APPROVAL BY THE GENERAL MANAGER-CHIEF ENGINEER OF AN EMERGENCY WITHDRAWAL OF FUNDS FROM THE DEFERRED COMPENSATION PLAN SUBMITTED BY Debbie Ratcliff, Controller INITIATING DEPTIOIV Administrative/Finance & Accounting ISSUE: Ratification by the Board of Directors is requested for approval by the General Manager-Chief Engineer of an emergency withdrawal of funds from the Deferred Compensation Plan. BACKGROUND: Walter Norman, Plant Operator II, requested an emergency withdrawal from the Deferred Compensation Plan based on extreme financial hardship caused by a sudden and unexpected illness. Because of the number of steps involved in reviewing a request for emergency withdrawal of funds, the final decision was not completed by the Deferred Compensation Plan Advisory Committee until after the posting of the Board Agenda for the Board Meeting of April 3, 1997. The employee's need for funds was sufficiently urgent that waiting until the next Board Meeting to submit a request for approval would have caused additional, unnecessary hardship. Approval was granted by the General Manager-Chief Engineer and ratification of this approval is requested by the Board. The Deferred Compensation Plan Advisory Committee reviewed the request and determined that it met the requirements mandated by the Internal Revenue Service for emergency withdrawal in the amount of $3,000, after taxes. Further, the District had this request reviewed by an attorney specializing in benefits, and the attorney concurred with the Committee's recommendation. RECOMMENDATION: Ratify the approval of the General Manager-Chief Engineer for an emergency withdrawal of $3,000, after taxes, for Walter Norman from the Deferred Compensation Plan, as recommended by the Deferred Compensation Plan Advisory Committee. DR AItD RECOMMEItDED FOR BOARD A COON INITIATING DEPARTMENTIOIVlSlON S ;\ADMIN\POSPAPER\EMER-WD. WN 9/16/96 -._---,- Central Contra Costa Sanitary District BOARD OF DIRECTORS Page 1 of 13 NO. 4. HEARINGS a. April 11, 1997 SUBJECT CONDUCT A PUBLIC HEARING; ADOPT A RESOLUTION OVERRULING PROTESTS; ADOPT A RESOLUTION CONFIRMING COMPLIANCE WITH CAUFORNIA CONSTITUTION, ARTICLE XIIID, SECTION 4; ADOPT A RESOLUTION APPROVING ENGINEER'S REPORT AND ASSESSMENT AND ORDERING IMPROVEMENT; AUTHORIZE EXECUTION OF AGREEMENT WITH GARY WAY PARCEL OWNERS; AND AUTHORIZE THE GENERAL MANAGER-CHIEF ENGINEER TO ALLOCATE $128,000 FROM THE COLLECTION SYSTEM PROGRAM CONTINGENCY ACCOUNT IN CONJUNCTION WITH THE DEMONSTRATION PROJECT - GARY WAY CONTRACTUAL ASSESSMENT DISTRICT NO. 97-1, DISTRICT PROJECT NO. 5188 SUBMITTED BY Jay S. McCoy INITIATING DEPTtOlV Engineering Department/Infrastructure Division .ISSUE: A public hearing must be conducted to consider comment regarding the proposed assessment, the Resolution of Intention, the Engineer's Report, and any other comments from the public, including the affected parcel owners, relating to the proposed Gary Way Contractual Assessment District No. 97-1 (C.A.D. No. 97-1). BACKGROUND: A group of 12 parcel owners living on Gary Way in Alamo have requested that the District form an assessment district for the purpose of financing and constructing a public sewer system that will benefit their properties. The proposed sewer includes approximately 930 feet of 8-inch sewer main that will serve the proponents' 12 existing properties, all of which have existing homes presently relying on septic tanks. A map showing the proposed boundary and the proposed sewer location is attached as Exhibit A. On October 17, 1996, the Board of Directors adopted a resolution directing the preparation of a report for a demonstration project known as Gary Way C.A.D. No. 97-1. A report has been prepared, and assessments have been estimated. (The Engineer's Report is being provided to the Board under separate cover.) On March 20, 1997, the Board of Directors set a public hearing for April 17, 1997. Since assessments are proposed to be levied on properties, the procedural requirements of Proposition 218 do apply. Compliance with these requirements has been included in the documents and actions proposed for Board consideration. In order to continue the process for Gary Way C.A.D. No. 97-1, the following actions are necessary: 1 . Conduct a public hearing to: a. announce the tabulation of ballots submitted by owners of each affected parcel indicating approval or opposition to the proposed assessment. Rfl'EWED AND RECONWlE1\f)ED FOR BOARD AC ~~ RAB H:\JA Y\GARYCAD1 \CONDHRNG .PP 9/16/96 ----r-- April 11, 1 997 Page 2 of 13 SUBJECT CONDUCT A PUBLIC HEARING; ADOPT A RESOLUTION OVERRULING PROTESTS; ADOPT A RESOLUTION CONFIRMING COMPLIANCE WITH CALIFORNIA CONSTITUTION, ARTICLE XIIID, SECTION 4; ADOPT A RESOLUTION APPROVING ENGINEER'S REPORT AND ASSESSMENT AND ORDERING IMPROVEMENT; AUTHORIZE EXECUTION OF AGREEMENT WITH GARY WAY PARCEL OWNERS; AND AUTHORIZE THE GENERAL MANAGER-CHIEF ENGINEER TO ALLOCATE $128,000 FROM THE COLLECTION SYSTEM PROGRAM CONTINGENCY ACCOUNT IN CONJUNCTION WITH THE DEMONSTRATION PROJECT - GARY WAY CONTRACTUAL ASSESSMENT DISTRICT NO. 97-1, DISTRICT PROJECT NO. 5188 b. consider public testimony on the Resolution of Intention and the Engineer's Report. 2. If, at the close of the hearing, the Board finds that protests and ballot opposition are insufficient, the following resolutions may be considered and adopted: a. Resolution overruling protests of improvement (Exhibit B) b. Resolution confirming compliance with California Constitution, Article XIIID, Section 4 (Exhibit C). c. Resolution approving the Engineer's Report, assessments, and ordering improvement (Exhibit D) An agreement between the owners and the District is needed to establish the responsibilities of both parties. District Counsel has prepared such an agreement in which the owners agree to: · assessments being placed on their property tax bills; · pay the assessments; · accept total responsibility for the design and construction of the sanitary sewer extension; · require the contractor who is selected by the owners to maintain certain insurance coverage; · accept total responsibility for the costs associated with the sanitary sewer extension, including interest for District financing; · have the sanitary sewer extension constructed in accordance with District standards. The District will: · finance the costs of the sanitary sewer extension; · place assessments on owners' tax bills · be reimbursed in full by receiving payments, including interest, for the total amount financed from owners over a ten-year period · accept the work of the contractor, provided the work is done in accordance with District standards · make a contribution to the cost of the sanitary sewer extension for the shares of those owners who decide not to accept assessments. II:o:o:oil::io!:!II.I.II::I:i:II.lololollllllollolllllI DATE April 11, 1997 Page 3 of 13 SUBJECT CONDUCT A PUBLIC HEARING; ADOPT A RESOLUTION OVERRULING PROTESTS; ADOPT A RESOLUTION CONFIRMING COMPLIANCE WITH CAUFORNIA CONSTITUTION, ARTICLE XIIID, SECTION 4; ADOPT A RESOLUTION APPROVING ENGINEER'S REPORT AND ASSESSMENT AND ORDERING IMPROVEMENT; AUTHORIZE EXECUTION OF AGREEMENT WITH GARY WAY PARCEL OWNERS; AND AUTHORIZE THE GENERAL MANAGER-CHIEF ENGINEER TO ALLOCATE $128,000 FROM THE COLLECTION SYSTEM PROGRAM CONTINGENCY ACCOUNT IN CONJUNCTION WITH THE DEMONSTRATION PROJECT - GARY WAY CONTRACTUAL ASSESSMENT DISTRICT NO. 97-1, DISTRICT PROJECT NO. 5188 The agreement has been drafted so that all 12 parcel owners will sign one document. It is appropriate to authorize the General Manager-Chief Engineer to execute the agreement on behalf of the District. Under an initial allocation of $10,000 from the General Manager-Chief Engineer, project oversight, preliminary engineering, and plan review have been accomplished. An additional allocation is necessary to complete the project. An allocation of $128,000 from the Collection System Program Contingency Account is requested for this effort. A summary of project costs is shown in Exhibit E. The estimated total project cost is $138,000. Staff has concluded that this project is exempt from the California Environmental Quality Act (CECA) under District CECA Guidelines, Section 5.2(b)(3), since it can be "seen with certainty that there is no possibility that the activity in question may have a significant effect on the environment." This certainty is based on the District's past experience with numerous similar sewer construction projects, the developed nature of the project environment, and the limited service area of the project (no potential for growth inducement). Board of Directors' approval of this project will constitute an independent finding that this project is exempt from CECA. RECOMMENDATION: If a majority protest is not filed and if less than a majority of returned ballots from affected parcel owners oppose the assessment, staff recommends that the Board of Directors take the following actions: · Conduct public hearing. · Adopt a resolution overruling protests. · Adopt a resolution confirming compliance with California Constitution, Article XIIID, Section 4. · Adopt a resolution approving the Engineer's Report, assessments, and ordering improvement. · Authorize the General Manager-Chef Engineer to execute an agreement with the Gary Way parcel owners. · Authorize the General Manager-Chief Engineer to allocate $128,000 from the Collection System Program Contingency Account for the Gary Way C.A.D. No. 97-1, District Project No. 5188. ~ .... 0> S!! ~ Page 4 of 13 o I FEET Central Contra Costa Sanitary District PLAN OF IMPROVEMENTS GARY WAY CONTRACTUAL ASSESSMENT DISTRICT (C.A.D. No. 97-1) 4 Page 5 of 13 EXHIBIT B RESOLUTION NO. RESOLUTION OVERRUUNG PROTESTS DEMONSTRATION PROJECT - GARY WAY CONTRACTUAL ASSESSMENT DISTRICT NO. 97-' The Board of Directors of the Central Contra Costa Sanitary District resolves: On April 17, 1997, the Board of Directors opened a public hearing on the Resolution of Intention and the Engineer's Report on the proposed improvement in Gary Way Contractual Assessment District No. 97-1. At or before the time set for hearing, certain interested persons made protests or objections to the proposed improvement, the extent of the Contractual Assessment District, or the proposed assessment. The Board hereby overrules each of these protests, written or oral. The Board finds that the protest against the proposed improvement (including all written protests not withdrawn in writing before the conclusion of the protest hearing) is made by the owners of less than one half of the area of the land to be assessed for the improvement. H:\JA y\GARYCAD1 \CONDHRNG.PP Page 6 of 13 PASSED AND ADOPTED this 17th day of April, 1997, by the Board of Directors of the Central Contra Costa Sanitary District by the following votes: AYES: Members: NOES: Members: ABSENT: Members: COUNTERSIGNED: Joyce E. Murphy Secretary, Central Contra Costa Sanitary District, County of Contra Costa, State of California APPROVED AS TO FORM: Mario M. Menesini President of the Board of Directors, Central Contra Costa Sanitary District, County of Contra Costa, State of California H:\JA Y\GARYCAD 1 \CONDHRNG .PP Kenton L. Aim, District Counsel I ~ Page 7 of 13 EXHIBIT C RESOLUTION NO. RESOLUTION CONFIRMING COMPLIANCE WITH CALIFORNIA CONSTITUTION, ARTICLE XIIID, SECTION 4 DEMONSTRATION PROJECT - GARY WAY CONTRACTUAL ASSESSMENT DISTRICT NO. 97-' The Board of Directors of the Central Contra Costa Sanitary District resolves: 1. The Board set 2 p.m. on April 17, 1997, at the Meeting Room of the Board of Directors, 5019 Imhoff Place, Martinez, California, as the time and place for a public hearing pursuant to California Constitution, Article XIIID, Section 4. 2. Pursuant to Article XIIIO of the California Constitution, as amended by Proposition 218, commonly known as the "Right to Vote on Taxes Act," notice of the proposed assessment was provided to all owners of identified parcels within the District, which notice contained a ballot whereby each owner could indicate support or opposition to the proposed assessment. 3. At the time and place for which notice was given, the Board of Directors conducted public hearing, pursuant to California Constitution, Article XIIIO, Section 4, and gave every person present an opportunity to comment on and object to the amount of the proposed assessment. 4. The Board finds that less than a majority of parcel owners who returned ballots, weighted by financial obligation, opposed the proposed assessment. H:\JA Y\GARYCADl \CONDHRNG.PP Page 8 of 13 PASSED AND ADOPTED this 17th day of April, 1997, by the Board of Directors of the Central Contra Costa Sanitary District by the following votes: AYES: Members: NOES: Members: ABSENT: Members: COUNTERSIGNED: Joyce E. Murphy Secretary, Central Contra Costa Sanitary District, County of Contra Costa, State of California APPROVED AS TO FORM: Mario M. Menesini President of the Board of Directors, Central Contra Costa Sanitary District, County of Contra Costa, State of California Kenton L. Aim, District Counsel H:\JA Y\GARYCADl \CONDHRNG.PP Page 9 of 13 EXHIBIT 0 RESOLUTION NO. RESOLUTION APPROVING ENGINEER'S REPORT AND ASSESSMENT AND ORDERING IMPROVEMENT DEMONSTRATION PROJECT - GARY WAY CONTRACTUAL ASSESSMENT DISTRICT NO. 97-1 The Board of Directors of the Central Contra Costa Sanitary District resolves: This Board has taken a series of actions preliminary to ordering the improvement in the Demonstration Project - Gary Way Contractual Assessment District No. 97-1, Central Contra Costa Sanitary District, Contra Costa County, California, and now makes the following findings and orders: 1 . The Board adopted a map showing the boundaries of the land benefitted by the proposed improvement. A copy of the boundary map was filed in the office of the County Recorder of the County of Contra Costa in the Book of Maps of Assessment and Community Facilities Districts. 2. The Board adopted its Resolution of Intention to order the improvement described therein under the Municipal Improvement Act of 1911, and directed Jay S. McCoy, Infrastructure Division Manager, as the Engineer of Work for the Assessment District, to prepare the report required by Section 5989.22 of the Streets and Highways Code. H:\JA y\GARYCAD1 \CONDHRNG .PP Page 10 of 13 The improvement is generally described as follows: Construction and installation of approximately 930 linear feet of sanitary sewer line, together with appurtenant work and facilities located at Gary Way in Alamo, California. 3. The Board called a hearing of protests on the Gary Way Contractual Assessment District No. 97-1. Notice of the hearing was given by publication, by street posting, and by mailing to affected parcel owners, all according to the Municipal Improvement Act of 1911. Affidavits of publication, posting, and mailing were filed with the Secretary of the District. 4. At the time and place for which notice was given, the Board of Directors conducted a public hearing pursuant to Section 5898.26 of the Streets and Highways Code, which included a summary of the Engineer's Report and gave every person present an opportunity to comment on and object to the proposed Contractual Assessment Program improvement and the extent of the Assessment District. 5. The Board further finds that written protests against the proposed improvement have not been made by owners representing more than one half of the area of the land to be assessed for the improvement. 6. The documents and events described in paragraphs 1 to 4, inclusive, are stated here in tabular form, with their dates and, where appropriate, their numbers. All documents are now on file with the District. H:\JA Y\GARYCAD 1 \CONDHRNG .PP Page 11 of 13 Document or Event Date Number a. Resolution of Intention 10/17/96 96-148 b. Resolution Approving Boundary Map 03/20/97 97-060 (Revised) c. Certificate of Mailing 03/21/97 Dated Notice of Improvement d. Certificate of Posting 03/21/97 Dated Notice of Improvement e. Affidavit of Publication 03/25/97 Dated of Notice of Improvement f. Boundary Map Filed with 04/15/97 Filed County Recorder 7. The Board approves the Engineer's Report and each component part of it, including each exhibit incorporated by referenced in the report. 8. The Board finds that the Engineer of Work, in the Engineer's Report has fairly and properly apportioned the cost of the improvement to each parcel of land in the Assessment District in compliance with the agreement between the owners and in proportion to the special benefits derived by each parcel, in relationship to the entirety of the capital cost of the improvement. The Board hereby confirms and levies each individual assessment as stated in the Engineer's Report. 9. This Board orders the improvement described in paragraph 2 and as detailed in the Engineer's Report. 10. According to Section 10603 of the Streets and Highways Code, the Board designates the District Controller to collect and receive payment of the assessments. The parcel owners who elect to pay their assessments in cash before the first assessments are placed on tax bills and will not be required to pay their pro rata share of the allowance for the reserve fund. H:\JA Y\GARYCAD1 \CONDHRNG.PP --------,--- Page 12 of 13 11 . The Board independently finds that this project is exempt from the California Environmental Quality Act (CECA) under District CECA Guidelines, Section 5.2(b)(3), since it can be "seen with certainty that there is no possibility that the activity in question may have a significant effect on the environment." This certainty is based on the District's past experience with numerous similar sewer construction projects, the developed nature of the project environment, and the limited service area of the project (no potential for growth inducement). PASSED AND ADOPTED this 17th day of April, 1997, by the Board of Directors of the Central Contra Costa Sanitary District by the following votes: AYES: Members: NOES: Members: ABSENT: Members: Mario M. Menesini President of the Board of Directors, Central Contra Costa Sanitary District, County of Contra Costa, State of California COUNTERSIGNED: Joyce E. Murphy Secretary, Central Contra Costa Sanitary District, County of Contra Costa, State of California APPROVED AS TO FORM: Kenton L. Aim, District Counsel H:\JA Y\GARYCAD 1 \CONDHRNG .PP -;- Page 13 of 13 EXHIBIT E SUMMARY OF PROJECT COSTS Construction $104,050 Construction Contingency 16,498 Engineering 7,000 District Services 5,249 Reserve Fund 5.203 TOTAL $138,000 Less Previous Allocation 10.000 Requested Allocation $128,000 H:\JA Y\GARYCADl \CONDHRNG .PP ---,- OFFICIAL BALLOT CONCERNING PROPOSED GARY WAY CONTRACTUAL ASSESSMENT DISTRICT NO. 97-1 NAME OF PROPERTY OWNER(S): Craig E. Chase and Cara B. Chase 5 Gary Way Alamo, CA 94507 ASSESSOR'S PARCEL NO. 198-160-002 Mark One: ~I ( ) oppose the imposition of the proposed assessment as described in the ached Notice of Proposed Assessment. I (We) approve of the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. · By my signature below, I (we) hereby agree to waive the requirement that the public hearing concerning the proposed Gary Way Contractual Assessment District No. 97-1 be conducted not less than forty-five (45) days after mailing this Notice of A oposed Assessment and Ballot. ~\i>\qr , Date ~~ Signature of Property Owner(s) 1/~qr Dat-e · Return this ballot to: Central Contra Costa Sanitary District Joyce Murphy, Secretary of the District 5019 Imhoff Place Martinez, CA 94553 Ballots must be received by the District no later than April 16, 1997. · Ballots shall be weighted according to the proportional financial obligation of the affected property. Thus, in the Gary Way Contractual Assessment District No. 97-1, each parcel will represent one full vote, regardless of the number of individual owners of each parcel. If you have any questions concerning this Notice, please contact Jay McCoy at 510-229-7360. INFRA\H:\JAy\GARYCAD1\BALLOT.FRM & CAD1L1ST.DAT . ....-----. -.-------T. OFFICIAL BALLOT CONCERNING PROPOSED GARY WAY CONTRACTUAL ASSESSMENT DISTRICT NO. 97-1 NAME OF PROPERTY OWNER(S): Martin A. Parese, Jr. and Laurie Smith-Parese 20 Gary Way Alamo, CA 94507 ASSESSOR'S PARCEL NO. 198-160-011 Mark One: D I (We) oppose the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. ~ I (We) approve of the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. · By my signature below, I (we) hereby agree to waive the requirement that the public hearing concerning the proposed Gary Way Contractual Assessment District No. 97-1 be conduct not less than forty-five (45) days after mailing this Notice of rop se Asse ent and Ballot. i(- (0-91- Date o/~/O~y7 Date · Return this ballot to: Central Contra Costa Sanitary District Joyce Murphy, Secretary of the District 5019 Imhoff Place Martinez, CA 94553 Ballots must be received by the District no later than April 16, 1997. · Ballots shall be weighted according to the proportional financial obligation of the affected property. Thus, in the Gary Way Contractual Assessment District No. 97-', each parcel will represent one full vote, regardless of the number of individual owners of each parcel. If you have any questions concerning this Notice, please contact Jay McCoy at 510-229-7360. INFRA\H:\JAY\GARYCAD1\BALLOT.FRM & CAD1L1ST.DAT ---'T-- OFFICIAL BALLOT CONCERNING PROPOSED GARY WAY CONTRACTUAL ASSESSMENT DISTRICT NO. 97-1 NAME OF PROPERTY OWNER(S): Robert M. Cuenin and Marina L. Cuenin 1 8 Gary Way Alamo, CA 94507 ASSESSOR'S PARCEL NO. 198-160-012 Mark One: D I (We) oppose the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. ~ I (We) approve of the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. By my signature below, I (we) hereby agree to waive the requirement that the public hearing concerning the proposed Gary Way Contractual Assessment District No. 97-1 be conducted not less than forty-five (45) days after mailing this Notice of Proposed Assessment and Ballot. /~~~ Signature of Property wner(s) . ~(((}19r-- , Date ~ - lG - c\., 1- Date · Return this ballot to: Central Contra Costa Sanitary District Joyce Murphy, Secretary of the District 5019 Imhoff Place Martinez, CA 94553 Ballots must be received by the District no later than April 16, 1997. · Ballots shall be weighted according to the proportional financial obligation of the affected property. Thus, in the Gary Way Contractual Assessment District No. 97-1, each parcel will represent one full vote, regardless of the number of individual owners of each parcel. If you have any questions concerning this Notice, please contact Jay McCoy at 510-229-7360. INFRA\H:\JAY\GARYCAD1\BALLOT.FRM & CAD1L1ST.DAT ... . ....-.-.----.-.-. ..---..--..... . .....-..-----.-...-.-----r- OFFICIAL BALLOT CONCERNING PROPOSED GARY WAY CONTRACTUAL ASSESSMENT DISTRICT NO. 97-1 NAME OF PROPERTY OWNER(S): Roger D. Ehlers and Dianne Ehlers 9 Gary Way Alamo, CA 94507 ASSESSOR'S PARCEL NO. 198-160-004 Mark One: o I (We) oppose the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. ~ I (We) approve of the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. . By my signature below, I (we) hereby agree to waive the requirement that the public hearing concerning the proposed Gary Way Contractual Assessment District No. 97-1 be conducted not less than forty-five (45) days after mailing this Notice of Proposed Assessment and Ballot. <I/cr/q7 . , Date Y//O/77 Date' · Return this ballot to: Central Contra Costa Sanitary District Joyce Murphy, Secretary of the District 5019 Imhoff Place Martinez, CA 94553 Ballots must be received by the District no later than April 16, 1997. . Ballots shall be weighted according to the proportional financial obligation of the affected property. Thus, in the Gary Way Contractual Assessment District No. 97-1, each parcel will represent one full vote, regardless of the number of individual owners of each parcel. If you have any questions concerning this Notice, please contact Jay McCoy at 510-229-7360. INFRA\H:\JAY\GARYCAD1\BALLOT.FRM & CAD1L1ST.DAT ____ __ __________________________________ ------------------------------------------------------------ -----------,-,------------- ----,----------------- ----1- .. OFFICIAL BALLOT CONCERNING PROPOSED GARY WAY CONTRACTUAL ASSESSMENT DISTRICT NO. 97-1 NAME OF PROPERTY OWNER(S): Kim Langley 11 Gary Way Alamo, CA 94507 ASSESSOR'S PARCEL NO. 198-160-005 Mark One: D I (We) oppose the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. ~ I (We) approve of the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. · By my signature below, I (we) hereby agree to waive the requirement that the public hearing concerning the proposed Gary Way Contractual Assessment District No. 97-1 be conducted not less than forty-five (45) days after mailing this Notice of Proposed Assessment and Ballot. !~:' If ~V11"-- i-lL { (/~~ /' ~ j) Signature of Property Ow~~~(~) ~ . f 'I \~ (; Lt 1> Date 07 Signature of Property Owner(s) Date · Return this ballot to: Central Contra Costa Sanitary District Joyce Murphy, Secretary of the District 5019 Imhoff Place Martinez, CA 94553 Ballots must be received by the District no later than April 16, 1997. · Ballots shall be weighted according to the proportional financial obligation of the affected property. Thus, in the Gary Way Contractual Assessment District No. 97-1, each parcel will represent one full vote, regardless of the number of individual owners of each parcel. If you have any questions concerning this Notice, please contact Jay McCoy at 510-229-7360. INFRA \H :\JA Y\GARYCAD 1 \BALLOT .FRM & CAD 1 LIST .DA T ....... ...-..-.--- .....-........-..- ......-...-....--.-----r-.. OFFICIAL BAllOT CONCERNING PROPOSED GARY WAY CONTRACTUAL ASSESSMENT DISTRICT NO. 97-1 NAME OF PROPERTY OWNER(S): Charles Wright, Jr. and Gladys Wright 12 Gary Way Alamo, CA 94507 ASSESSOR'S PARCEL NO. 198-160-015 Mark One: o I (We) oppose the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. IRI I (We) approve of the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. · By my signature below, I (we) hereby agree to waive the requirement that the public hearing concerning the proposed Gary Way Contractual Assessment District No. 97-1 be conducted not less than forty-five (45) days after mailing this Notice of Proposed Assessment and Ballot. , <-" (-Ii 1 teft/'kl:/ / () ----I q {j Dite . Ii ~~~..t' Ie-If?! · Return this ballot to: Central Contra Costa Sanitary District Joyce Murphy, Secretary of the District 5019 Imhoff Place Martinez, CA 94553 Ballots must be received by the District no later than April 16, 1997. · Ballots shall be weighted according to the proportional financial obligation of the affected property. Thus, in the Gary Way Contractual Assessment District No. 97-1, each parcel will represent one full vote, regardless of the number of individual owners of each parcel. If you have any questions concerning this Notice, please contact Jay McCoy at 510-229-7360. INFRA\H:\JA Y\GARYCA01\BALLOT.FRM & CA01 LIST. OAT , ,,,,-"---~.--_...-.-_..~'_-._m"'--~1"'-" OFFICIAL BALLOT CONCERNING PROPOSED GARY WAY CONTRACTUAL ASSESSMENT DISTRICT NO. 97-1 NAME OF PROPERTY OWNER(S): Wayne K. Snyder and Nancy Snyder 14 Gary Way Alamo, CA 94507 ASSESSOR'S PARCEL NO. 198-160-014 Mark One: D I (We) oppose the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. ~ I (We) approve of the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. . By my signature below, I (we) hereby agree to waive the requirement that the public hearing concerning the proposed Gary Way Contractual Assessment District No. 97-1 be conducted not less than forty-five (45) days after mailing this Notice of Proposed sessment and Ballot. ,(/~/fll Date P? / PI) Date · Return this ballot to: Central Contra Costa Sanitary District Joyce Murphy, Secretary of the District 5019 Imhoff Place Martinez, CA 94553 Ballots must be received by the District no later than April 76, 7997. · Ballots shall be weighted according to the proportional financial obligation of the affected property. Thus, in the Gary Way Contractual Assessment District No. 97-1, each parcel will represent one full vote, regardless of the number of individual owners of each parcel. If you have any questions concerning this Notice, please contact Jay McCoy at 510-229-7360. INFRA\H:\JAY\GARYCAD1\BALLOT.FRM & CAD1L1ST.DAT OFFICIAL BAllOT CONCERNING PROPOSED GARY WAY CONTRACTUAL ASSESSMENT DISTRICT NO. 97-1 NAME OF PROPERTY OWNER(S): John M. Fontius and Jane E. Fontius 15 Gary Way Alamo, CA 94507 ASSESSOR'S PARCEL NO. 198-160-006 Mark One: D I (We) oppose the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. ~ I (We) approve of the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. . By my signature below, I (we) hereby agree to waive the requirement that the public hearing concerning the proposed Gary Way Contractual Assessment District No. 97-1 be conducted not less than forty-five (45) days after mailing this Notice of Proposed Assessment and Ballot. Jj-t'-r7 Date t! - f --'7 7 Date · Return this ballot to: Central Contra Costa Sanitary District Joyce Murphy, Secretary of the District 5019 Imhoff Place Martinez, CA 94553 Ballots must be received by the District no later than April 16, 1997. · Ballots shall be weighted according to the proportional financial obligation of the affected property. Thus, in the Gary Way Contractual Assessment District No. 97-1, each parcel will represent one full vote, regardless of the number of individual owners of each parcel. If you have any Questions concerning this Notice, please contact Jay McCoy at 510-229-7360. INFRA\H:\JA Y\GARYCAD1 \BALLOT.FRM & CAD1 LIST. OAT ~~ ~-~~- --~~~~ ~~~-~- ~-~~l- ~ OFFICIAL BALLOT CONCERNING PROPOSED GARY WAY CONTRACTUAL ASSESSMENT DISTRICT NO. 97-1 NAME OF PROPERTY OWNER(S): George Alan Hart and Lillian Hart 16 Gary Way Alamo, CA 94507 ASSESSOR'S PARCEL NO. 198-160-013 Mark One: o I (We) oppose the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. fKI I (We) approve of the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. · By my signature below, I (we) hereby agree to waive the requirement that the public hearing concerning the proposed Gary Way Contractual Assessment District No. 97-1 be conducted not less than forty-five (45) days after mailing this Notice of Proposed Assessment and Ballot. ~-/O-97 Date / --...... \,.-// ~ m//~ Sig ature of Proper~~ Owner(s) ~-lo-C;7 Date . Return this ballot to: \- Central Contra Costa Sanitary District Joyce Murphy, Secretary of the District 5019 Imhoff Place Martinez, CA 94553 Ballots must be received by the District no later than April 16, 1997. · Ballots shall be weighted according to the proportional financial obligation of the affected property. Thus, in the Gary Way Contractual Assessment District No. 97-1, each parcel will represent one full vote, regardless of the number of individual owners of each parcel. If you have any questions concerning this Notice, please contact Jay McCoy at 510-229-7360. INFRA \H:\JA Y\GARYCAD 1\BALLOT .FRM & CAD 1 LIST .DA T . _...____.......__.____.____...._______...._______.._m.__.-.--.-.--.-.--............-.....------.---.----...----..-.-.- .....-.........--.-.......----1..... OFFICIAL BALLOT CONCERNING PROPOSED GARY WAY CONTRACTUAL ASSESSMENT DISTRICT NO. 97-1 NAME OF PROPERTY OWNER(S): Edward P. Lindell and Jo A. Lindell 17 Gary Way Alamo, CA 94507 ASSESSOR'S PARCEL NO. 198-160-007 Mark One: D I (We) oppose the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. IS] I (We) approve of the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. By my signature below, I (we) hereby agree to waive the requirement that the public hearing concerning the proposed Gary Way Contractual Assessment District No. 97-1 be conducted not less than forty-five (45) days after mailing this Notice of Proposed Assessment and Ballot. ~ i! Af:l~ Signature of Property Owner(s) . Lj-/o.-q1 Date v' tLi?~ ~-L ;/-/D - e/7 Date · Return this ballot to: Central Contra Costa Sanitary District Joyce Murphy, Secretary of the District 5019 Imhoff Place Martinez, CA 94553 Ballots must be received by the District no later than April 16, 1997. . Ballots shall be weighted according to the proportional financial obligation of the affected property. Thus, in the Gary Way Contractual Assessment District No. 97-1, each parcel will represent one full vote, regardless of the number of individual owners of each parcel. If you have any questions concerning this Notice, please contact Jay McCoy at 510-229-7360. INFRA\H:\JAY\GARYCA01\BALLOT.FRM & CAOl L1ST.OAT . ___".----...~___.___._._._^_,,____._.....,._.,.._._.._..~.~ _____.__._...,',w. __,,_.._~_._.._..~..,~,._.__,__~__.__.~____.~_____ -----..--..-.,--.,..-".-~_......~-.,...,.-,".-.- . .........-.....-..-..... T..' OFFICIAL BALLOT CONCERNING PROPOSED GARY WAY CONTRACTUAL ASSESSMENT DISTRICT NO. 97-1 NAME OF PROPERTY OWNER{S): Ruth S. Feldman 22 Gary Way Alamo, CA 94507 ASSESSOR'S PARCEL NO. 198-160-010 Mark One: o I (We) oppose the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. fit I (We) approve of the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. By my signature below, I (we) hereby agree to waive the requirement that the public hearing concerning the proposed Gary Way Contractual Assessment District No. 97-1 be conducted not less than forty-five (45) days after mailing this Notice of Proposed Assessment and Ballot. : ....< "l /",,'- ~ 't,:'/<'.>J .' / .'/ '~.(CL~1;JLD~ Signature of Property Owner(s) . . /) 'J . j)J /917 Date' Signature of Property Owner(s) Date · Return this ballot to: Central Contra Costa Sanitary District Joyce Murphy, Secretary of the District 5019 Imhoff Place Martinez, CA 94553 Ballots must be received by the District no later than April 16, 1997. · Ballots shall be weighted according to the proportional financial obligation of the affected property. Thus, in the Gary Way Contractual Assessment District No. 97-1, each parcel will represent one full vote, regardless of the number of individual owners of each parcel. If you have any questions concerning this Notice, please contact Jay McCoy at 510-229-7360. INFRA\H:\JAY\GARYCA01\BAllOT.FRM & CA01UST,OAT OFFICIAL BALLOT CONCERNING PROPOSED GARY WAY CONTRACTUAL ASSESSMENT DISTRICT NO. 97-1 NAME OF PROPERTY OWNER(S): George A. Foster and Lucia L. Foster 7 Gary Way Alamo, CA 94507 ASSESSOR'S PARCEL NO. 198-160-003 Mark One: D I (We) oppose the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. ~ I (We) approve of the imposition of the proposed assessment as described in the attached Notice of Proposed Assessment. · By my signature below, I (we) hereby agree to waive.-othe requirement that the public hearing concerning the proposed Gary Way Contractual Assessment District No. 97-1 be conducted not less than forty-five (45) days after mailing this Notice of Proposed Assessm lot. $o-?7 Date Llt(...(. ~ L. ~ky- Signature of Property Owner(s) 4-- l" -<{l Date · Return this ballot to: Central Contra Costa Sanitary District Joyce Murphy, Secretary of the District 5019 Imhoff Place Martinez, CA 94553 Ballots must be received by the District no later than April 16, 1997. · Ballots shall be weighted according to the proportional financial obligation of the affected property. . Thus, in the Gary Way Contractual Assessment District No. 97-', each parcel will represent one full vote, regardless of the number of individual owners of each parcel. If you have any questions concerning this Notice, please contact Jay McCoy at 510-229-7360. INFRA\H:\JA Y\GARYCAD1 \BALLOT.FRM & CAD1 L1ST.DA T ~ Central Contra Costa Sanitary District ~l....'~~ BOARD OF DIRECTORS Page 1 of 13 1:1'11111111;1111111111.::111:."11 BOA;~~170: 1997 NO. 4. HEARINGS b. DATE April 11, 1997 TYPE OF ACTION CONDUCT PUBLIC HEARING AND ADOPT SUBJECT CONDUCT A PUBUC HEARING ON THE PROPOSED CHANGES TO THE CURRENT SCHEDULE OF RATES AND CHARGES AND ADOPT AN ORDINANCE APPROVING THE FEE SCHEDULE EFFECTIVE JULY 1, 1997 SUBMITTED BY Lesley Kendrick, Engineering Assistant INITIATING DEPTIDIV Engineering Department/Infrastructure Division ~: A public hearing is required to obtain public comments on proposed changes to the District Schedule of Rates and Charges to be effective July 1, 1997. BACKGROUND: Chapter 6.30 of the District Code describes fees assessed for services provided to contractors, developers and other users of the District's wastewater collection and treatment system. The fees provide approximately 1.5 percent of the District's total revenue and are intended to reimburse the District for labor and operating expenses incurred in providing the services. The fees are reviewed annually, and revisions are made 1) to reflect District annual wage adjustments or cost-of-living adjustments, 2) as a result of in-depth analysis, or 3) based on a combination of both wage or cost-of-living adjustments and in-depth analysis. Based on advice of District Counsel, these fees are not property-related fees; therefore, the procedural requirements of Proposition 218 do not apply. The results of this year's review are summarized in Attachment I, showing current rates, proposed rates, and percentage of change. The majority of the fee changes are due to the annual cost-of-living increase and are proposed to be increased between 0 and 3.1 percent. The cost-of-living increase reported at the end of February 1997 was 3.1 percent. Three fees require further consideration. The Rebate Administration Fee (Section A-5) was established a number of years ago, and staff recommends that it be incorporated into the Schedule of Rates and Charges. The second part of a phased increase to the Mainline Inspection Fee (Section 8-1) is proposed and will result in a 7.6 percent increase to this fee. Source Control staff requests replacing the current New Industry Permit Fee with the Industrial User Application Fee (Section F-2) and reducing the minimum fee from $500 to $175. An explanation of these changes is contained in Attachment II. The proposed revised schedule of rates and charges was distributed to members of the Home Builders Association of Northern California, the Engineering and Utilities Contractors Association, and the Associated Buildings and Contractors Golden Gate Chapter to provide an opportunity to communicate questions and comments to District staff prior to the public hearing. Attachment 1\1 presents a comparison of the District's proposed schedule of rates and charges to similar fees of neighboring sanitary districts. RECOMMENDATlON: Conduct a public hearing on the proposed schedule of rates and charges, approve the proposed schedule of rates and charges, and adopt an ordinance to implement the new schedule effective July 1, 1997. ~ AJID RECONWIENDED FOR BOARD ACT10N 1111/ f;1{5 cws JSM RAB H :\DES IG N\KENDRICK\REVENUE\RA TESCHG .PP 9/16/96 --~ Page 2 of 13 ATTACHMENT I CENTRAL CONTRA COSTA SANITARY DISTRICT RATES AND CHARGES CATEGORY CURRENT PROPOSED % RATE RATE CHANGE (A) DEVELOPMENT & PLAN REVIEW (A-1 ) Development Review and 3.5% of est. 3.5% of 2.4 2 Preliminary + 1 Final Plan Reviews cost est. cost Basis for Determining Estimated $41 /ft. $42/ft. Construction Costs Minimum Fee $600 min $600 min (A-2) 3rd & Additional Preliminary Reviews $50 each $51 each 2.0 (A-3) 2nd & Additional Final Reviews $73 each $75 each 2.7 (A-4) Permit/PIan Review $10 $10 0 (A-5) Rebate Administration Charge $83 $85 2.4 (B) CONSTRUCTION INSPECTION (8-1 ) Mainline Inspection See Table A-1 See Table A-1 7.6 (8-2) Lateral, House Connection, Side Sewer $80 each $82 each 2.5 Repair > 10ft, Alteration, Manhole Alteration, Sewage Pump, Grease Interceptor, Lateral Abandonment, and Sewer Tap Inspection (8-3) Side Sewer Repair Inspection < 10ft $12 each $12 each 0.0 (8-4) Overtime Inspection $65/hr $67/hr 3.1 Weekend/Holiday (4-hr min) $260 $268 3.1 (8-5) Overtime Inspection Credit See Table A-2 See Table A-2 0.0 (8-6) Manhole or Rodding Inlet Inspection $425 each $438 each 3.1 H :\SSC\KENDRICK\RA TESCHG .PP ATTACHMENT I Page 3 of 13 CENTRAL CONTRA COSTA SANITARY DISTRICT RATES AND CHARGES CATEGORY CURRENT PROPOSED % RATE RATE CHANGE (C) COLLECTION SYSTEM (C-1 ) Initial TV Inspection: Overtime $151/hr $155/hr 2.7 WeekendlHoliday (4-hr min) $604 $620 - (C-2) Overtime Credit $0.27/ft $0. 27/ft 0.0 (C-3) TV Rerun $200 + $200 + 2.8 $107/hr $110/hr WeekendlHoliday (2.5-hr min) $467.50 $475 - (C-4) TV Overtime Rerun $200 + $200 + 2.7 $1 51 /hr $155/hr WeekendlHoliday (4-hr min) $804 $820 (C-5) Multiple TV Inspection Actual Actual Expense Expense (C-6) Sewer Tap Actual Actual Expense Expense (C-7) Dye Test $92 each $94 each 2.2 (C-8) Collection System Repair Actual Actual Expense Expense (C-9) TV Inspection: Noncancellation $210 each $210 each 0.0 (C-10) Lateral Abandonment Actual Actual Expense Expense (D) RIGHT OF WAY (0-1 ) Segregation of LID Assessment $50/parcel $51/parcel 2.0 (0-2) Process Quitclaim Deeds $45/hr $46/hr 2.2 (3-hr min) $135 $138 (0-3) Process Real Property Agreement Actual Actual Expense Expense (E) MISCELLANEOUS (E-1 ) Engineering - Private Sewer Projects Actual Actual Expense Expense (E-2) Soil Evaluation - Private Sewer Projects Actual Actual Expense Expense (E-3) Survevina $158/hr $162/hr 2.5 H:\SSC\KENDRICK\RA TESCHG .PP --_._._,----,..,-,~.-------~,._,-----_.._._..."".,-_."_._,--_._,..._,._--,._.,...__.,---_._-----_.--_.-._--_.~-..-.-.-- .--.--. -----r- Page 4 of 13 ATTACHMENT I CENTRAL CONTRA COSTA SANITARY DISTRICT RATES AND CHARGES CATEGORY CURRENT PROPOSED % RATE RATE CHANGE (F) INDUSTRIAL PERMIT FEES (F-1 ) Class I & II Fees Base permit fee Base permit fee 3.1 of $2,415 plus of $2,489 plus laboratory laboratory costs of costs of District District analysis. analysis. Additional Additional charges to be charges to be billed billed separately if separately if staff time staff time incurred is incurred is above that above that included in the included in the base permit base permit fee. fee. (F-2) Industrial User Permit Application Fee Actual Base fee of <65.0> (formerly New Industry Permit Fee) Expense $175. (Minimum Additional charge $500) charges to be billed separately if staff time incurred is above that included in the base fee. (F-3) Special Discharge Permit Fee - No On-site Inspection $50 each $51 each 2.0 - On-site Inspection $279 each $287 each 2.9 (F-4) Class III Fee $267 each $275 each 3.0 H :\SSC\KENDRICK\RA TESCHG .PP ~,~------_."-------_._-"---,...__...__..__.__."~'--~."_._-_._~._----- .--- ----r- Page 5 of 13 ATTACHMENT I CENTRAL CONTRA COSTA SANITARY DISTRICT RATES AND CHARGES CATEGORY CURRENT PROPOSED % RATE RATE CHANGE (G) SEPTAGE DISPOSAL (G-1 ) Annual Permit Fee $1,253 each $1,291 each 3.0 (G-2) Residential Septicrroilet Waste * < 2000 gallons $14.15 + $14.50 + 2.5 $0.099/gal $0.099/gal > 2000 gallons $45.00 + $46.00 + 2.2 $0.099/gal $0.099/gal (G-3) Restaurant Grease Waste * * < 2000 gallons $14.15 + $14.50 + 2.5 $0.012/gal $0.012/gal > 2000 gallons $45.00 + $46.00 + 2.2 $0.012/gal $0.012/gal * Fees include 75 percent of administrative overhead. ** Other approved waste will be charged at the Residential Septic and Portable Toilet Waste rate unless actual strength characteristics are provided. H:\SSC\KENDRICK\RA TESCHG .PP Page 6 of 13 ATTACHMENT I CENTRAL CONTRA COSTA SANITARY DISTRICT RATES AND CHARGES TABLE A-' MAINLINE INSPECTION Length (Ft) Current Rate Proposed Rate 0- 100 $ 400 + $3.90/ft $ 430 + $4. 201ft 101 - 200 $ 470 + $3. 201ft $ 505 + $3.4O/ft 201 - 300 $ 580 + $2. 651ft $ 624 + $2.85/ft 301 - 400 $ 730 + $2.15/ft $ 785 + $2. 301ft 401 - 500 $ 850 + $1.85/ft $ 914 + $2.oo/ft 501 - 600 $ 975 + $1.60/ft $1 ,049 + $1.70/ft 601 - $1 ,065 + $1.45/ft $1,145 + $1.55/ft TABLE A-2 OVERTIME MAINLINE INSPECTION CREDIT Total Project Overtime Hours Overtime Creelt (Hrs)* <4 1 >4but<8 2 > 8 but < 16 4 > 16 but < 32 6 >32 8 * To compensate the contractor for the straight-time portion of inspection time included in the Mainline Inspection Fee. H:\SSC\KENDRICK\RA TESCHG .PP -----1---- Page 7 of 13 ATTACHMENT II RATES AND CHARGES REVIEW A-5 REBATE ADMINISTRATION CHARGE a) Description The Rebate Administration charge has been in effect since 1982 and is intended to reimburse the District for the costs of establishing and managing Rebate accounts and for collecting and distributing rebate funds. The amount of the charge has been changed in past years, however the Rebate Administration charge has not previously been listed in the schedule of Rates and Charges and it is appropriate that this fee be included. Currently this charge is collected with the other District connection fees from property owners wishing to connect to the sewer main for which the Rebate account has been established. b) Discussion Staff proposes increasing this charge to compensate for the cost of living increase. The proposed change from $83 to $85 per parcel represents a 2.4 % increase in this charge. (Staff will conduct an in-depth study during the 1997-98 fiscal year to confirm that the charge is compensating the District for all costs and will recommend any changes for the 1998-99 fiscal year). In addition, staff proposes collecting the Rebate Administration Charge from the owner of the Rebate account rather than from the property owner wishing to connect to the Rebate sewer. Staff believes it is the responsibility of the Rebate owner to pay District costs associated with the Rebate account. This represents an administrative change, and will have no impact on staff effort or District costs. The collection is proposed to be accomplished by deducting the charge from rebate funds collected. c) Recommendation Add the Rebate Administration Charge to the District schedule of Rates and Charges. Increase the Rebate Administration Charge from $83 to $85 per parcel. B-1 MAIN LINE INSPECTION a) Description The Main Una Inspection fee is intended to reimburse the District for the expense of conducting field inspections of developer's sewer installation projects. The fee also covers the initial television inspection of the installed system. b) Discussion Last year staff recommended increasing this fee to also cover the costs of incorporating developer project record drawings into District records, a proposed 11 percent increase. The Board decided to implement this increase over a two year period. The increase was approved in addition to the expected annual cost of living increase. The first part of this increase to cover H:\DESIGN\KENDRICK\REVENUE\RA TESCHG .PP --------1--- Page 8 of 13 ATTACHMENT II RATES AND CHARGES REVIEW (continued) developer record drawings (5.5 percent) was included in the total 8 percent increase for the 1996-97 fiscal year. The second part of the increase to cover developer record drawings (4.5 percent) is proposed to be included with a 3.1 percent cost of living increase for the 1997-98 fiscal year. The resulting 7.6 percent increase will compensate the District for the additional costs associated with developer sewer installation projects. c) Recommendation Increase Main Line Inspection Fees for developer projects as shown in Table A-1 of Attachment I. F-2 INDUSTRIAL USER PERMIT APPLICATION FEE (NEW INDUSTRY PERMIT FEE) a) Description The District incurs costs in evaluating businesses which may be classified as Industrial Users and permitted under the District's Source Control program. The New Industry Permit Fee was implemented to recover these costs. The current minimum fee is $500. b) Discussion Source Control staff has detennined that the cost of evaluating most applications is significantly less than the current minimum fee collected. Also few of the applications reviewed result in Class I or II Industrial Permits, leading staff to conclude that the minimum fee for review of Industrial User Permit Applications should be reduced. Staff recommends changing the name of the existing fee and lowering the minimum amount from $500 to a base fee of $175. The proposed $175 Industrial User Permit Application Fee will reimburse the District for staff time spent reviewing applications which do not result in Class I or II Industrial Permits and represents a more equitable charge to all applicants since those requiring more than the minimum staff time will be charged based on actual District cost. c) Recommendation Change the name "New Industry Permit Fee" to "Industrial User Permit Application Fee. " Reduce the minimum fee from $500 to a base fee of $175 per application. 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Cl OJ <( :J i:5 c: .~ w c: III "'0 0 C(l Cl ',p @ @ [!! @ @ 0:: c: - oS 10 0 c: - ~ 10 Q) :J S2" ::::) ~ ~ "~ Z 0 ~ :J "'0 j u Q c: & N- N- N' N' a: III Co III ~ c: ii: 0 z en , , 0 <( v ^ v ^ 0 z - M w - N M ~ .... N ~ .... s2 s2 s2 G ~ ~ ~ !:!::. III ~ ~ ~ :I: RATES AND CHARGES . Fees for Services Provided to Contractors, Developers, and Other Users . Provided for Under Chapter 6 of the District Code . Accounts for 1.5% of the District's Annual Revenue . Rates and Charges Are Reviewed Yearly and Adjusted For: 1. Cost of Living Increases 2. Analysis of the Cost of Service . Rates and Charges Increases Not Subject to Proposition 21 8 Requirements H:\DESIGN\SW ANSON\RA TESCHG .OH -----.---------- ----------------------r- RATES AND CHARGES 1997 SCHEDULE . Most Fees Proposed to Be Increased by 0 - 3.1 % . Generally Rounded to Nearest Whole Dollar . Three Fees Proposed to Be Modified Based On a Cost of Service Review 1. Mainline Inspection Fee 2. Rebate Administration Fee 3. Industrial User Application Fee H:\DESIGN\SW ANSON\RA TESCHG .OH ----.--..---..----.--.---- ------"'--1- RATES AND CHARGES REBATE ADMINISTRATION CHARGE . Covers Costs of Administering and Collecting Rebates Related to Sewer Mainline Extensions . In Effect Since 1982, But Not Listed in the Schedule of Rates and Charges . Proposed Increase from $83 to $85 . Also Proposed to Change Who Pays Rebate Administration Fee H:\DESIGN\SW ANSON\RA TESCHG .OH ~ RATES AND CHARGES MAINLINE INSPECTION FEE . Covers Costs of Field and Television Inspection of New Sewer Mains . Last Year, Board Approved an Increase Over 2 Years to Cover Record Drawing Costs · Proposed Increase: 2nd Part of Record Drawing Cost 4.5% Cost of Living 3.1 % Total Increase 7.6% H:\DESIGN\SW ANSON\RA TESCHG .OH ----------..-.-----.--.--.....,-... RATES AND CHARGES INDUSTRIAL USER PERMIT APPLICATION FEE (New Industry Fee) . Covers Costs of Evaluating Businesses Which May Be Industrial Users and Permitted Under Source Control Program . Cur.rent Minimum Charge is $500 . Actual Effort is Less Than Current Minimum Charge . Proposed Reduction of Minimum Charge to $175 . Proposed Name Change to "New Industry Fee" H:\DESIGN\SW ANSON\RA TESCHG .OH ----1-- ~ Central Contra Costa Sanitary District BOARD OF DIRECTORS 1:lilllllllllllilillllllllllliililli:i:: BOARD MEETA~~il 17, 1997 :::::::::::::::::::::::~::::::::::::::::::::::::::::::::::;:::::::::::;:;:;:;:;:;:;:::;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:::;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:::;::::::: Page 1 of 6 NO. 6. BIDS AND AWARDS a. DATE TYPE OF ACTION April 11, 1997 AUTHORIZE AWARD SUBJECT AUTHORIZE AWARD OF CONSTRUCTION CONTRACT TO J. FLORES CONSTRUCTION COMPANY, INC. FOR THE ROSSMOOR SEWER IMPROVEMENT PROJECT, PHASE 3, DISTRICT PROJECT NO. 5196 SUBMITTED BY INITIATING DEPT tOlV Thomas A. Trice, Senior Engineering Assistant Engineering Department/Infrastructure Division ~: On April 2, 1997, sealed bids were received and opened for construction of the Rossmoor Sewer A-oject, Phase 3, District A-oject No. 5196. The Board of Directors must authorize award of the contract or reject bids within 50 days of bid opening. BACKGROUND: An agreement regarding the District taking over private sewer mains in the Rossmoor community was approved by the Board of Directors in 1995. Under the terms of this agreement, new manholes and rodding inlets will be constructed, and any necessary repairs will be made to the existing sewers so that they may be accepted by the District. The construction of manholes and rodding inlets and repairs are being planned over an eight to ten-year period that corresponds to the anticipated transfer schedule. The projects will be financed by the allocation of a portion of the capital improvement fees paid by the Rossmoor Developer, UOC Homes, and a portion of the sewer service charges paid by the owners in Rossmoor. The first phase of construction was completed in 1995, and the second phase was completed in 1996. The plans and specifications for the third phase of the project (see Attachment 1 for map) were prepared by District staff. The engineer's estimate for construction of Phase 3 is $430,000. This project was advertised on March 12 and 19, 1997. Three sealed bids ranging from $493,215 to $671,671 were received and publicly opened on April 2, 1997. A summary of bids received is shown in Attachment 2. All bids received were higher than the engineer's estimate. This is partially due to the new requirement to complete all work in each area within two weeks after the installation of pipe (added as a result of discussions with Rossmoor) and the complexity of work associated with installing the new sewer pipelines in areas with landscaping and concrete improvements. Also, the bid climate has changed, as indicated by the small number of bids received (seven were received last year), and many contractors are busy due to work generated by winter storm damage. Infrastructure Division staff conducted a technical and commercial review of the bids and determined that the bid submitted by J. Flores Construction Company, Inc. is the lowest responsive bidder. RfVEMD AMJ IECOAWEMJED FOR BOARD ACTION -r7'1f AT \If f/,Jj f$ INITIATING DEPARTMENTtOlVlSlON cws JSM RAB H:\PP\AUTH5196.T A T 9/16/96 ':!i:~iil:!:i:I:I~~::.llllllili:i~~:I.IIII:I.IIIIII.11IIIIII1 DATE April 11, 1997 I Page 2 of 6 SUBJECT AUTHORIZE AWARD OF CONSTRUCTION CONTRACT TO J. FLORES CONSTRUCTION COMPANY, INC. FOR THE ROSSMOOR SEWER IMPROVEMENT PROJECT, PHASE 3, DISTRICT PROJECT NO. 5196 The District will administer the construction contract and will provide contract administration, inspection, survey, office engineering and shop drawing review. The funds required to complete this project, as shown in Attachment 3, are $662,000. The total cost of the Phase 3 project is anticipated to be $692,000. Included in this cost is $28,000 for easement preparation and evaluation by internal television inspection of the existing sewers proposed for takeover by the District during 1997. The easement and television work is unique to this project. Construction of the improvements to the Rossmoor sewers is included in the fiscal year 1996-97 Capital Improvement Budget (CIB) on pages CS-69 through CS-71 . Staff has conducted a cash flow analysis of the Sewer Construction Fund and concluded that adequate funds are available for this project. Staff has concluded that this project is exempt from the California Environmental Quality Act (CECA) under District CECA Guidelines, Section 18.2, since it involves only minor alterations of existing facilities with negligible or no expansion of capacity. Board of Directors' approval of this project will constitute an independent finding that the project is exempt from CECA. RECOMMENDATION: Authorize award of a construction contract in the amount of $493,215 for construction of the Rossmoor Sewer Project, Phase 3, DP 5196, to J. Flores Construction Company, Inc., the lowest responsive bidder. ,- ~./ i'ii', //1,', '/ I ,///' ',./! ~ c: "" '0 o o ... '" ;;:; ..- ... :;; PROJECT AREA -;;; >> -5 u :it Central Contra Costa Sanitary District o I '" 0: .0 ::0'" o.~ o o 0. Page 3 of 6 ~ / / 3000 6000 - FEET ATTACHMENT ; ... "" $!! =! ~ ROSSMOOR SEWER PROJECT PHASE 3 1 ---r- ATTACHHENT 2 Central Contra Costa Sanitary District SUMMARY OF BIDS Page 4 of 6 PROJECT NO. 5196 - Rossmoor Sewer Imorovements Proiect. DATE Aoril. 2. 1997 Phase 3 LOCATION: Walnut Creek ENGR. EST. $430.000 No. BIDDER BID PRICE (Name, telephone & address) 1 J. Flores Construction Co., Inc. (510) 532-8380 $493,215.00 1447 39th Avenue Oakland, CA 94601 2 TGH Pipelines (415) 945-3288 $513,870.00 3 Heather Way Larkspur, CA 94939 3 McGuire and Hester (510) 632-7676 $671,671.00 9009 Railroad Avenue Oakland, CA 94603 4 $ 5 $ 6 $ 7 $ 8 $ 9 $ 10 $ 1 1 $ 12 $ BIDS OPENED BY d~eJ-t. ~ DATE Aoril 2. 1997 SHEET NO. ..L OF ...1 H:\CONSTRUC\TRICE\SUM5196.FRM ----r- Page 5 of 6 ATTACHMENT 3 ROSS MOOR SEWER PROJECT, PHASE 3 DISTRICT PROJECT NO. 5196 POST -BlD/PRECONSTRUCTlON ESTIMATE PERCENT OF ESTIMATED ITEM DESCRIPTION TOTAL CONSTRUCTION 1. Construction Contract $ 493,215 (J. Flores Construction Co. Inc.) 2. Contingency at 11.5 percent 56.785 CONSTRUCTION TOTAL $ 550,000 100 3. Construction Management . District Forces - Construction Management $ 9,000 - Contract Administrationllnspection 46.000 SUBTOTAL CONSTRUCTION MANAGEMENT $ 55,000 10.0 4. Consultant/Professional Services . Material Testing $ 5,000 . Arborist 2,000 . Sewer Cleaning and Televising Service 25.000 $ 32,000 5.8 5. Engineering and Other Services During Construction . District Forces - Office Engineering Services $ 6,000 - Record Drawings 3,000 - Community Relations 2,000 - Surveying 5,000 - Easement Preparation 3,000 - Collection System Operations 4,000 H:\PP\AUTH5196.T A T Page 6 of 6 PERCENT OF ESTIMATED TOTAL CONSTRUCTION ITEM DESCRIPTION · Other Services - Legal 2.000 SUBTOTAL CONSTRUCTION ENGINEERING $ 25,000 4.5 CONSTRUCTION MANAGEMENT & ENGINEERING TOTAL (ITEMS 4,5, & 6) $ 112,000 20.4 7. Prebid Expenditures (Planning and Design) $ 30,000 8. Total Project Cost $ 692,000 125.8 9. Funds Allocated to Date $ 30,000 10. Allocation Required to Complete Project $ 662,000 H:\PP\AUTH5196.TAT ~ Central Contra Costa Sanitary LJistrict BOARD OF DIRECTORS Page 1 of 4 BOARD MEETING OF April 17, 1997 NO. 8. ADMINISTRATIVE a. DATE TYPE OF ACTION April 14, 1997 RENEW CONTRACT SUBJECT CONSIDER RENEWAL OF CONTRACT FOR LEGAL SERVICES WITH KENTON L. ALM AND SELLAR, HAZARD, SNYDER, FITZGERALD, McNEELY & ALM FOR THE PERIOD FROM JULY 1, 1997, THROUGH JUNE 30, 2000, AND AUTHORIZE THE BOARD PRESIDENT TO EXECUTE THE CONTRACT SUBMITTED BY Bonnie Allen, Risk Manager INITIATING DEPTIDIV Administrative/Risk Management ISSUE: The three-year contract for legal services and Counsel for the District services of Kenton L. Aim and the Sellar, Hazard, Snyder, Fitzgerald McNeely & Aim Law Firm is terminating on June 30, 1997. A contract renewal requires approval by the Board of Directors. BACKGROUND: The District has been obtaining general legal services and Counsel for the District services of Kenton L. Aim and Sellar, Hazard, Snyder, Fitzgerald, McNeely & Aim (Firm) since 1985 by a contracted arrangement which was approved by the District Board of Directors. The current contract has a term from July 1, 1994, through June 30, 1997. If the Board wishes to continue the relationship with Mr. Aim and his Firm, staff has negotiated an arrangement where fees would remain the same in the first year of the renewed contract and modest increases in year two and three (See Attachment A) for a period of July 1, 1997, through June 30, 2000. The non-financial terms of the renewal contract remain essentially the same. During this last contract term, the Firm agreed to undertake several new approaches to increase effectiveness in providing legal services while attempting to hold down costs. Substantial progress has been made in several of these areas which include: . Use and availability of Attorney Mark Cornelius maintaining on-site office hours have been provided at a 15 % cost reduction; . Use of telephone conference calls has minimized travel time expense; . Increased use of less expensive personnel within Firm on appropriate assignments has kept costs lower than otherwise would be the case; . Development and use of an electronic documents transfer system between Firm and District have streamlined operation; . Development of a more user friendly time and billing system has been implemented to better accommodate District's needs. BA AND RECOIlIIIVIENDED FOR BOARD ACT10N N INITIATING DEPARTMENTIDIVISION ~ C:\ WPWIN\SIF\ALMPOSIT. WPD 9/16/96 ------.--.--...--...--.--...----....-..-----...---...----------.-----...----..---...---..-.....-,..... DATE April 14, 1997 Page 2 of 4 SUBJECT CONSIDER RENEWAL OF CONTRACT FOR LEGAL SERVICES WITH KENTON L. ALM AND SELLAR, HAZARD, SNYDER, FITZGERALD, McNEELY & ALM FOR THE PERIOD FROM JULY 1, 1997, THROUGH JUNE 30, 2000, AND AUTHORIZE THE BOARD PRESIDENT TO EXECUTE THE CONTRACT Although the cost of legal services continues to be a substantial expense, the efforts of staff, coupled with reciprocal efforts of the Firm, have produced a down-trending of general counsel legal expenses over the last three years. (See Attachment B) Litigation expenses are, of course, more difficult to control and forecast due to the unpredictable nature of future claims and litigation. Nonetheless, the recent resolution of several significant pieces of litigation and the expected resolution of others suggests the possibility of a favorable trend for claims and litigation in the immediate future. The Firm has been instrumental in the District's recovery of reimbursement for certain legal expenses and losses incurred for those lawsuits covered under prior insurance policies. The proposed contract is for a term of three years; however, it may be terminated by the District or the Firm at will during the term upon reasonable notice. The proposed contract also includes the following provision: In the event that the incumbent Counsel for the District leaves the Firm, at the District's sole discretion, the District has the right to continue with the Firm choosing a replacement Counsel, continue with the Firm for specific legal services and obtain other services from other firm(s), or terminate the contract. From time to time the Board has considered hiring a staff attorney. The proposed contract will provide for that contingency by the inclusion of the following provision: Nothing contained in this contract shall preclude the District from hiring staff attorney(s) who might perform some or all of the work that would otherwise be done by the Firm. In that event, the contract would remain in effect for the performance of work that may be assigned to it. RECOMMENDATION: Consider approval and renewal of the contract for District legal services and Counsel for the District services by Kenton L. Aim and Sellar, Hazard, Snyder, Fitzgerald, McNeely & Aim for the period from July 1, 1997, through June 30, 2000, and, if approved, authorize the Board President to execute the contract. - --------------------,----- :! .... <t ~ > .... w w ZtJ) Ow :!1- ~<t CD: ....> <t.... D:D: w:) C)o ~J: U:tJ) ~w D:U w- C> >D: ZW tJ)tJ) .... ~<t CC) D:w <t.... N <t J: ~ D: <t .... .... w tJ) ATTACHMENT A 0 0 0 N -0- Q)O LO LO LO LO 0 C/lM LO Oco (Xl LO ..;:t M N r-- a. ~ ~ ~ ~ ~ 0(/)0 0 I 0(/)0 0(/)0 0(/)0 0(/)0 0(/)0 0:0> 0> ~ r-- (Xl 0> - -00 Q)M 0 C/l- oco r-- a. I ~ o r-- 0(/)0 0:0> o (Xl ~ 0(/)0 ~ - r-- ~ r-- +-' e 0 ~ r-- .... ~ :J 0(/)0 U .... Q) e +-' .... -co Ell. -- <( co a. .....I .- o e .S: o .... +-'0- e Q) ..: ~(/) o LO ~ 0(/)0 o ..;:t ~ 0(/)0 o ..;:t ~ 0(/)0 LO M ~ 0(/)0 o ..;:t ~ 0(/)0 LO M ~ 0(/)0 .... Q) e +-' .... co Il. - co a. o >-.~ Q) .... ell. .... I o e +-' 0 +-'2 <( .... .... 0 o .- .- e e Q) Q)(/) (/)- co a. o e '':: Il. o M ~ 0(/)0 LO ~ ~ 0(/)0 LO N ~ 0(/)0 o ~ ~ 0(/)0 LO N ~ 0(/)0 - Q) +-' co '0 o C/l C/l <( - >- Q) e .... o +-' +-' <( LO r-- 0(/)0 LO r-- 0(/)0 o ~ ~ 0(/)0 LO r-- 0(/)0 >- Q) e .... o +-' +-' <( - Q) o .... :J o ..::t:. C/l ....+-' Q) :J U~ ~t) co co .....I .... ::::-E co 0 0)0 Q) >- ~.o co .... Il. 0 Q) > Q) .....I >- .... +-' e w ---,,- ------------------------------ --------T--- Q) ~ CIJ Q) c > 1I!r: j~ I'- 0') ~ ....- I c: co 0 0') W ...., CO > 0> 0 ...., ....J U '-"'" W 0 ~ z --::> WLL ClJW co 0') Zt) I I.() Wz 0') D..<( )(0:: W=> ..Jcn <cZ C)LL W....J ..J~ I.() 0') I -.::t 0') 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ~ 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 N 0 eX) (0 -.::t N ~ ~ ~ ~ ~ ~ ~ ~ ----------------------------------------- ------------------ -------------r- ~ Central Contra Costa Sanitary District ~l....'~~ BOARD OF DIRECTORS Page 1 of 5 ;:::llIllIlrll::!:!:I.I'II:':::::::'::~:!:I::::!:! BOARD MEEn;'Gprll 17, 1997 fb:::rr~~:::::::::::~~~::::;:;::::;:::::1~1:::::~t::::~j;:::;::::::t:::~~;;::i1~1~~:::::1111m:::::jf~::::::::~r~~~;:::::::::;:::::::;1t::::}1111111~11 DATE April 11, 1997 SUBJECT NO. 9. ENGINEERING a. TYPE OF ACTION ACCEPT ANNEXATION FOR PROCESSING AUTHORIZATION FOR P.A. 97-2 (ALAMO) AND P.A. 97-3 (ALAMO) TO BE INCLUDED IN A FUTURE FORMAL ANNEXATION TO THE DISTRICT SUBMITTm BY Dennis Hall, Associate Engineer Parcel No. Area Owner/Address Parcel No. & Acreage Craig E. Chase, et ux 5 Gary Way Alamo, CA 94507 198-160-002 (O.49 Ac.) PA 97-2 Alamo (78A6 & 77E6) George A. Foster, et ux 7 Gary Way Alamo, CA 94507 198-160-003 (O.49 Ac.) Roger D. Ehlers, et ux 9 Gary Way Alamo, CA 94507 198-160-004 (0.49 Ac.) Kim Langley 11 Gary Way Alamo, CA 94507 198-160-005 (0.54 Ac.) John M. Fontius, et ux 15 Gary Way Alamo, CA 94507 198-160-006 (O.55 Ac.) INITIATING DEPTIDIV Engineering Department/Infrastructure Division Remarks Lead Agency Existing homes with failing septic systems; must connect to the public sewer system. Properties are within Gary Way Contractual Assessment District No. 97-1. Project is exempt from CEOA. CCCSD INITIATING DEPARTMENTIDI\IISlON RElAEWED AND RECOMMENDED FOR OOARD AC710N oJ~ PH f//f H JSM H:\PP\ANNX97-2.DH r(Pfv RAB 8/6/96 I III:"::::::I:::I:!.II.IIII':'::'II.IIII"IIIII'III~I.I.III.IIIIIIIII'IIII'I'..:I.I":I.!'::I~I.!I:~:::II:~IIII':IIIII.!.IIIIIIIIIIII DATE April 11, 1997 SUBJECT Page 2 of 5 AUTHORIZATION FOR P.A. 97-2 (ALAMOl AND P.A. 97-3 TO BE INCLUDED IN A FUTURE FORMAL ANNEXATION TO THE DISTRICT Parcel No. PA 97-2 (continued) Area Alamo (78A6 & 77E6) Owner/Address Parcel No. & Acreage Edward P. Lindell, et ux 17 Gary Way Alamo, CA 94507 198-160-007 (0.55 Ac.) Ruth S. Feldman 22 Gary Way Alamo, CA 94507 198-160-010 (0.66 Ac.l Martin A. Parese, Jr. et ux 20 Gary Way Alamo, CA 94507 198-160-011 (0.65 Ac.l Robert M. Cuenin, et ux 18 Gary Way Alamo, CA 94507 198-160-012 (0.65 Ac.l George Alan and Lillian Hart 16 Gary Way Alamo, CA 94507 198-160-013 (0.65 Ac.l Wayne K. Snyder, et ux 14 Gary Way Alamo, CA 94507 198-160-014 (0.65 Ac.l Charles Wright Jr., et ux 12 Gary Way Alamo, CA 94507 198-160-015 (0.66 Ac.l Remarks Lead Agency CCCSD Existing homes with failing septic systems; must connect to the public sewer system. Properties are within Gary Way Contractual Assessment District No. 97-1 Project is exempt from CECA. 1 '!!~IIIII!!~!illl!.I.II::i:!ii!I.II':i~:III:.~I:::.::::I::..::I.I..IIII.!...!!!!!!I!!!..I!I..I..::.I::..:.I.IIIIII!II!I!IIIII DATE April 11, 1997 SUBJECT Page 3 of 5 AUTHORIZATION FOR P.A. 97-2 (ALAMO) AND P.A. 97-3 TO BE INCLUDED IN A FUTURE FORMAL ANNEXATION TO THE DISTRICT Parcel No. Area PA 97-3 Alamo (77E6) Owner! Address Parcel No. & Acreage Joe Motta, et ux 172 La Sonoma Way Alamo, CA 94507 198-111-030 (0.66 Ac.) Remarks Lead Agency Property owners are abandoning their septic tank. They will be extending the public sewer to their property and connecting to it in the near future. Project is exempt from CEOA. CCCSD RECOMMENDATION: Authorize P.A. 97-2 and P.A. 97-3 to be included in a future formal annexation. --.----.----..--.----.-....--.-.--......---------.--..----r- @ = PREVIOUS ANNEXATION __ = EXISTING (((SO BOUNDARY -- = PROPOSED ANNEXATION * = SIGNED PETITION PREVIOUSLY AUTHORIZED TO BE ANNEXED .~ ~~ ......-..., \ , . , ---,' ...'~ 24 ''''\ ~~..~ 32-1 PROPOSED ANNEXATION P.A. 97-2 A LA'" 0 SCHOOL o 1ST ,. \ o ~ PROPOSED ANNEXATION P.A. 97-3 --.-------,-- ~ Central Contra Costa Sanital) . District BOARD OF DIRECTORS Page 1 of 1 BOARD MEETING OF April 17, 1997 NO. 9. ENGINEERING b. DATE TYPE OF ACTION April 14, 1997 AUTHORIZE SUBSTITUTION OF SUBCONTRACTOR SUBJECT AUTHORIZE THE SUBSTITUTION OF R&O MASONRY, A NEW SUBCONTRACTOR, FOR NEUMAN MASONRY CONSTRUCTION, THE LISTED SUBCONTRACTOR, FOR MASONRY WORK ON THE HOUSEHOLD HAZARDOUS WASTE COLLECTION FACILITY PROJECT (DP 7165) SUBMITTED BY Munawar Husain, Associate Engineer INITIATING DEPTIDIV Engineering Department, Plant Engineering Division ISSUE: The Household Hazardous Waste Collection Facility Project general contractor, C. Overaa & Co., has requested substitution of a subcontractor listed on its bid and contract. Board of Directors' authorization is required for the substitution. BACKGROUND: C. Overaa & Co. listed Neuman Masonry Construction as the subcontractor for masonry work on its bid proposal to the District for the Household Hazardous Waste Collection Facility Project (DP 7165). Neuman Masonry Construction claims that it has run into financial problems with the Internal Revenue Service, and the company will likely file for bankruptcy. Neuman Masonry Construction has refused to execute the subcontractor agreement offered by C. Overaa & Co. Under these circumstances, C. Overaa & Co. now seeks Board approval to use R&O Masonry to perform the same work. Under California Public Contract Code, Section 4107, substitution of a listed subcontractor is permitted only in certain situations, including situations where the subcontractor has failed or refused to sign a subcontractor agreement. District staff has notified Neuman Masonry Construction by certified mail of the request for subcontractor substitution by C. Overaa & Co. and has also advised them of the requirement to notify the District in writing within five (5) work days of any objection to this proposed action. Failure to submit timely written objections results in the original subcontractor's automatic consent to the substitution. During a subsequent telephone conversation initiated by District staff, the owner of Neuman Masonry Construction provided assurances that there would not be an objection to the subcontractor substitution request. Based upon the statements made, District staff believe that the contractor's request will be unopposed. The awarding authority must consent to the subcontractor substitution to effect the change. In the present instance, staff is not aware of any reason not to approve the change. The proposed substitution will not result in any additional cost to the District or result in a delay in the project completion. RECOMMENDATION: Authorize the substitution of R&O Masonry, a new subcontractor, for Neuman Masonry Construction, the listed subcontractor, for work on the Household Hazardous Waste Collection Facility Project, District Project No. 7165. REVEWED AND RECONWfENDED FOR BOARD ACT10N MH R K WE INITIATING DEPARTMENTIDIVISION JI!' -pjJ: uft8(fff; RAB PED\L:\PP\7165SUB2.MH 9/16/96 -'---....---______..______.___~__.____._~_.____.._L_..___."'_~._.__~_____~_....___..._.___~._._____._~__._.___,,___..____~"_._.__.._._...__.___ n' __ __ __ O' '0' -- -.--'--.~..--.-..-.-.--..----l .dA Central Contra Costa Sanitary District BOARD OF DIRECTORS ::(I.:.:;:;:.:::.ii.:I.:.&k:it!"I.:.:;:::.:tii~:I5:I.:.::::::;::iSr:::tI BOARD MEETING OF :::!!:::itiR91:::!i:i:;:;:.II::!::i::::;:t::I!E::;:;:;:;;;:;;:.::::::~::::::; April 17, 1997 Page 1 of 6 NO. 9. ENGINEERING c. DATE April 14, 1997 TYPE OF ACTION CONSIDER REQUEST SUBJECT CONSIDER REQUEST FROM MR. GARY WEST OF THE CONTRA COSTA COUNTY NEIGHBORHOOD PRESERVATION PROGRAM FOR A DISCOUNT OF FEES RELATIVE TO THE CONNECTION OF A HOME AT 1010 SCOTS LANE, WALNUT CREEK SUBMITTED BY INITIATING DEPTJDIV Jay S. McCoy, Infrastructure Division Manager Engineering Department/Infrastructure Division ISSUE: The District has received a letter from Contra Costa County requesting that the District grant a discount of the connection fees for a homeowner who is receiving a loan through the County Neighborhood Preservation Program. Staff requests guidance on how to respond to the letter. BACKGROUND: Upon receipt of a letter from Mr. Gary West of the County Neighborhood Preservation Program (description attached), staff obtained the following background information. Mr. Smith owns the property at 1010 Scots Lane in the Walnut Creek area. Attached is a map showing the location of Mr. Smith's property. Mr. Smith initiated the letter from Mr. West by applying for financial assistance through the County Neighborhood Preservation program to improve his property. The County processes 50 to 60 applications per year. The County has had no other instances where the County has needed to request a reduction or waiver of fees from other utilities. All previous homes have had water, gas, electric, and telephone services. Mr. Smith's kitchen, bathroom, plumbing, roof, and water heater are in a state of disrepair. In addition Christmas in April (a non-profit organization that reconstructs neglected properties) will be doing landscaping work, including repair of an existing wood retaining wall. There are two buildings on the property that have plumbing facilities. These buildings need to be connected to the District's sewer system because the existing septic tank is not functioning properly. The existing buildings are high enough so that gravity sewer connections can be made into Walnut Boulevard. Mr. Smith has qualified for a 0 percent interest deferred loan of $20,000, the maximum amount offered. The higher the owner's equity in the property, the higher the loan amount can be. The loan will be paid off when the property is sold. The loan will pay for the building repairs and the sewer connection. The total cost is estimated to exceed $20,000. The cost of the physical installation of the new sewer pipe is between $3,000 and $6,000. The total fees due to Central Contra Costa Sanitary District for the sewer connection would be $4,849.92. ~ AND RECOMMENDED FOR BOARD ACTION RAB \/ffJ H:\PP\NBRPRES.JSM 9/16/96 "'0' ..--..-.'.-..-------r--- 111:11'11:.:...11..1'11111111111111111:1.11111111111111111111111 DATE April 14, 1997 I Page 2 of 6 CONSIDER REQUEST FROM MR. GARY WEST OF THE CONTRA COSTA COUNTY NEIGHBORHOOD PRESERVATION PROGRAM FOR A DISCOUNT OF FEES RELATIVE TO THE CONNECTION OF A HOME AT 1010 SCOTS LANE, WALNUT CREEK SUBJECT Past Board policy generally has been not to grant special fee discount requests. Staff has developed options for the Board to consider in it deliberation of this request. Fee reductions that have been granted for the Neighborhood Preservation Program by other agencies or companies are shown on the attached table. OPTIONS 1 . Grant the request to waive fees. 2. Grant the request to reduce fees. 3. Place a lien on the property in the amount of the fees. (This would require a change to the District Code.) 4. Have Mr. Smith sign a promissory note in the amount of the fees. The note would be paid off when the property is sold. The note would be secured by a Deed of Trust recorded against the property. 5. Install the new sewer for Mr. Smith at District cost as a training exercise for Collection System Operations Department summer employees. The fees would be required to be paid in full by Mr. Smith. RECOMMENDATION: Provide staff with direction on how to respond to the letter from Contra Costa County. Building Inspection Department PROPERTY CONSERVATION DIVISION NEIGHBORHOOD PRESERVATION PROGRAM 651 Pine Street, 4th Floor Martinez, California 94553-0152 PCD (510) 335-1111 NPP (510) 335-1137 FAX (510) 646-4450 Contra Costa County Franklin Lew C.B.O., I.E. Director of Building Inspection ~[g@~O\W~[Q) MAR 2 1 1997 ceeso SECRETARY OF THE DISTRICT RE: 1010 Scots Lane Walnut Creek, CA Dear Ms. Murphy: I am writing to you on behalf of property owner Claude Smith at 1010 Scots Lane, Walnut Creek, CA APN# 180-190-023. Mr. Smith has applied for the Contra Costa County Neighborhood Preservation Program. Mr. Smith is having a sanitation problem with his septic system and will need to be connected to Central Contra Costa Sanitary District. The existing system was installed in 1938 when the house was built. The Contra Costa County Health Department will not allow repair to tanks and/or systems this old. The lot appears to be an existing non-conforming lot according to the newer regulations and the septic system cannot be updated. I have suggested that connection to the Sanitation District be performed forthwith to alleviate any future problems with his residence. Our program assists fixed and low income elderly residents with completing code repairs on their homes that they could not otherwise afford. These loans are subsidized by the federal government with a low or zero interest rate to the home owner. The funds available to each home owner is extremely limited according to the owner's equity in the property. Because this is a federally funded program, other jurisdictions have been willing to._wave their fees to better utilize the limited funding. Please consider waving your department's fees or reducing the fees due to Mr. Smith's fixed income. If you need any more information concerning this consideration, please contact me at 335-1112. I am anticipating your response. SLl 1/~ Gary ~ Buildi~:~ector II cc. Claude Smith ~ ~r WALNUT HEIGHTS ELEMENTARY SCHOOL ~ ~IN ..,- _4-' -- 75D311s57 t - ----r--- ~ C~ntral Contra Costa Sanitary a.listrict BOARD OF DIRECTORS Page 1 of 3 BOARD MEETING OF April 17, 1997 NO. 12. BUDGET & FINANCE a. DATE TYPE OF ACTION April 14, 1997 REVIEW SELF-INSURANCE FUND BUDGET FOR FISCAL YEAR 1997-1998 SUBJECT REVIEW THE FINANCIAL STATUS AND BUDGET OF THE SELF-INSURANCE FUND AND APPROVE THE ALLOCATION OF $100,000 TO THE FUND FROM THE 1997-1998 O&M BUDGET SUBMITTED BY Bonnie Allen, Risk Manager INITIATING DEPTIDIV Administrative/Risk Management ISSUE: The Self- Insurance Fund (SIF) is to be reviewed each year by the Board of Directors with the staff presenting funding recommendations for the upcoming fiscal year. BACKGROUND: The District has self-insured most of its liability and some of its property risks since July 1, 1986, when the Board approved the establishment of the Self-Insurance Fund. The SIF has effectively funded District losses over its eleven year history and it remains financially sound. In 1994, a new Government Accounting Standards Board Statement No. 10 (GASB-10) set forth requirements on how public agencies must fund their self-insured risks. To assure compliance with GASB- 10, the District restructured the SIF into three sub-funds. Each of the three (3) sub-funds were established for funding specific risks: . SUB-FUND A: GASB-10 Actuarially-based risks. These include general liability and automobile liability risks. Under the requirements of GASB-1 0, risks that could be actuarially studied must be funded based on an actuarial study. General liability and automobile liability are readily studied throughout the insurance and self-insurance world to determine funding levels for these liabilities. The District obtained an actuarial review of its self-insured general liability and automobile liability which projected losses for these risks. The actuarial estimate of $673,485 was designated as Actuarial Reserve for liability of these risks and Sub-Fund A was established to insure these risks based on the understanding that the District would procure a $10,000,000 excess liability policy with a $500,000 self-insured retention. Though $673,485 reserve was booked as a liability in the 1996-1997 budget, the $673,485 reserve remains available in the total Self-Insurance Fund. . SUB-FUND B: GASB-10 Non-actuarially-based risks. These included employment related and pollution related risks. GASB-10 requires that all potential risks, including employment related and pollution related, be adequately and soundly funded even though these risks are not actuarially reviewed. An actuarial study was not required for these risks since losses for employment related and pollution related risks are often predicted with less accuracy because these types of cases occur infrequently but may result in extremely high costs and losses. With guidance from risk management and insurance specialists, the District established Sub-Fund B at $2,450,000 to fund employment related and pollution related risks based on the purchase of the above mentioned excess liability insurance policy. SA INITIATING DEPARTMENTIDIVISION . t2L4- c:\ WPWIN\SIF\POSITION.3RD 9/16/96 ..........-.....-.......----.--------...-.-..--...-..-..-..-.-....-.---......--...--..-.........................-...-....-..-....- .---....----..........-..,-. DATE April 14, 1997 Page 2 of 3 SUBJECT REVIEW THE FINANCIAL STATUS AND BUDGET OF THE SELF-INSURANCE FUND AND APPROVE THE ALLOCATION OF $100,000 TO THE FUND FROM THE 1997-1998 O&M BUDGET . SUB-FUND C: Non-GASB-10 risks. The Sub-Fund covers risk management program insurance premiums and the costs of initiating claims and lawsuits against others who have damaged the District. The District established this Sub-Fund to finance non-GASB-10 risks under our risk management program. Specific costs include: insurance premiums for a $10,000,000 excess liability policy; and insurance premiums for insuring District properties for fire, explosion, flood, etc. for losses above $500,000. This Sub-Fund should be maintained at a level to support these defined costs as well as to cover the required $500,000 property damage self-insured retention and provide adequate funds to replenish Sub-Fund A or B. The Sub-Fund was initially established at a level above $2,000,000. Sub- Fund C is projected to be at a level of $1,674,241 on June 30, 1997. Exhibit I (attached) presents a recent financial history and projection of the SIF and shows that the total reserves are projected at $4,817,726 for June 30, 1997. This total is $368,692 less than the total SIF reserves of $5,186,418 at the beginning of the 1996-1997 budget year. During 1996-1997, the District experienced unusually high losses both in the area of general liability and in the settlement of a long term pollution related case. These high costs resulted in major charges against both Sub-Fund A and Sub-Fund B of the SIF and required the transfer of funds out of Sub-Fund C to reestablish the funding requirements of Sub-Fund A. Despite these losses, we were successful in recovering monies from prior insurance coverages to help offset the costs. Since several major lawsuits have been resolved, a more normal loss experience is expected in the upcoming year as reflected in the 1997-1998 budget. The 1997-1998 SIF budget provides for total revenues of $882,856 and total expenses of $882,500, which will bring the projected 1997-1998 total SIF to $4,818,082 on June 30, 1998. The budgeted revenues include an allocation of $100,000 from the 1997-1998 O&M budget to the SIF. The $100,000 allocation would help maintain the SIF at its current funding level. Budgeted revenues also include potential recovery of approximately $335,000 from prior insurance coverages and $238,845 to be recovered from the Central Contra Costa Solid Waste Authority in 1997-1998 fiscal year as reimbursement of solid waste associated legal expenses. In summary, the funding reserves for the SIF, as established by the 1994 study, is the sum of Sub-Fund A and Sub-Fund B which totals $3,123,485 , as well as Sub-Fund C of $1,694,597, to maintain the total SIF at $4,818,082 on June 30, 1998. Therefore, staff recommends that $100,000 be allocated from the O&M budget to maintain the SIF at its current level and provide prudent reserves for funding District losses. RECOMMENDATION: Review the financial history and projection for the Self-Insurance Fund and approve the allocation of $100,000 from the 1997-1998 O&M budget. ... ..----.--..-....--...----- ..---.-..... ........--T- Exhibit I CENTRAL CONTRA COSTA SANITARY DISTRICT SELF-INSURANCE FUND (SIF) July 1, 1993, Ending June 30, 1998 Actual Actual Actual Projected Budget 1993-1994 1994-1995 1995-1996 1996-1997 1997-1998 Revenues SIF Allocation from O&M Fund $ 80,000 $ 80,000 $ 150,000 $ 0 $ 100,000 Subrogation Recovery 94,201 171,787 266,670 998,936 335,000 Franchise Fee 0 100,323 188,175 0 0 Reimbursement (CCCSWA) 0 0 79,911 319,644 238,845 Interest Income 290,364 268,219 262,363 225,000 209,011 Total Revenues $464,565 $620,329 $947,119 $1,543,580 $882,856 Expenses Claims Adjusting 2,400 2,400 7,969 2,160 5,500 Insurance Consulting 0 7,296 0 7,500 0 Loss Payments 121,721 18,455 100,827 1,110,741 * 135,000 Legal Services 817,121 460,830 455,372 386,471 350,000 Technical Services 8,364 1,125 77 ,438 116,506 100,000 Insurance Premiums 66,840 75,790 275,738 288,894 292,000 Total Expenses $1,016,446 $565,896 $917,344 $1,912,272 (1 ) $882,500 Revenues Over Expenses ($551,881) $54,433 $29,775 ($368,692) $356 Reserves Beginning of Year 5,654,091 5,102,210 5,156,643 5,186,418 4,817,726 Revenues Over Expenses (551,881) 54,433 29,775 (368,692) 356 End of Year $5,102,210 $5,156,643 $5,186,418 $4,817,726 $4,818,082 Uncommitted Reserves 4,653,173 4,483,158 4,512,933 0 0 Actuarial Reserves - GASB 10 (Fund A) 449,037 673,485 673,485 673,485 673,485 Non-Actuarial Reserves - GASB 10 (Fund B) 2,450,000 2,450,000 Non-GASB 10 Reserves (Fund C) 1,694,241 1,694,597 Total Reserves $5,102,210 $5,156,643 $5,186,418 $4,817,726 $4,818,082 Footnote (1): Total Expenses Budgeted for 1996 - 1997 is $782,500 * Includes Acme settlement of $800,350 and Leonard/Beinke settlements ".. " _..........m_ -..-........-.. ....- .."-..----"--r-